THE ABC OF MATERIALIST DIALECTICS
LEON TROTSKY
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Leon Trotsky December 1939 Leon Trotsky born
Nov. 7 [Oct. 26, Old Style], 1879, Yanovka,
Ukraine, Russian Empire died Aug. 20, 1940,
Coyoacán, Mex., near Mexico City.
Dialectic is neither fiction nor mysticism,
but a science of the forms of our thinking
insofar as it is not limited to the daily
problems of life but attempts to arrive at
an understanding of more complicated and
drawn-out processes. The dialectic and formal
logic bear a relationship similar to that
between higher and lower mathematics.
I will here attempt to sketch the substance
of the problem in a very concrete form. The
Aristotelian logic of the simple syllogism
starts from the proposition that 'A' is equal
to 'A'. This postulate is accepted as an
axiom for a multitude of practical human
actions and elementary generalisations. But
in reality 'A' is not equal to 'A'. This
is easy to prove if we observe these two
letters under a lens-they are quite different
from each other. But, one can object, the
question is not of the size or the form of
the letters, since they are only symbols
for equal quantities, for instance, a pound
of sugar. The objection is beside the point;
in reality a pound of sugar is never equal
to a pound of sugar-a more delicate scale
always discloses a difference. Again one
can object: but a pound of sugar is equal
to itself. Neither is this true-all bodies
change uninterruptedly in size, weight, colour,
etc. They are never equal to themselves.
A sophist will respond that a pound of sugar
is equal to itself 'at any given moment'.
Aside from the extremely dubious practical
value of this 'axiom', it does not withstand
theoretical criticism either. How should
we really conceive the word 'moment'? If
it is an infinitesimal interval of time,
then a pound of sugar is subjected during
the course of that 'moment' to inevitable
changes. Or is the 'moment' a purely mathematical
abstraction, that is, a zero of time? But
everything exists in time; and existence
itself is an uninterrupted process of transformation;
time is consequently a fundamental element
of existence. Thus the axiom 'A' is equal
to 'A' signifies that a thing is equal to
itself if it does not change, that is, if
it does not exist.
At first glance it could seem that these
'subtleties' are useless. In reality they
are of decisive significance. The axiom 'A'
is equal to 'A' appears on one hand to be
the point of departure for all our knowledge,
on the other hand the point of departure
for all the errors in our knowledge. To make
use of the axiom of 'A' is equal to 'A' with
impunity is possible only within certain
limits. When quantitative changes in 'A'
are negligible for the task at hand then
we can presume that 'A' is equal to 'A'.
This is, for example, the manner in which
a buyer and a seller consider a pound of
sugar. We consider the temperature of the
sun likewise. Until recently we consider
the buying power of the dollar in the same
way. But quantitative changes beyond certain
limits become converted into qualitative.
A pound of sugar subjected to the action
of water or kerosene ceases to be a pound
of sugar. A dollar in the embrace of a president
ceases to be a dollar. To determine at the
right moment the critical point where quantity
changes into quality is one of the most important
and difficulasks in all the spheres of knowledge
including sociology.
Every worker knows that it is impossible
to make two completely equal objects. In
the elaboration of baring-brass into cone
bearings, a certain deviation is allowed
for the cones which should not, however,
go beyond certain limits (this is called
tolerance). By observing the norms of tolerance,
the cones are considered as being equal.
('A' is equal to 'A'). When the tolerance
is exceeded the quantity goes over into quality;
in other words, the cone bearings become
inferior or completely worthless.
Our scientific thinking is only a part of
our general practice including techniques.
For concepts there also exits 'tolerance'
which is established not by formal logic
issuing from the axiom 'A' is equal to 'A',
but by the dialectical logic issuing from
the axiom that everything is always changing.
'Common sense' is characterised by the fact
that it systematically exceeds dialectical
'tolerance'.
Vulgar thought operates with such concepts
as capitalism, morals, freedom, workers'
state, etc as fixed abstractions,. presuming
that capitalism is equal to capitalism,.
Morals are equal to morals, etc. Dialectical
thinking analyses all things and phenomena
in their continuous change, while determining
in the material conditions of those changes
that critical limit beyond which 'A' ceases
to be 'A', a workers' state ceases to be
a workers' state.
The fundamental flaw of vulgar thought lies
in the fact that it wishes to content itself
with motionless imprints of a reality which
consists of eternal motion. Dialectical thinking
gives to concepts, by means of closer approximations,
corrections, concretisation, a richness of
content and flexibility; I would even say
'a succulence' which to a certain extent
brings them closer to living phenomena. Not
capitalism in general, but a given capitalism
at a given stage of development. Not a workers'
state in general, but a given workers' state
in a backward country in an imperialist encirclement,
etc.
