THE TWO SIDES OF BEING:
A REASSESSMENT OF PSYCHO-PHYSICAL DUALISM
UWE MEIXNER
REVIEWED BY: LEOPOLD STUBENBERG
UNIVERSITY OF NOTRE DAME NOTRE DAME
Dr. Uwe Meixner. Location: Regensburg, Bavaria Germany
Habilitated Ph.D. University of Regensburg
(1990) Ph.D. University of Regensburg (1986)
M.A. University of Regensburg (1983) Present
Position Specialized Faculty Mentor; Professor
of Philosophy, University of Regensburg.
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Reviewed by:
Leopold Stubenberg
University of Notre Dame Notre Dame,
Philosophical Reviews 2004.08.08 - Mentis,
2004, _36.00 (hbk), ISBN 3897853760 Uwe Meixner
Meixner has written a forceful and passionate
book in defense of mind-body dualism. In
chapter 1 he tells us what dualism is. Chapter
2 illuminates the motives for and against
dualism. Chapter 3 presents his main argument
for dualism. In chapter 4 and 5 he presents
17 more arguments for dualism. Chapters 6
and 7 are devoted to a rebuttal of the main
objections to dualism. Chapter 8 presents
his own dualistic account of consciousness.
Chapter 9 sketches a dualistic theory of
agency. And chapter 10 deals with the notion
of a self and the evolutionary origin of
selves.
The first chapter covers conceptual and metaphysical
questions in considerable detail. The main
task is to clarify the central notions physicalism
and dualism. Here is Meixner's definition
of "physical property":
A physical property is an item out of the
specified set-ask the experts-of fundamental
physical properties (which are stipulated
to apply only to physical individuals), or
a property which is definable on the basis
of fundamental physical properties as a specification
of the property of being a physical individual.
(33) Much in this definition is original.
But the general strategy-here encapsulated
by the phrase "ask the experts"-has
been tried before. It has been criticized
by antiphysicalists and physicalists alike.
The problem is this: the experts say one
thing today and another thing tomorrow. And
there is no telling what they will have to
say the day after tomorrow. This is no idle
worry-there is no shortage of experts who
will, for example, list the property of being
a conscious mind as one they need to do their
physics. Once this happens this sort of definition
can no longer serve a useful purpose.
Mind-body dualism (the specific version of
dualism that is at issue here) is the doctrine
that "at least one actually existing
mental entity is not physical." (43)
This generic version of dualism is true if
there is a substantive individual, a property,
a state of affairs, or an event that is not
physical. Meixner argues that dualism is
true because there are nonphysical items
in all four of these ontological categories.
Along the way many important and oft neglected
issues receive interesting discussions. Here
is one example: What does it mean to call
a property physical or mental? Properties
are abstract entities. So, "clearly,"
they are neither physical nor mental. Metaphysical
questions like this one are routinely passed
over in the philosophy of mind. Meixner's
careful attention to such matters is a welcome
corrective.
In chapter II the author asks what motives
one might have for wanting dualism/physicalism
to be true. Struck by the emotionality and
vehemence of much of the anti-dualist rhetoric,
he arrives at the following diagnosis:
Why do physicalists fear and hate dualism?.
the answer is clear: they fear and hate dualism
because they associate it with "the
forces of darkness," with religion in
short, which they hate and fear. (61) And
while one may be inclined to see this association
as a mere historical contingency, the author
argues that the link between salvational
religion (his focus is on Christianity) and
dualism is indeed a very tight one. "There
is no place for materialism in Christianity"
is his message to the "Christian materialists."
And his assessment of the non-Christian materialist/functionalist
attempts to secure some form of immortality
is equally negative: they do not deliver
the sort of immortality worth wanting. For
they cannot deliver "your personal survival
of the destruction of the body." (80)
But, as Meixner sees it, the ideological
warfare between dualism and materialism is
not limited to the religious issues of God
and immortality. It extends to more mundane
issues like sex. He feels that dualism is
commonly associated with "a negative
attitude to the body and its functions, in
particular, towards sexuality." (80)
But nothing could be further from the truth,
he admonishes us:
the soul naturally loves the body and is
closer united to it than ever human lovers
could be to one another in body or soul.
