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Theoretical physics in our country has been
known all over the world by the brilliant
achievements of H. Yukawa. How could the
theory of elementary particles have freely
developed in such a society where the feudal
system remained for a long time? J. D. Bernal
of London University made the following criticism
and prospect of the Japanese science in a
book written just before World War II. “It
is over-elaborate, pedantic, and without
imagination, and unfortunately, in many cases,
it is also uncritical and inaccurate. It
is unfair to blame the Japanese scientists
for this. In a country where dangerous thoughts
are being persecuted with increasing severity,
originality in science will hardly be at
a premium. Where science is used more openly
and cynically even than in Europe for purposes
of war research and for trying to find the
absolute minimum of food on which factory
workers can exist, it is unlikely to attrache
best minds to do the best work. Of recent
years there has been a notable though underground
reaction against this official and military
science. The younger Japanese scientists
are beginning to be aware of the social implications
of their work, and are thinking for themselves
outside the orbit of the imperial and military
myth of Shinta, or of its more violent modern
forms such as Kõdõ. If, in the revolutions
that threaten East as much as West, the Japanese
people should ever acquire any peace of freedom
we may expect here also a great improvement
in the quality of scientific work”.
Development of the Yukawa theory might certainly
be an incident and good fortune. One may
assert that in the field of science, such
as theoretical physics where contemplative
faculty plays a leading role, social conditions
do not have much influence. However, it was
actually shown by the Nazism in Germany that
even the innermost part of modern science
could be affected by superstition and barbarism.
If there had been no conscious efforts to
get rid of the mythological viewpoint of
the world and, its narrow-minded method of
thinking, the theoretical physics in our
country, too, would have followed a miserable
path.
In recent years, theoretical physics have
experienced a bewilderingly rapid development.
It may certainly be said that the fruits
obtained in the last half century surpass
to a great extent the development in the
passed several centuries. The world of physics
by Newton and Maxwell which had been believed
to be firm and unshakeable, was overthrown
by the advent of the theories of relativity
and quantum mechanics. The physical view
of matter based on immutable elements and
indivisible atoms was radically changed.
While most physicists did not yet fully understand
the new theories, the spearhead of physics
further invade the interior of atomic nuclei
and development began in the theory of elementary
particles. The true character of cosmic ray
is to be clarified also. In such an unprecedented
revolutionary age, even a scientist who has
already accomplished his great work cannot
follow the new development. Planck, who found
the clue to quantum theory, and also Einstein,
who constructed the theory of relativity,
could not correctly understand the foundation
of quantum mechanics. Physicists who felt
uneasy about the basis of their own beliefs
expressed their interests in philosophical
problems and began to discuss problems such
as “the role of science “the reality of externality”
and “the problem of causality.” They are
making efforts to get the world view on which
they never lose their own confidence even
if they are faced with the revolutionary
age and to acquire methodology useful for
their own studies. But this is not necessarily
an easy task. The reason is that philosophy
is a science influenced strongly by social
restrictions as it is said to be even a partisan
science. It is not only the world of physics
that is overtaken by the revolutionary age.
In this century all the world was frequently
astonished by many great upheavals such as
World War I, the Russian Revolution, the
financial panic, the rise of fascist’s nations
and World War II. Physicists were to a great
extent affected directly by these events.
Also, these indirect influences were not
small ones which were brought about from
philosophy reflecting social unrest, philosophy
guiding the Russian Revolution, philosophy
trying to justify the ideology of fascists,
etc.
It was during the period from the end of
the 19th century to the beginning of this
century, that physicists increased their
interest in philosophy at first, while the
discoveries of radium, electrons, etc., first
shook the foundation of classical theories.
As Poincaré stated in Value of Science, a
whole of the fundamental laws of old physics
such as “Newton’s principles”, “Mayer’s principle”,
“Lavoisier’s principle” and “Carnot’s principle”
stood on the brinks of their collapse and
“crisis of mathematical physics” occurred.
Physicists who lost their confidence in the
old theories could no longer believe anything
other than their own experiences. Among them
such empiricistic and positivistic tendencies
were prevalenhat science is not any copy
of the objective reality, but merely a product
of human consciousness, and that the role
of science is to faithfully describe experiences
and not to explain the essence of nature.
Mach, Kirchhoff, Ostwald and Poincaré were
representative scientists with these opinions.
On the contrary, there appeared scientists
such as Boltzmann and Planck who held fast
to their viewpoint of realism, and controversies
were raised frequently between the two groups
of scientists. In the meanwhile, there were
tragedies such as the suicides of Boltzmann
and Drude. All of the above views of the
world, however, were not sufficient to grasp
the points of “the crisis of physics.” It
was Lenin who correctly analysed these problems,
whereas among physicists at that time, only
a few knew of his investigation.
