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Because words are ambiguous, facts can not be communicated precisely; instead we describe them in a more or less
generalized form, i.e., as theories.
But
may be facts can be communicated
via objects
themselves? For example, we can
keep a sample
of water and say that this water becomes frozen at 0º C. But how can
we guarantee that this water
remains the
same? There is also ambiguity
in the description
of freezing. There may be thousands
of various
kinds of freezing that can not
be expressed
in words. Thus, facts can not
be communicated
precisely; they can be communicated
only
after some generalization which
turns them
into theories. The correspondence
theory
of truth fails because facts
can not be communicated;
only theories can be communicated.
But theories
can not be used to disprove other
theories
because they are questionable
themselves.
In contrast to positivism, pragmatism does
not view existence as objective
(i.e., observer-independent)
reality. Instead, existence is
evaluated
subjectively according to its
expected effects
on the existence of other things
in the future.
For example, food exists for
an animal because
it increases chances of survival
and reproduction
(i.e., existence) of this animal.
Subjective
universe (Umwelt) of an animal
consists of
things that are useful in their
life, e.g.,
food to consume, shelters to
hide, and enemies
to fear. Usefulness is used as
a criterion
of knowledge instead of truth.
People wondered
why the world around them is
so useful and
friendly. The answer is because
humans have
adapted to this world.
A portion of animal's Umwelt can be communicated
to neighbors via various kinds
of signs (poses,
smells, sounds, etc.). Another
portion of
Umwelt is communicated to offspring
via genes.
Humans share a large portion
of their Umwelt
because of intensive horizontal
communication.
But reality does not become objective
even
if it is shared. If I see a flying
saucer
in the sky, it becomes a part
of my individual
subjective reality. If I share
this information
with my neighbors and they also
see the saucer,
then it becomes a part of our
shared subjective
reality. There may be subjectivity
at any
level of the hierarchy: cells,
individuals,
families, nations, and even humanity
as a
whole. If the majority of scientific
community
accepts the existence of some
phenomenon,
this phenomenon does not become
objective.
But pragmatism does not imply
that knowledge
is impossible. On the contrary,
it supports
the growth of knowledge and especially
scientific
knowledge. But it supports knowledge
not
because it is true but because
it is useful.
Old geographic maps were not
true but nevertheless
they were useful.
For a positivist, existence has no meaning;
things simply exist as they are,
period.
Pragmatism sees the meaning of
existence
in its consequences. For example,
James (1954)
evaluated theories and beliefs
according
to their potential effect on
human life and
society. Human existence is also
evaluated
by its consequences in the future.
If my
life has no consequences, then
I don’t exist.
The ethical principle of pragmatism
is to create existence by caring about consequences and to bring meaning to life by doing this.
In contrast, positivism is satisfied
with
a meaningless existence.
The notion of 'existence for' is central
for pragmatism because existence
has meaning
for some observer. It is opposed
to a universal
objective existence in positivism.
The notion
'existence for' assumes the presence
of a
user, thus we need to answer
the question
who is the user. It appears that
the user
can not be separated from resources
and tools
that it uses. Our organs are
all tools and
resources; a hand is a tool,
and fat reserves
are resources (often unwanted).
Then, where
is the user, may be in the brain?
But the
brain is a tool too, it is personal
computer
for our body; and there is no
homunculus
inside our brain. Some people
believe that
there is immaterial soul that
makes use of
all body parts. This logic leads
to objective
idealism. But pragmatism does
not need this
assumption; a user is viewed
as a collection
of useful parts connected by
useful relations.

Hoffmeyer (1996) used a metaphor of 'swarming
body' to characterize the collective
nature
of an organism. Human consciousness
also
has a collective nature which
was characterized
by metaphors like 'the society
of mind' (Minsky
1986) and 'swarm intelligence'
(Hoffmeyer
1996). Applying the idea of 'existence
for',
we can say that an organism exists
for itself
because it is self-adapted. The
body of an
organism is a part of its Umwelt.
Thus, 'existence
for' may have two forms: (1)
existence for
something else, and (2) existence
for itself.
