CONSCIOUSNESS: A BRIEF REVIEW OF THE RIDDLE
PETER T. WALLING, MD
Department of Anesthesiology and Pain Management,
Baylor University Medical Center,
3500 Gaston Avenue, Dallas, Texas 75246.
BUMC Proceedings 2000;13:376-378
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A synopsis of the enigma of consciousness
is presented. Should the medical community
become more involved in the search for answers?
Star light, star bright Do you appear in
my dendrites?
Do you float
upon brain waves, where you can Surf on my
encephalogram?
Or are you in
my salty neurons Some of the billions which
we all own?
I guess
you could be in my axons Giving my brain
the thoughts to act on.
Or is it just
synaptic fusion That helps create your strange
illusion?
Can brain transmitters
from the nerves Produce the images we observe?
I believe
it is the case That you twinkle in phase
space!
I look at the full moon on a clear night,
light travels between the moon and me in
just over 1 second, enters my eyes and is
focused on my retina, stimulating the photoreceptors,
and . . . stops! That is as far as the moonlight
goes. From here on, information about the
moon travels the optic pathways of cranial
nerves and brain--3 pounds in weight, 2 billion
neurons, and upwards of 500 trillion synapses.
Silently and in total darkness, a visual
image is produced and projected back into
space to clothe the object of my gaze so
that it seems that the light shines directly
from the moon into my mind's eye. This illusion
is so exquisite that I hardly recognize it
as such. The moon now exists in my visual
consciousness. But where is this awareness
and where am "I"? More important,
am "I" an observer of this occurrence
or an integral part of it? Dualists claim
mind and brain to be separate while materialists
argue that the mind is the brain and that
man has no immaterial part. Dualists and
materialists have been dueling for centuries.
At the present time, materialists seem to
have the upper hand, but the fight is far
from finished and the final answer may turn
out to be a surprise for everyone.
THE PAST
Ever since humans have been sentient and
self-reflecting, they have wondered about
their own minds. In Proverbs we read, "A
person's thoughts are like water in a deep
well, but someone with insight can draw them
out" (20:5). This may be the first reference
to deep thoughts.
The nature of reality was of great interest
to Greek philosophers. For example, in ancient
Greece, Democritus the Atomist (460-370 BC)
proposed that qualities like smell come into
being only when the atoms of an object interact
with the atoms of the human nose (1). Atoms
were "uncuttables"--tiny things
that could be "cut" no further--otherwise
matter could not exist. Here Democritus had
both the intellect and the senses arguing
about what is real:
Intellect: "Ostensibly there is color,
ostensibly sweetness, ostensibly bitterness,
actually only atoms and the void."
Senses: "Poor intellect, do you hope
to defeat us whilst from us you borrow your
defense? Your victory is your defeat"
(1).
This paper cites several references (1-4)
to Plato's (427-347 BC) theory of forms,
in which he argued the existence of another
dimension in addition to the 3 of space and
1 of time with which we are all familiar.
This extra dimension was closer to reality
than the secondhand experience of the senses
and was attainable via the intellect. It
boasted perfect harmonies and proportions.
He likened the appreciation of this dimension
to a person's emerging from a cave of shadows
into the normal world of sunlight and solid
shapes. This idea has been attacked over
the centuries, but it still has some staunch
adherents--usually mathematicians, who are
sometimes able to meet and communicate on
this plane. The concept of a supersensible
reality may once again generate interest
as hyperspace and higher dimensions are explored
as possible repositories for consciousness.
A few hundred years later on the North African
coast, Saint Augustine of Hippo (354-430)
wrote:
Now when a material thing is thus seen in
the mind's eye, it is no longer a material
object but the likeness of such an object;
and the faculty which perceives this likeness
in the mind is neither a material body, nor
the likeness of a physical object (5).
The likeness and the faculty exemplify the
view of the fifth-century dualist.
According to Chesterton, St. Thomas Aquinas
(1225-1274) considered that "everything
in the intellect has been in the senses"
(6). He argued that the mind was lit by the
5 windows of the senses. He proposed that
before sensation was understood, even before
a child knew that self was self, the child
was aware of being. This is an important
proposition, for once there is an is, its
contradiction--an is not--is possible; there
is a false and true. It was upon this sharp
pinpoint of reality that his vast theological
arguments started.
Moving forward to the 17th century, RenČ
Descartes (1596-1650) suggested that the
only certain realities were one's own thoughts--thus,
cogito ergo sum (I think, therefore, I am)
(1). He championed dualism, proposing that
mind and brain interaction occurred in the
pineal gland. Gottfried Wilhelm Leibniz (1646-1716)
supported the antimaterialist position. He
proposed a thought experiment in which he
was shrunk to the size of a tiny mite. On
an imaginary trip around the human brain,
no thoughts or ideas would be seen amongst
the machinery. Thus, he argued, the mind
and brain must be separate.
As the scientific age dawned, interest was
focused on the mind/brain problem in its
own right rather than its link to the nature
of reality. Frustration mounted early in
the 20th century, largely because of the
difficulty in categorizing what and where
the "mind" was. Near the end of
his career, the psychologist William James
(1842-1910) authored a paper titled "Does
consciousness exist?" Sir Charles Sherrington
is quoted by Erwin Schr-dinger:
Mind, the anything perception can compass,
goes therefore in our spatial world more
ghostly that a ghost. Invisible, intangible,
it is a thing not even of outline; it is
not a "thing," it remains without
sensual confirmation and remains without
it forever (7).
