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Setup, Punch Line, and the Mind-Body Problem PART TWO |
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Associate Professor of Religion and Philosophy |
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| PART TWO The Tiantai tradition's unique position rests
on its claim concerning the relation
that
obtains between Provisional Positing
and
this Emptiness. It will come as no
surprise
for those familiar with Buddhist rhetoric
that they turn out to be "neither
the
same nor different" or "both
the
same and different," denoted here
as
the "Non-exclusive Mean."
But as
the reflections above have already
begun
to suggest, rather than relegating
this claim
to a facile unthinkable identity of
contraries
or a blank "everything is everything"
story, the Tiantai tradition has something
very specific in mind here: the neither-sameness-nor-difference
of the provisional and Emptiness in
the Mean
is to be understood on the model of
the relation
between provisional and ultimate doctrines
preached by the Buddha, the process
of preaching
false but necessary provisional doctrines,
on the basis of one's realization of
ultimate
truth, in
p. 597 Setup, Punch Line, and the Mind-Body
Problem: A Neo-Tiantai Approach Philosophy
East and West, Vol. 50, No. 4 (Oct. 2000)
order to lead other beings to that ultimate
truth, especially as described in the Lotus.
The ontological problems of the relation
of appearance and reality, and of oneness
to multiplicity, are to be understood here
according to the blueprint provided by this
basic paradigm. That is, Provisional Positing
is to Emptiness as provisional truth is to
ultimate truth. And what precisely is this
relation?
According to the Lotus, the provisional doctrines,
valid in some local context, are posited
(1) on the basis of the ultimate truth and
(2) in order to reveal ultimate truth. That
is, a Buddha creates these doctrines on the
basis of his own wisdom and compassion, his
own embodiment of ultimate truth, and designs
them for the sole purpose of leading other
sentient beings to the same state. The doctrines,
understood in the sense specified by their
original local context, do not literally
describe this state of realization or match
its contents, but do both derive from and
lead to it. However, this is not yet the
whole story, for according to the Tiantai
understanding of this relation, in terms
of "opening the provisional to reveal
the real" this content is itself purely
context-dependent; that is, just the same
content, when "opened up" and revealed
in this context of deriving from and leading
to ultimate truth, suddenly reads differently
without having changed in the least. It is
not that the provisional is refuted and replaced
by ultimate truth, but rather that it is
revealed in this manner always to have been,
token for token, ultimate truth itself.
According to this picture, it is possible
to be practicing both ultimate and provisional
truths at the same time, in that one may
believe oneself to be practicing a particular
practice, which, when recontextualized, turns
out always to have had quite a different
meaning and efficacy. Hence, in the Lotus,
the sravakas (Hinayana disciples) are told
that they have actually been practicing the
Bodhisattva path all along, as have been
the tormentors of the Bodhisattva Never-Disparage.
As Zhiyi points out, [13] these tormentors
are not instructed to change their behavior
in any way; rather they are told that in
doing what they are doing (tormenting Never-Disparage)
they are now actually practicing the Bodhisattva
path, which proceeds from and leads to enlightenment,
and hence they will all become Buddhas. This
claim is made possible by the presumption
that the Bodhisattva path is a particular
state of being that is understood as having
at least the following two attributes: (1)
it can assume any form because it is (2) always involved in responding to and
bringing enlightenment to other sentient
beings. Hence any particular form may turn
out to be an instantiation of the Bodhisattva
path and have the effect of bringing enlightenment
to both oneself and others. The previous
teachings are shown to have been provisional
(merely forms of Bodhisattvahood), and their
real intention and source is revealed (they
are forms of Bodhisattvahood). They were
not literally "true" as understood
in the original context, but when placed
in the context of the ultimate intention
and result underlying them (both of which
are the Bodhisattva path), a beginning before
the previously supposed beginning and an
end after the previously supposed end, it
is revealed that these very teachings, token
for token, were revelations of the ultimate
truth as well -- that is, they were forms
assumed by enlightenment and which reveal
enlightenment.
Again, when a previous teaching is "opened
up" in this way, it is not exactly
p. 598 Setup, Punch Line, and the Mind-Body
Problem: A Neo-Tiantai Approach Philosophy
East and West, Vol. 50, No. 4 (Oct. 2000)
refuted; instead, the hermeneutic context
in which it reveals itself always to have
been speaking the ultimate truth is revealed.
The teaching itself is not changed, but now
it is seen that all along it was teaching
the ultimate truth, the content and implications
of which are very different from those assumed
to pertain when this provisional teaching
was heard in isolation or taken in its literal
sense. As Zhiyi says, "When we open
up the upayas to reveal the real ultimate
truth in them, we see that precisely the
former bodies [of Buddhas preaching inferior
doctrines] are the perfect eternal body,
and that the former doctrines are all the
perfect Integrated Teaching, that the former
practices and former principles are all precisely
the ultimately real." [14]
This entails also that once the ultimate
is revealed, it reveals itself both in contrast
to the previous upayas and as a new contextual
nexus in the light of which the former teachings
are themselves revealed as identical to this
ultimate teaching, thereby in the same gesture
overcoming this very contrast. This is made
most explicit in the Tiantai doctrine of
the "two marvels," the relative
and the absolute, which is traditionally
explained in the following terms:
Q: Since the Lotus is revealing the one reality,
why does the "Explanation of the Title"
section of the [Fahua] xuanyi ???? describe
it in terms of two marvels?
A: The Lotus is the teaching that opens up
the provisional to reveal the real, and thus
is the returning point of all the teachings,
the ultimate of all the five periods. If
it is not understood by means of the two
marvels, it is quite difficult to reveal
the one-vehicle marvel that reveals the real.