Remarkable development of physics in the
subsequent period has been attained mainly
on the basis of the atomistic viewpoint of
matter contrarily to expectation of the positivists.
Studies on the structure of the atom were
remarkably increased by invention of “the
Geiger counter, which counts the number of
particles invisible to the naked eye such
as electron and a-particle, and by device
of “Wilson’s cloud chamber” which indicates
the paths of the particles. In 1911, a model
of an atom like the solar system was established
by Rutherford. In this case, however, the
old theory faced a crisis also. This model,
in fact, could not offer any explanation
of the stability of the atom and the regularity
found in the series of spectrum. In 1913,
Bohr proposed the so-called old-quantum theory
by introducing quite a daring hypothesis
in which Planck’s concept of quantum was
adopted. This theory has an eclectic character
which admits, on the one hand, Newton’s and
Maxwell’s classical laws and on the other
hand, two assumptions being quite incompatible
with them. The contradiction of this dualistic
character became more serious as the more
complicated systems were treated, and then
the way to the reconciliation could not be
found even by Bohr’s “correspondence principle.”
At that time an astonishing fact was found:
Matter as well as light has dual character.
It was clarified that both matter and light
were “particles” and “waves” at the same
time. This was the problem which could no
longer be solved merely by partial modification
of classical physics. From many experiences
before that time, it had been known that
an electron is a particle with a certain
amount of electricity and mass and that something
like a “fragment” of an electron can never
exist. Nevertheless it was found that an
electron is also a wave and it passes simultaneously
through two or more lattice points of a crystal
and causes a diffraction phenomenon. Since
a particle treated by Newtonian mechanics
occupies a certain point in space at a certain
time and moves along a certain orbit with
a certain velocity as a particle of the ordinary
concept, it is absolutely incompatible with
the concept of wave which spreads over whole
space. Obviously such contradictions was
quite an intolerable matter for traditional
physicists. Lorentz, an aged physicist who
had studied the theory of electron and had
builhe basis of relativity, talked in despair,
“Today, people assert just the opposite to
said yesterday. In such a time, criterion
of truth any longer could not be maintained
and it is hard to understand what science
is. I regrehat I did not die five years ago
before this contradiction was born”.
Physicists became sceptical again and some
of them went into positivism, some into agnosticism
and some into mysticism. However, in 1925,
a new theory “quantum mechanics” was born
brilliantly. Nevertheless, philosophical
confusion among physicists still continued
concerning the interpretation of quantum
mechanics. These confusions were spurred
by the fact that pioneers of quantum mechanics
often carelessly emphasised their positivistic
opinions. For instance, Heisenberg said the
following; “physicists are to describe formally,
only the relations among perceptions,” “with
modern physics we do noreahe reality or the
structure of atoms, but only phenomena which
we perceive in making observations of atoms”
and so on. Consequently, in its early days
quantum mechanics was often expounded from
the standpoint of positivism and operationalism
of its modern version. The book by S. Kikuchi,
which was published rather early in our country,
is a typical example reflecting the above
viewpoint. He said for example, “It is possible
to consider that generally the law of nature
describes in a given experimental operation
the relation among indications of meters
attached on instruments. It is not such as
to grasp the entity behind phenomena through
investigation of them”.
However, as my respected friend M. Taketani
frequently advises, physics itself should
be strictly distinguished from the interpretation
given by physicists. In many cases, scientist
acts differently from what he says. In his
book The Structure of Matter Kikuchi says
that the materialistic viewpoint, that the
external world exists independently of human
consciousness, is a naive standpoint of human
beings living in a world of common sense
and has no connection with the standpoint
of highly advanced science such as quantum
mechanics. Nevertheless, in the same book,
he thoroughly returns to that standpoint
of naive realism when he explains the diffraction
of electron, the scattering of neutron, etc.,
on which he produced very brilliant achievement.
This proves that in his laboratory he always
stands on the viewpoint of naive realism.
The relation between science and view of
the world cannot be clarified without historical
investigation of the origin and development
of science. However, a scientific specialist
frequently includes a dogmatic interpretation
within his narrow field of vision. Now we
part from the theoretical physics for the
time being and turn to these problems.
2
It is concluded that about a million years
have passed since the beginning of mankind
on the earth. Presumably tens of thousands
of years have elapsed since the appearance
of homo sapiens. Meanwhile man produced various
materials for life and lived by consuming
them. Life of man, unlike that Of an animal,
is carried on with a certain program; the
characteristic is that he has tried to change
the nature that surrounds him so as to adapt
it to his own needs. If one may call this
practical, then life of mankind is originally
practical. To effect the practice, however,
we must admit the following: Nature (externality)
exists independently of our consciousness
and is projected into consciousness through
our senses. This is the point of view always
entertained by man in performing his daily
rituals, therefore, it has been called naive
realism. Philosophically it is the materialistic
point of view.