Dialectical thinking is related to vulgar
in the same way that a motion picture is
related to a still photograph. The motion
picture does not outlaw the still photograph
but combines a series of them according to
the laws of motion. Dialectics does not deny
the syllogism, bueaches us to combine syllogisms
in such a way as to bring our understanding
closer to the eternally changing reality.
Hegel in his Logic established a series of
laws: change of quantity into quality, development
through contradictions, conflict of content
and form, interruption of continuity, change
of possibility into inevitability, etc.,
which are just as important for theoretical
thought as is the simple syllogism for more
elementary tasks.
Hegel wrote before Darwin and before Marx.
Thanks to the powerful impulse given to thought
by the French Revolution, Hegel anticipated
the general movement of science. But because
it was only an anticipation, although by
a genius, it received from Hegel an idealistic
character. Hegel operated with ideological
shadows as the ultimate reality. Marx demonstrated
that the movement of these ideological shadows
reflected nothing but the movement of material
bodies.
We call our dialectic materialist, since
its roots are neither in heaven nor in the
depths of our "free will", but
in objective reality, in nature. Consciousness
grew out of the unconscious, psychology out
of physiology, the organic world out of the
inorganic, the solar system out of the nebulae.
On all the rungs of this ladder of development,
the quantitative changes were transformed
into qualitative. Our thought, including
dialectical thought, is only one of the forms
of the expression of changing matter. There
is place within this system for neither God
nor Devil, nor immortal soul, nor eternal
norms of laws and morals. The dialectic of
thinking, having grown out of the dialectic
of nature, possess consequently a thoroughly
materialist character.
Darwinism, which explained the evolution
of species through quantitative transformations
passing into qualitative, was the highesriumph
of the dialectic in the whole field of organic
matter. Another greariumph was the discovery
of the table of atomic weights of chemical
elements and further the transformation of
one element into another.
With these transformations (species, elements,
etc.) is closely linked the question of classification,
equally important in the natural as in the
social sciences. Linnaeus' system (18th century),
utilising as its starting point the immutability
of species, was limited to the description
and classification of plants according to
their external characteristics. The infantile
period of botany is analogous to the infantile
period of logic, since the forms of our thought
develop like everything that lives. Only
decisive repudiation of the idea of fixed
species, only the study of the history of
the evolution of plants and their anatomy
prepared the basis for a really scientific
classification.
Marx, who in distinction from Darwin was
a conscious dialectician, discovered a basis
for the scientific classification of human
societies in the development of their productive
forces and the structure of the relations
of ownership which constitute the anatomy
of society. Marxism substituted for the vulgar
descriptive classification of societies and
states, which even up to now still flourishes
in the universities, a materialistic dialectical
classification. Only through using the method
of Marx is it possible correctly to determine
both the concept of a workers' state and
the moment of its downfall.
All this, as we see, contains nothing 'physical'
or 'scholastic', as conceited ignorance affirms.
Dialectic logic expresses the laws of motion
in contemporary scientific thought. The struggle
against materialist dialectics on the contrary
expresses a distant past, conservatism of
the petit-bourgeoisie, the self-conceit of
university routinists and ... a spark of
hope for an after-life.
The Nature of the USSR
The definition of the USSR given by comrade
Burnham, 'not a workers' and not a bourgeois
state', is purely negative, wrenched from
the chain of historical development, left
dangling in mid-air, void of a single particle
of sociology and represents simply a theoretical
capitulation of pragmatism before a contradictory
historical phenomenon.
If Burnham were a dialectical materialist,
he would have probed the following three
questions: (1) What was the historical origin
of the USSR? (2) What changes has this state
suffered during its existence? (3) Did these
changes pass from the quantitative stage
to the qualitative? That is, did they create
a historically necessary domination by a
new exploiting class? Answering these questions
would have forced Burnham to draw the only
possible conclusion the USSR is still a degenerated
workers' state.
The dialectic is not a magic master key for
all questions. It does not replace concrete
scientific analysis. But it directs this
analysis along the correct road, securing
it against sterile wanderings in the desert
of subjectivism and scholasticism.
Bruno R. Places both the Soviet and fascist
regimes under the category of 'bureaucratic
collectivism', because the USSR, Italy and
Germany are all ruled by bureaucracies; here
and there are the principles of planning;
in one case private property is liquidated,
in another limited, etc. Thus on the basis
of the relative similarity of certain external
characteristics of different origin, of different
specific weight, of different class significance,
a fundamental identity of social regimes
is constructed, completely i the spirit of
bourgeois professors who construct, categories
of 'controlled economy', centralised state',
without taking into consideration whatsoever
the class nature of one or the other, Bruno
R and his followers, or semi-followers like
Burnham, at best remain in the sphere of
social classification on the level of Linnaeus
in whose justification it should be remarked
however that he lived before Hegel, Darwin
and Marx.