The soul is you, and you should, in reason,
not act to or believe contrary to its nature,
which is your nature. (81) The possible consequences
of our losing sight of the dualist world
picture are momentous: "The dualistic
enchantment. made the Western culture, and
indeed made human culture as a whole.."(82)
Materialism-a "dogmatic and oppressive
orthodoxy" (83) among whose partisans
there is a "lot of arrogance and contempt"
(84)-on the other hand, has contributed "practically
nothing, if not destruction" to world
culture." (82) So it stands to reason
that "if dualism should ever be dead,
this might well mean that what it is to be
human is dead too." (82)
I agree with Meixner that the tone of some
of the materialist critiques of dualism is
appalling-unphilosophical propaganda material-an
embarrassment to philosophy. But in his zeal
to make us aware of this deplorable situation
the style of Meixner's own writing is, at
times, uncomfortably close to those he criticizes
so justly.
The third chapter contains a careful exposition
of Meixner's central argument for dualism-the
Neo-Cartesian argument. It consists of eight
premises and four conclusions. Here I will
only mention the crucial third premise of
the argument:
There is a possible world in which there
exist no physical entities, but in which
I exist. (87) With powerful premises like
these arguments for dualism come easily.
Perhaps too easily-for some may suspect that
this premise is simply a statement of dualism.
Be that as it may, why should one accept
this proposition? Meixner argues that the
universal appeal of external world skepticism
teaches us that we must take premise three
seriously. In light of the fact that skepticism
is a live option even the resolute antiskeptic,
like Meixner himself, has to admit that
there is a certain possible world in which
I exist and no physical entity exists, and
this is not an idle assumption at all, since
a pretty good idea of one particular such
world can be given: if it were real, it would
appear to me, and to everybody else, exactly
as the real world does. (97) According to
the final conclusion of the Neo-Cartesian
argument "I am a nonphysical substance"
(98) where a substance is "a persistent
individual wholly present at every moment
in which it exists. which is capable. of
consciousness or. spontaneous action."
(99) Towards the end of the book one finds
a useful short formulation of the Neo-Cartesian
Argument. It encapsulates the core of the
complex version of the Neo-Cartesian argument
sated in chapter 3:
Take any self; being a self, it is a subject
of consciousness, and it could be a subject
of consciousness in the absence of all physical
entities (even subject of that very same
consciousness it is actually the subject
of); but if this can be, then the self is
not a physical entity. (393) Meixner considers
a second way of approaching the central premise
of the Neo-Cartesian argument: the fact that
I can imagine myself existing disembodied
in a physical world. He thinks that this
situation is coherently imaginable and describable.
And he draws our attention to the work of
W. D. Hart (The Engines of the Soul) whose
reconstruction of the Cartesian argument
is grounded on the detailed imaginability
of this situation.
Meixner ends the chapter by noting the currently
popular view that zombies (disensouled bodies)
provide a better route to dualism than ghosts
(disembodied souls). While he agrees that
zombies may be a better fit for the contemporary
intellectual climate than ghosts, he rejects
the idea that ghosts are weaker than zombies
when it comes to supporting dualism.
In chapters four and five Meixner presents
17 more arguments for dualism. He finds those
arguments in the literature-both old and
new-but he refines and reformulates them
in his own terms. He does not claim that
these many arguments (singly or taken together)
prove dualism. But he thinks that these are
respectable arguments that offer strong support
for dualism. Every argument is explicitly
stated as a series of premises and conclusions.
Then the validity of the argument is assessed,
and once the argument has passed this test,
Meixner provides support of all of the premises
that strike him as open to challenge. Along
the way Meixner frequently points out how
and why a materialist philosopher might disagree.
This makes for a balanced and stimulating
presentation of these controversial arguments.