Man’s practice results in success in accordance
with the prearranged plan, only when the
image of externality made through our senses,
namely, our knowledge about nature is not
wrong. Through success and failure of man’s
performance, he discovers the objective structure
and the law of nature to which his desire
and volition cannot do anything. Science
has advanced as the organisation of knowledge
about the objective law that is cognised
through the above mentioned practice. Therefore,
scientific knowledge guarantees the validity
of man’s performance, while the truthfulness
of his cognition should always be verified
by practice. Considering the intimate relation
between science and practice, we find that
science should be constructed on the basis
of “standpoint of practice,” that is to say,
materialism. Thus we can understand the relation
such that the progress in science and the
success in practice continuously proves the
validity of materialism. In this respect
materialism is no longer a naive point of
view, but a scientific view of the world
which is supported by all the fruits of modern
science. Then we may conclude that any standpoint
which denies materialism obstructs the progress
of science.
It is commonly said that the distinctive
character of modern science resides in its
positiveness. This is correct in the sense
that it manifests a phase of the above mentioned
relation in that the criterion for the truthfulness
of scientific cognition lies in “practice.”
Natural-scientists, however, emphasise only
this positiveness unilaterally and are apt
to be oblivious of or to deny intentionally
its materialistic premise. This viewpoint
is what is implied by the positivism previously
mentioned. This can be regarded as a reflection
of the restlessness of scientists who are
not able to rely on anything other than their
experiences when they are faced with the
revolutionary stage. A positivist says, “Science
is to observe nature in itself”, and an operationalist
with the new form of the positivism says,
“A physical quantity is a symbol of the operation
of a certain measurement, and has not any
relations with objective reality”. But scientists
always stand on “the standpoint of practice”
in their laboratory. This is because “experiment”
is one form of “practice.” On the one hand
they say, “Physics is to describe formally
only the relation among perceptions”, but
on the other hand they study the structure
of atom which cannot be observed through
their direct experience and reveal the property
of elementary particles. The reason why physicists
could and did discover atom and reveal its
structure is not because they observed nature
in itself. But, it is because a man takes
“the standpoint of practice,” that a human
cognition can go over the limitation of the
sense and reveal the essential relation lying
behind phenomena although his cognition starts
from the direct experience in the beginning.
It is based on the success of human practice
forcing atomic energy to he released, that
all human beings, now, have been made to
recognise the existence of atom.
In spite of the inseparable relation of the
natural science to materialism, why do theoretical
physicists lean towards positivism and empiricism
whenever they are faced with revolutionary
ages? The view of the world governing natural-scientists
for a long time, until the last century,
was the physical materialism (mechanical
materialism), in which the world is regarded
as being constructed with individual, fixed
and invariable objects being observable one
by one independently. This is the viewpoint
universalised on the basis of a view of nature
obtained from the early development of natural
science such as Newtonian mechanics, that
is “Nature remained as it was as long as
it continued to exist.” The planets and their
satellites, once set in motion by the mysterious
“first impulse,” circled on and on along
their predestined ellipses for all eternity,
or at any rate until the end of all things.
The stars remained forever fixed and immovable
in their places, keeping one another therein
by “universal gravitation.” The earth has
remained the same without alteration for
all eternity or, alternatively, from the
first day of its creation. The “five continents”
of the present time had always existed, and
they had always had the same mountains, valleys,
and rivers, the same climate, and the same
flora and fauna, except in so far as change
or transplantation had taken place at the
hand of man. The species of plants and animals
had been established once and for all when
they came into existence; “like continually
produced like”. A form of materialism, however,
has to change also as science develops. Subsequently
remarkable development of science did require
a change of the materialism. After the hypothesis
on the formation of the solar system was
presented by Kant and Laplace, it became
an influential point of view that nature
does not just exist, but comes into being
and passes away. There appeared “the evolutionism”
in every sphere of science. The thought of
Heraclitus was revived that all nature moves
in perpetual flow and circulation, and “the
dialectic view of nature” was established.
Following the above, materialism had to emerge
to dialectic materialism. Physicists, who
had believed in the firmness of Newtonian
mechanics, were bound to the physical materialism
and were thinking in the framework of formal
logic. This can be regarded as an evil that
modern science falls into this excessive
specialisation. When the discoveries of the
new phenomena began to rock Newtonian mechanics
to its foundation, they began to notice the
brittleness of their views of nature and
plunged into confusion. They could not understand
that the narrow-mindedness of their views
of the world was not due to its “materialistic
character” but its “physical character.”