A system that exists for itself
is an organism
and things that exist for an
organism are
parts of its Umwelt.
The major argument of positivism against
pragmatism is that existing things
are not
necessary useful for observers.
We use only
a very small portion of all things
that we
observe. This argument points
to one important
aspect of usefulness that we
have not discussed
yet. Usefulness is hierarchical
(or multiresolutional)
both in time and space. Everybody
knows the
difference between short- and
long-term usefulness.
For example, by saving money
in a retirement
account you sacrifice your short-term
needs
for long-term benefits. Also,
we distinguish
values at the level of an individual,
family,
town, nation, and humanity as
a whole. Human
Umwelt consists of things that
have values
at various scales. It includes
things that
are utilized for our immediate
needs (e.g.,
food), but it also includes things
that have
no immediate use, but may appear
useful in
the future. For example, most
of our knowledge
has no immediate use, but it
increases our
ability to solve various problems
in the
future. Useless and meaningless
existence
is an abstraction in which usefulness
is
ignored. But this abstraction
is useful itself
at a different level of hierarchy.
Truth
is a convenient substitution
for usefulness
but it works only until our model
of the
world remains useful.
5. Pragmatism and Evolutionary Theory
Uexküll improved pragmatism by interpreting
usefulness as a biological adaptation. But
his criteria of adaptation (musical harmony,
counterpoint) were anthropomorphic and qualitative.
This is typical to vitalism and Lamarckism
which simply refer to human intuition on
what is useful and what is not. Quantitative
criteria of usefulness are necessary to understand
the emergence and evolution of adaptations.
Darwinism explains the emergence of adaptations
by the combination of inherited blind variation
and natural selection. 
The advantage of Darwinism is that it offers
a quantitative criterion of usefulness
which
is selective survival and reproduction.
Although
it looks attractive to combine
pragmatism
with the theory of natural selection,
but
the problem is that Darwinism
is based on
a mechanistic understanding of
evolution
which seems incompatible with
pragmatism.
Some biologists search for alternative evolutionary
processes that may explain the
origin of
adaptations. For example, Kauffman
(1993)
argues that evolution is driven
by two complimentary
forces: natural selection and
self-organization.
By self-organization he means
spontaneous
structuring of systems via non-linear
physical
and chemical processes. He describes
self-organization
as 'order for free' implying
that it does
not require selection. But order
does not
mean adaptation; thus, Kauffman's
theory
does not offer an alternative
explanation
of adaptations. The theory of
neutral evolution
(Lewontin 1974) also does not
explain the
origin of adaptations. Studies
of non-adaptive
evolution may be important for
some other
purposes (e.g., for reconstruction
of the
phylogeny from DNA sequences)
but they do
not give quantitative criteria
of usefulness.
I believe that the contradiction between
Darwinism and pragmatism results
from erroneous
interpretation of natural selection
and there
is no need to search for alternative
evolutionary
forces. Darwinism is not just
a biological
theory (which is not argued),
it is also
heavily loaded with positivistic
philosophy.
Positivism accepts only one true
reality.
If there are two different descriptions
of
a system and both are true, then
either one
of them can be derived from the
other, or
there is a third description
from which both
original descriptions can be
derived. Thus,
more detailed descriptions are
more universal,
and knowledge grows by adding
details. Obviously,
this strategy leads to reductionism.
An organism
is reduced to cells, and cells
to molecules.
But at the bottom level of reduction,
there
are only mechanical interactions
of molecules.
Thus, organisms are viewed as
complex mechanisms,
and creativity, intentionality,
and free
will are mere delusions.
In contrast, pragmatism accepts multiple
realities. Depending on how we
interact with
a system it may appear mechanistic
or intentional.
A system is intentional if it
is more productive
to interact with it as with intentional
system
rather than to consider it a
mechanical system.
A mechanism and organism are two metaphors that we use to understand reality.