It also leads Meixner to some interesting
metaphilosophical reflections. In this vein
he writes:
One can characterize philosophy. with some
justification as a perennial reasoned controversy
about what is reasonable in fundamental (often
purely conceptual) questions. Perhaps philosophy
has to be that way. If so, then this is likely
to entitle both dualists and physicalists,
even though their conflict cannot be (philosophically)
decided, to being reasonably reasonable (without
either side being able to lord it over the
other); both sides may be within their rights,
both may be able to work coherently within
their respective conceptual frameworks, both
frameworks having their advantages and disadvantages,
none being, regarded as a whole, rationally
preferable to the other. (181) [And he quickly
adds] But, for the time being, I still have
hopes that dualism can actually be shown
to be more reasonable philosophically than
physicalism.
(181) I'll single out Meixner's reconstruction
of Searle's Chinese Room Argument for comment
because in this particular case his rendition
of the argument does not do justice to the
original. Of course Meixner is well aware
that Searle did not intend his argument to
support dualism. But since this reorientation
of the argument is clearly marked and not
implausible it is beyond reproach. The problem
with Meixner's reconstructed argument is
that it crucially relies on a premise to
which there is no analogue in Searle's argument.
Meixner's second premise reads:
If understanding Chinese is a physical property,
then it is not possible, not even in principle,
that a Chinese Room acts (i. e., functions)
perfectly as if it understood Chinese and
does not understand Chinese. (172) This crucial
premise allows him to move from the fact
(also accepted by Searle) that it's possible
for a Chinese Room to function as if it understood
Chinese, without doing so, to the conclusion
that understanding Chinese is not a physical
property.
Meixner acknowledges that this premise is
not a premise of the original Chinese Room
Argument. And he admits that Searle would
reject this premise. But he misunderstands
Searle's reasons for opposing this premise.
Pace Meixner, Searle does not hold that the
property of understanding Chinese "is
bound to human "flesh and blood,"
more specifically: to human brains."
(175) According to Searle, any system with
the necessary "causal powers" can
understand Chinese-and since we don't know
what these powers are we are not in a position
to single out those systems that are incapable
of instantiating this property. Thus Searle's
reason for rejecting Meixner's second premise
is not an implausible materialistic "chauvinism."
Instead it is based on his rejection of behaviorism
and operationalism. Since materialists are
free to reject behaviorism/operationalism,
they can hold that "a Chinese Room acts
(i. e., functions) perfectly as if it understood
Chinese and does not understand Chinese,"
(172) while insisting that understanding
Chinese is a physical property. So there
are two issues here. Meixner's argument contains
a Chinese Room, but it is not a version of
the Chinese Room Argument. And, second, once
it becomes clear that the materialist opposition
to Meixner's second premise is not grounded
in an implausible version of Chauvinism,
but in a plausible rejection of beahviorism/operationalism,
the second premise starts to looks suspicious.
Meixner devotes one paragraph to its support
(top of page 174). But it boils down to saying
that it just can't be any other way and it
must be this way. More is needed here to
get this crucial premise afloat.
Chapter six is a survey of recent antidualistic
arguments. Dennett and McGinn are the main
villains. The arguments of Chalmers (as opponent
of substance dualism), the Churchlands, Kim,
are treated much more briefly. Meixner is
not impressed. Having engaged in a sixty-
page battle with his chosen opponents, he
is left with the impression of
argumentative unfairness and conceptual carelessness,
of misrepresentation and detraction, of dogmatic
metaphysical inflexibility hiding behind
ostentatious scientificness, of mere repugnance
toward the idea of dualism. (257) As Meixner
sees it, many materialists choose to attack
a pitiful caricature of dualism, viz., the
doctrine that we are made up of two kinds
of stuff: matter and some sort of immaterial
mind or soul stuff. Meixner can barely contain
the "savage indignation" (251)
that this "idiotic opinion" (243)
arouses in him. Dualism, he assures us, "has
no truck with immaterial stuff." It
is the doctrine that "at least one mental
entity is not physical" (233). And substance
dualism is the doctrine that "at least
one actually existing mental substantial
individual is not physical." (43) The
repugnant view of "stuffing dualism"
results if you think that substances must
be made up of some sort of stuff-material
stuff or nonmaterial stuff, as the case may
be. But Meixner assures us that "substances
don't have to be "stuffed," least
of all extensionlessly." (200). How
could one fail to see this obvious point?