Thus, they erroneously recognised the break-down
of some essential principles directly as
the negation of a whole of the-objective
legitimacy, and threw out the baby with the
bath-water. This is the process that frequently
leads physicists to the positivism in revolutionary
ages.
It is said that scientists can make themselves
understood and co-operate with each other,
even if they have different views of the
world. The reason for this is firstly that
they usually wear their philosophies only
as ornaments and always take “the standpoint
of practice” in actual research, and secondly
that the content of science is, in a sense,
a faithful reflection of the law of nature
independent of their interpretations. However,
progress in research must be made at quite
a different rate, accordingly as they are
clearly conscious of “the materialistic dialectics"-the
supreme standpoint founded on the whole results
of modern science-, or they are tied unconsciously
to a standpoint of the naive realism, or
an erroneous view of the world. This can
be said about any branch of science. Especially
in the theoretical physics, which has been
highly developed and deals with fundamental
concepts and laws, they are exposed to continual
dangers of taking an incorrecurn unless they
are on the supreme standpoint and make researches
using the logic of high quality. Physicists
in the past have relied solely upon the positivistic
method, and made their advances by studying
the correct directions from nature itself,
with the rule of trial and error. They had
blindly believed it to be the only right
method. However, now that the great fruits
of modern science have proved the validity
of “dialectics of nature” and therefore revealed
that the cognition of nature is made through
the dialectic processes, we must intentionally
apply the dialectics of nature as a compass
which shows the way of our research.
Recently, the number of scientists who are
conscious of the validity of this viewpoint
has gradually increased. It should be noted
that Russian scientists are studying the
dialectics of nature with extraordinary enthusiasm.
In other countries, scientists of the first
rank, as J. D. Bernal (British chemico-physicist),
J. Needham (British biologist) and P. Langevin
(French physicist), have published excellenreatises
on the dialectics of nature. Furthermore,
I have been told, F. and I. Joliot-Curies,
the discoverers of “the artificial radioactivity,”
and P. M. S. Blackett, the discoverer of
the cosmic-ray shower,” who are the greatest
scientists, support it, and moreover R. Oppenheimer,
who is one of the greatest American theoretical
physicists and played an important role in
the production of “the atomic bomb” is studying
it. In our country, M. Taketani, one of my
respected friends, has published excellent
articles” on the interpretation of quantum
mechanics and on the process of the establishment
of Newtonian mechanics, where he has developed
the new stage (so to speak the quantum-mechanical
stage) of the dialectics of nature. Recently,
H. Yukawa') said that the course of development
of theoretical pliysics is “dialectic” and
that its basis is “materialistic.”
3
Next, let us briefly mention about the fundamental
character of the dialectics of nature-"the
logic of nature"-extracted from the
dialectic view of nature based on the totality
of the results of modern science. First,
“it is necessary to understand that nature
is by no means an accidental collection of
objects and phenomena which are mutually
separated, isolated and independent, it consists
of one thing that is mutually related, dependent,
restrictive and connected. The all of nature,
from the smallest element to the largest,
has its existence in eternal coming into
being and passing away, in ceaseless flux,
in unresting motion and change.” Secondly,
the laws on development and motion of nature
have the same form as those found by Hegel
as the laws on development of thought. Namely
they are: “The law of the transformation
of quantity into quality and vice versa;
the law of the interpenetration of opposites;
the law of the negation of the negation,”
etc.
Let us explain these in a slightly concrete
way. Current science has found that in nature
there exist qualitatively different “levels"-the
form of motion — , for example, a series
of the levels such as elementary particles
— nuclei — atoms — molecules — masses — heavenly
bodies — nebulae. These levels form various
nodal points which restrict the various qualitative
modes of existence of matter in general.
And thus they are not merely related in a
straightforward manner as described above.
The “levels” are also connected in a direction
such as molecules — colloids — cells — organs
— individuals — societies. Even in the same
masses, there exist “levels” of states corresponding
to solids-liquids-gases. metaphorically speaking,
these circumstances may he described as having
a sort of multi-dimensional structure of
the fish neype, or it may be better to say
that they have the onion-like structure of
successive phases. These levels are by no
means mutually isolated and independent,
but they are mutually connected, dependent
and constantly “transformed” into each other.
For example, an atom is constructed from
elementary particles and a molecule is constructed
from atoms, and conversely the decompositions
of a molecule into atoms, an atom into elementary
particles can be made. These kinds of transformations
occur constantly, with the creation of new
quality and the destruction of others in
ceaseless changes. Even the elementary particles,
which have been regarded as the simplest
and the ultimate constituents of matter,
no longer have the physical character of
eternally invariable “atom” such as postulated
by Democritus. For instance, a meson produced
in the atmosphere by cosmic rays transforms
into an electron and a neutrino with such
a short life of 2 x 10-6 see.
