Uses and abuses of Carl Schmitt
Paul Piccone and Gary Ulmen
Carl Schmitt's ideas were already a controversial
topic in the US long before his works were
translated into English. At least, so it
is claimed by the latest generation of American
Schmitt scholars, who have uncritically bought
into a questionable German tradition (2)
that since the 1950s has sought to checkmate
Schmitt out of any legitimate political discourse.
(3) The result has been the perpetuation
of ostensibly false interpretations of his
ideas as being terminally fascist, thus unintendedly
inflating their relevance and distorting
the real reasons they have attracted, and
continue to attract, any attention. These
prejudicial readings have succeeded in reversing
what began in the 1970s as an objective reception
of Schmitt in the US, and in turning the
clock back to the years following WWII, when
even the rare "mention of Schmitt's
name usually aroused such hostility that
no objective discussion was possible."
(4) This state of affairs results primarily
from the difficulties managerial-liberal
thought has had, and continues to have, with
"coming to terms with a past" that
is difficult to mainline into an otherwise
discredited linear theory of history as inevitable
progress and gradual emancipation.
This ideological approach is needed to legitimate
predominant relations of domination (obtaining
primarily among a ruling elite of experts,
professionals, politicians, etc., and a well-administered
citizenry) as being neutral and natural.
Not only does this framework require automatic
dismissal of all other modes of political
organization, but also discrediting ideas
perceived to be their ideological foundations.
The result is a series of distortions and
misinterpretations, which instead of defending
and strengthening American institutions as
claimed, weaken and undermine them by systematically
occluding their real nature, and redefining
them in extraneous "republican"
terms--terms abstracted from European political
realities brought about by the French Revolution.
It is paradoxical that a European thinker
such as Schmitt, whose entire career was
focused primarily on strictly European problems,
provides some of the most powerful conceptual
tools to make sense of this peculiar predicament--including
the idiosyncratic reaction to his ideas by
managerial-liberal apologists, who see him
as a major threat to the oxymoronic system
they describe as liberal-democracy.
Trapped within the metaphysical parameters
of a unidirectional theory of history that
can interpret radical differences only as
deviations or pathologies, managerial-liberal
thought confronts the 20th and now the 21st
century through obsolete, historically-specific
categories hypostatized to the level of universality.
The result is the homogenization of history
and the elimination of particularity. When
not dismissing it outright, such a de facto
Manichean approach can deal with "the
other" only as a variation on the same.
Thus, whenever otherness appears, it must
either be persuaded back into full sameness
or else summarily liquidated as evil. Despite
all the rhetoric about openness through "undistorted
communication" and interminable dialogue,
participation in discussions and deliberations
is conditional on the prior acceptance of
unchallengeable rules concerning a formal
rationality and mode of discourse which automatically
exclude all but those intellectuals and professionals
fully initiated into the predominant jargon.
(5) Consequently, confrontation with "the
other" cannot result in any Hegelian
transcendence, whereby development takes
place by internalizing and thus coopting
the opponent's moment of truth, but freezes
radically opposing positions into a stalemate
that only perpetuates conflict ad infinitum--pending
resolution by other means. It is never a
matter of reintegrating the radical opponent's
counter-claims, but of either demanding capitulation
or proceeding with outright rejection.
Within such a dogmatic scientistic context
pretending to be ideologically neutral, history
becomes straightjacketed as an ontogenetic
reconstruction of the triumphal march of
managerial-liberal thought. Particular categories
developed within particular contexts to explain
particular phenomena are automatically integrated
within the predominant universalist framework
to apply anywhere, anytime. The same happens
with particular political ideologies. Thus,
competing systems such as Nazism, fascism
and communism--and now even Islamic integralism--are
not only systematically misinterpreted, but,
like liberalism, also universalized as permanent
threats to a managerial liberalism hypostatized
as the natural outcome of evolution and,
therefore, as normal and natural. This is
why such political thinkers as Schmitt, whose
work was always inextricably rooted in problematic
historical contexts, (6) can still be perceived
as an ideological threat, long after those
concrete historical situations have faded
into the past. Because for a time he was
opportunistically embroiled in Nazi politics,
and the new American anti-Schmittians see
Nazism and fascism not as closed chapters
of 20th century history, but rather as permanent
threats to liberalism, Schmitt's ideas are
interpreted as something that must be eliminated,
rather than as challenges to be confronted.
In fact, the demonization of Schmitt is instrumentalized
to defend the status quo and predominant
relations of domination. Assumed to be the
best of all possible systems, the existing
managerial framework, run by a New Class
elite, legitimates itself as the only bulwark
of Western values by opposing all competing
alternatives--equally rooted in the Western
tradition--as lethal threats to its own interpretation
of progress and emancipation. During the
Cold War, the de facto permanent state of
emergency contributed to the academic institutionalization
of this state of affairs, which persists
long after both Nazism and fascism (and,
after 1989, even communism) have been vanquished.
Worse yet, it perpetuates a Jacobin historiography
predicated on the primacy of economic, rather
than of political parameters, primarily as
a straggle between capitalism and the poor,
rather than as one between intellectuals
and politicians versus ordinary people.
American Exceptionalism versus European Universalism
Yet, the political imperatives of the Cold
War were not the only obstacles preventing
serious debate concerning the nature of fascism,
Nazism, and communism (7)--and thus also
of liberalism and its theoretical foundations.
The ascendant republican reinterpretations
of American history have contributed to the
occlusion of American particularism and its
mainstreaming into managerial-liberal universal
history. The subject of so much debate in
Germany, this American version of Vergangenheitsbewaltigung
had nothing to do with guilt or nationalism,
but with the often unacknowledged and continuing
struggle over American historiography and
the question of American exceptionalism:
whether the US is just another European-style
nation-state confronting similar socio-economic
problems and political choices, or a federation
sui generis, whose understanding requires
altogether different categories of analysis.
From a foreign policy perspective, this question
would be one of imperialism or isolationism.
In terms of social and political theory,
it concerns the viability of importing the
allegedly universally-valid categories of
European liberal theory to analyze particular
American political realities. (8)
Forced by WWII into playing the major world
power role it had rejected after refusing
to join the League of Nations, and subsequently
confronted with the communist threat, the
US in the second half of the 20th century
abruptly rejected isolationist sentiments
that had resurfaced in the interwar period.
Instead, it sought to mainline its own self-understanding
within the kind of universalist political
framework it had traditionally rejected since
George Washington's Farewell Address--at
least until Sept. 11, when the Islamic fundamentalist
attack made the irreducibility of radical
otherness unmistakably obvious. (9) Suddenly,
the inherent universalist pretenses of liberalism
again were demonstrated to be what they had
always been, i. e., the expression of a particular
version of secularized Christianity. This
cataclysmic development encouraged a turn
toward unilateralism in foreign affairs--something
that had been developing slowly since the
end of the Cold War.
Although defined by the Cold War, the postwar
years were also characterized by an American
administration attempting to fine-tune the
New Deal--a collectivist project of socio-economic
reconstruction that had been strengthened
considerably by war mobilization, but remained
unable to legitimate itself fully on the
basis of those deep-rooted Protestant values
of decentralized governance and local self-determination
embedded in the US Constitution. Consequently,
with the gradual shift from isolationism
to imperialism and from classical to managerial
liberalism, which had begun toward the end
of the 19th century, but had stalled temporarily
in the 1920s (in reaction to WWI), American
historiography broke with its traditional
exceptionalism. What took its place was a
slight variation of the unilinear theory
of history espoused by its managerial-liberal
and, even more, its former communist opponents.
The "pursuit of happiness," previously
left to the discretion of particular communities,
was redefined in terms of full and equal
participation in a well-administered, professionalized
society (a euphemism for socialism and social
homogenization), projected as the inevitable
outcome of all historical developments. As
with all secularized versions of the Christian
theory of history, deviations from such a
path came to be seen as pathologies or breaks,
rather than as legitimate alternatives.
On the ideological level, there was a general
homogenization of American and European history,
which made possible a transposition of European
experiences to interpret American realities,
and vice-versa. Thus, legitimate political
projects concerned with defending traditions
and organic social relations, such as those
of most branches of American conservatism,
were uncritically associated with brutally
repressive modernizing ideologies, such as
fascism and Nazism, which instrumentalized
pseudo-traditions and mythical communities
to gain power and legitimacy. Successfully
ghettoized by the dominant universalist managerial
framework, these legitimate political projects
were systematically discredited as obstructions
to progress and collective emancipation.