In 1949, Gilbert Ryle (1900-1976) strenuously
attacked Cartesian dualism, scoffing at Descartes'
idea of a ghost in the machine (8). Thus,
the mind/brain problem was largely consigned
to the ivory towers of philosophers and the
spires of theologians. Medical schools hardly
gave it a thought.
The brain has been extensively mapped by
correlating deficits caused by trauma, disease,
or neurosurgery. In the 1940s and 1950s,
Wilder Penfield performed many neurosurgical
procedures on patients who were awake; thus,
he was able to extensively chart the motor
and sensory cortex. He concluded that although
stimulation of cortical areas may elicit
movement or sensation, an intact thalamus
and midbrain were also required if conscious
awareness or conscious willed action were
to occur. If the upper brain stem is the
engine of consciousness, the cortex gives
us something to be conscious of. This link
has been likened to the brain stem's acting
as a spotlight, illuminating the various
"pigeon holes" of the cortex in
their turn.
THE PRESENT
Today, it is thought that 7 salient features
of human consciousness exist (9).
Consciousness involves short-term memory.
Consciousness may occur independently of
sensory inputs. Consciousness displays steerable
attention. Consciousness has the capacity
for alternative interpretations of complex
or ambiguous data. Consciousness disappears
in deep sleep. Consciousness reappears in
dreaming, at least in muted or disjointed
form. Consciousness harbors the contents
of several basic sensory modalities within
a single unified experience. An important
system connects almost all areas of the cerebral
cortex to the intralaminar nucleus of the
thalamus. Ascending and descending pathways
fan out to form a large recurrent network--a
foundation for storing short-term memory.
Churchland discusses how Rodolfo Rodolfo
Llinás used magnetoencephalography and found
40-Hz neural oscillations all over the cerebral
cortex (10). Most interesting is the fact
that this "buzzing" was phase related,
as if all the neurons were tapping time to
a common orchestral conductor. During normal
consciousness, the 40-Hz activity was overlaid
with nonperiodic variations, which were different
in different areas. During sleep, the 40-Hz
oscillations continued at minimal amplitude
and the thalamic neurons were inactive. Furthermore,
during rapid eye movement sleep, the activity
returned but was not correlated with changes
in the environment. Currently, magnetoencephalography
studies are comparable to eavesdropping on
a conversation within a football crowd, but
they have great potential for the future.
Although bilateral damage to the intralaminar
nucleus of the thalamus produces profound
and irreversible coma, large areas of the
cerebral cortex may be destroyed without
consciousness being lost. In a recent review
of visual consciousness, Zeki and Bartels
suggested the existence of brain nodes belonging
to different parallel processing systems
(11). Microconsciousness may occur within,
and normal visual perception result from
the binding together of these nodes. Anatomical
evidence fails to demonstrate any final integrator
station in the brain, one that receives input
from all visual areas.
What is thought to be the neural correlate
of consciousness today? Neuroscientists believe
that, in humans and mammals, the cerebral
cortex is the "seat of consciousness,"
while the midbrain reticular formation and
certain thalamic nuclei may provide gating
and other necessary functions of the cortex
(12). Even if scientists could provide a
job description for every neuron, the enigma
would remain. Is a subjective phenomenon
explainable by science, "which aims
at nothing but making true and adequate statements
about its object" (13)? How can one
be objective about the subjective? A stoplight
emits electromagnetic waves in the 760-nm
range; this tells us absolutely nothing about
the redness of red. Redness is a quality
known only through the subjective or first-person
point of view. This is referred to as "the
hard problem," to distinguish it from
easier problems of memory, attention, learning,
and so forth.
THE FUTURE
An interesting concept to help understand
sensorimotor control has been suggested by
Paul and Patricia Churchland and may offer
a working model for the possible location
of consciousness (14). Imagine a crablike
critter struggling to evolve about 500 million
years ago. His eyes register food straight
ahead, but his pincer is out on a limb in
left field. The direction of the food must
be converted to an angle of sight, and the
angle must be transformed to a different
angle for pincer use as the grabbing apparatus
is moving in from the left.
The visual angle is represented in visual
phase space. For any position of food in
external space, there will be a corresponding
angle or coordinate to locate the food in
visual phase space. The visual coordinates
or angles represent the position of the real
food, because of the existence of a systematic
relation between the real world and where
in visual phase space it is. The claw and
pincer have a different but corresponding
motor phase space, and the conversion from
seeing to grabbing is accomplished by a coordinate
transformer called a tensor. Although this
imaginary critter was used to illustrate
the possible evolution of sensorimotor control,
the same argument for the use of phase space
may be made for the gradual evolution of
consciousness to help coordinate sensorimotor
control. (When phase space exists in 3 dimensions,
it is called hyperspace.)
There is a long way to go. As the frontier
of knowledge expands, so does the appreciation
of our ignorance. Why should the medical
community be more interested in the study
of consciousness? First, advances in basic
physiology have almost always been rewarded
with corresponding advances in medicine.
Second, more studies are needed on awake
humans. This requires equipment and knowledge
that are to be found only in large modern
hospitals like Baylor University Medical
Center. Third, the study of consciousness
is fun! Think about it.
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