Initially, the "relative" (xiangdai
??) discusses the distinction between marvelous
and coarse. "Xiang" means "this"
and "that" giving shape to each
other, and "dai" means to have
another in reference to oneself. Here it
means waiting on the coarseness of the previous
four periods and seven provisional teachings
and only then [in contrast] revealing the
marvel of the one vehicle of the Lotus. Truly
it is because earlier the karmic situation
of the [listeners to the] other sutras was
not yet ripe, so that the flavor of their
teachings and contemplations ... are unequal
to the pure comprehensiveness and absolute
marvel of the Lotus, and hence these are
called "coarse." ... Because this
(Lotus) sutra is pure and undefiled, it alone
gets the name of marvelous, and for good
reason. But next the section on the absolute
(juedai ??) discusses opening the coarse
to reveal the marvelous, cutting off the
previous coarseness so that there is nothing
any longer with which this [marvel] can be
contrasted to and depend on [i. e., define
itself in contradistinction to]. This is
because the marvel of the Lotus has the power
to put an end to the coarseness of the previous
four periods and seven levels of teaching,
such that once their coarseness undergoes
the Lotus' opening and revealing procedure,
using the marvelous single vehicle to string
them all together and cut off their coarseness,
this coarseness is henceforth identical to
marvelousness. Outside the marvel there is
no further coarseness. Provisional is thenceforth
identical to reality, and outside the reality
there is no further provisionality. It is
like when a divine immortal transforms cinnabar
sand, or forges iron until it becomes gold.
Once it has become gold, it is no longer
iron. Thus the sutra says, "Pulling
open once and for all the Sravaka dharma,
showing it to be the king of all sutras."
This means that what you all have been practicing
(as sravakas) was in reality the Bodhisattva
way. This is to open up the gates of upaya
and reveal the true real-mark: once it is
opened up, there is no longer any difference
between the levels, no Hinayana or Mahayana,
for all return equally to the realm of Buddhahood,
and all
p. 599 Setup, Punch Line, and the Mind-Body
Problem: A Neo-Tiantai Approach Philosophy
East and West, Vol. 50, No. 4 (Oct. 2000)
dharmas are Buddhadharmas. There exists no
other vehicle; only the one real-mark has
been revealed, and this is called the discussion
of marvelousness in the absolute sense. But
of these two types of marvel, if the division
is not made in the relative sense the Lotus
will not be revealed as transcending all
other teachings, whereas if the opening up
and revealing of the ultimacy is not done
in the relative sense, then we wouldn't know
that the marvel of the Lotus is able to make
a marvel of all other dharmas and teachings
as well. [15]
Here we are talking about the relative status
of various sutras. But this is the model
for the Tiantai vision of reality. Let us
draw out the implications. Both the distinction
between value and antivalue and the subsequent
abolition of that distinction are necessary
here. By means of the distinction, the concept
of value is gained; without first having
the contrast, there would be no notion of
what was meant by value. Moreover, this alone
assures that value will be able to perform
its work of transforming antivalue into itself.
Once this concept is in hand and granted
its place hierarchically above antivalue,
with which it is given meaning by contrast,
it is revealed that this value subsumes antivalue
within it, that by virtue of itself antivalue
is no longer antivalue, but is instead itself
also, paradoxically, value itself. This can
serve as a template not only for the relation
between the Lotus and other sutras, but for
the development of the Mahayana claims of
identity between Nirva? a and sa? sara. We
begin with suffering, deluded beings, which
have always existed. The Buddha comes along
and says "Notice that you are suffering
and deluded, that all reality is nothing
but delusion and suffering." By grasping
these concepts, they simultaneously grasp
the contrasting opposite concepts: enlightenment
and bliss, defined so far only as far-off
ideals contrasting in every detail with ordinarily
experienced reality, Nirva? a.
Nirva? a is so far quite simply the pure
opposite of ordinary reality, its unmitigated
negation. Reality is impermanent, painful,
selfless (unfree), and defiled: therefore
Nirva? a means the opposite state, the state
that is permanent, blissful, free, and pure.
Nirva? a defined in this way is the relative
marvel. Then comes the punch line, the twist:
this further revelation is made that existing
reality is Nirva? a. Nirva? a is sa? sara.
It is ordinary reality itself that possesses
these qualities of permanence, bliss, and
so forth, precisely by virtue of the impermanence
and pain that led to their positing. Value
consists of revealing that the antivalue
with which it was contrasted in order to
become defined is itself the source and locus
of this value, is itself identical to value.
To say from the beginning "This is all
value" would have no meaning at all,
would not reveal anything to sentient beings,
because they simply would not know what value
(marvel) means. [16] As Zhiyi says, "How
could the coarse thinkable be different from
the marvelous unthinkable? Without leaving
words and letters we can thus speak the meaning
of liberation. The crux is just to realize
how the thinkable is identical to the unthinkable."
[17]
As noted, this notion of opening and revealing
does not apply only to doctrines and teachings,
much less merely to the groupings of the
Buddha's teaching, although this is its initial
and formative point of reference. It is deployed
as a general metaphysical notion. Zhiyi says:
p. 600 Setup, Punch Line, and the Mind-Body
Problem: A Neo-Tiantai Approach Philosophy
East and West, Vol. 50, No. 4 (Oct. 2000)
All existing dharmas are marvels. Each color
and scent without exception is the Way of
the Mean itself. Sentient beings capriciously
cut themselves off from this marvel. [The
Buddha's] great compassion is such that he
goes along with beings and does not contend
with the world, and thus he propounds all
the various provisional and real teachings...
Here [in the Lotus] he opens these various
provisional upayic gates to reveal the ultimate
truth ... thereby allowing all of them to
enter into the ultimate reality... If we
decisively open up the provisional conventional
teaching (shijian xitan ????) to show how
it is itself the marvelous conventional teaching
... we see that the very names of the ten
thusnesses, the nature and appearance of
each, throughout all the nine deluded realms
together become the nature and appearance
of the Buddha's own dharma-realm... [18]
Here we see not only an emphasis on the preservation
of individual deluded forms and even names
in their glorified form but also the way
in which the actual qualities, appearances,
and characteristics of the "nine realms"
(that is, all forms of existence other than
Buddhahood) are treated as a kind of upaya,
and are opened up and revealed to be none
other than the Buddha realm. By this very
act they are all again both provisional and
real at the same time. [19] The relation
between provisional and ultimate teachings
is used here as a model for the relation
between the ontic realms themselves; ordinary
reality is to the realm of enlightenment
as a provisional teaching is to the ultimate
teaching to which it leads. The final form
taken by this ontological application of
the notion of opening the provisional to
reveal the real is in the famous Tiantai
doctrine of the "mutual inclusion of
the ten realms" (shijie huju ????),
or, even more pithily, "the three thousand
suchnesses inherent in each moment of experience" (yinian sanqian ????).