(10) Although in economic matters they were
mostly 19th century laissez-faire liberals,
American conservatives who opposed the New
Deal's centralization, homogenization, and
planning (and, of course, the regulation
and containment of capitalism) came to be
practically criminalized. According to the
standard Marxist reading of fascism and Nazism
in Europe, they were seen as obstructions
to progress and bent on violating legality
whenever "democratic aspirations"
demanded radical socio-economic changes threatening
existing relations of privilege (the American
version of the Dimitrov model).
(11) By the same token, those European conservative
thinkers who opportunistically collaborated
with fascist or Nazi regimes suffered an
even worse fate. Instead of being condemned
for attempting to integrate their rather
different worldviews into what in 1933 was
still a rather vague and heterogeneous Nazi
ideology, they were demonized as evil figures
whose ideas had actually paved the way for
fascist and Nazi regimes by undermining liberal-democratic
institutions--especially the legal system--even
though their criticism of liberal institutions
may have been made within a general liberal
framework (as in Schmitt's case), and their
understanding of Nazism may have differed
fundamentally from what eventually became
the official version.
The Politics of the Schmitt Reception
While there are very good reasons to criticize
Schmitt and others like him for making terrible
political choices in the 1930s, over half
a century after the defeat of fascism and
Nazism these judgments should not remain
obstacles to objective evaluations of their
ideas. This has not been the case within
"politically correct," universalist,
managerial-liberal perspectives. To the extent
that, for managerial-liberal thought, fascism
and Nazism remain permanent possibilities
whenever capitalist development stalls, any
conservative thought is a potential threat
not only to "progress" and "emancipation,"
but also to liberal legal frameworks that
allow this "progress" and "emancipation"
to take place through democratic means. This
universalization and inflation of the power
of historically specific concepts helps explain
both the extraordinary hostility toward Schmitt
(and other influential conservative scholars),
and why his ideas have generated so much
academic interest for a thinker whose work,
for the most part, remains inextricably rooted
in the German political realities between
the two world wars. In creating false fears
concerning its contemporary political relevance,
these critics have also prevented the articulation
of the kind of legitimate criticism that
Schmitt's work warrants, as well as an appreciation
of his contributions to political philosophy
and the history of legal thought.
Although practically nothing had been published
in the US on or by Schmitt before 1970, when
the first book on Schmitt in English appeared,
(12) there now is speculation that not only
has there been an uninterrupted "silent
dialogue" between leading post-WWII
American political thinkers (mostly German
emigres forced out of Nazi Germany) and Schmitt,
but that he has had considerable influence
on such contemporary American conservative
thinkers as Allan Bloom, William Kristol,
Newt Gingrich, and Pat Buchanan--all implicitly
criminalized as the intellectual storm-troopers
of a potentially fascist involution in the
US. (13) John McCormick even attempts "to
build a bridge between past and present,
between interwar German fascism and post-WWII
North American conservatism," by showing
the nefarious influence of Schmitt on Leo
Strauss. Yet, American conservatives (14)
have never shown any interest in Schmitt
or his work. It was not until the early 1990s
that the only book on Schmitt written by
someone associated with the American Right
appeared--a scholarly discussion of some
of Schmitt's more controversial ideas, making
no suggestions about their potential relevance
to concrete conservative politics in the
US. Rare attempts to even hint at the possible
use of Schmitt's ideas in emergency situations
in the US, e. g., to justify suspension of
"the rule of law," (15) are ludicrous.
Unlike often unstable European parliamentary
systems, characterized by historically polarized
(but increasingly converging) Left and Right
parties, the US has clear-cut procedures
in place concerning conflict-resolution during
crises. Moreover, there has always been an
exceptionally strong political consensus--even
at the height of the Viet-Nam War--that readily
allows deployment of emergency measures,
enacted via standard legal procedures, as
evidenced by the few times this has happened,
such as the Tonkin Bay Resolution or the
passage of questionable anti-terrorist legislation
following Sept. 11.
Yet, hostility toward Schmitt's work is so
intense that it spills over onto what anti-Schmittians
smear as "Schmitt apologists"--those
who view Schmitt as someone more interesting
and relevant than a mere Nazi ideologue.
This intensity cannot be explained solely
in terms of differences of scholarly opinion.
It is rooted in more subtle political issues.
(16) While the motivation seems to be clear,
i. e., that the "apology" somehow
is related to a diabolical conservative attempt
to re-habilitate fascist or Nazi ideology
by de-Nazifying Schmitt and legitimating
his dangerous ideas, the charge makes no
sense and is a typical result of the confusion
of European and American political realities.
For example, the alleged "apologists"
have no connection to conservatism: Joseph
W. Bendersky (author of the first intellectual
biography of Schmitt in English) has always
been a liberal; George Schwab lost several
close family members in Nazi camps and cannot
possibly be suspected of fascist sympathies;
and Telos (which published the first special
issue on Schmitt in English) has been the
main organ of New Left philosophy and theory
in the US since 1968. Thus, the conflict
of interpretations is not between Left and
Right--or between conservatives and managerial
liberals--but exclusively between what remains
of the Left after the debacle of the New
Left in the
1970s and the collapse of the Soviet empire
in the late 1980s.
These conflicting interpretations can be
traced to a fundamental split (17) that resurfaced
after the collapse of New Left expectations,
within what has always been a highly heterogeneous
Left in the US--a split that dates to the
beginning of the socialist movement in the
19th century. It is now reconfigured as a
division between two groups. The first consists
of those who have sought accommodation with
the existing managerial liberalism, reinterpreted
as a more palatable version of that same
neo-Stalinist collectivist ideology that
could not be marketed during the Cold War
(and even less after the collapse of "really-existing
socialism" in 1989). The second consists
of those attempting to transcend the constraints
of corrupt Left dogma and to redefine "emancipation"
in terms of those Left traditions (such as
the anarchists and the Frankfurt School,
before its conformist "communicative"
involution) historically repressed by a Marxism-Leninism
whose positions and ideas had gained hegemony
within the Left due to the Soviet Union's
prestige as a world power.
Telos' initial interest in Schmitt's work
was triggered in the 1980s by the realization,
in the wake of the collapse of the New Left
and under the influence of Norberto Bobbio's
criticism, that the Left in general and Marxism
in particular had no political theory. (18)
Thus, it was essential to rethink the political
framework of a Left that, having been lost
for decades in the swamps of Stalinism and
their periphery of fellow-travellers, was
unable to redefine an autonomous emancipatory
program independently of liberal models,
totalitarian aberrations, or weaker technocratic
variations. This is why the first special
issue of a journal (19) devoted entirely
to Schmitt's thought was subtitled "Enemy
or Foe?" following a standard Schmittian
distinction between an "enemy"
(Feind) worthy of respect as an equal, and
a "foe" (absolute Feind, since
German does not have a separate word)--an
unworthy opponent who must be exterminated.
(20) This debate was metaphorically meant
to distinguish between continuing the blank
condemnation of Schmitt, typical of West
German intellectuals unable or unwilling
to confront the past independently of imposed
Cold War limitations, and to engage in a
critical confrontation with his ideas, which
kept resurfacing, despite constant dismissals
as part of an undifferentiated and vague
Nazi ideology. While reminiscent of the more
popular Schmittian definition of politics
in terms of "friend or enemy,"
which would have implied acceptance or rejection
of Schmitt ideas, the contraposition of "blank
condemnation" and "critical discussion"
was proposed to open an inquiry free of earlier
prejudices and distortions.
The proposal fell on deaf ears. The new American
anti-Schmittians not only missed the point,
but have succeeded in recasting discussions
of Schmitt in sterile and irrelevant post-WWII
West German molds reducing Schmitt exclusively
to the level of a Nazi theorist. In this
bizarre effort to depict Schmitt as a diabolical
nemesis committed to the Nazification of
the world, even the distinction "friend/enemy"
is mistranslated as "friend/ foe,"
(21) which unintendedly describes correctly
the way in which the Schmitt discussion has
been reconfigured.
