Freedom, Fairness and Law
[Comments Based Partially on Noam Chomsky’s
Government In The Future]
Introduction
It is necessary that there be a religion
of the state as there is a politics
of the
state: or rather, that religious and
political
dogmas, mixed and blended, together
form
a rather strong universal or national
reason
in order to repress the aberrations
of individual
reason which is….the mortal enemy of
all
associations because it produces only
divergent
opinions. [de Maistre – 1753-1821]de
Maistre,
no friend to human freedom, rational
thought
or the perfection of mankind, sums
up the
condition we face in this country under
the
current administration. But it is not
only
the administration and the right wing
ideology
that carries the sentiments of de Maistre,
it is also a large portion of the population
that, often unwittingly, through ignorance
and personal value systems, accepts
the “religion
of the state.” At the heart of de Maistre’s
trenchant outcries against the value
of individualism
and creativity, lies the concept of
“freedom;”
what it means in its most general and
particular
instances of use. In his book What’s
the
Matter With Kansas?, Thomas Frank shows
the
sad effects of misplaced priorities,
when
economic concerns (which should be
equated
to a large degree with moral considerations)
are placed well below what are perceived
to be important moral or religious
concerns.
Thus, the predictable results of an
uninformed
populace in what is supposed to be
a democracy,
hopefully ruled from the bottom up
by those
who are informed. Of course, the people
of
Kansas are “free” to make choices they
believe
are in their best interests, just as
those
in Germany were “free” to democratically
support the election of Adolph Hitler
in
1933, and just as the corporate magnates
who dominate our capitalistic system
are
“free” to use the rules of capitalism
to
make business decisions that may adversely
affect consumers. This concept, freedom,
is one that most believe they understand,
embrace and use correctly. But what
does
it really mean in today’s world, in
our system
of government and capitalism?
In his small book, Government in the
Future,
Chomsky says, quoting Wilhelm von Humboldt:
In his view the state tends to “make
man
an instrument to serve its arbitrary
ends,
overlooking his individual purposes,”
and
since humans are in their essence free,
searching,
self perfecting beings, it follows
that the
state is a profoundly antihuman institution.
That is, its actions and existence
are ultimately
incompatible with the full harmonious
development
of human potential in its richest diversity
– hence incompatible with what Humboldt
and,
in the following century, Marx, Bakunin,
Mill, and many others saw as the true
end
of man. (And, for the record, I think
that
this is an accurate description.)
As much as I too have the idealistic
view
(and wish) that man is a “free, searching,
self perfecting being,” I must always
fall
back on the fact that man is an animal,
however
special he might be among other animals
in
certain respects, and his evolution
is not
teleologically determined, but proceeds,
at least up until now, via genetic
variation
and natural selection. (I say up until
now,
since human genetic manipulation will
no
doubt influence our “evolution” in
the future.)
I think it dangerous to see any “essences”
in man, such as freedom and the urge
toward
self perfection. The basic requirements
of
all organisms, to varying degrees,
sustenance,
shelter, procreation and defense
(SSPD) still are the dominant factors
in
human life. If we add to these, as
in the
case of the human animal, the need
for expressiveness,
we include that dimension of our make
up
that truly sets us apart and may be
said
to comprise the key aspect of what
we typically
call freedom. Something profoundly
significant
occurred in the Paleolithic cave paintings
at Lascaux, and today we cannot envision
the human community without manifestations
of our expressiveness. No matter how
lowly
one might be in terms of SSPD, they
do have
two freedoms that exist even in the
face
of tribulation: the freedom of thought
and
to a lesser degree – depending on where
one
lives - the freedom of expression.
But nether
of these are any guarantee of a “self
perfecting”
inclination; it is historically proven
that
both can result in horrendous social
disorder
and physical destruction.
When Chomsky stated that the state
is “ultimately
incompatible with the full harmonious
development
of human potential in its richest diversity”
we must ask: In what way is it incompatible
and why is it so? I hope I am not reading
too much into what both Humboldt and
Chomsky
mean by “state.” Do they mean any kind
of
governing institution that could be
imagined,
or only those that have so far proven
to
be incompatible? Do they mean that
the very
concept of a state is almost by definition
inherently incompatible with the harmonious
development of human potential? At
the end
of Chomsky’s book, he says:
We have today the technical and material
resources to meet man’s animal needs.
We
have not developed the cultural and
moral
resources – or the democratic forms
of social
organization – that make possible the
humane
and rational use of our material wealth
and
power. Conceivably, the classical liberal
ideas as expressed and developed in
their
libertarian socialist form are achievable.
but if so, only by a popular revolutionary
movement, rooted in a wide strata of
the
population and committed to the elimination
of repressive and authoritarian institutions,
state and private. To create such a
movement
is a challenged we face and must meet
if
there is to be an escape from contemporary
barbarism.