The implication of stating the standard Chinese
Buddhist notion of mutual inclusion in this
very particularist manner must not be overlooked
here. That is, by referring explicitly to
the "ten realms" or to the "three
thousand," rather than simply stating,
in the Huayan manner, an ambiguous "everything
is each, each is everything," the Tiantai
version of this doctrine explicitly ensures
the inclusion also of subjective states of
delusion and suffering, since these ten realms
include the specifically enumerated realms
of purgatory, animals, asuras, hungry ghosts,
and so on as pervading and being pervaded
by the realm of Buddhahood. Since, in pan-Buddhist
mythology, all such realms are constitutively
subjective as much as objective (that is,
creations of karma), this means not just
that a set of morally neutral entities, the
things making up the world, are all mutually
pervasive, but specifically that delusion
and enlightenment, which in Tiantai terms
means provisional and ultimate truth, are
mutually pervading, each one being an adequate
description of the whole process of delusion-enlightenment.
We may say, then, that the ultimate truth
cannot be separated from provisional truth
and would not be itself without the lesser
teachings that precede it. The provisional
truth can never be eliminated or left behind,
because then the ultimate truth would fail
to be the ultimate truth; it is only ultimate
by virtue of its mutual inherence with the
provisional truth, which is also, therefore,
ultimate. Here the real nature of all phenomena
is asserted to be none other than the principle
of upaya itself, of a
p. 601 Setup, Punch Line, and the Mind-Body
Problem: A Neo-Tiantai Approach Philosophy
East and West, Vol. 50, No. 4 (Oct. 2000)
provisional positing that is perpetually
exposed as false and superseded. The truth,
in other words, is the process of falsehood
(partial truth) leading to truth. The world
is thus to be experienced as a teaching device,
something that is in itself false if taken
literally but true in that it is manifested
by and in fact inherent in the truth itself,
as a means devised skillfully to lead one
to the truth, which will turn out to be this
principle of truth and half-truth itself,
fleshed out. But this is only half the story,
since it is just as true to say "the
Buddha realm, too, is merely a provisional
upaya" as it is to say "the nine
realms are really the ultimately real Buddha
realm." In fact, all have to be both
at once, and thus we could say that all our
evils are teaching devices of the Buddha
or that even the Buddha is just another delusion
resulting from ignorant clinging. Both of
these must be equally valid for all experience.
This structure adumbrates the procedure Zhiyi
uses in every section of the Fahuaxuanyi
and his other main works. First he makes
a distinction, allowing the contrast to define
the two poles -- usually a hierarchical contrast
or a straight value contrast -- and then
at the end he "opens the provisional
to reveal the real," showing that actually
all lower or negatively valued parts are
identical to the higher or positive part,
and have been all along. All falsehoods will
turn out always to have been the truth. This
is not to say they already are the truth,
or that they will become the truth; there
is both a necessary forward motion ("will
turn out") and a realization, constituted
thereby, that this opposite value has been
copresent all along ("always to have
been"). But how in the world are we
to understand this and gain an intuitive
sense of its plausibility?
It is here that I must beg the reader's indulgence
while I suggest what I have found to be a
highly useful comparison; for the entire
Tiantai concept of the relation between provisional
and ultimate truth can, as I have already
hinted, be illuminated by means of a very
commonplace example: I refer to the structure
of a joke. Provisional is to ultimate as
setup is to punch line. Enlightenment is
equal here to humorousness, delusion to seriousness.
The whole setup of the joke is experienced
as serious until the punch line appears,
but once the punch line is understood, the
entire setup is also seen to have been "funny."
One does not say, after all, "The punch
line is funny, but the joke as a whole is
not." One simply says that the whole
joke is funny, including the seriousness
of the setup. Every atom of the setup is
thereby also understood to have been funny.
But this does not mean that one was laughing
while hearing the setup. On the contrary,
the punch line will only work, will only
be experienced as funny, if the setup has
been temporarily, "provisionally,"
taken seriously. It is precisely the contrast
between the solemnity of the setup and the
absurdity of the punch line that constitutes
the humor of the latter, and thereby of the
entire joke, including the serious setup.
In this way we can see how the setup can
be simultaneously "serious" and
"funny," and how these two are
identical to one another and yet exist in
a necessary conflict and contrast.
As I understand it, this provides a remarkably
close approximation of the relation between
provisional and ultimate in Tiantai and thereby
of the relation of value and antivalue. This
is one model by which to understand how "antivalue"
(purgatory, karma, afflictions, sentient
beings, provisional teachings) can be both
identical to
p. 602 Setup, Punch Line, and the Mind-Body
Problem: A Neo-Tiantai Approach Philosophy
East and West, Vol. 50, No. 4 (Oct. 2000)
and opposite to "value" (Buddhahood),
without changing in the least and without
renouncing the experienced conflict between
the two. Their conflict itself is experienced
as harmony, just as the contrast between
the seriousness of the setup and the humor
of the punch line is also experienced as
their harmony, in the retrospective understanding
of the humor of the joke as a whole. Thus,
Tiantai writers can say "All things,
including evil, are Buddha, Nirva? a, enlightenment,
ultimate truth, and so forth," without
thereby destroying the meaning of these terms
through the paradox of asserting any predicate
of "all things," without denying
the contrast between evil and good, and without
absorbing all the particulars and distinctions
among individual things into one indeterminate
universal Suchness or "night in which
all cows are black." On the contrary,
the goodness of all things is dependent on
the eternal, uncompromising contrast between
evil and good. The Lotus Sutra is the punch
line of the universe, which reveals all provisional
positings -- without altering in the least
their immediate coarseness, illusion, and
evil -- simultaneously to be marvelous, to
be the ultimately true and good, like the
marvelous Lotus itself. Once the punch line
appears, everything is always both funny
and serious.