Our experience indicates that the dynamics
of a clock is better understood
as a mechanism,
and the behavior of a cat is
better understood
as an organism. However, this
does not mean
that for some purposes a cat
can not be viewed
as a biochemical machine. And
the clock is
not just a dumb machine. It can
be viewed
as a meme that reproduces and
evolves. It
may happen that some systems
(e.g., the solar
system, atom) appear to us as
mechanisms
simply because we have not found
an appropriate
spatial and temporal scales to
see their
intentionality. Thus, there is
no such thing
as being a mechanism. We view
things as mechanisms
if have not discovered their
intentionality
(but this does not mean that
it is always
productive to search for intentionality).
Now we come to the central question: is it
possible to find intentionality
in the process
of natural selection? The solution
was suggested
by Hoffmeyer (1996) who wrote
that selection can be viewed as an intentional
process at the level of lineages. Indeed, a lineage probes the environment
by producing a variety of organisms
and generating
copies of those organisms that
survived.
Hoffmeyer (1996) suggested not
to use the
term 'natural selection' because
the word
'natural' is often erroneously
associated
with nature as a super-agent
that evaluates
the fitness of organisms. Selection
appears
analogous to perception. Selective
survival
and reproduction of organisms
plays the same
role for a lineage as selective
excitation
of receptors for an organism
(Sharov 1998).
Animals can improve their behavior
using
vision which results from selective
excitation
of photoreceptors. If all photoreceptors
become excited or none of them,
then the
animal can not use its vision
to find food
or to escape enemies. In the
same way, a
lineage can not evolve without
sensing its
Umwelt with selective survival
and reproduction.

Perception requires information transfer.
A photoreceptor sends an electric
impulse
to the brain. It is important
that the brain
recognizes impulses from individual
photoreceptors.
If nerve fibers become entangled,
then the
brain can not associate an incoming
impulse
with a specific receptor, and
the information
is lost. Heredity is the information
transfer
at level of lineages by which
survived organisms
transfer their genetic information
to the
next generation. If heredity
were not enough
accurate, then the information
would be lost
as in the case of entangled nerve
fibers.
There is a critical level of
noise at which
biological evolution becomes
impossible;
Eigen and Schuster (1979) called
this phenomenon
'error catastrophe'.
One of persistent confusions in Darwinism
comes from the separation of
heredity and
variability, as if these two
factors are
entirely independent. Some portion
of variability
is indeed independent from heredity
and can
be 'intentionally' increased
or decreased
by a lineage. I will refer to
this kind of
variability as variability of
freedom. However,
there is another portion, which
I will call
the variability of error, which
can not be
separated from heredity. The
variability
of error corresponds to the resolution
of
perception (recognition limit).
For example,
the resolution of vision depends
on the quality
of optical characteristics of
an eye and
the size of photoreceptors. But
when we draw
a picture, we may intentionally
blur the
image and add some variability
of freedom.
The genetic variability of error
is harmful,
and living organisms reduce it
by a variety
of ways that include DNA proofreading,
selective
splicing, developmental constraints,
apoptosis,
immune responses, and others.
Many diseases
(e.g., cancer, mutations, chromosomal
changes)
result from error accumulation
in transfer
of biological information. On
the contrary,
the variability of freedom is
useful (and
even enjoyable for those organisms
who have
emotions).
We are used to separate perception and action.
First we see or hear, and then
we act according
to the information received (e.g.,
stop at
the red light). But selective
survival and
reproduction of organisms is
simultaneously
a perception and action. We need
to decide
if this difference is important
enough to
drop the analogy between selection
an perception.
I believe that separation of
perception and
activity is artificial. Any perception
involves
some activity at least at a sub-cellular
level. And activity is a response
to some
signal, i.e. it is a kind of
perception.
For example, muscle cells perceive
incoming
nerve impulses and contract in
response.
At the molecular level, the processes
of
perception and action are identical:
they
both include (1) an external
impact that
modifies molecular forces, and
(2) subsequent
change of the conformation of
a molecule.