He offers the following speculation in reply:
Could it be that the only basic sense of
the word "substance" that can enter
the minds of some physicalists is the chemical
or pharmaceutical sense of that word. according
to which a substance is indeed a stuff? But
that chemical and pharmaceutical sense of
the world "substance" is simply
not the relevant sense when one is talking
about substance dualism. (201) Meixner isolates
one other central mistake that runs through
a large number of anti-dualist arguments:
it's the thought that, given the causal closure
of the physical, mentality-dualistically
conceived-cannot play a causal role in the
physical world. But, according to Meixner,
this is a simple mistake. Causal overdetermination
is unproblematic. He briefly presents his
account of "nomologically psycho-physically
coordinated causation." The extended
argument for this view is presented in his
book on causation, Theorie der Kausalität,
(Mentis: Paderborn 2001).
In chapter seven Meixner confronts the claim
that dualism is anti-scientific. He concludes
that this is not true. Meixner argues that
the sciences of the mind could continue as
usual even if all mind scientists were to
become dualists. A persistent confusion of
science with physicalism (which is a world-view,
a metaphysics) makes it difficult to see
this. And he insists that it is no less important
to not confuse science with one of the sciences,
viz., physics. Once one accepts that psychology,
for example, is a science, then one can see
that "metaphysical dualism cannot be
detrimental for science, that it cannot be
anti-scientific, since methodological dualism
is a necessary prerequisite for there being
a science of consciousness in the world at
all." (266) In section 3 of the chapter
Meixner does address the worry that dualism
blocks scientific explanation. He counters
this suggestion by providing a sketch of
an evolutionary explanation of consciousness.
But the materialist may have other explanatory
tasks in mind Richard Taylor and Peter van
Inwagen, for example, are baffled by the
question how anything, any substance, can
be conscious. And to be told that nonphysical
substances can be conscious because they
are the sorts of substances that can be conscious
is no help. It's true that these two philosophers,
especially van Inwagen, are equally puzzled
by the question how a material substance
can be conscious. But in the case of matter
there may be hope: as physics tells us more
and more about matter, some light might possibly
be shed on the question how it can become
conscious. But there is no analogous systematic
and growing body of knowledge about nonphysical
substances. Hence the hope that, eventually,
we might learn something about how a nonphysical
substance can be conscious, seems quite unfounded.
This is one way in which the dualist may
seem to be worse off than the materialist
when confronting the question: How can anything
be conscious?
In chapter eight Meixner presents a sketch
of his own dualistic theory of consciousness
which he labels interactionist parallelism:
The theory says that conscious events and
their physical causal representatives are
parallel to each other, one-to-one, in the
sense one associates with the traditional
doctrine of psycho-physical parallelism:
though they are correlated, there is no causal
relationship between any conscious event
and its physical causal representative. That
is, there are no causal relationships directed
along the verticals between the parallels;
but directed sideways from the verticals,
in both directions (to the conscious events
and from the conscious events), there are
lots of causal relationships between conscious
events and physical events. The theory, therefore,
combines parallelism with interactionism.
(313) Meixner states this theory in ten principles,
of which I shall only mention two:
C2: There are conscious events, and no conscious
event is a physical event. (292) C4: For
every conscious event y there is a physical
event x such that x is a causal representative
of y. (297) Meixner takes C4 to be the pivotal
principle of his theory. The crucial notion
employed in C4 is that of a causal representative.
"Events x and y are causal representatives
of each other if, and only if, they have
the same causes and effects."
(296) Why accept C4? Meixner thinks that
it has been empirically confirmed and not
empirically disconfirmed. Moreover it is
presupposed by the large scientific enterprise
called "the hunt for the NCC".
Thus he thinks that it is plausible to assume
that the correlation between conscious events
and physical events that causally represent
each other is lawlike.
But doesn't C4 entail the identity theory?
After all, it's just a way of stating a Davidsonian
criterion of event identity. Meixner resists
this move by arguing that a conscious and
a physical event that causally represent
each other differ in their properties, notwithstanding
the fact that they have the same overall
causal profiles. Conscious events have a
qualitative dimension (they have qualia)
and the have a subjective dimension
(their qualia are always qualia for someone)
(see 306). But physical events lack both
of these dimensions. So conscious events
are not identical with physical events. The
difference in properties blocks the identity,
but it does not block the nomological supervenience
of conscious events on physical events. But
this is a consequence that Meixner is happy
to take on board. Supervenience does not
compromise dualism.