For me, the operative phrase in this
ending
paragraph is: “humane and rational
use.”
Today, these two terms are, to a large
degree,
incompatible, since the state may act
rationally
and inhumanely at the same time. .When
Chomsky
speaks of the incompatibility of the
state
with human development, I see this
incompatibility
as that of humane versus rational state
action
and control. There is no ethical basis
for
the state as it exists in the USA,
and for
the most part every where else in the
world,
thus the state, as currently structured,
has no practical purpose in dealing
with
humaneness and human perfectibility,
except
perhaps on the periphery. But is it
realistic,
given the state of affairs today, to
imagine
the kind of revolutionary action Chomsky
advocates?
Freedom….
Society in the USA, and doubtless in
many
other developed nations, contains an
amalgam
of individual desires, hopes, fears,
insecurities,
dreams, plans and belief systems. Not
only
is this mix highly diverse, it is a
changing,
almost chaotic collection of movements
in
time and distributed nationally. Even
within
families there are often serious religious
and political disagreements. We are
anything
but an ideologically monolithic nation.
While
a metric dealing with income and social
status
may indicate one thing on the surface,
there
remain other metrics, not so easily
ferreted
out through poles, which deal with
deeper
feelings, aspirations and beliefs.
The complexity
of the human nature is compounded almost
beyond comprehension when the whole
population
is considered. Any revolutionary action
must
contend with how the forces must line
up,
and today the line of battle is too
ill defined
to be of much use to those desiring
revolutionary
change. Chomsky frequently uses the
word
freedom, and to those needed to marshal
the
requisite force for change, that concept
is not as crystal clear as it was to
the
founding revolutionaries of this nation,
nor is the action needed to secure
freedom
as clearly definable in these times.
There
is no King George III, but the giants
of
the governmental/corporate/military
cabal.
The homeless man, miserable and discontented
with life, in general has a misery
that is
probably different than that of his
neighbor
– even if that neighbor sleeps in the
alley
beside him. The concept of freedom
is of
little use to him, even if he might
be the
freest of us all in some sense. Another
man
in the street, a member of the working
poor,
may have a concept of freedom that
differs
greatly from his neighbor who might
be in
the middle class. His idea of freedom
might
very well be the freedom to get a better
job, or, sadly, the freedom to spend
his
meager salary on drink or drugs. The
man
in the middle class might see freedom
as
merely maintaining the status quo –
i. e.
not loosing his job, and preserving
a standard
of living that is sufficient for him
and
his family. The CEO, drawing millions
in
salary, bonuses and stock options no
doubt
sees freedom as the freedom to make
all the
money he can, regardless of who he
tramples
on in the process.
Thus, freedom is all over the map in
terms
of our definitions. But what has freedom
to do with governmental systems, as
Chomsky
has discussed them? In the section
on Libertarian
Socialism, Chomsky says:
Under conditions of authoritarian domination,
the classical liberal ideals, which
are expressed
also by Marx and Bakunin and all true
revolutionaries,
cannot be realized. Human beings will
not,
in other words, be free to inquire
and create,
to develop their own potentialities,
to their
fullest….
I must ask why such freedom and creativity
is automatically denied under authoritarian
domination. (And do not forget that
we are
presently under the authoritarian domination
of a right wing government) The many
success
stories of rags-to-riches by men and
women
of strong intelligence, purpose and
ambition,
who lived under authoritarian regimes,
belie
this. (The cream tends to float to
the top.)
It seems to me that the real issue
is not
one of freedom but one of fairness,
which
of course is a moral or ethical issue.
The
ubiquitous presence of authoritarian
rule
through history suggests that the human
animal,
not unlike many other animals, readily
establishes
leadership hierarchies that serve communities
in various ways. The point not one
of the
existence of authoritarian rule, but
rather
what kind of authoritarian rule is
desirable
to establish and maintain fairness,
justice,
opportunity and security among citizens.
Fairness….
No society can, of course, be a scheme
of
cooperation which men enter voluntarily
in
a literal sense; each person finds
himself
placed at birth in some particular
position
in some particular society, and the
nature
of this position materially affects
his life
prospects. Yet a society satisfying
the principles
of justice as fairness comes as close
as
a society can to bring a voluntary
scheme,
for it meets the principles which free
and
equal persons would assent to under
circumstances
that are fair. [John Rawls, A theory
of Justice]
Of course the above begs the question
as
to what fairness means to people. If
one
is born free, to echo Rousseau, is
one also
born to expect and demand fairness?