Another possible argument against the analogy
between perception and selection
is that
organisms are able to perceive
negative information whereas lineages are not able. The absence
of a signal can be a signal for
an organism,
in other words, our nervous system
can use
the negation operator. Lineages
have no negation
operator because they do not
notice that
some organisms are missing. This
idea is
embedded in the metaphor of 'blind
variation'
which is widely used by Darwinism.
No matter
how many organisms have died
because of some
particular mutation, the lineage
will continue
producing this mutation in the
future; it
does not learn from errors. I
have two arguments
in defense of the analogy between
perception
and selection. First, the negation
operator
is a result of reconstruction
(generalization)
rather than perception, and second,
lineages
can use negation by generalizing
sequential
information.
We see a black spot on a white background
despite the fact that our receptors
do not
get any photons coming from this
black spot.
The photoreceptors, on which
the black spot
is projected in the eye, do not
send any
impulses to the brain. However,
our brain
reconstructs the black spot and
presents
it to our consciousness as an
object. This
reconstruction requires generalization
of
information collected from multiple
receptors;
it would be impossible to see
a black spot
if we had just one photoreceptor.

The absence of a signal from the receptor
may have two possible reasons:
(1) there
is no stimulus, and (2) the receptor
is not
functional (e.g., it died). The
brain assumes
that the receptor it functional
but this
assumption may be wrong. The
brain also knows
that there are no photoreceptors
in the 'blind
spot' area. We don’t see any
black spot there
although the brain does not get
any signals
from that area in the retina.
Thus, negative
information is not perceived
by an organism
but it is reconstructed using
a particular
model of vision. Let us see if
anything comparable
exists in evolution.
The metaphor of 'blind variation' is the
favorite one among Darwinists.
Blind variation
means that characteristics of
an organism
may change randomly in its progeny.
However,
this term is never applied to
stable characteristics
that are specific for higher
taxons. Nobody
expect foxes to produce randomly
rabbits,
cockroaches, and frogs (although,
Lysenko
in Russia expected that rye can
produce wheat).
These characteristics are stable
because
organisms have developmental
constraints
that prevent their change. The
importance
of these constraints was explained
by the
theory of stabilizing selection
(Shmalgauzen
1949). Later, the same arguments
were repeated
by Conrad (1983) and Kauffman
(1993). Constraints
for variation are not mechanistic
as assumed
by neo-Darwinism, but semiotic
because lineages
have developed them in evolution
to decrease
the variation of errors. Organisms
know the
difference between good and bad
changes,
and this knowledge arose from
their experience
in previous generations. This
means that
lineages do not repeat their
errors indefinitely
as assumed by the 'blind variation'
metaphor.
Finally they learn how to avoid
errors by
creating proofreading mechanisms
and developmental
constraints, in other words,
they reconstruct
negative information.
Let us consider a lineage in a narrow evolutionary
nich (see figure below). If a
lineage does
not reconstruct negative information
it will
continue producing the same variation.
However,
if the proofreading is improved
via stabilizing
selection, then the variation
will decrease
with time. This means that the
lineage 'realises'
the bounds of its evolutionary
niche.
But the reconstruction of negative information
is different in visual perception
and selective
survival and reproduction. Visual
reconstruction
is mostly parallel, i.e., it is based on generalization of
visual signals simultaneously
arriving from
multiple receptors. On the contrary,
lineages
can generalize only sequential information (here I ignore sexual reproduction
which adds parallel signals).
The existence
of a lineage means that it was
successful
in avoiding errors in past generations.
Its
genetical and developmental constraints
represent
the rules by which errors can
be avoided.
This does not mean that violation
of these
rules is always harmful, but
the lineage
assumes that it is harmful (similarly,
some
people believe that anything
new is bad).
Thus, lineages have something
like consciousness,
but it is extremely slow because
they can
generalize only sequential information.
It
takes millions of generations
for them to
learn how to avoid a single developmental
error. Sexual reproduction can
accelerate
this process because an organism
obtains
access to the genetically-recorded
experience
of other organisms and not just
of its predecessors.
Because natural selection is equivalent to
perception, lineages are intentional
systems.