These types of transformations among different
“levels,” the creation of new qualities and
their eventual destruction, obey “Hegel’s
law.” Some physicists may object to the above
statement with the assertion: “The law for
the construction of atoms. is quantum mechanics,
while the one governing the solar system
is Newtonian mechanics”. Quite right, each
level is governed by a law inhereno the respective
ones. Just for this reason, one needs individual
sciences. It is the “dialectics,” however,
that is commonly found as the universal law
in “quantum mechanics, Newtonian mechanics,
the law of evolution of living organisms,
the law of evolution of societies” and even
“in the law of development of thought.” Therefore,
it may be regarded as “the logic of nature.”
In view of this fact, quantum mechanics,
Newtonian mechanics, and indeed every science
can be understood only by the logic of dialectics.
The confusion brought about on the interpretation
of quantum mechanics had its main origin
in the fact that physicists did not have
the logic of dialectics. This point will
be discussed again later.
The very law such as “the law of transformation
of quantity into quality” is already well
accepted in present day natural science.
This law states that “a rapid transformation
from one of the levels to another does not
happen accidentally, but is based on a law
and it occurs as a result of accumulation
of gradual quantitative changes.” In physics,
every change is the transformations of quantity
into quality. For example, in order to create
an electron pair, the energy of about 106eV
are required and similarly, for meson production,
the energy of 108eV is needed. As is well
known, recent developments in nuclear physics
have been made taking an opportunity of the
completion of the high voltage power supply
of 8 x 105 volt due to Cookcroft and Walton.
And it may be unnecessary to quote an example,
to explain that chemistry is a science for
the qualitative change of substance caused
by the quantitative change of its components.
On one occasion, Engels said, in an ironical
tone, “And if these gentlemen have for years
caused quantity and quality to be transformed
into each other, without knowing did, then
they will have to console themselves with
Moliers’s Monsieur Jourdain who had spoken
prose all his life without having the slightest
inkling of it”.
The second law of dialectics states that
every level consists of a unification of
“the opposites” and, by the struggle of the
opposites, they develop themselves into higher
“levels.” Here, let us quote only one example
from elementary particle physics. A nucleus
is constructed from protons and neutrons.
The Yukawa theory clarified the mechanism
of how a nucleus is made of these. The essential
point of this theory is that a neutron has
the property of transforming into a proton
and a negative meson. However, one cannot
conclude that, simply because a neutron is
transformed into a proton and a negative
meson, the former is constructed from the
latter two. For, this relation is of a reciprocal
character and thus a proton can be transformed
into a neutron and a positive meson. Accordingly,
neutron and proton are both “elementary”
and at the same time 66 composite,” i. e.,
they can be said to he the syntheses of both
“elementarily” and “compositeness”. Furthermore,
this opposition acts as a motive force in
the process of constructing a nucleus-"a
new quality"-from elementary particles.
In nature, the creation and the destruction
of various “levels” occur ceaselessly and
they form a history of nature. Now let us
quote part of an excellent description of
the evolution of cosmos from a famous work,
“The Birth and the Death of the Sun”, by
J. Gamov of George Washington University.
“The story begins with space uniformly filled
with an unbelievably hot and dense gas, in
which the processes of the nuclear transformation
of the various elements went on as easily
as an egg is cooked in boiling water. In
this ‘prehistoric’ kitchen of the universe,
the proportions of the different chemical
elements-the great abundance of iron and
oxygen and the rarity of gold and silver-were
established. To this early epoch also belongs
the formation of the long-lived radioactive
elements, which even at the present time
have not yet quite decayed.
Under the action of tremendous pressure of
this hot compressed gas, the universe began
to expand, the density and the temperature
of matter slowly declining all the while.
At a certain stage of the expansion, the
continuous gas broke up into separate irregular
clouds of different sizes, which soon took
on the regular spherical shapes of individual
stars. The stars were still very large, much
larger than they are now, and not very hot.
But the progressive process of gravitational
contraction diminished their diameters and
raised their temperatures. The frequent mutual
collisions among the members of this primitive
stellar family led to the formation of numerous
planetary systems and in one of these encounters
our earth was born.
While the stars grew hotter and hotter, and
their planets-being small and unable to develop
the high central temperatures necessary for
thermonuclear reactions-covered themselves
with solid crusts, the stellar gas’ uniformly
filling all space continued to expand, and
the distances between the stars began to
approach their present values.