The civil
liberties that have been legislated
over
the last fifty years deal with fairness
–
not freedoms – though it is tempting
to connect
the two, which confuses the issue.
Had bus
seating in the segregated South been
fair,
Rosa Parks would have had the freedom
to
sit where she chose. So, we might opine
that
fairness facilitates freedom. The value
of
trade unions is not due to obtaining
freedoms
for the members, but rather fairness
in wages
and benefits and safety in the work
place.
(i. e. being equally as safe as management
)
While freedom, not unlike beauty, is
in the
eye of the beholder, can the same be
said
about fairness? While neither of these
abstractions
can ever be absolute, can we at least
claim
that fairness lends itself more readily
to
a measure of societal utility, and
that metrics
might be established on which to base
legislation
dealing with it? Often the reasonable
man
argument is used to test a case or
invoke
a metric that comports with reasonableness.
The lowest worker in the factory may
see
his salary as miniscule as compared
to the
obscenely high salaries of the CEO,
and feels,
considering the extent of his labor,
that
the ratio of these is fundamentally
unfair.
That same CEO will use a different
comparison
– that of his salary and perks compared
to
that of his corporate peers, and judge
it
fair or unfair on that basis. Both
of these
men might be called reasonable. Therefore,
the view must be from outside the whole
community
to bring an all encompassing or holistic
moral/ethical perspective to bear.
In a sense,
the very concept of fairness must itself
be fair, and must embrace as high a
degree
of objectivity as possible.
The concept of fairness no doubt has
a lineage
going well back in time wherein barter
was
the only commercial activity. In the
barter
system it is equity or balance that
dictates
an agreement among the traders; goods
X traded
for goods Y were considered, by agreement
to be equivalent in value. (Only when
surpluses
were available were “profits” made
and such
profits were or were not deemed acceptable
in the process. Excessive profits were
no
doubt considered to be unfair.) So,
fairness
deals with perceived equity in the
process
or activity. Today we witness the petroleum
giants making record profits while
those
of marginally sufficient incomes are
seriously
burdened with higher fuel prices. Most
would
consider this to be unfair. Why? Because
there is no perceived equity in the
process
– the consumer pays more for the same
product
and the company producing the product
profits
more than before the hike in gas prices.
Of course this is laissez faire economics
at work, but by any measure, is it
fair?
It seems to me that an objective view
point
of this would show unequivocally that
if
one party suffers in an exchange of
goods,
money or services, and the other party
gains,
this is a good working definition of
the
lack of fairness. If the oil company
took
the high profits and, in addition to
investing
in finding better and cheaper sources
of
energy together with relevant research,
it
did a demonstrably quid pro quo with
the
consumer by using some of the profits
to
clean up the environment, for example,
it
might be argued there is fairness.
[Recent information released from Exxon,
a giant petroleum company, indicates
that
company made over thirty-eight billion
dollars
in profit last year – 2005 – when gasoline
at the pumps jumped to record levels.
If
there are, say, ten million consumers
of
Exxon fuel, that is $3,800 for each
consumer;
that buys a great deal of gasoline.]
This brings me to fairness in the state/corporate/military
system we have in charge today. Is
such a
system fair? This is a very large question,
but can be narrowed to read: Is this
system
fair to the general population in terms
of
the voice it has in a representative
democracy
and in terms of the benefits and protections
derived from that system? What is the
quid
pro quo between the government and
the governed
wherein the degree of fairness can
be observed
and measured? Of course it is in taxation.
While there is no convenient way for
the
average citizen to know the minutia
of the
US Federal budget, the large portions
are
easily found, but seldom fully and
accurately
discussed in the media. Would the general
population be distressed, alarmed or
surprised
at the fact that the military budget
of the
US exceeds that of all other nations
combined,
while we are but five percent of the
world
population? Would they feel that their
tax
dollars were invested to the betterment
of
their lives and that there is a quid
pro
quo in terms of what they invest? And,
on
the other and much broader hand, would
they
feel that the investment is being made
for
the betterment of humankind in general
–
assuming that they would care?
If fairness is judged to be the most
reasonable
measure of what is best for all people,
then
we must extend the reach of that fairness
to all people, and in doing so enlarge
our
circle of empathy to include all in
the world.
This may be quite hard for most to
do, since
most of us naturally tend to the well
being
of ourselves, our families and local
communities.