Even worse and more dangerous, perhaps, are
those eclectics who express the idea that
the class character of the Soviet state 'does
not matter', and that the direction of our
policy is determined by the 'character of
the war'. As if the war were an independent
super-social substance; as if the character
of the war were not determined by the character
of the ruling class, that is, by the same
social factor that also determines the character
of the state. Astonishing how easily some
comrades forget the ABCs of Marxism under
the blows of events!
It is not surprising that the theoreticians
of the opposition who reject dialectic thought
capitulate lamentably before the contradictory
nature of the USSR. However the contradiction
between the social basis laid down by the
revolution, and the character of the caste
which arose out of the degeneration of the
revolution is not only an irrefutable historical
fact but also a motor force. In our struggle
for the overthrow of the bureaucracy we base
ourselves on this contradiction. Meanwhile
some ultra-lefts have already reached the
ultimate absurdity by affirming that it is
necessary to sacrifice the social structure
of the USSR in order to overthrow the Bonapartist
oligarchy! They have no suspicion that the
USSR minus the social structure founded by
the October Revolution would be a fascist
regime.
Evolution and Dialectics
Comrade Burnham will probably proteshat as
an evolutionist he is interested in the development
of society and state forms not less than
we dialecticians. We will not dispute this.
Every educated person since Darwin has labelled
themself an 'evolutionist'. But a real evolutionist
must apply the idea of evolution to his own
forms of thinking. Elementary logic founded
in the period when the idea of evolution
itself did not yet exist, is evidently insufficient
for the analysis of evolutionary processes.
Hegel's logic is the logic of evolution.
Only one must not forget that the concept
of 'evolution' itself has been completely
corrupted and emasculated by university and
liberal writers to mean peaceful 'progress'.
Whoever has come to understand that evolution
process through the struggle of antagonistic
forces; that a slow accumulation of changes
at a certain moment explodes the old shell
and brings about a catastrophe, revolution;
whoever has learned finally to apply the
general laws of evolution to thinking itself,
he is a dialectician, as distinguished from
vulgar evolutionists. Dialectic training
of the mind, as necessary to a revolutionary
fighter as finger exercises to a pianist,
demands approaching all problems as processes
and not as motionless categories. Whereas
vulgar evolutionists, who limihemselves generally
to recognising evolution in only certain
spheres, content themselves in all other
questions with the banalities of 'common
sense'.
NOTES/GLOSSARY
Syllogism: The historically first form of
deduction, which consists of three "terms":
Individual, Universal and Particular, arranged
in three propositions forming two premises
and a conclusion. Fido (Particular) is a
dog
(Individual). All dogs are quadrupeds (Universal).
Therefore, Fido is a quadruped.(conclusion),
and each of the statements is called a "Judgment").
Hegel spent a loime in the Doctrine of the
Notion, developing the relationships between
Individual, Universal and Particular, as
part of his critique of formal logic. See
the section in the Science Logic on the Syllogism.
Hegel ridicules the idea of a "logic"
which is indifference to the truth of its
premises, but only whether the conclusion
follows from the premises: nothing could
be deduced from a notion which has no content.
Something being 'equal to itself' means that
despite quantitative change, it still remains
what it is, i. e. there is no qualititative
change. "Self-identical" in Hegelian
terminology means something totally lacking
in internal contradictions and vitality.
See Self-Identical in Glossary.
Quality and Quantity: Quality is an aspect
of something by which it is what it is and
not something else; quality reflects that
which is stable amidst change. Quantity is
an aspect of something which may change
(become more or less) without the thing thereby
becoming something else; quantity reflects
that which is constantly changing in the
world ("the more things change, the
more they remain the same"). The quality
of an object pertains to the whole, not one
or another part of an object, since without
that quality it would not be what it is,
whereas an object can lose a "part"
and still be what it is, minus the part.
Quantity on the other hand is aspect of a
thing by which it can (mentally or really)
be broken up into its parts (or degrees)
and be re-assembled again. Thus, if something
changes in such a way that has become something
of a different kind, this is a "qualitative
change", whereas a change in something
by which it still the same thing, though
more or less, bigger or smaller, is a "quantitative
change". In Hegel's Logic, quantity
and quality belong to Being . . For Engels'
explanation of the dialectics of Quantity
and Quality, especially in Nature, see the
section from Anti-Duhring. See Quality and
Quantity in Glossary.
From A Petit-bourgeois Opposition in the
Socialist Workers Party by Leon Trotsky Dec
15 1939
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