It is the last point that needs stressing,
for it is here that our new model comes to
our aid. For we can now understand not only
how the recontextualized token (here the
setup) comes to be entirely characterized
by two opposite qualities (here humorousness
and seriousness, each of which will apply
to the entire setup once the punch line appears
to recontextualize it), but also how the
same can be true, in an asymmetrical manner,
of the punch line itself. For, as in the
examples developed in our discussion above
of master signifiers and centers, the quality
of "humorousness," once it is revealed
that it can also "turn out always to
have been present" even in the most
serious, and even tragic, of qualities (the
setup), no longer has a determinate and identifiable
significance in contrast to the serious.
Nothing, however serious, can be imagined
or pointed to, of which it could be said
with assurance that "This is not funny."
"Funny" no longer means anything
in particular, no longer has a specifiably
limited range of meaning. It no longer means,
for example, that when you are in the presence
of something "funny" you will burst
out laughing, or experience pleasure, or
even not be in misery and terror. All and
any experience can turn out always to have
been funny. Hence funny no longer denotes
any determinate meaning. This being the case,
the predicate "funny" empties itself
of determinate concept, in the manner required
for a truly omnicentric picture.
This same point can be approached from another
angle. The stunning content-lessness of the
Lotus, its relative lack of any substantive
doctrinal insights, has often been noted,
and the high regard in which it is held in
East Asian Buddhism has been the cause, therefore,
of considerable bewilderment. In an important
sense, we may say that for the Tiantai tradition
the Lotus is even more purely empty than
it appears. It does indeed recontextualize
and "open" all other teachings,
but it does this not by adding exactly another
teaching, another content above and beyond
the previous contents. Rather, it merely
makes explicit the positing of the other
teachings, as contextualized, as all expressing
the same intent, as belonging together, as
conditioned by one another, as interconnected,
and therefore, in the Tiantai reading, ulti-
p. 603 Setup, Punch Line, and the Mind-Body
Problem: A Neo-Tiantai Approach Philosophy
East and West, Vol. 50, No. 4 (Oct. 2000)
mately as expressions of one another. But
this, in the Tiantai view, is all that any
content ever is; this is what it is to be
a content, a quiddity, a something at all.
That is, all that the Lotus provides is a
kind of formal gesture that makes the previous
teachings explicitly what they always implicitly
were: it makes their conditionality, their
context-dependence, explicit, not by adding
one more context-dependent content but by
reiterating the previous contents and remarking
them, saying them all together and saying
that one has been saying them all -- that
is, simply making it explicit that the teachings
are "teachings," as it were.
If we apply this structure to our joke model,
we can perhaps add an important nuance here.
The function of the punch line here does
not reside in the addition of one more content,
but in the clashing or connection of contents
in such a way that what they always already
were, that is, context-dependent determinacies,
becomes explicit. The simultaneous belonging-together
and mutually transforming (because mutually
recontextualizing) incongruity of the contents
of the setup and the punch line are what
is disclosed by the dawning of the punch
line; when the punch line occurs, both setup
and punch line are explicitly posited as
"contents." What is revealed is
not some one content, but what it is to be
a content. What is funny in the punch line
is not the content of the punch line per
se, but the revelation thereby that the setup,
which appeared just plain determinate, was
actually always already determinate-qua-context-dependent,
and indeed that determinacy is itself always
just context-dependence and hence indeterminacy.
It is thus merely a kind of restatement of
the setup, its remarking in the new context
established by the punch line, that provides
the punch of the punch line, rather than
the punch line qua additional content. We
might then describe the true punch line as
simply the setup restated qua setup, or the
interface between setup and punch line. What
makes the joke funny is just seeing the setup
as setup. In this sense, too, nothing is
changed, and, more importantly, nothing is
added; the recontextualization here does
not require the addition of some further
content to provide literally another context.
The identity and opposition between the two
is complete. This consideration will be of
some importance when we come to consider
the mind-body relation below.
This modification of our model along the
lines of setup and punch line has many important
consequences. One, which I will not go into
in depth here, is to provide a possible response
to Whiteheadian critiques of Chinese Buddhism
(usually based on a picture derived from
the Huayan tradition, where this notion of
opening the provisional to reveal the real
is no longer of any real importance) concerning
the symmetrical relation of mutual inclusion
between past and future (in preference to
which process philosophers suggest an asymmetrical
situation where future prehends or includes
past but past does not include future). [20]
In the Tiantai picture, past indeed includes
future and future includes past, but this
is itself an asymmetrical situation, as suggested
by the setup-punch-line structure: the sense
in which "inclusion" (the copresence
of two contrary identities) occurs in the
two cases is quite distinct. Although it
is true to say that the serious part of the
joke is both serious and funny, and the funny
part of the joke is both serious and funny,
this is so for different reasons in the two
cases, as explained above. Another important
consequence is the
p. 604 Setup, Punch Line, and the Mind-Body
Problem: A Neo-Tiantai Approach Philosophy
East and West, Vol. 50, No. 4 (Oct. 2000)
one that forms the focal point of this essay,
namely the light that this picture sheds
on the traditional mind-body problem. It
is to this question that I now turn.
The Mind-Body Problem: a Neo-Tiantai View
Now if this is the relation between provisional
and ultimate, it is also the way we are to
conceive the simultaneous identity and difference
of Emptiness and Provisional Positing, which
in Tiantai terms is called the Mean. This
relation will also be, for reasons delineated
in the first section of this essay, the relation
between mental and physical phenomena. That
is, to put it in a formula, mind is to body
as punch line is to setup, or as the humorousness
of the punch line is to the seriousness of
the setup. This is the position that I am
suggesting will provide us with unusually
fruitful and novel resources for dealing
with the traditional mind-body problem. In
order to clarify the relevant implications
of this position, it is first necessary to
review the nature of the problem and the
impasses to which it has so far led.
We may broadly characterize this problem
in the following terms: given the prima facie
assumption that there are some types of phenomena
commonly identified as mental -- thoughts,
emotions, opinions, sensations, and so on
-- and some types commonly called material
-- chemical, electrical, physical, and biological
processes -- then what is the relation between
these two types? Are they two subsets of
a larger set? Is one of them a mere epiphenomenon
of the other, such that in all cases one
and only one of these two types of phenomena
will be the dependent variable and the other
the independent, or one a more or less rough
or deceptive description of what is more
accurately and strictly described in terms
of the other? We can crudely characterize
the four most common traditional attempts
to comprehend this relation as follows: (1) mind is merely a local form of matter,
reducible to matter; (2) matter is merely
a local form of mind, reducible to mind;
(3) mind and matter are separate and distinct
realms, neither of which is dependent on
or reducible to the other; or (4) some sort
of parallelism obtains between the two, either
because they are both aspects of some larger
set or because they are correlated according
to a preestablished harmony. Each of these
views seems problematic, and the refusal
of this issue to die in the annals of philosophy
is, as usual, a strong indication that there
may be something insoluble about the problem
as it is stated.