Schmitt's Analysis of the US
Along with most European scholars of his
generation, Schmitt did not have any direct
experience of l'Amerique profonde, and limited
himself to discussing the US strictly from
the viewpoint of international law and foreign
policy. Yet, although these studies--especially
those written following his expulsion from
the Nazi Party in 1936--are primarily historical
and as tied to immediate political problems
as all of his other works, they cover broad
time spans and provide heuristic insights
into contemporary political predicaments.
As a conservative intellectual deeply committed
to German interests, Schmitt resented the
US for imposing the Versailles Treaty on
Germany and consequently devastating the
German economy in the early 1920s, (22) for
having introduced a discriminatory concept
of war during WWI, (23) and for his own incarceration
as a potential war criminal by American occupation
forces from September 1945 to March 1947.
(24) Nevertheless, he was in awe of the US
and its impact on Europe and the rest of
the world. He even considered the American
Monroe Doctrine, enunciated early in the
19th century, to be the model for a possible
new world order based on Grossraume--although
he lamented the fact that the US had abandoned
this strategy at the end of the 19th century,
and had become an imperialist power. (25)
Schmitt's last major work, Der Nomos der
Erde, describes "the Eurocentric epoch"
of world history as beginning with the discovery
of America and ending with the rise of the
US as a world power. (26)
According to Schmitt, the US was very interested
in participating in international economic
affairs, while remaining politically distant
and thus unaccountable to anyone. This ambiguity
of American foreign policy eventually became,
and remains, a problem for world order. After
the collapse of the Soviet empire, the US
became a global system allegedly regulated
by a neutral market, but under de facto US
hegemony. The ambiguity remains. (27) A prime
example is the American government's response
to the Sept. 11 attacks, which it defines
both as (a-political) international criminal
deeds and as (political) war acts. Thereby,
it introduced a new concept of war and legitimated
military intervention anywhere, while reserving
the right to decide unilaterally which actions
to take.
These crucial issues are apparently of little
interest to the new Schmitt critics. Instead,
they remain obsessed with Schmitt's politics
during the Third Reich, and insist on transposing
these experiences into an altogether different
historical context, while quixotically charging
the long-since demolished windmills of Nazi
and fascist ideas as hidden intellectual
resources for American conservatives. (28)
Following in the footsteps (or, rather, missteps)
of otherwise respected historians, such as
George Mosse,
(29) who unwarrantedly charged Schmitt with
subscribing to the theory of the Aryan race,
or Jeffrey Heft, who insists on reading Schmitt
as one of the more irrational "conservative
revolutionaries," (30) these self-appointed
ideological gate-keepers (31) have managed
to restrict the American reception of Schmitt's
ideas to the least relevant of his contributions,
inextricably rooted in pre-1936 European
realities and impossible to transpose either
to an American context or to apply to today's
international affairs.
(32) Most recent works and discussions are
predicated on the unwarranted and unsubstantiated
assumption that Schmitt's involvement with
Nazism was not merely a matter of opportunism
or bad judgement, but the result of a profound
affinity between his thought and the ideology
the enthymeme that any appropriation of these
ideas will probably have the same results
they had in Germany in the early 1930s, especially
if the US enters into an economic crisis
of similar dimensions.
These American anti-Schmittians ignore the
fact that Schmitt opposed both the communist
and the Nazi parties during the Weimar Republic
(34) (and secretly conspired with the German
army in Berlin until the very last minute
to keep the Nazis out of power); (35) that
the Nazis were always suspicious of him as
not being a real Nazi; that his emphasis
on the state rather than on the party after
Hitler's rise to power resulted in his expulsion
from the Nazi Party in 1936; (36) and that
thereafter he was under surveillance, had
his mail read, and had political observers
at his lectures. Disregarding their own claims
to be sensitive to socio-historical particularity
and cultural specificity, these anti-Schmittians
conflate past and present, earlier European
realities with contemporary American experiences,
(37) and end up projecting the political
predicament of Germany in the 1930s onto
today's US, which has entirely different
political traditions, where fascism has never
been a threat, and whose internal conflicts
can be understood only by deploying a different
conceptual apparatus.
The objective of this inflation of Schmitt's
ideas as the possible juridical justification
for an ever-present fascist/Nazi threat is
to provide increasingly conformist Left academics
with the kind of legitimation and content
their "emancipatory" socialist
ideology needs after bureaucratic centralism
became discredited with the collapse of the
USSR. Thus, anti-fascism has become the eschatological
core of an otherwise vacuous Left ideology
now reconfigured as the legitimating arm
of the managerial state. (38) No longer able
to present themselves as the vanguard of
progressive forces paving the way for a bright
socialist future, they have now regrouped
as part of an academic rear-guard entrusted
with protecting "civil society"
and liberal values against the market and
other forces of darkness--a kind of quixotic
kathekon seeking to prevent a recurrence
of the fascist experience in a context where
there has never been any such threat.
The proposed scenario is crystal-clear: during
economic crises, Schmitt can provide "neo-conservative
forces" (39) with the intellectual resources
needed to justify suspension of "the
rule of law" and, as in the case of
the Weimar Republic, to deploy repressive
measures necessary to uphold existing relations
of domination threatened by "democratic"
forces demanding containment or overthrow
of capitalism. (40) Translated into American
political realities, where there is hardly
a peep anywhere into American political realities,
where there is hardly a peep anywhere about
socialism (except for a few "politically
correct" academic islands), this model
ends up ascribing to "democratic forces"
a defensive role: to prevent the alleged
roll-back of the welfare state and to oppose
other austerity policies under the Reagan
and succeeding administrations. Plausible
as an account of what may have taken place
in some Third World countries, e. g., Chile
in the early 1970s, (41) whose economy was
about to be destroyed by the introduction
of "socialist planning" and the
nationalization of private enterprises, this
worn-out Diamat model makes no sense when
projected onto the US.
The Fascist Threat
According to McCormick: "Fascism ...
has not been locked away forever but rather
lives on--not only in `developing' areas
of South America, Africa, and Eastern Europe,
but elsewhere in Europe and in the United
States." (42) Alleged evidence for this
claim is an unsubstantiated resurgence of
"neo-Nazism, militia movements, `Christian
identity' ideologies, ethnic cleansing, racially
motivated mass rape, violent attacks on immigrant
workers and foreigners, bombing of abortion
clinics and state administrative buildings,
and assasination of the proponents of peace."
(43) Such frightening scenarios, however,
can only be the inventions of a paranoid
imagination. Nothing of the kind has occurred
recently in either the US or Western Europe.
Some of these horrible, scattered events
have occurred in remote parts of the globe
during the past few years, largely in connection
with brutal civil wars in pre-modern societies
being forced to become nations in the post-colonial
era. They cannot be taken out of context
and projected indiscriminately onto advanced
industrial societies. (The Middle East is
a special case). Crime statistics in the
US have been going down for the past several
years, and, except for exceptional terrorist
acts such as those on Sept. 11 or other scattered
incidents, the country has not been this
safe and peaceful in many years.
While some of the horrors McCormick lists,
such as ethnic cleansing and racially motivated
mass rape, occurred briefly in places such
as Bosnia or remote corners of Africa, it
is absurd to claim that this is happening
or is likely to happen in the foreseeable
future in North America or Europe. While
there have been some occasional outbursts
of neo-Nazism in places such as Germany,
Great Britain, and Russia, by numerically
irrelevant and politically meaningless gangs,
it is preposterous to think that wannabe-Hitlers
are everywhere. The success of the various
Le Pens, Haiders, Bossis, et. al. represent,
at best, vague populist protests easily coopted
within mainstream political parties. Even
the Oklahoma City bombing, no matter how
misguided and deplorable it was, cannot be
associated with anything resembling fascism.
It was planned and executed as revenge for
the Waco incident and, more generally, as
revenge for what the perpetrators interpreted
to be an unconstitutional power grab by the
federal government. If anything, it could
be construed as a misguided reaction against
what was misperceived as "fascist"
abuses by the American government. (44) But
this is the real problem with the anti-Schmittians
demonization of both Schmitt and fascism:
a profound misunderstanding of fascism as
a concrete historical phenomenon and its
interpretation through a crude Marxist philosophy
of history predicated on the inevitability
of "progress."