But, if fairness might be seen as the
most
reasonable measure of stabilization
and security
for the global community, then it requires
that all people adhere to its calculus,
one
that results in the freedom (resulting
from
fairness) for all people, if freedom
is the
sine qua non for contentment and peace.
This
may be a tall order for most.
I believe that it all boils down the
idea
of people caring for the well being
of people
– i. e. their people, and other people.
The
most general tenets of universal fairness
are those that include, without exception,
all people, and it is not a matter
of freedom,
but rather one of seeing that no one
person
or institution should have a monopoly
on
deciding which way the scales of equity
must
move – those scales must balance in
all respects
for all of us, or at least as nearly
as is
practicable.
John Rawls, in defining what he calls
“justice
as fairness” puts forth the following
two
key principles:
First: each person is to have an equal
right
to the most extensive basic liberty
compatible
with a similar liberty for others.
Second:
social and economic inequalities are
to be
arranged so that they are both (a)
reasonably
to be expected to be to everyone’s
advantage,
and (b) attached to positions and offices
open to all.
These principles come closer to the
point
I have tried to make than any other
thinker
I could find.
Of course the concept of fairness is
far
more complicated than I have suggested
above.
Recently, during a flood in our county,
families
wishing to cross a swollen river to
be with
loved ones and/or buy food since they
were
flooded out, were asked by profiteering
men
with boats, to pay $40.00 for a ride
across
the river. Not far away were other
men with
boats doing the same thing for free.
Here
we have the example of real or potential
monopoly, the Achilles heel of lassize
faire
capitalism. Had the families not known
of
the free ride across the river and
been forced
to take the $40.00 trip, would this
be considered
fair or unfair? If the travelers were
rich
it might be considered fair; if they
were
poor, would it be considered unfair?
One
would think so. Why? The answer to
this question
goes to the heart of how and why economies
either do or do not work to the benefit
of
the population. If one is trapped by
circumstance
to pay more than they can afford, and
that
pay would be to the profit of those
offering
products or services, and profit well
above
their overhead, it can surely be called
not
fair. It would seem that this principle
could
be applied at large.
[There is another critical aspect to
fairness
that must be mentioned in passing.
Fairness
can be divided into two categories:
compensatory
fairness and retributive fairness.
The first
might be called the Golden Rule category
and the second the eye-for-an-eye category
and they are often in conflict. Perhaps
it
can be argued that humans have an innate
propensity for retributive fairness;
if one’s
family member is murdered or otherwise
seriously
harmed by another person, it is rare
that
no feelings of retribution arise. Even
those
who rationally denounce capital punishment,
when they are directly affected by
a heinous
crime committed against a loved one,
they
frequently have a visceral, irrational
urge
for retribution. Retributive fairness
also
obtains among nations, as we are witnessing
in the Middle East with the continuing
Israeli,
Palestinian conflict. It also obtains
in
the court system when punitive damages
are
awarded in civil litigation. In the
end,
it must be decided whether “retributive
fairness”
is an oxymoron. To those ardently opposed
to capital punishment, there is nothing
fair
about the death penalty. To those who
embrace
non-violence as a weapon against exploitation
and cruelties by those in power, retributive
fairness is not at all fair, but indeed
counterproductive.]
Law….
In one sense, law can be seen as the
nexus
of freedom and fairness. Presumably,
we all
want freedom, but realize that absolute
freedom
is not possible in any society. But
fairness
is possible and in statutory form can
be
seen as the only means of providing
for freedom
in ways that benefit society as a whole.
Laws are made in democracies to [hopefully]
protect the rights of all citizens.
But fairness,
while facilitating freedom, also thwarts
it in the form of law. A driver may
wish
to have the freedom drive ninety miles
an
hour on the highway , but the law,
in place
to protect the safety of the community,
says
this is not permissible. What is the
quid
pro quo in such cases? The driver is
giving
up a particular freedom in exchange
for a
communal agreement that all must give
up
such a freedom for the safety of all.
Law
then, is an agreed to set of proscriptions,
a covenant, that benefit all and, while
limiting
individual freedom, facilitates or
enforces
fairness.
Among nations things are more complicated
– states do not behave or react like
individuals;
though nations may be said to have
personalities,
they have no personas. It is interesting
to read Kant’s descriptions of the
European
nations of his time, assigning them
generalized
features and characteristics; interesting
since Kant never ventured outside the
environs
of Koenigsberg. Regarding the national
characters
of European nations vis-à-vis the sense
of
the Beautiful and the Sublime, he says:
Among the peoples of our continent,
in my
opinion, the Italians and the French
are
distinguished by their sense of the
beautiful,
while the Germans, the English and
the Spaniards
by their sense of the sublime.