Solutions 1 and 2, which we may call "monistic
solutions," seem to neglect the empirical
distinction and even opposition between these
two types of phenomena, or at least consign
this distinction to the category of illusion.
But this sense of distinction between mind
and matter is quite central to our ordinary
sense of the world, and hence its relegation
to illusion brings with it a radical alienation
between existential and theoretical realities,
consigning most of our lives to a second-class
status of something premised on a ridiculous
illusion. Solution 3, the "dualistic"
solution, is unsatisfactory for the opposite
reason: it does not account for either the
felt or the observable correlation and connection
between these two types of phenomena, and
indeed by definition makes more or less insoluble
the question of how these two separate realms
of being could possibly be connected.
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Alternative 4, on the other hand, seems to
explain very little, consigning the relation
between the two sets of phenomena to a realm
that is necessarily inaccessible to any possible
experience, thus offering merely another
mystery as a solution to the first. In addition,
this hypothesis gives us no insight into
the peculiar nature of the oppositional and
yet interlocked and inseparable nature of
the relation between the two, the asymmetrical
fact that mind is somehow "referential"
to matter but not vice versa and that this
referentiality contains what might be called
a kind of constitutive negativity that is
nonetheless not exclusive of a relation of
identity.
This last objection is perhaps obscure, but
forms, in my view, the crux of the problem.
For both mental and material phenomena, close
phenomenological examination reveals that
there is a basis in experience for both the
monistic and the dualistic views of the relation,
which helps explain why neither alone has
succeeded in winning universal acceptance.
I refer here not so much to the empirical
correlation between mental and bodily phenomena,
combined with the difficulty of comprehending
or asserting a token-by-token identity of
the two, although this, of course, is also
relevant here. Rather I have in mind the
point stressed by Husserl and Sartre, that
consciousness is always a consciousness of
something. Its structure is such that it
necessarily and constitutively entails a
reference to something besides itself, some
positive existence. At the moment of this
experience of consciousness, there is no
identifiable distinction between, say, red
itself and the consciousness of red; it is
impossible to point to a borderline between
red itself and one's seeing red. Moreover,
it is impossible to imagine consciousness
without some object, existing as some entity
which is then brought into relation to its
object. Instead, we find that consciousness
is nothing but its object at any given moment.
This is the phenomenological support for
the monistic doctrines. On the other hand,
when this object to which consciousness is
apparently identical changes or vanishes,
consciousness does not change or vanish;
rather it becomes equally identical to the
next object, which means that it could not
have been identical to the first, or else
it would have perished when that first object
did. This pure negation or transcendence
of the consciousness of the object, which
suggests that consciousness always transcends
any given or possible object, that it is
separable and flee, underwrites the dualistic
hypotheses. This being the case, neither
the monistic, dualistic, nor parallelist
hypothesis seems to provide any satisfactory
insight into the most salient features of
the relation.
It is here where I think that the setup-punch-line
model can help us. For in this model we have
a powerful and intuitively accessible picturing
of a relation that preserves both radical
opposition and uncompromising identity at
the same time. We have here neither a mind-body
dualism, nor a reductionism of one to the
other to produce a monistic idealism or materialism,
nor exactly a Spinozistic parallelism or
a Leibnizian correlative harmony. We have
a necessary contrast and relation of negation
between mind and matter, and a reason, pace
Spinoza, that they manifest as exactly two
opposite categories, which nonetheless can
be understood as also a relation of identity.
This accounts for the observed incongruity
of the two, as in dualism, while also avoiding
the sundering of the unity of the personality,
and of all
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experience, that would be entailed by taking
this incongruity as unconditional and ultimate.
The picture we arrive at looks something
like the following: there are preconditions
for every mental state that has ever been
experienced -- for example, a particular
arrangement of molecules in physical objects,
sense organs, and nerve tissue. That total
configuration is provisionally determinate,
that is, consistently finite when viewed
within a particular local context, but to
be so is equally to be profoundly ambiguous.
These are not two separate facts about this
configuration of putative objects. Indeed,
the whole thrust of the Tiantai notion of
the Nonexclusive Mean is to elucidate this
point, as discussed above. Matter is self-identical
determinacy, facticity, the old Sartrean
in-itself. Mind is the transcendence that
always projects beyond any determinacy, the
for-itself that calls itself and all other
determinate quiddities into question; it
is recontextualization itself. But, as we
have seen, to be determinate is to be contextualized,
and to be contextualized is to be recontextualizable
and, indeed, incapable of bringing recontextualization
to an end; to be contextualized is to be
recontextualized. These are distinct, indeed
opposed, but at the same time identical.
So it is for mind and matter.
Matter as determinate would then be identical
to its own indeterminacy, and the word for
the latter would be Mind. The function of
mind, be it noted, is here characterized
not as some sort of still, pure awareness,
as seems to be the case in some trends within
Chinese Buddhism, but as the process of recontextualization
itself. Wherever recontextualization, and
hence the change in the meaning and identity
of tokens of experience without changing
their content, occurs, we have what is called
a mental phenomenon. The most basic form
of recontextualization, that is, of mental
experience, known to us is simply time, or
subjective Bergsonian duration. That is,
a particular experience is first presenced
as real, as now, as present. But it is immediately
recontextualized; without changing its content
in the least, the same token has become past,
gone, memory. The old Buddhist notion of
impermanence is here recast as recontextualization,
which is precisely the mark of the mental
as opposed to the physical. Time, we may
say, is just the opening of the provisional
to reveal the real, and this is the essence
of the mental.