At another stage of the expansion, corresponding
to the average concentration still to be
found within individual galaxies, the ‘stellar
gas’ broke up into separate giant clouds
of stars. While these stellar islands were
still close to one another, their mutual
gravitational interaction led in many cases
to the formation of the odd-looking spiral
arms and supplied them with a certain amount
of rotational momentum.
By that time most of the stars that made
up these receding stellar islands had become
sufficiently hot in their interior regions
to start off various thermonuclear reactions
between hydrogen and other light elements.
First deuterium, then lithium, beryllium,
and, finally, boron were turned into ‘ashes’
(nuclear ‘ash’ being the well-known gas helium);
and, passing through these different phases
of ‘red giant’ development, the stars approached
the main and longest part of their evolution.
When no other light elements were left, the
stars began to transform their hydrogen into
helium through the catalytic action of the
phoenix-like elements, carbon and nitrogen.
Our Sun is in this stage now”. And furthermore,
J. Gamov mentions the fate of our sun.
The earth, which was born in a certain stage
of the evolution of the cosmos, was gradually
cooled down and its surface was covered with
the atmosphere and the hydrosphere. During
the evolution of the earth in several hundreds
or thousands million years, the organic matters
with simple structure was first synthesised
from various elements such as carbon, hydrogen,
oxygen and nitrogen. In the next stage, the
protein and the other substances were composed,
which are required to construct living organisms.
Then they formed the coacervate with more
complex organism, and at lashe protista was
generated. On these matters a Russian biochemist,
I. A. Operlin has given full details of them
in his work Origin of Life, and they will
increasingly be clarified with the further
development of biochemistry, geochemistry,
etc. The evolution of life from the protista
to mankind was revealed by C. Darwin in his
work The Doctrine of Evolution, and with
this very stage of the appearance of human
being, it runs into the genuine domain of
history. The above description is a brief
sketch of the dialectic view of nature which
has been clarified by modern science.
Although the contents of the dialectics of
nature as mentioned above are supplemented
by the remarkable progress of individual
sciences, they are not essentially different
from those stated by Engels at the end of
the last century. The contents of the dialectics
of nature must be enriched constantly in
the future by the development of science,
but the essential features such as discussed
previously, will never be loshrough all ages.
Because, it is “the logic of nature.”
4
Let us again return to theoretical physics.
Newtonian mechanics was the law which governs
objects of a visible size, that is, “macroscopic
world.” Therefore it is no wonder that, when
the object of physics turned on the 4 6 microscopic
world” of atoms and electrons, which are
quite distinct quantitatively from the “macroscopic
objects,” a “new law” being qualitatively
different from “Newtonian mechanics” was
discovered. This may be nothing more but
again to prove “the law of transformation
of quantity into quality.” And one needs
not become desperate of the fact that an
electron is a “wave” and at the same time
can be a “corpuscule.” For this predicts
only that there would be discovered, behind
those phenomena, a more fundamental relationship
which unifies opposites; “corpuscular character”
and “wave character.” In fact, there had
been two different currents of development
in the establishment of quantum mechanics;
one was “matrix mechanics” developed by the
Göttingen school, Heisenberg was its leader,
the other “wave mechanics” developed by de
Broglie and Schrödinger. Although these two
were considerably different in their appearances,
they have later been proved to be mathematically
equivalent to each other and unified into
a rational theory as it is presently formulated.
C)n the interpretation of quantum mechanics,
after much meandering all scientists have
arrived at almost the same view'), except
for the problem such as the observation problem
which is closely connected with their own
philosophies. Then the so-called “Copenhagen
spirit” that contains Bohr’s “correspondence
principle” as its main content constantly
played a leading role, and also a confrontation
between the realistic trend of the wave mechanics
school and the positivistic trend dominating
the Gbttingen school was a remarkable feature.
The Göttingen school, which employed as a
guide the principle of positivism, i. e.,
physics should be constructed on directly
observable quantities only, avoided the introduction
of quantities such as orbit and velocity
of electron in an atom and attempted to describe
atomic phenomena in terms of only frequency
and intensity of light emitted from an atom.
People of the school built up the matrix
mechanics on the basis of this view and of
Bohr’s correspondence principle.
At one time, Schrödinger, independently of
such an epistemology of positivism, established
the wave mechanics by introducing “wave equation”
on the analogy of mechanics with optics following
de Broglie’s idea of “material wave.” He
first considered the “material wave” as a
real matter which should take the place of
“particle picture” of the old mechanics to
satisfy the demand of immediacy, but it had
become clear that such a naive interpretation
should not be acceptable. For, even if electron
is a real wave such as water wave and propagates
into the whole space according to the Schrödinger
wave equation, the electron must be necessarily
found at a space point due to its particle
nature when one observes the position of
the electron. This means that the wave suddenly
contracts into a point by an observation
and furthermore that this contraction arises
discontinuously and non-causally. Thus, it
is by any means impossible to interpret classically,
the quantum phenomena as a continuous and
causal change by assuming the matter wave
as to be realistic.