I do not see this pronouncement as
trivial
in light of Kant’s monumental philosophical
accomplishments; he viewed nations
as having
aesthetic propensities and why should
they
not also have moral, social and political
ones as well? Indeed, of the French
he says:
The Frenchman has a dominant sense
of the
morally beautiful….
Can nations, if they do have personalities,
relate to some universal concept of
fairness
that is grounded in their historical
experience?
Does the concept of fairness, if embraced
within nations and among the citizens,
extend
among nations? Unfortunately, I do
not believe
it does. Nations act and react according
not to the whims of their personalities,
but according to the wills of those
in charge,
much in the way that large businesses
do
when dealing with competing businesses.
(We
know that the personality of a nation
is
not necessarily reflected in the actions
of its leaders.) Treaties, while ostensibly
aimed at insuring mutual advantages
in things
like trade and security, last only
as long
as circumstance and the intentions
and wishes
of the leaders allow, and are broken
with
the touch of pen to paper by a president,
prime minister or king. This is the
case
because there is no government of governments;
no effective world court, no binding
unification
based on universally accepted principles,
no enforcement of such principles.
Law then, must be seen, at least for
now,
as a local and national process, not
a global
one. Fairness among nations is a quixotic
endeavor and the failure of the United
Nations
to be an effective arbiter of fairness
proves
the point. Of course this not mean,
as quixotic
as it might be, that nations should
not strive
for international fairness; if it works
at
the local level why should it not work
on
the global level?
Conclusion
Chomsky begins his book with the question:
What is the role of the state in an
advanced
industrial society? Why should he not
ask:
What is the role of all states in a
global
organization for the betterment of
all people?
It is easier to speak of individual
nations
managing their populations according
to their
governments, but much more difficult
and
I maintain much more important in today’s
highly interconnected world to take
into
account the entire world in this question.
A companion question addresses the
responsibility
of the individual in this matter: What
is
the moral responsibility of individuals
in
the care for all individuals in the
world?
Is this or should it be a state obligation?
The natural follow-on question would
be:
How is the general population best
equipped
to deal with this moral issue? It would
seem
that fairness is sufficiently universally
accepted to use it as the measurement
of
a commitment for the standards of governments;
surely, any referendum in any nation
would
return a vote for fairness in governance
and in all statutory laws. Therefore,
would
it not be reasonable to assume that
there
might be a sound axiomatic basis for
fairness
as the real sine qua non of governance
and
of global interaction and participation?
In his support of libertarian socialism,
Chomsky says:
The libertarian socialist goes on to
insist
that state power must be eliminated
in favor
of democratic organization of industrial
society, with direct popular control
over
all institutions by those who participate
in – as well as those who are directly
affected
by -- the workings of these institutions..
Is it not the case in any such system
of
“popular control” that mechanisms must
exist
for organization, the selection of
managers
and the maintenance of well structured
process?
The human elements of ambition, greed
and
self aggrandizement will not vanish
with
any such system, and methods for insuring
fairness and equity will be as required
as
they are today. We cannot do away human
nature
by fiat, nor can we expect all of us
to readily
and easily join one great circle of
empathy
that might insure fairness and mitigate
these
ubiquitous human tendencies. What will
be
required in any system are the judicial
means
to guarantee fairness in all processes.
I
end by asking this: If fairness had
such
a guarantee today, would not many of
the
ills we suffer under our less than
perfect
system be cured or at least addressed
seriously
at all levels of government?
I must admit to being surprised at
the near
complete absence of attention given
to the
idea of fairness in the function of
the state.
Even when I review some of the luminaries
of the Left, and some quoted by Chomsky,
I find the discussions of fairness
relatively
rare in comparison to those of freedom
and
liberty. (John Rawls being an exception)
It is surely the case that fairness
or equity
in all walks of life, especially in
governance,
is the impetus and facilitator for
freedom
and liberty. Surely fairness is far
less
problematic, ambiguous and subjective
than
freedom. Can one not imagine, even
in the
extreme case of a monarch, that the
application
of fairness, applied across the board,
could
help thwart our baser tendencies, both
with
individuals, the rulers and whatever
form
of government we have? Could not statutory
insistence on fairness be the tool
society
uses to insure the freedoms that are
so much
spoken of from the Left?
If, as Chomsky requires, a revolution
is
needed to stop the abuse and exploitation
of the masses, why is it not a most
reasonable
action to bring about such a revolution
through
a focus on fairness at all levels of
society,
and to inspire the population to concentrate
on that rather simple concept as the
most
significant weapon against the harms
that
we experience today – regardless of
the form
of government we have?
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