McCormick's approach, shared by Scheuerman,
Dyzenhaus, and others, deals with fascism
as "attempts to stake out secure positions
against the rapidly changing socioeconomic
landscape in the supposedly timeless entities
of family, nation, and faith." (45)
This is a variation on the old Diamat account
of the historically obsolete relations of
production clashing with the new forces of
production. As a result, existing social
relations (capitalism) refuse to adapt to
new realities by implementing fundamental
changes (presumably, the institutionalization
of socialism), thus precipitating the suspension
of "the rule of law," the imposition
of authoritarian measures, and the suppression
of democracy. From this viewpoint, far from
being another modernizing ideology--no matter
how brutal and destructive it may have been--fascism
is the last resort for conservative forces
seeking to retain existing relations of privilege
that stand in the way of human emancipation.
(46) This is why so much effort is exerted
to demonstrate a non-existent connection
between Schmitt's ideas and those of American
conservatives, presumably caught in the same
bind as German capitalists during the last
days of the Weimar Republic, when "progressive
forces" allegedly threatened German
relations of production (capitalism). (47)
When push comes to shove and the existing
legal structure ("the rule of law")
becomes an obstacle to an effective defense
of the status quo, then Schmitt's theories
concerning the state of exception and other
legal means to remove any obstacles preventing
the implementation of outright authoritarian
measures become essential to conservative
political strategies. This is why it is necessary
to checkmate Schmitt's influence before it
becomes a powerful weapon in the hands of
threatened capitalists, allegedly ins ensitive
to liberal institutions and fundamental freedoms.
This is also why the defense of "the
rule of law" is of such importance:
allegedly, Schmitt's ideas provide the theoretical
tools to legitimate setting aside the rule
of law, thus paving the way for the worst
forms of authoritarian regimes.
The Rule of Law and its Foundations
Dyzenhaus' Legality and Legitimacy provides
a paradigmatic example of this predicament.
Like Scheuerman, Dyzenhaus is particularly
interested in the liberal "rule of law,"
which, in his view, was promoted by the likes
of Hans Kelsen and Hermann Heller, but not
by Schmitt, who allegedly politicized law
in order to destroy it. In Anglo-American
"common law," legal indeterminacy
is resolved by granting a great deal of latitude
to judges (who are elected, rather than appointed,
as in the continental system of codified
law), thus privileging democracy over liberal
principles, and empowering a jury of one's
peers (who presumably embody the spirit of
the people). In contrast, "the rule
of law" is positive law enacted and
applied by professionals committed to follow
objectified principles of justice, presumably
universally valid and independent of the
wills of any particular community (the primacy
of liberalism over democratic self-determination).
Yet, Schmitt never sought to politicize law.
The objective was to put it on more solid
foundations ("concrete orders")
than mere abstract principles, whose fundamental
indeterminacy had facilitated the Nazi rise
to power. Both Kelsen's and Heller's concepts
of the "rule of law" presupposed
a stable constitutional order, which did
not exist during the Weimar Republic. Schmitt's
theories addressed precisely such an unstable
situation by emphasizing and promoting reference
to the socio-historical and cultural foundations
of law. (48)
Both Scheuerman's and Dyzenhaus' focus on
the "rule of law" (49) (that Schmitt
allegedly opposed) is meant to protect against
fascist and Nazi arbitrariness. For them,
the traditions and customs that define communities
are what they were for Enlightenment ideologues
just before the French Revolution: so much
superstition and myth able to justify anything,
including Nazi racial views and the institutionalization
of anti-Semitism. Scheuerman indicts all
American political realists (including Hans
Morgenthau) as crypto-Nazis for allegedly
following in Schmitt's footsteps in advocating
the "end of law." (50) Dyzenhaus
emphasizes what he calls the "legitimacy
of legality," which was Heller's view,
and consequently disregards the fact that
it was precisely this type of positivistic
"legality," predicated on the arbitrary
will of legislators and jurists uprooted
from their cultural moorings, that had brought
Hitler to power, and that Schmitt had warned
against.
Following the discredited analyses of 1950s
"end of ideology" sociologists
and historians, such as Richard Hofstadter,
Seymour Martin Lipset, and Daniel Bell, which
practically identified traditional American
commitments to direct democracy with fascist
reaction, (51) McCormick is even more explicit
in identifying popular will
(democracy) as tendentially fascist: allegedly,
popular culture in the US and abroad exhibits
"an intensifying fundamentalism, in
many respects frighteningly reminiscent of
Schmitt's fascism." Reacting against
"the rapidly changing socioeconomic
landscape," people gravitate toward
fascism when they vindicate the primacy of
"family, nation, and faith" (52)--the
institutional framework within which people
normally operate and which gives meaning
to their lives. Suddenly, "family, nation,
and faith" are suspect. It is "the
socio-economic landscape" that is primary
(the mythical Marxist forces of production
that are not being allowed to determine the
cultural superstructure as mandated by historical
materialism), i. e., a truth more true than
the lifeworld of ordinary people, whose democratic
prerogatives are legitimate only when they
happen to result in the politically correct
choices deducible from abstract liberal principles.
Democratic choices are legitimate only when
they are in step with the otherwise inevitable
march of "progress." They become
tendentially fascist when they insist on
defending traditions and lifestyles that
are anathema to new "socioeconomic landscapes"
defined by whatever new cultural fads happen
to be celebrated by Hollywood and a culture
industry concerned primarily with advertising
commodities that can be produced and marketed
profitably. Forgotten here is the historical
fact that it was precisely Protestant fundamentalists
committed to defending their traditions and
customs that laid the foundations for the
new social arrangements they institutionalized
in the US. Objectified into concrete political
forms, such as the US Constitution, this
worldview hypostatized tolerance and the
various liberties guaranteed by the "Bill
of Rights" as the new country's most
coveted principles, precisely in order to
protect those who, unwilling to conform to
the predominant "socioeconomic landscape"
of the societies they had left behind, sought
legal protections for their traditional lifestyles.
Universalized out of their cultural and historical
context, these traditional liberal values
are no longer seen as the particular achievement
of a particular people. Rather, they are
viewed as absolute norms and inviolable principles
derived from the kind of rationality accessible
only by New Class intellectuals, experts
and professionals, whose objectification
in "the role of law" can override
any allegedly "fascist" choice,
no matter how much democratic legitimacy
they may have. As in the theological critique
of idolatry, the idol displaces the spirit,
and precipitates the kind of reification
identified so forcefully by Western Marxists
and other critics as the fundamental problem
of modern society. Along with any fundamentalism
that refuses to regard itself as binding
only for those willingly adhering to its
norms, a "role of law" deduced
from allegedly apodictic rational principles
chokes democratic prerogatives and, because
of its inescapable in determinacy, paves
the way for arbitrary interpretations, instrumentalizations,
and the worst possible excesses.
Schmitt was aware of this problem, especially
after the Weimar Republic's disintegration
into the Third Reich. This is why, unlike
Kelsen and Heller, he always saw "the
legal order" in concrete terms, grounded
in the traditions and customs of the society
that enacted it, rather than in terms of
liberal legality predicated on ever growing
legislative mandates (what Schmitt called
"motorized legislation"). After
he became acquainted with Maurice Hauriou's
work, (53) in the late 1920s, Schmitt began
to emphasize the pre-legal institutional
framework that he characterized as "concrete
order." Soon after the Nazis came to
power, Schmitt, in an ultimately failed attempt
to contain them, elaborated on this broader
understanding of juridical thinking, by emphasizing
the primacy of the state--and the traditional
values it embodied--over the Nazi Party.
(54) Among other things, this is one of the
main reasons why he was eventually thrown
out of the Nazi Party in 1936.
According to Scheuermann: "The concrete-order
theory ... represents the perfect theoretical
expression of Schmitt's hostility to liberal
conceptions of a system of codified, general
law. Its underlying insight is that society
needs to be conceived as a series of variegated
communities or `orders' having highly specific
needs resistant to codification by general
legal norms or concepts." (55) But Schmitt
never saw "concrete orders" as
intrinsically recalcitrant to codification.
Yet, codification is impossible apart from
a pre-given, concrete axiological dimension.
And even in the case of the most successful
codification, to the extent that general
legal norms cannot cover all possibilities
(in particular, the exception), they constantly
need to refer to a pre-legal dimension in
order to resolve this indeterminacy. (56)
The Critique of Technology
There is absolutely nothing "fascist"
about all this. Unless categorical objectifications
(including, first and foremost, the legal
order) are grounded in some pre-conceptual
dimension, the system of which they are a
part tends to self-destruct. This is a predicament
that, in some way or other, was confronted
by some of the best minds of Schmitt's generation
as they sought to solve related problems.