Spinoza saw the mind as the idea of the body
-- that is, the thought version of the particular
part of extension whose mind it is. The view
suggested here is that the mind is the punch
line of the body. Where mind occurs, all
of the physical becomes mental -- as all
of the setup becomes funny when the punch
line appears. More exactly, the ambiguating
mental apprehension or expression of any
determinate physical state is the punch line
to that state. As indicated above, however,
this does not necessitate the elimination
of the physicality of the physical, that
is, its resistance to and opaqueness to the
mental; on the contrary, these are precisely
the preconditions of the mental, just as
the contrast between the seriousness of the
setup and the humor of the punch line was
the precondition for the simultaneous humor
of both. It is the provisionally posited
(locally constituted) determinacy of the
physical, the world as self-identical, as
in-itself, as opaque facticity, that calls
forth the indeterminacy that makes it also
equally indeterminate, without sacrificing
its provisional
p. 607 Setup, Punch Line, and the Mind-Body
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determinacy. Mental phenomena are the self-recontextualizations
of physical phenomena. These recontextualizations
are self-recontextualizations because they
are necessarily entailed by contextualization,
that is, meaning or determinacy, itself.
The view propounded here has something in
common with the Whiteheadian view that all
actual occasions consist of both a physical
and a mental pole, an approach that, it should
be granted, does not fit neatly into any
of the four general typologies (monistic,
dualistic, and parallelistic) outlined above.
The view of time suggested by Whitehead's
view, rooted as it is in Bergson's notion
of duration, elegantly provides for the asymmetrical
progression that is also of central concern
to the Tiantai model. Two features should
be noted, however, that distinguish the two
views. The first is the great stress on the
necessary negation of the relation in the
Neo-Tiantai view; Whitehead is well aware
of this feature of the mental, [21] but arguably
seems to stress the prehending and progressively
inclusive nature of the mental pole in relation
to the physical. The second difference is
far more crucial: the polar view of process
philosophy, while making the two realms inseparable
and elucidating their relation in a highly
illuminating way, perhaps cannot quite make
the seemingly paradoxical claim made by the
Neo-Tiantai view, namely that it is equally
accurate to say not only that both matter
and mind are present in every event but also
that all events are nothing but mind, and
also that all events are nothing but matter.
That is, on the setup-punch-line model, the
entire joke, from beginning to end, can be
described as funny, once the punch line has
occurred, but equally, for asymmetrical reasons
outlined above, as non-funny. The universe
is nothing but matter, and the universe is
nothing but mind.
This omnicentric feature, so central to traditional
Tiantai dogmatics, which allows the entire
field to be characterized adequately in terms
of any one of its instantiations, would suggest
a radical modification of the Whiteheadian
view: the physical pole is itself mental,
the mental pole is itself physical, and each
is also both and neither. In terms of the
mental, all the physical is actually mental;
in terms of the physical, all the mental
is actually physical. Without recourse to
the setup-punch-line model, it is difficult
to get a grip on this claim. But I do wish
to suggest that it corresponds to something
not only true but also central to our lived
experience of the relation of body to mind,
which forms the basis not only for the parallelistic
claims of correlation but the much stronger
(materialist and idealist) monistic doctrines
of identity. For everyone can, with very
little effort, appreciate the force of the
Berkeleyan claim that being is perception,
that all is vorstellungen, that there is
no outside to mind, that everything we experience
is an aspect of our own mind. The Neo-Tiantai
view will grant full citizenship to this
intuition.
On the other hand, it also seems intuitively
obvious that this is both the whole picture
and decidedly not the whole picture. Schopenhauer
tried to preserve both these intuitions by
allowing that while the world is in one sense
nothing but representations, the sense that
there was something more to it, that there
was some insurmountable and impassable facticity
to things, was justified in that the world
is also something else entirely, namely Will.
The Neo-Tiantai view helps to articulate
this Schopenhauerian insight; it allows both
intuitions to be all-encompassing, each
p. 608 Setup, Punch Line, and the Mind-Body
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embracing the other at the limits of its
own local intelligibility. The intuition
that all is funny is true after the punch
line is told, from the point of view of the
punch line. The contrary intuition, that
some non-funny facticity pervades all, is
also true, both because the punch line is
funny if and only if the setup is taken fully
seriously, as intractably non-funny and contrasted
to any escape hatch of humor, and in that
the determinate concept of humorousness is
emptied of content once any and all seriousness
is seen as an adequate embodiment of it.
All is mind, in that once mind appears on
the scene, it transforms everything into
an aspect and precondition of itself, recontextualizing
and integrating every fact in the process
and thereby denuding each of its original
given facticity. On the other hand, all is
matter, not only in that mind must take facticity
as factual and intractably other, as opposed
to itself, in order to function as mind,
but also in that the quality of "being
mental" becomes devoid of content once
it is seen to apply to any and all instances
of material facticity -- and also perhaps
in that humorousness itself may be viewed
as simply one more neutral and unfunny fact,
when we are talking about what neutral and
unfunny facts constitute the world.
According to this view, then, it is equally
true to say that the body is a mere aspect
or reflection of the all-embracing mind,
and that the mind is a mere reflection or
epiphenomenon of the functions of the body.
My claim here is that this paradoxicality
is not to be considered an argument against
this view, since an account has been given
in the setup-punch line of how such a thing
could be possible, but actually as a recommendation
of the Neo-Tiantai view, for only the full
acknowledgment of both of these opposite
claims would, I submit, be a complete and
adequate correlate of our lived experience
of being body and mind.
We may note here in passing that this also
gives us a strong interpretation of what
is meant by the relation between consciousness
and self-consciousness, or between Sartre's
positional and non-positional forms of consciousness.
"Consciousness" (or non-positional
consciousness) is what matter is called after
the appearance of the punch line of self-consciousness
(positional consciousness). Consciousness
in this sense is an always retrospective
positing by self-consciousness. There is
in this relation something of a "missed
encounter": there is never consciousness
without self-consciousness; we jump straight
from matter to consciousness plus self-consciousness,
which retroactively constitutes (non-positional)
consciousness as its (always) already superseded
precondition. Here we may recall the contentlessness
of the Lotus and, by extension, of the punch
line in our joke paradigm. The Lotus, as
I suggested, posits no new content or teaching
of its own; it simply reiterates or even
merely mentions all the previous teachings,
puts them all together in one place, states
that it states them, and contextualizes them
with one another, as expressions of one another.