If the materialist wants to resist this conclusion
they have to embrace qualia eliminativism.
Dennett's efforts to make qualia eliminativism
plausible do not impress Meixner. In his
characteristically forceful way he sums up
this part of the discussion as follows:
The physicalist denial of qualia deserves
to be called "brutish" not only
on account of its brutality to a vital part
of our common humanity, but also because
it certainly appears to be a mere instance
of brute dogmatic stupidity. (309) But sophisticated
materialists do not have to rely on dogma
alone-Meixner can discern one actual argument
(albeit a bad one) in support of qualia eliminativism.
Roughly, the thought is this: causal representatives
of each other cannot differ in real properties,
for if they did they could not be causally
equivalent. So the alleged extra properties
of conscious events-the qualia-cannot be
real properties. Hence there aren't really
qualia and we can go ahead and identify events
which are causal representatives of each
other. There is much in this argument that
makes Meixner unhappy, but he focuses on
just one crucial idea. Why think that the
extra properties-the qualia-do not make a
causal difference? His thought is this: the
conscious events have some causally relevant
extra properties; but they also lack some
of the causally relevant properties of the
physical events that are their causal representatives.
And couldn't it be the case that the causal
plus afforded to the conscious events by
their qualia is precisely counterbalanced
by the causal minus resulting from their
lacking certain physical properties of their
counterparts? So the materialist's assumption
that the extra properties of the conscious
events must be causally inert is shown to
be baseless.
Meixner's discussion of C4 has also revealed
his reason for endorsing C2: conscious events
have properties that no physical event has:
qualia and subjectivity (or forness).
With the central principles of his interactionist
parallelism in place, Meixner is prepared
to take on another challenge: Why would such
a bizarre setup ever have evolved? The short
answer is this: to make her children truly
successful Mother Nature must make them into
genuine decision makers. (314) A genuine
decision maker is one who can deliberate
on the basis of nondeterminative information.
(316) Now how do you build a genuine decision
maker who can deliberate on the basis of
nondeterminative information? First, you
make sure that the information has a format
that the decision maker can understand. That
is done by attaching qualia to the information
carrying events. For the qualia "define
the conscious event as the natural meaning
it is." (324) Second, you must make
sure that these natural meanings are going
to be appreciated by the decision maker-they
must become something to the decision maker,
they must be something for the decision maker.
This is done by imbuing the information with
forness. The information "has, as it
were, an address written on it." (317)
This explains the evolution of the two extra
properties of conscious events: qualia and
forness. But there is more: What sort of
a thing can appreciate this sort of information,
these natural meanings, and can use them
in deliberation? Only a nonphysical entity!
Thus it is indeed the case that Nature herself
put the ghosts in the machines, those marvelous
caretakers and guardians who actually love
the thing they are put in charge of and who
will see it through many dangers, toils,
and snares, relinquishing it only with the
utmost reluctance. (321) And this is why
there are nonphysical souls and why certain
physical events in the brain are nomologically
linked to corresponding conscious events
that come furnished with qualia and an inbuilt
direction toward the deliberating soul.
There is much more in this chapter. Along
the way Meixner provides interesting discussions
of the (non)problem of causal overdetermination-an
issue that the interactionist parallelist
obviously must confront; and he has interesting
things to say about the relationship of psychophysical
interaction and the conservation laws and
causal closure principles. All of this material
is thought-provoking and original. But here
I have to pass it over.
Chapter nine is devoted to developing a dualistic
theory of agency. What is it for you, i.
e., for an embodied soul-a nonphysical substance
that experiences, deliberates, and makes
decisions-to act? For an agent to act is
to contribute to the determination of the
future in a situation in which it is otherwise
nomologically undetermined which of a number
of different futures will come to pass (see
365, 376). Why believe that there is true
agency? The existence of consciousness suggests
as much. For without agency the ability to
make decisions based on conscious information
would be useless. And we can assume that
consciousness is not a "pointless excrescence
of evolution."