This is the context defining, among others,
Theodor W. Adorno's articulation of identity
logic, Edmund Husserl's critique of naturalism,
John Dewey's account of the naturalistic
fallacy, Ludwig Wittgenstein's vindication
of the primacy of forms of life, or Alfred
North Whitehead's warnings about misplaced
concreteness. As in the case of the unabridgeable
gap obtaining between legal structures and
all the concrete cases they must cover, being
and thought do not and cannot correspond.
Being always exceeds thought, and the elimination
of the resulting residue by Enlightenment
ideology leads to thought redefinition being
done exclusively in terms of its abstract
concepts (identity logic). The result is
an ungrounded rationalism articulated through
instrumental reason that can accommodate
any political agenda, and can turn into the
mad rationality typical of Nazi ideology.
(57) The only solution is to ground this
rationalism in the pre-rational and pre-conceptual
dimension that has become occluded or forgotten:
through mimesis for Adorno; in the lifeworld
for Husserl; in experience for Dewey; in
"concrete orders" for Schmitt,
by returning to Being for Heidegger, in "forms
of life" for Wittgenstein, etc.
All of this is part of the critique of technology
by Heidegger, Schmitt, and many other conservative
thinkers, and it has little to do with computers
or machinery, which are indicted only when
they contribute to this kind of "forgetting."
It is a critique of "the forgetting
of Being," or of becoming unable to
think beyond prefabricated conceptual structures
that have lost touch with their grounding
and, therefore, can readily be instrumentalized
by, e. g., the culture industry or totalitarian
regimes. It is also a critique of that same
"alienation" that a few original
Marxist thinkers who managed to survive Stalinism
began to articulate after WWII, following
the publication of Marx's Economic-Philosophical
Manuscripts of 1844, and which had such an
impact on the New Left in the 1960s. (58)
The notorious pessimism and elitism of the
Frankfurt School was due primarily to their
inability to envision how these conditions
could be reversed, so that concrete being,
and not its abstract otherness, could be
accessed by means other than that art and
philosophy practiced only by a few artists
and intellectuals (Adorno). (59) Other critics
were somewhat more optimistic in proposing
solutions, such as a return to the ever-available
pre-conceptual lifeworld (Husserl), (60)
by privileging experience over purely instrumental
concepts (Dewey), (61) and by emphasizing
"forms of life" over "forms
of thought" (Wittgenstein). (62) Even
Georg Lukacs defined the concreteness necessary
for a viable materialist analysis--something
that an alienated social-democratic thought
terminally fragmented by positivism was no
longer able to deliver--in terms of relation
to a totality in which being and thought
were dialectically related. (63)
The critique of legal positivism or of "the
rule of law" proceeds along these lines.
Predicated on a set of abstract norms, the
managerial-liberal "rule of law"
is subject to a variety of interpretations,
some of which can end up legitimating practically
anything, including Nazi racial policies.
The dialectic of enlightenment unfolds precisely
by such a diabolical reversal of abstract
rationality into myths much worse than those
supposedly left behind, and with much more
disastrous consequences. Grounded in nothing
but its pretenses to embody universally valid
and apodictic truths or the arbitrary whims
of legislators representing particularistic
interests, the managerial-liberal rule of
law can readily legitimate the most racist
of policies by hypostatizing the inferiority
or even intrinsic evil of particular groups,
instead of preferring the similarly abstract
assumption of the equality of humankind.
Adorno's mimesis as a means to access an
uncontaminated dimension able to resolve
indeterminacy and arbitrariness is not all
that different from Schmitt's recourse to
concrete orders as the horizon allowing for
a resolution of the problem of legal indeterminacy.
(64) And Schmitt also drew conclusions similar
to Adorno's concerning the logic that facilitated
the advent of Nazism. According to Schmitt,
it was precisely the inability to deal with
the indeterminacy of managerial-liberal law
that brought Hitler to power. (65) A post-liberal
alternative to legal positivism was not an
option, but a necessity. It was the only
way to salvage what he could from the ruins
of Weimar.
Schmitt understood law to be more than a
mere aggregation of abstract rules. Already
in 1934, in re-examining the history of law,
he argued that the meaning of the Greek concept
of nomos is not law, rule, or norm, but above
all order, by which he meant that any domestic
legal order must be based on something more
than mere rules. (66) Given the unstable
constitutional predicament of the Weimar
Republic and European public life after WWI,
Schmitt sought a concrete foundation for
law, able to withstand unstable social and
economic conditions and the vagaries of politics--even
more so after the Nazi's rise to power, when
the regime's arbitrariness may have been
contained by reference to more solid groundings
than racial myths. He had no intention of
politicizing law, but rather sought to ground
it in the lifeworld of a particular people.
(67) As he often reiterated, all law makes
sense only at a particular time and in a
particular place. Clearly, if concrete orders
such as tradition, family, community, and
faith are regarded as the building blocks
of fascism, then most societies have been
"fascist" since time immemorial.
No legitimate legal order can be abstracted
from these "concrete orders" without
law deteriorating into the abstract and instrumental
tool of any party, as it did with the Nazi
Party in Germany and with the Communist Party
in the Soviet Union.
The Critique of Liberalism
The anti-Schmittians' notion of "fascism"
has little to do with Italian fascism or
German Nazism, but is a convenient label
to discredit all thinkers and movements considered
to be "anti-liberal." Similarly,
the label "anti-liberal" bears
little relation to critics of classical liberalism
as a political system, but refers instead
to critics of managerial liberalism, all
of whom are immediately considered by managerial
liberals to be enemies--or, rather, foes--of
liberalism. (68) By liberalism, the anti-Schmittians
really mean a managerial liberalism regulating
the welfare state or social-democracy. Historically,
even within classical liberalism, there were
significant differences between, e. g., the
European and the American varieties. Even
within European liberalism, German liberalism
was a special case--a particularly weak one--which
is precisely the predicament Schmitt addressed.
(69) However, these particular weaknesses
of German liberalism were general "liberal"
weaknesses and, therefore, Schmitt's critique
of liberalism was not necessarily limited
only to Germany, but applied to Europe in
general. He was not impressed by the "liberal
state," which he considered to be a
political fiction masquerading as a fact.
This is why he sought to encourage liberals
to think "politically." According
to Leo Strauss, Schmitt was not an enemy
of liberalism, but rather a critic of the
failure of liberalism. (70) For Schmitt,
liberalism, the high point of modernity,
is characterized by the negation of the political--a
serious problem especially for Germany after
WWI, when its sovereignty was jeopardized
by the Treaty of Versailles. More generally,
however, this decline of the political was
not an accident, but liberalism's original
goal. Thus, if liberalism had lost its way,
it had to be replaced by some other system
difficult to prefigure at that time. (71)
Often misunderstood as a critique of Schmitt,
Strauss' essay is primarily explanatory,
i. e., emphasizing what Schmitt had assumed,
but not explicitly stated. Thus, American
anti-Schmittians are correct in claiming
that in many respect Strauss agreed with
Schmitt. Strauss recognized that, despite
all its defects, the "astoundingly consistent
system of liberal thought" had yet to
be displaced by another one. Unlike the enemies
of liberalism, such as fascists and Nazis,
who had an alternative to it, Schmitt did
not. Thus, according to Strauss, Schmitt's
critique of liberalism is an internal one
that "takes place within the horizon
of liberalism." (72) Whatever "illiberal
tendencies" there may have been, they
were "arrested by the as yet undefeated
`systematics of liberal thinking' ... [Schmitt's]
intention was to do no more than provide
`a theoretical framework for an immense problem'."
No matter how general, Schmitt's critique
was focused specifically on Weimar Germany,
and was never meant to be extended to American
liberalism or "liberal-democracy"--a
term he would have found a contradictio ad
absurdum. While he did criticize the kind
of liberal universalism being promoted at
the time by the League of Nations and American
imperialism, his main focus remained always
on the weaknesses of German liberalism at
that time.