It simply states that all the previous teachings
were teachings; it is no new content, but
merely makes the meaning of what it is to
be a "content" explicit by placing
all the contents in one place, binding them
together.
A similar structure may be observed in the
mind-body relation, on the extended setup-punch-line
model. A determinate fact and the awareness
of that fact, as we said, are indistinguishable
at the moment of their appearance; the awareness
of the
p. 609 Setup, Punch Line, and the Mind-Body
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fact cannot be construed as a new content
added to the content of the fact. It is nothing
but the fact itself, made explicit; if anything,
it is more "the fact," the facticity
of the fact, than the fact was. Awareness
of the fact (or awareness conditioned by
some factual conditions) is as it were a
merely formal gesture, reinscribing the same
content in such a way that what it always
already was is now made explicit. When the
setup appears as a setup, as something whose
meaning depends on what comes next, it is
already the punch line. Red is just red,
but when red appears as red, it is already
precisely the awareness of red -- that is,
red as superseded, mentalized, contextualized
in the field of the possibilities and the
connections that are the redness. It is revealed
to be what it is solely due to its constitutive
relationship with a non-circumscribable field
of othernesses. Awareness of a contextualized
determinacy is merely the determinacy becoming
explicitly what it always already was, that
is, a determinacy qua contextualization,
and hence also an ambiguity. When it is revealed
to have always been a contextualized determinacy,
it is thereby revealed always also to have
been recontextualization, ambiguation --
in our terms, a mental event.
The Lotus teaching transforms all imperfect
teachings into the perfect teaching merely
by recontextualizing them, and it recontextualizes
them merely by stating that it has stated
them. The provisional teachings qua provisional
teachings are the ultimate teaching. Mind
is ambiguity and indetermination, as opposed
to matter as determinacy. But according to
the Tiantai line of thought that we have
been developing here, this opposition means
"determination qua determination is
indetermination." Finitude qua finitude
is infinity. Facticity qua facticity is possibility.
Matter is merely matter, but matter qua matter
is mind. Hence the strict Tiantai conclusion:
the more determinate something is, the more
indeterminate it is; the more material, the
more mental.
Another consequence of the Neo-Tiantai setup-punch-line
view is of equally great significance: namely
that the appearance-reality structure, with
all its implications of ontological hierarchy,
is here judged to be essential to all experience,
to be ineradicable (pace the postmodernists);
there is also something being revealed to
be an expression or form of something else,
an immediate appearance being disconfirmed
to reveal that there is more to it than had
first appeared. On the other hand (pace foundational
metaphysics of any kind), there is no content
that ends up falling on one side or the other
of this reality-appearance split; there is
no set of determinacies that is real once
and for all as opposed to some other set
that is merely appearance once and for all.
Rather, it is the very structure of ground
and grounded, of foundation and founded,
which is basic and inescapable, but no particular
thing, essence, or determinacy that is the
foundation or source itself. The act of disconfirmation
of an appearance is called mind. What becomes
apparent in the wake of this clearing-away
is called matter. The fact that these two
are merely aspects of the same act -- namely
the clearing away of appearances to reveal
the real -- is the Mean.
We may also say that it is essential and
ineradicable that there be, in the ethical
or axiological realm, some standard of right
and wrong, and in the epistemological
p. 610 Setup, Punch Line, and the Mind-Body
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realm, some notion of true and false; there
must be some putatively normative perspective
operating at all times. For the observed
coherence of the world to be accounted for,
this particular category will always be in
play. But, again, no particular content can
ever land once and for all on one side or
the other as definitively true or false,
right or wrong. Here we have perhaps the
blueprint for an elegant escape from the
dichotomy between absolutist and relativist
epistemologies and ethics, which, as another
of those dilemmas in the history of philosophy
that seems to be intrinsically incapable
of solution, again draws suspicion on itself
as a faulty question or set of categories.
Another point to be made here is that in
this setup-punch-line structure we have a
picture of mind-body relations that can accord
with our intuitive picture of progressive
scientific knowledge as well as of the transcending
function of mind to matter, without sacrificing
mind-body unity. We may say that an old Gestaltist
paradox of change is embodied here: the setup
will be revealed to be something other than
it seemed, to have another identity than
that which is currently appearing -- but
this will happen if and only if it is taken
dead seriously as a facticity for the moment.
The necessary condition for its self-transcendence
is that it be accepted and accorded full
attention as real and "serious"
-- that is, intractably factitious -- while
in operation. Indeed, all aspects of it must
be attended to and taken seriously, for often
the punch line will depend on the unexpected
recontextualization of what appeared to be
an insignificant detail that is revealed
thereby to be central. It is crucial to reiterate
here that taking the setup seriously is the
very means by which the humor comes into
being; one must be "taken in" by
the setup of the joke for the punch line
to have any effect. Similarly, the facticity
of matter must be taken seriously for it
to be revealed to be a transcendable provisional
appearance. The very means by which it can
be transcended, that is, is by taking seriously
the very stubborn structures and functions
by which blind matter operates -- a picture
that again accords very nicely with the overcoming
of material conditions, not by relegating
them to unimportance or ontological second-class
status but by studying and taking them seriously.
The Neo-Tiantai system may then perhaps recommend
itself as a sort of non-dreamy idealism.
One more consideration should be briefly
adumbrated before bringing this discussion
to a close: the impact of this view on another
perennial philosophical dilemma, namely the
question of freedom and determinism. Given
the discussion above, what will freedom mean
in the Neo-Tiantai picture? The answer can
be given rather formulaically: freedom here
is a word for the fact that everything is
relevant. That is, whatever assumed horizons
for relevance one may be interpreting one's
present experience in terms of, there is
always more that can be relevantly brought
into the picture, thereby creating a new
context that will change the identity of
this experience. This, in the view developed
here, may be regarded as an adequate definition
of human freedom, and this neither separates
it irreconcilably from the determinacies
and regularities of material facticity nor
robs it of its full experienced meaning in
human existence. Indeed, it can be said both
that all is free and that nothing is free,
applying once again the setup-punch-line
model. The question, then, is just
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East and West, Vol. 50, No. 4 (Oct. 2000)
when and how the freedom will assert itself
and encompass its other, which will then
reveal itself to have always been susceptible
to this reinterpretation, to have always
harbored this multiplicity of meanings. The
distinction between determined and free,
like that between matter and mind, is not
a question of substantial difference or identity,
but simply of asymmetrical but mutually embracing
moments before and after a contrasting turning
point, a question of time -- or, we may say,
more accurately in both the Chinese and comedic
contexts, a question of timing.