(366) Hence we have reason to think that
determinism is false-a view that strikes
Meixner as well-supported on other grounds
as well.
The act of selection by which the agent narrows
down the number of nomologically possible
futures is best understood as an exercise
of agent causation. Since the actualization
of any of the many nomologically possible
futures is in accord with the laws of nature,
this causal input of nonphysical souls poses
no threat to science. The notion of agent
causation has struck many of its proponents,
and most of its opponents, as somewhat mysterious.
But Meixner sees no problem here:
What remains rather mysterious to me is this:
what, according to Dennett (and many others),
is supposed to be so mysterious about agent-causation
[?] The concept seems clear enough, doesn't
it? I am truly puzzled, especially if I compare
agent causation with event-causation, which
seems to me (and not only to me) . rather
mysterious matter indeed. (378) Meixner concludes
the chapter by defining two distinct notions
of action-an "internal" and an
"external" one. The internal notion
focuses on the agent's narrowing down of
the space of possibilities by selecting a
subset of all the nomologically possible
continuations at a given point in time. The
external notion focuses on the event that
ensues as a causal consequences of the agent's
decision. He summarizes the relationship
between these two notions as follows:
An action in the second sense is an outcome
or manifestation of an action in the first
sense; an action in the first sense is that
by which an agent makes an action in the
second sense occur. (388) Different contexts
will favor the one or the other notion. Meixner
sees no need to make a choice between the
two notions.
Chapter ten deals with selves and their evolutionary
origins. Selves are nonphysical substances
"which are subjects both of consciousness
and of agency. (391) Persons are "rational
selves". (391) And a "soul, qua
soul, is a (substantial, nonphysical) self
that belongs to an organism." (398).
(Reflections on evolution lead Meixner to
countenance a "wider sense" of
the word "soul" according to which
"not only selves can be souls but also
substances incapable of consciousness."
(407)). Bundles, collections, abstractions,
and similar constructions fall short of selfhood.
Only the assumption that selves are highly
unified enduring individuals explains "why
selves have a fundamental interest in surviving
as numerically the same, enduring individual."(396)
How did souls "enter" the world?
They evolved along with their organism. And
the connection between souls is effected
by natural laws. Here is how one might think
of the evolution of the soul:
The nomological structure of the world is
such that the emergence of organisms with
selves is nomologically possible and under
certain circumstances nomologically necessary.
And then the right accidents happened, making
the relevant laws, which had been dormant
so far, operative. And-pop-there it was:
the first organism with a self, i. e., with
a subject of consciousness and agency, which,
being the organism's self, is centered on
the organism, but which is a nonphysical
enduring individual nonetheless.
(400) Meixner appreciates the traditional
view according to which the soul is there
to serve the organism. But he encourages
us to contemplate his unorthodox view:
It seems best to consider these relationships
symmetrical. The organism belongs to a substance-to
a self if the substance is a subject of consciousness
and agency-as much as the substance belongs
to the organism. An organism is there for
a substance and in its service as much as
that substance is there for the organism
and serving it.
(405) Viewing the subjects of evolution as
"composita, constituted in consequence
of natural law, consisting of a substance
and and organism belonging to each other"
(407) changes the face of evolution: now
there are real interests and real purposes
involved, viz., those of the substances united
to the evolving organisms. And it now becomes
possible to see that organisms "are
designed to be the homes of substances, to
be the vehicles of substances" (408)
rather than merely being designed "to
resist their own dissolution." (Dennett's
phrase, cited on page 401)
There follow further metaphysical speculations
about the evolution of ensouled creatures.
The book closes with some Schopenhauerian
remarks on ethics and eschatology. They are
uncharacteristically brief and obscure. Rather
than report on them I shall close with a
brief quotation that succinctly encapsulates
some of the main ideas that Meixner has put
forth in this challenging work:
In my eyes consciousness is an irreducibly
psychological feature of selves, where both
selves and their feature of consciousness
arise, according to psycho-physical laws,
from an appropriate physical basis. (262)
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