This weak liberal system was eventually displaced
through what James Burnham called the "managerial
revolution," (73) by a new class of
state administrators who gained political
power by manipulating popular rhetoric and
egalitarian slogans. This feature was shared
by Soviet communism, National Socialism,
and welfare-state democracy. More to the
point, liberalism survived as a series of
social programs informed by a vague egalitarian
spirit, and totalized by its opposition to
anti-liberal critics. According to Gottfried:
"By the end of the twentieth century,
liberalism has become a pillar of whatever
liberal democracy the United States and its
imitators are thought to embody," (74)
while the "consolidation of the managerial
state and the imposition of its pluralist
ideology" had become "the defining
features of contemporary Western life."
(75) More precisely, managerial liberalism
has given way to a managerial democracy within
which liberal principles, such as freedom
of speech and association, are readily set
aside whenever political expediency requires
it. (76) Schmitt realized the extent to which
civil society already had penetrated the
state, and vice-versa. His focus, however,
especially after 1936, was entirely on international
relations and the defense of the political
as a defining dimension of national sovereignty,
which helps explain the main reasons for
his critique of liberalism and his unwillingness
to speculate about possible replacements.
Since the American anti-Schmittians claim
that Schmitt was already a fascist or a Nazi
during the Weimar Republic, they cannot accept
Strauss' analysis, and attack him too. Thus,
McCormick claims to read Schmitt "against
himself," while holding him "accountable
for the many distortions and misrepresentations
of the Enlightenment tradition to which he
so often resorts in his writings." (77)
While Cristi brands as "apologists"
all those who argue that Schmitt's Nazi career
resulted from a flawed moral character, and
contends that Schmitt embaced Nazi racist
policies, his reconstruction resembles that
of the "apologists." Accordingly,
he claims that only "contempt for the
reality of the political would allow one
to pretend that a system of legality could
sustain itself and maintain no reference
to a substantive order of things. If liberalism
were to be identified with this apolitical
view, then Schmitt was an unswerving critic;
if liberalism were to restrict its apoliticism
to the sphere of civil society, and to acknowledge
the necessity of a sovereign state that retained
the monopoly of the political, Schmitt would
not object to conservative or authoritarian
liberalism." (78)
Cristi acknowledges that Schmitt was primarily
concerned with securing the state's autonomy,
and that there is nothing "totalitarian"
about this: "A strong state ... did
not imply cancelling civil society's own
independence. If totalitarianism means that
the state ultimately assimilates and metabolizes
civil society, at no point of his intellectual
development did Schmitt espouse a totalitarian
view. On the contrary, he thought that an
autonomous state would prove its strength
by affirming the freedom and autonomy of
civil society." (79) This is why Cristi
criticizes Heinreich Meier's reading of Schmitt
as an anti-liberal and a religious thinker,
and the attempt to contrapose Schmitt to
Strauss. (80)
All American anti-Schmittians thank each
other, quote each other, and compliment each
other. They all tackle subjects that have
been dealt with by experts, but ignore these
works with a trick that, for lack of a better
term, Dyzenhaus calls "integrative jurisprudence,"
i. e., they abstract from the historical
context of Schmitt's writings in order to
deal with his ideas as they see fit. When
the facts do not fit Dyzenhaus' thesis, he
deploys what he calls "deep structure"
analysis, and when Schmitt's writings do
not prove his case, he speculates that "it
must have followed" or "he must
have meant." Thus, allegedly, Schmitt's
emphasis on the primacy of the state during
the crisis of the Weimar Republic "connected
his 1917 work on dictatorship (administration
as Urzustand, or original state of affairs),
to his 1931-32 search for the state's substance
in authoritarian executive control free from
pluralistic party influence, to his 1935-36
theoretical and historical work on the `concrete
order' of the Nazi state." (81)
Similarly, Peter Caldwell presents Schmitt
as an advocate of dictatorship and as the
enemy of democracy from the very beginning
of his career. This means that Schmitt was
conspiring to undermine the Weimar Republic
even before it existed. Caldwell claims that
conservative historiography "obscures
the way one's concept of constitutional democracy,
associated with Carl Schmitt and Chancellor
von Papen, undermined other aspects of the
Weimar Constitution, and thus laid the groundwork
for the Nazi takeover." (82) Schmitt,
however, was not associated with Papen, but
with Kurt von Schleicher. (83)
The comedy of errors and falsifications goes
on, in order to legitimate the new managerial
democracy confused with the long-gone liberalism
that Schmitt criticized. By keeping the focus
on the ghosts of Nazism and fascism, the
anti-Schmittians manage to avoid confronting
the problems that the new system creates,
such as the continuing manipulation of public
opinion, the rule of an unaccountable and
inefficient bureaucratic apparatus, the increasing
marginalization of local self-determination,
and the hypocrisy of an American system advocating
universality and neutrality, while instrumentalizing
both in the pursuit of its own self-interest.
Charging the windmills of fascism and Nazism,
which no one in his right mind today would
defend, and mystifying Schmitt's ideas, which
very few seem to understand, may help the
anti-Schmittians reinforce a sense of moral
superiority and contribute to advancing the
careers of otherwise mediocre scribes. But
it does not help understand or resolve the
contradictions of an age of collective decadence
and luxurious nihilism.
Notes:
(1.) An earlier draft of this article was
read at a conference devoted to "Carl
Schmitt: Pensatore Politico del XX Secolo,"
held in Rome, November 27, 2001.
(2.) Indicative of this German tradition
is a 1987 symposium on Schmitt and the critique
of liberalism, where Karl Hansen acknowledged
that, after WWII, Schmitt had been turned
into an "object that symbolized the
past to be overcome," and that "to
distance oneself from Schmitt was to distance
oneself from National Socialism." See
Karl Hansen and Hans Lietzmann, eds., Carl
Schmitt und die Liberalismuskritik (Opladen:
Leske & Budrich, 1988). In the same symposium,
Dieter Haselbach also articulated the view,
widespread at that time within the German
Left, that Schmitt was the source for the
neo-conservative political agenda and the
"Reagan revolution," and that his
analyses of Weimar's political and constitutional
problems had become "a foil for criticizing
emancipatory tendencies in American society."
For a devastating critique of the whole symposium,
see Joseph Bendersky, "Carl Schmitt
as Occasio," in Telos 78 (Winter 1988-89),
pp. 191-208.
(3.) According to Scheuerman, "Schmitt
exerted a subterranean influence on postwar
American political thought" and "helped
determine the contours of political thinking
in the United States [after] 1945."
See William E. Scheuerman, Carl Schmitt:
The End of Law (New York: Rowan & Littlefield,
1999), pp. 1 and 12. Emanuel Richter also
claims that after WWII there was a "silent
reception" of Schmitt's ideas among
German intellectuals who had been forced
into exile by the Nazi regime--a mysterious
"talkative silence" resulting from
their embarrassment at the prospect of having
to confront openly Schmitt's "shameful
intellectual heritage." See Emanuel
Richter, "Carl Schmitt: The Defective
Guidance for the Critique of Political Liberalism,"
in Cardozo Law Review, Vol. 21, Nos. 5-6
(May 2000), pp. 1621-22. As Bendersky demonstrates,
however, there is no evidence of any such
influence on the emigre intellectuals in
question: Friedrich Hayek, Hans Morgantau,
Joseph Schumpeter and Leo Strauss. See Joseph
W. Bendersky, "The Definitive and the
Dubious: Carl Schmitt's Influence on Conservative
Political and Legal Theory in the US,"
in this issue of Telos.
(4.) George Schwab, The Challenge of the
Exception: An Introduction to the Political
Ideas of Carl Schmitt between 1921 and 1936
(1970), 2nd ed. (New York: Greenwood Press,
1989), p. vi.
(5.) See Nicholas Meriwether, "Discourse
Ethics and the Problem of Oppression,"
in Telos 119 (Spring 2001), pp. 99-114.
(6.) As Schmitt never tired of emphasizing
as part of his critique of universalism,
political concepts are always answers to
particular problems and make sense only in
the specific context within which they are
formulated. He even warned against the automatic
transposition of concepts from one discipline
to another: "The greatest and most egregious
misunderstandings ... can be explained by
the erroneous transfer of a concept at home
in one sphere ... to other spheres of intellectual
life." See Carl Schmitt, "The Age
of Neutralizations and Depoliticizations
(1929)," in Telos 96 (Summer 1993),
pp. 134ff.