On the other hand, the methodology of the
Göttingen school which attempted to construct
the theory only in terms of the directly
observable quantities, also could not help
disclosing their narrow-mindedness. In fact,
in the presenheory there are again contained
the position and the velocity of the electron
which the school thought to have been excluded
from the theory, and it has been clarified
that the central problem is not on the point
of whether these quantities are “directly”
observable, but whether these quantities
can be observed “simultaneously.” What Heisenberg’s
“uncertainty relation” has told us is that
the position and the velocity of electron
are “complementary” quantities which cannot
he measured simultaneously. The characteristic
feature in quantum mechanics is in the point
that one recognised the existence of such
complementary quantities. Consequently it
becomes impossible to describe the state
of the particle, as in the case of Newtonian
mechanics, in terms of the values of its
position and velocity at a moment, so that
it is necessary to introduce a new concept
of the state which is represented by a vector
(wave function) in the Hilbert space. The
reason that an electron exhibits a contradictory
character of corpuscule and wave is due to
the fact that behind these phenomenological
forms exists a fundamental relationship understood
in terms of the quantum-mechanical state.
Furthermore, it should he stated here that
the wave function with such a significant
meaning is a quantity which can neither be
observed “directly,” of course, nor “in principle,”
and this implies that the present quantum
mechanics has been developed by getting over
the epistemology of the positivism.
Sometimes the development of quantum mechanics
has been related as if it implies a success
of the methodology of Machism. However, the
positive role, in its true sense, played
by the methodology of the Göttingen school
is found in the point that it forbid- the
application of “the concepts of daily life”
to the microscopic region without criticism.
And this point can be understood by the dialectics
of nature, in which the law of transformation
of quantity to quality is realised, more
properly than by the positivistic epistemology.
The discovery of the dual nature of the electron
has enlightened us that the various concepts
of Newtonian mechanics, which were taken
from the macroscopic experiences, cannot
strictly be applied to the microscopic region.
However, the macroscopic and the microscopic
regions should “not mutually be separated,
isolated or independent,” but should “be
correlated to, dependent on and restricted
within each other.” Therefore one can never
construct a new theory by merely being forbidden
to apply all the ordinary concepts. It may
be said that Bohr’s “correspondence principle,”
which demands that, New theory should always
coincide with the classical theory asymptotically
in the boundary region”, puts this point
into its consciousness. Heisenberg, too,
eliminated at lashe positivism and stated,
“Even if one attempts to purify all the unclear
concepts before all the science, one can
do nothing but to resoro the ‘compulsion
of experience’ since there is no standard
to judge which concept is in doubt. To make
the concepts clear beforehand is equivalent
to prearranging the future development of
science by means of a logical analysis of
language”, and further “Since the law of
classical physics holds in the limit of the
action quantum being zero, the classical
concepts corresponding to these quantum laws
should be indispensable elements of the natural
science”. The reason why the correspondence
principle, as a guide in searching for an
unknown law, has always played a leading
role during the entire development of quantum
mechanics from the stage of old-quantum theory,
is due to the fact that it reflects in part
the dialectics of nature. And though the
Göttingen school was led by this misleading
philosophy, it has well succeeded in establishing
the matrix mechanics mainly due to the help
of the correspondence principle.
If, however, theoretical physicists had been
conscious of the dialectics of nature and
learned the logic of high quality, they would
have taken a more straightforward way to
establish quantum mechanics. And it is no
doubhahey would have arrived more quickly
at the methodology, which Bohr and Heisenberg
acquired at lashrough their excellent intuitions
and their many years of struggles with nature,
and would have given more adequate expressions
for it. The methodology of Bohr and Heisenberg,
though it worked well as an active weapon
in constructing quantum mechanics, has frequently
worked negatively in the recent development
of theories of atomic nuclei and of elementary
particles. This is due to the fact that the
methodology consists of only a partial consciousness
of the dialectics of nature.” Indeed, a misleading
methodology, if one applies it extensively
as a creed, is always transferred into the
opposition, according to the well-known law
of dialectics.
In the interpretation of quantum mechanics,
it was the so-called “observation problem”
that most numerous misunderstandings were
spread, in connection with philosophy. In
quantum mechanics, “state” of a microscopic
system such as an atom, is expressed by “wave
function” and develops continuously every
moment according to Schrödinger’s wave equation.