Notes I would like to thank the two anonymous
readers for Philosophy East and West whose
suggestions and observations have greatly
improved this essay. T in the notes below
refers to Taisho shinshu daizokyo, edited
by Takakusu Junjiro and Watanabe Kaigyoku
(Tokyo: Taisho issaikyo Kankokai, 1924-1932).
1. Zhanran, "Ten Gates of Non-duality,"
T 46.702-704. This work, originally a short
section of Zhanran's commentary to Zhiyi's
Fahuaxuanyi, was often used as a sort of
shorthand catechism for later Tiantai thought.
2. Chen Guan, "Sanqian youmen song,"
in Xuzangjing 101, pp. 324-338.
3. Ibid.
4. T 46.578b-c.
5. It may well be that the only way to avoid
this "omnicentric" conclusion is
to eschew all explanation whatsoever, returning
to the old Abidharmic notion of momentariness,
where each appearance is just itself, totally
unconnected to anything else. And yet the
historical connection of these two extreme
possibilities is itself an intriguing clue
to what may be a necessary relationship between
them.
6. For the classical formulation of this
correlation, see, as one example among literally
hundreds, Fahuaxuanyi, in T 33.741 b-745c.
7. Xuzangjing 101, p. 335.
8. Ibid.
9. I have borrowed this example from Zizek's
brilliant exposition of the Lacanian concept
of the "quilting point." See Slajov
Zizek, The Sublime Object of Ideology (London:
Verso, 1989), pp. 87-89; For They Know Not
What They Do (London: Verso, 1991), pp. 16-20;
and The Indivisible Remainder (London: Verso,
1996), pp. 214-216.
10. Zizek, Sublime Object, p. 87.
11. We may think here of the Kantian categorical
imperative, which demands that all other
persons be treated not only as means (periphery)
but also as ends in
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themselves. This gives us a picture of all
persons as ends in themselves, but also as
means -- an intriguing ethical form of omnicentrism.
12. For the sake of completeness, and to
avoid any misunderstandings, I should spell
out the connection between these considerations
and the Tiantai teaching of inherent inclusion
and the Three Truths. I have just shown that
any center will end up being both the most
meaningful and the most meaningless term
in the system. Its totalizing meaning corresponds
to the Mean, its meaninglessness corresponds
to Emptiness, and its character as some specific
starting point (e. g., "Marxism"
as opposed to "feminism") corresponds
to Provisional Positing. The doctrine of
inherent inclusion seeks to preserve the
specific starting points with all their differences,
in spite of the fact that at their ultima
they all end up meaning all-and-none. This
is possible essentially due to the doctrines
of intersubjectivity and compassion in Tiantai,
which means that both sides of the process
must always be in operation; it is always
possible to speak of everything in terms
of specifically Marxism or feminism or fascism
or democracy, rather than forcing us into
a final situation where all we can say is
"everything means everything."
13. "This is the opening of the provisional
to reveal the real, so that in all dharmas
one sees the Middle Way. Hence the text says,
'What you are practicing is the Bodhisattva
path.' They did not need to change their
road or move into different tracks to seek
the truth, but rather could reveal the glorious
within the coarse" (T 33.740. b. 21-23).
14. T 33.691b.
15. Siming zunzhe jiaoxing lu, in T 46.883a-b.
16. In passing, let me note that we have
here an answer to Schopenhauer's complaint
about pantheism: he said he agreed with it,
except that it really said nothing. If you
took away the emotional associations with
the term God, then to say that everything
is God just means that everything is everything.
Thus, what pantheism really means is that
the awe and love that were formerly accorded
to God should instead be accorded to the
world. This Schopenhauer rejected (see Arthur
Schopenhauer, The World as Will and Representation,
trans. E. F. J. Payne [New York: Dover Publications,
1966], vol. 2, pp. 640-646). But the Tiantai
position is that these are two steps in one
process, the only way to sanctify the world.
First the world must be contrasted with God,
so to speak, so that the awe and love can
be established. Then this contrast is broken
down: God is the world. Now we have these
notions of value in hand and can apply them
to the world.
17. T 33.700b.
18. T 33.690b-c.
19. Zhiyi says, a little later on, "Each
dharma realm possesses ten thusnesses, so
the ten have a total of a hundred. But since
each inherently includes the other
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East and West, Vol. 50, No. 4 (Oct. 2000)
nine, each has a hundred dharma realms with
a total of a thousand thusnesses. Now these
can be arranged into five levels: (1) the
evil [hells, hungry ghosts, animals, asuras],
(2) the good [humans and gods], (3) the Two
Vehicles, (4) the Bodhisattvas, (5) the Buddhas.
If we divide these in two, we can say that
the first four are provisional (quan) and the last one is the real (shi).
But a more detailed exposition reveals that
each one possesses both the provisional and
the real" (T 33.693).
20. The most extensive treatment of this
theme is surely that given by Steve Odin,
in his Process Metaphysics and Hua-yen Buddhism:
A Critical Study of Cumulative Penetration
vs. Interpenetration (Albany: State University
of New York Press, 1982), esp. pp. 69-159.
21. See A. N. Whitehead, Process and Reality
(New York: Harper and Row, 1960), p. 245:
"Consciousness is the feeling of negation."
Note, however, the elaboration on p. 372: "In awareness actuality, as a process
in fact, is integrated with the potentialities
which illustrate either what it is and might
not be, or what it is not and might be. In
other words, there is no consciousness without
reference to definiteness, affirmation, and
negation... Consciousness is how we feel
the affirmation-negation contrast. Conceptual
feeling is the feeling of an unqualified
negation; ... Consciousness requires that
the objective datum should involve ... a
qualified negative determined to some definite
situation." |
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