(7.) Because of lack of serious discussion,
after WWII all of these ideologies were readily
stereotyped and homogenized according to
the political needs of the Cold War. Stalin's
successful liquidation in the late 1930s
of all internal dissidents as traitors--to
the point of murdering people like Leon Trotsky
and Nikolai Bukharin--had already facilitated
the imposition of the Comintern's official
interpretation of fascism as the only legitimate
one (Georgi Dimitrov's crude account as the
last stand of the reactionary bourgeoisie).
For the most succinct account of the Third
International account of fascism, see Nicos
Poulantzas, Fascism and Dictatorship: The
Third International and the Problem of Fascism,
tr. by Judith White (London: Verso, 1979).
Still unwittingly embroiled in Comintern
political and theoretical hegemony, even
the anti-Stalinist Left, including sophisticated
circles such as the Frankfurt School, were
unable to come up with anything radically
different. They also saw fascism as a permanent
possibility within advanced capitalist societies:
a regime bent on manipulating mass consciousness.
Defeated on the battlefield, fascism was
thus ultimately triumphant within the winning
countries themselves. Similarly, the American
Right, culminating with the McCarthyism of
the 1950s, dismissed all branches of an increasingly
fragmented Left as part of a monolithic Stalinist
conspiracy to attain world domination by
penetrating and corrupting even the highest
levels of the US government.
(8.) Schmitt prefigured this scenario in
the late 1930's. See Carl Schmitt, "Grossraum
gegen Universalismus (1939): Die volkerrechtliche
Kampf um die Monroedoktrin," in Carl
Schmitt, Positionen und Begriffe im Kampf
mit Weimar--Genf--Versailles 19231939 (Berlin:
Duncker & Humblot, [1940], 2nd ed., 1988),
pp. 295-302, and Volkerrechtliche Grossraumordnung
mit Interventionsverbot fur raumfremde Machte
(Berlin: Duncker & Humblot, [1941], 2nd.
ed., 1991).
(9.) See Paul Piccone, "So, This is
the Brave New World Order!" in Telos
120 (Summer 2001), pp. 178ff. Immediately
after the collapse of the USSR and the end
of the Cold War, the first Bush Administration
sought to continue and actually to broaden
the Cold War policy of multilateralism, especially
during the Gulf War when, for diplomatic
as well as logistical reasons, American strategy
was subordinated to--or at least compromised
with--that of the "coalition" assembled
to carry out the operation. The results turned
out to be less than satisfactory. The decision
not to take Baghdad, and to leave Saddam
Hussein in power, out of deference to the
demands of Arab allies and Turkish Realpolitik,
resulted in a stalemate that may have been
misperceived as American or Western weakness,
and have emboldened fanatic fundamendalist
Muslims to carry out the September 11 attacks.
Already practically repudiated well before
recent events, with the American refusal
to join in several international initiatives
such as the Kyoto Agreement or the Johannesburg
conference, after September 11 it is unlikely
that many more compromises will be made to
appease "world opinion"--despite
the problems this approach creates.
(10.) See Paul Piccone, "Postmodern
Populism," in Telos 103 (Spring 1995);
and Pierre-Andre Taguieff, "Political
Science Confronts Populism," in the
same issue.
(11.) This interpretation has been thoroughly
rejected by recent historiography. For some
of the most detailed analyses, see Zeev Sternhell,
Neither Right nor Left (Berkeley: University
of California Press, 1986); A. James Gregor,
Interpretations of Fascism (Morristown, NJ:
General Learning Press, 1974); Stanley G.
Payne, A History of Fascism
(London: UCL Press, 1995); Roger Griffin,
The Nature of Fascism (London: Routledge,
1993); Mark Neocleous, Fascism (Buckingham:
Open University Press, 1997). For a comprehensive
review of this literature and other related
discussions, see Luciano Pellicani, "Was
Fascism Revolutionary?" in this issue
of Telos.
(12.) Schwab, The Challenge of the Exception,
op. cit. In the introduction to this text,
whose first draft was originally a rejected
Ph. D. dissertation, Schwab describes the
tribulations he had to endure for dating
to deal with Schmitt's ideas in the already
"politically correct" climate of
Columbia University in the 1960s.
(13.) John P. McCormick, Carl Schmitt's Critique
of Liberalism: Against Politics as Technology
(Cambridge: Cambridge University Press, 1997),
pp. 15ff. and 302ff. McCormick provides no
evidence to support his claim that the conservative
thinkers in question ever read Schmitt or
in some cases even knew who he was.
(14.) Paul Gottfried, Carl Schmitt: Politics
and Theory (Westport: Greenwood, 1990). Despite
his numerous criticisms of "liberalism,"
Gottfried defines himself as a "paleoconservative"
in order to distance himself from mainstream
American conservatism. He is admittedly a
classical 19th century liberal who objects
only to the kind of "managerial liberalism"
that has gradually displaced classical liberalism
in the 20th century. See Paul Gottfried,
After Liberalism: Mass Democracy in the Managerial
State
(Princeton: Princeton University Press, 1999).
As for "certified" conservative
American publications and foundations, they
have never paid any attention to Schmitt.
In the rare occasions his name comes up,
he is summarily dismissed as a Nazi ideologue
whose work is automatically assumed to be
irrelevant to American politics. In addition
to al this, the anti-Schmittians confuse
neo-conservatism with conservatism. Not only
are the two not the same, but their followers
despise each other even more than they despise
their Left opponents. McCormick is appalled
that Gottfried is so right-wing as to define
himself as a "paleoconservative"
in contraposition to "neoconservatives."
See McCormick, Carl Schmitt's Critique of
Liberalism, op. cit., p. 15n. Had he attempted
to determine the real differences between
the two, McCormick would have realized that
paleoconservatives differ from neo-conservatives
in opposing the kind of managerial liberalism
the latter support, in favor of a traditional
laissez-faire liberalism. Neoconservatives,
on the other hand, are dissident managerial
liberals who differ from other ordinary managerial
liberals only in cultural matters. Even more
than what remains of the Left, the Right
is also terminally fragmented and unable,
except on rare occasions such as during the
so-called "Reagan Revolution,"
to coalesce into any coherent political force.
See Paul Piccone, "The Crisis of American
Conservatism," in Telos 74 (Winter 1987-88),
pp. 3-30.
(15.) See Joseph W. Bendersky, "Carl
Schmitt as Occasio," in Telos 78 (Winter
1988-98), p. 203ff.
(16.) See Scheuerman, Carl Schmitt, op. cit.,
p. 1; David Dyzenhaus, Legality and Legitimacy:
Carl Schmitt, Hans Kelsen and Hermann Heller
in Weimar (Oxford: Clarendon Press, 1997),
p. 98ff.; and McCormick, Carl Schmitt's Critique
of Liberalism: Against Politics as Technology,
op. cit., p. 15.
(17.) This split within the Left goes back
to fundamental differences between Karl Marx's
collectivism and Jean-Pierre Proudhon's federalism,
V. I. Lenin's bureaucratic centralism, Gustav
Landauer's communitarianism, Rudolf Bahro's
really-existing socialism and New Left utopianism.
It is what, immediately after WWII, Maurice
Merleau-Ponty defined as "Eastern"
and "Western" Marxist traditions,
and Ernst Bloch identified as "warm"
and "cold" streams within Marxism.
There is also a tactical continuity between
the orthodox Marxist tradition and the new
soi-disant "liberal-democratic"
Schmitt demonizers: whenever unable to exterminate
physically or to banish to the Gulag their
Left opponents, orthodox Marxist-Leninists
also resorted to smears, distortions, and
falsifications.
(18.) See Norberto Bobbio, "Is there
a Marxist Theory of the State?" and
"Are there Alternatives to Representative
Democracy?" both in Telos 35 (Spring
1978), pp. 5-16 and
17-30; Frank Adler, "Norberto Bobbio
at 80," in Telos 82 (Winter 1989-90),
pp. 130-133.
(19.) Telos 72 (Summer 1987).
(20.) See G. L. Ulmen, "Return of the
Foe"; and George Schwab, "Enemy
or Foe: A conflict of Modern Politics,"
both in Telos 72 (Summer 1987), pp. 187-193
and 194-201.
(21.) See William E. Scheuerman, Between
the Norm and the Exception, The Frankfurt
School and the Rule of Law (Cambridge, MA:
The MIT Press, 1994), p. 8ff.