This is a causal change described in terms
of the differential equation, and does not
differ in quality from the change of state
of macroscopic system. The characteristic
feature of quantum mechanics, however, arises
in the observation of such microscopic system;
a measurement of the same physical quantity
in the same state, does not always yield
a definite result and we can only predict
statistically a probability for getting a
specific result. Moreover, the state of system
or the wave function changes discontinuously
and non-causally through the measurement,
thus which state the system changes to depends
on the measured result of the physical quantity.
An example is the aforementioned “contraction
of wave.”
The essential point of “the observation problem,”
is to clarify the relation of these two changes,
i. e., a continuous and causal change of
the state of a closed system and a discontinuous
and non-causal one which arises in the measurement
of the system. Now consider the characteristic
feature of the measuring process. An observation
is an action on “an object” with the “measuring
apparatus” to measure quantities concerning
the former by, for example, reading a change
of the scale appearing in the latter. Then,
in quantum mechanics even if a combined system
of two is as a whole in a pure quantum mechanical
state, it can be proved that as for the sub-system,
it is generally no longer in a pure state,
but consists of a statistical mixture of
a number of quantum-mechanical states.” This
is a characteristic of quantum mechanics
and indicates the dialectical relationship
between the part and the whole and between
the contingency and the necessity, which
can never be understood by a formal logic.
The discontinuous and non-causal change which
arises in the measuring process, contrarily
to the continuous and causal change of the
state of the closed system, is a consequence
of such an objective “quantum mechanical
law of combination” between “object” and
“measuring apparatus,” and has nothing to
do with the so-called “action of the subject
on the object.” The statement, which has
hitherto frequently been made that quantum
mechanics “rejects” the “objective reality
of externality,” is based on a wrong understanding
of the observation problem. This has been
already pointed out by Taketani.
However, to sweep away such a misunderstanding
it would be necessary to take note of another
characteristic point of the quantum-mechanical
measuring process. It is the fact that, while
the object of measurement is microscopic,
the main part of the measuring apparatus
must necessarily be macroscopic. In other
words, while the object is governed by the
quantum-mechanical law, the measuring apparatus
must be a device which amplifies a microscopic
process arising within the apparatus into
a macroscopic process. Therefore the microscopic
portion within the apparatus has a close
connection with the object, so that it may
be difficult to determine to what part the
observed object is extended and what part
the measuring apparatus is. However, as Neumann
has proved, using the above mentioned “law”
of combination, quantum mechanics always
gives the same result independent of the
position of the cut-plane between the object
and the measuring apparatus. This means that
quantum mechanics is constructed quite ingeniously.
Neumann stated, in the excess of emphasising
the arbitrariness of the position of this
cut-plane, that the object could he enlarged
gradually to the limit that only the “abstract
ego” remained as a cognisant subject; this
is obviously going too far. For, the characteristic
feature of the measuring apparatus is to
contain the device which amplifies the microscopic
process to the macroscopic one, thus we cannot
push it into the side of the object. Moreover
as the procedure that an observer reads a
change of the scale, appearing in the apparatus
produces no effect on the result of measurement,
it is meaningless to involve the cognisant
subject as well into the measuring apparatus.
From the consideration of these points it
will become very clear that the statistical
nature arising in the quantum-mechanical
measurement is a consequence of a “material
interrelation” between the “object” and the
“measuring apparatus”; both of which are
of the “objective existence” and that the
statistical nature is not due to the action
of the subject on the object.
Though it has sometimes been argued that
in the quantum mechanics “causality” should
not be denied, the correct way to resolve
this problem is found in the analysis of
the measuring process as mentioned above.
In quantum mechanics the concept of state
is of essential importance and the state
obeys the strict law of causality. On the
other hand, the statistical law governs the
phenomenal world which is concerned with
the correlation among the observed values
of physical quantities. However, as mentioned
above, this statistical nature never denies
the causality, but it is the “statistical
nature” of the “portion” which is founded
on the “causal nature” of the “whole system”.
This relationship can be grasped only by
the logic of dialectics which unifies the
confrontations between the phenomenon and
the essence, between the part and the whole,
between the contingency and the necessity,
and so on. And, much confusion which has
been raised concerning the problem of the
causality is due to the understanding of
structural composition of quantum mechanics
by means of a plane formal logic.”
From the standpoint of the dialectics of
nature, M. Taketani has analysed in detail
the logical structure and the process of
the establishment of quantum mechanics and
has developed a powerful methodology-three-stage
theory-for the theoretical physics. How his
methodology has played a great role in the
development of the elementary particle physics
in our country will be mentioned in another
place.
Source: Supplement of the Progress of Theoretical
Physics, No. 50 1971; First published: in
the October issue of the journal Chõ-ryü
in 1947.
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