In fact, the intentionality of
individual
organisms originated from the
intentionality
of lineages. A multicellular
organism is
a lineage of cells that live
together and
cooperate. As a result, natural
selection
of whole organisms evolves into
selection
of cells or even molecules at
sub-organismal
levels. With selection at sub-organismal
level there is no need to waste
the whole
body in order to get 1 bit of
information.
Selection at sub-system levels
take various
forms: selective binding of molecules,
selective
interaction between neurons (Edelman
1987),
and selective reproduction of
lymphocytes
in the immune system (Golub 1981).
Thus, pragmatism can be integrated with the
theory of natural selection if
it is re-interpreted
as perception at the level of
lineages. Selection
is the essential component of
perception
because information is always
acquired via
selective response of system
components.
Evolution is similar to learning,
both are
intentionally-driven processes
that increase
usefulness (fitness).
6. Umwelt, the World of Values
Value is important for pragmatism because
it is the quantitative measure
of usefulness.
Value is often considered a non-scientific
concept because it is subjective
and non-measurable.
I would argue that values can
be measured
and studied scientifically despite
their
subjectivity. Economists measure
the present
value, PV, of investment as a sum of inflation-corrected
net returns, V(t), expected in the future:
where t is time and a
is inflation rate. Fisher (1930) noticed
that the same method can be used
to measure
the reproductive value of organisms
in a
population. Reproductive value
of an organism
of a particular age is equal
to its contribution
to the growth of the entire population.
The
rate of population increase is
analogous
to the inflation rate in economy.
Insect
eggs have a smaller reproductive
value than
adults because adults can easily
produce
multiple eggs, but it takes a
long time for
an egg to develop into adult.
Adults usually
have the highest reproductive
value at the
beginning of their reproduction
period.
In a linear model of population growth, the
reproductive value of organisms
is equal
to the left eigenvector of the
matrix that
describes population dynamics.
For example,
in the model of Leslie (19),
the state of
a population is characterized
by the vector
of age distribution, xt, that shows the number of organisms in each
age group at time t. The population dynamics is described by
equation
xt +1 = A xt
where A is the Leslie matrix (Fig. 1)., then
the vector of reproductive values,
v, is
the left eigenvector of matrix
A. Newborn
organisms have a reproductive
value =1 (Fig.
1). As they mature, their reproductive
value
increases to 2.97, and then decreases
to
0.77 in the oldest age group.
Vector v satisfies
the equation ATv =
l
v, where AT is the transposed matrix A, and
l
is the largest real eigenvalue, which is
the rate of population increase
(
l
= 1.293 for the matrix in Fig. 1). Computation
of reproductive values in non-linear
systems
is more complicated because these
systems
may have limit cycles or chaotic
dynamics
(9).
A Leslie matrix A and the vector of reproductive
values v.
If the dynamics of the system is non-linear,
then the time scale of the model
should be
increased until the dynamics
will become
close to linear.
The relative rate of value production in
the population is equal to fitness
(real
positive eigenvalue). If a mutation
increases
the average relative rate of
value production,
then the frequency of this mutation
will
increase because of natural selection.
Thus,
an organism can be viewed as
an investor
whose profit is self-production
(Sharov 1992).
To maximize the rate of self-production,
it should produce systems with
maximal total
value. For example, an adult
insect can immediately
spend its entire energy on laying
eggs and
then die, or it may lay a few
eggs and continue
living. If the decrease in the
value of this
insect after laying an egg is
smaller than
the value of an egg, then it
is beneficial
to continue laying eggs. However,
if the
decrease in the value of adult
insect is
greater than the value of an
egg, then it
is beneficial to stop laying
eggs because
it is better to postpone egg
production.
Selective survival and reproduction is the
only conceivable way by which
the adaptive
evolution could start. However,
on later
stages of evolution, actual reproduction
can be replaced partially by
virtual reproduction
by which I mean using models
and simulations
rather that real organisms for
testing the
performance of the system. Campbell
(1988)
called it 'vicarious selection'
which replaces
natural selection. For example,
animals can
estimate the value of their actions
before
natural selection takes place.
Thus, they
are able to optimize their behavior
faster
than organisms that rely solely
on natural
selection.
Communication among living organisms develops
only if it has value (Sharov
1992). Production
of messages is beneficial only
if these messages
bring additional value to the
organism, i.e.,
increase its self-production.
For example,
moth females emit pheromones
and increase
their probability of mating.
This is the
same kind of investment as production
of
eggs. Moreover, producing offspring
can be
considered as a sort of communication
because
an organism is a genetical message.
The receiver
never interprets the message
unless it expects
to increase its value after interpretation.
Here I mean expectation in a
broad sense
including evolutionary expectation.
Only
in higher animals and humans
expectation
becomes conscious.
Values exist relative to a particular quasi-species
(Eigen and Schuster 1979) which
consists
of one or several components
with stable
relative frequencies. If a quasi-species
changes in evolution, its reproductive
values
change too. For example, if an
organism develops
effective protection against
natural enemies,
then the relative value of an
egg increases
because there are greater chances
to survive
to the adult stage. As the value
of an egg
increases, it becomes beneficial
for a parent
to invest additional resources
into a single
egg. Humans can identify themselves
with
various quasi-species depending
on their
life goals. They may see the
meaning of their
existence in biological survival
and reproduction,
capital growth, dissemination
of their ideas,
etc. Their values are determined
by the quasi-species
selected.
The value of a part or process in a system
can be measured by the contribution
of that
part or process to the value
of the whole
system. The value of a system
is always greater
than the sum of values of its
parts because
interactions between parts generate
additional
value. The integrity of a system
can be measured
by the difference between its
value and the
sum of values of its parts. The
body is the
collection of most valuable parts
and processes.
Thus, the boundary of the system
is determined
by the value of its parts. A
conflict is
a situation when one part has
value for two
different systems. These conflicts
are resolved
either by aggression or cooperation
which
is exchange of values.
In hierarchical systems, values exist at
multiple structural levels and
time scales.
For example, in the human society,
there
are values at the level of individuals,
families,
nations, religions, and humanity
as a whole.
Usually, values of higher structural
levels
are achieved at larger time scales.
At each
level of hierarchy, sub-systems
develop level-specific
dynamical models which determine
their values.
System boundaries depend on values
because
an element belongs to the system
if it has
a value
We need to develop a new system of terms
to speak about values. For example,
the term
'action' is often applied to
non-intentional
objects (e.g., the bomb exploded).
I suggest
to use this term only for intentional
subjects.
It is a human who exploded the
bomb (if it
was intentional). Otherwise,
is was not an
action but an accident. The same
confusion
happens if the term 'function'
is applied
to mechanisms. I suggest to reserve
the term
'function' only for those processes
that
generate value for some quasi-species.
For
example, computation is not a
function of
the computer, it is rather a
human function
that requires a computer.
Two important classes of functions are control
and freedom. Control is a stabilizing
function
and freedom is a diversifying
function. Homeostasis
is a specific kind of control
which creates
an equilibrium point for system
dynamics.
In biological, social, and technical
evolution,
control and freedom develop side
by side.
Any increase in freedom may have
harmful
consequences; thus, control mechanisms
become
developed to restrict (regulate)
the use
of freedom. At the beginning
of life, control
mechanisms were weak and there
was a danger
to loose information due to error
catastrophe
(Eigen and Schuster 1979). To
avoid error
catastrophe, pre-biological systems
should
have very limited freedom so
that freedom
and control are in balance. Better
control
stimulates the growth of freedom,
and growth
of freedom stimulates better
control. This
positive feedback is the engine
of biological
and social progress.
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Berg, L. S. (1969). Nomogenesis. Cambridge: M.I.T. Press.
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Campbell, D. T. (1988). Methodology and epistemology for social science:
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Conrad, M. (1983). Adaptability. The significance of variability
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Driesch, H. (1979). The science and philosophy of the organism, 2 v. New York: AMS Press.
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Dewey, J. (1998). The development of American
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