(22.) Cf. Carl Schmitt, "Die Rheinlande
als Objekt internationaler Politik,"
"Der Volkerbund und Europa," and
"Volkerrechtliche Formen des modernen
Imperialismus," all in Schmitt, Positionen
und Begriffe, op. cit., pp. 26-33, 90-94,
and 174-180.
(23.) Carl Schmitt, Die Wendung zum diskriminierende
Kriegsbegriff (Munich: Duncker & Humblot,
1938), and Das international-rechtliche Verbrechen
des Angriffskrieges und der Grundsatz "Nullum
crimen, nulla poena sine lege," ed.
with notes and an epilogue by Helmut Quaritsch
(Berlin: Duncker & Humblot, 1994).
(24.) Cf. Carl Schmitt, Ex Capitivitate Salus:
Erfahrungen der Zeit 1945/47 (Cologne: Greven
Verlag, 1950), although Schmitt makes no
mention of the US in this work.
(25.) See G. L. Ulmen, "American Imperialism
and International Law: Carl Schmitt on the
US in World Affairs," in Telos 72 (Summer
1987), pp. 43-71.
(26.) While many of Schmitt's works written
before WWII have been translated into English,
almost nothing he wrote thereafter has been
either translated or discussed. The translation
of the most important of these works, written
during WWII and eventually published in 1950,
is about to be published: The Nomos of the
Earth in the International Law of the Jus
Publicum Europaeum, tr. by G. L. Ulmen (New
York: Telos Press, 2002). For rare discussions
in English of the significance of this later
work, see Giacomo Marramao, "The Exile
of the Nomos: For a Critical Profile of Carl
Schmitt," in Cardozo Law Review, Vol.
21, No. 3-4, (May 2000), pp. 1583-1587; and
Jean-Frangois Kervegan, "Carl Schmitt
and `World Unity'," in Chantal Mouffe,
ed., The Challenge of Carl Schmitt (London:
Verso, 1999), pp. 54-74. Neither author is
American.
(27.) See Gary Ulmen, "The Military
Significance of September 11," in Telos
121 (Fall 2001), pp. 174-84. This ambiguity
becomes embarrassingly obvious when the enemies
captured in battle are described neither
as "prisoners of war"--which presupposes
participation in a regular war--nor as mere
criminals, but as "detainees."
(28.) Many of these interpretations of Schmitt
as an ideological resource for American conservatives
can be traced to Dieter Haselbach's contribution
to Klaus Hansen and Hans Lietzmann, eds.,
Carl Schmitt und die Liberalismuskritik (Oplanden:
Leske & Budrich, 1988), which first fabricated
ideological ties between Schmitt and the
American Right. For a devastating critique,
see Joseph W. Bendersky, "Carl Schmitt
as Occasio," op. cit.
(29.) See George L. Mosse, The Crisis of
German Ideology: Intellectual Origins of
the Third Reich (New York: Grossett &
Dunlap, 1964); and Germans and Jews: The
Right, the Left, and the Search for a "Third
Force" in Pre-Nazi Germany (New York:
Howard Ferting, 1970).
(30.) See Jeffrey Herf, Reactionary Modernism:
Technology, Culture, and Politics in Weimar
and the Third Reich (New York: Cambridge
University Press, 1984). For an account of
the German roots of all this, see Joseph
W. Bendersky, "Carl Schmitt and the
Conservative Revolution," in Telos 72
(Summer 1987), pp. 27-42.
(31.) See, among others, Scheuerman, Between
the Norm and the Exception, op. cit.; Carl
Schmitt, op. cit.; John P. McCormick, Carl
Schmitt k Critique of Liberalism, op. cit.;
David Dyzenhaus, Legality and Legitimacy:
Carl Schmitt, Hans Kelsen and Hermann Heller
in Weimar (Oxford: Clarendon Press, 1997);
and Peter C. Caldwell, Legality and Legitimacy:
Carl Schmitt, Hans Kelsen and Hermann Heller
(Durham: Duke University Press, 1997).
(32.) The level of this "scholarship"
is so low, and so full of statements about
Schmitt's ideas completely at odds with Schmitt's
writings, that it is amazing this material
is published at all--especially since so
many much more accurate accounts are readily
available. For example, see Schwab, The Challenge
of the Exception, op. cit.; and Joseph Bendersky,
Carl Schmitt: Theorist for the Reich (Princeton,
NJ: Princeton University Press, 1883); and
Gottfried, Carl Schmitt, op. cit.
(33.) See Mark Neocleous, "Friend or
Enemy? Reading Schmitt Politically,"
in Radical Philosophy: A Journal of Socialist
and Feminist Philosophy, 79 (Sept/Oct. 1996):
"Schmitt's theoretical work ... led
him to join the Nazi Party and ... the theoretical
presuppositions of his critique of liberalism
underlie an essentially fascist political
project," p. 14.
(34.) Cf. in particular, Carl Schmitt, Legalitat
und Legitimitat [1932] (Berlin: Duncker und
Humblot, 1968).
(35.) Cf. Lutz Berthold, Carl Schmitt und
der Staatsnotstandsplan am Ende der Weimarer
Republik (Berlin: Duncker und Humblot, 1999).
(36.) See the official denunciation of Schmitt
by Alfred Rosenberg, "Die Staatsrechtslehrer
Prof. Dr. Carl Schmitt," published as
Vertraulich. Mitteilungen zur weltanschaulichen
Lage. Der Beaufragte des Fuhrers fur die
Uberwachung der gesamten geistigen und weltanschaulichen
Erziehung der NSDAP, Berlin (January 8, 1937),
No. 1, Vol. 3, that resulted in Schmitt's
expulsion from the Nazi Party. Reprinted
in Zweite Etappe, Bonn (October 1988). Rosenberg's
critique of Schmitt for privileging the state
over the party resulted from Rosenberg's
anti-Catholicism, according to which the
primacy of the state, a secularized transubstantiation
of the Church, threatened to marginalize
the Nazi Party and to trivialize the race
principle.
(37.) Some of them even insist on the right
to "interpret" Schmitt's idea in
an "integrative" way, whereby the
context becomes irrelevant to the presumed
political meaning. In so doing, they are
able to deal with his ideas as they see fit.
See Dyzenhaus, op. cit. For a more extensive
critique, see G. L. Ulmen, "`Integrative
Jurisprudence' and Other Misdemeanors,"
in Texas Law Review, Vol. 77, No. 4 (March
1999), pp. 1107-1128. Schmitt often insisted
that "A historical troth is tree only
once." See Carl Schmitt, "Die geschictliche
Struktur des heutigen Welt-Gegensatzes yon
Ost und West," in Freundschaftliche
Begegnungen: Festschrift fur Ernst Junger
zum 60. Geburtstag (Frankfurt a/M: Vittorio
Klostermann, 1955), p. 147.
(38.) Here also, the new Schmitt critics
uncritically recycle European experiences
in a context in which they make absolutely
no political sense. Unable to fill its version
of "really existing socialism"
with any content or goals, already in the
1960s the East German Communist Party had
hypostatized anti-fascism to the level of
an official state religion.
(39.) McCormick practically criminalizes
"neo-conservatism" as a precursor
of fascism (ibid., pp. 302ff.); while, historically,
American conservatives have been some of
the most outspoken defenders of "the
rule of law." Unlike European conservatives
still tied nostalgically to the ancien regime,
American conservatives never had a feudal
order to vindicate, and, consequently, operate
entirely within the parameters of "bourgeois"
legality. On the differences between traditional
European conservatives and their American
counterparts, see Panajotis Kondylis, Konservatismus:
Geschichtlicher Gehalt und Untergang (Stuttgart:
Klett-Cotta, 1986).
(40.) Generalizing Otto Kirchheimer's and
Franz Neumann's account of the crisis of
Weimar and the rise of Nazism, Scheuerman
writes about today's "one-sidedness
and viciousness of the fight-wing attack
on the welfare state." While he realizes
that these attacks, by no means as "vicious
and one-sided" as he claims, have really
been directed against an increasingly insensitive,
unaccountable, and inefficient bureaucracy,
he proposes this scenario as a model to analyze
the decline of the welfare state which, presumably,
now lies in ruin--despite the fact that under
the Reagan administration, and even more
with subsequent ones, welfare spending has
grown considerably. See Scheuerman, Between
the Norm and the Exception, op. cit., pp.
240ff. According to Richter, however, these
explanations cannot totally account for "the
sudden rise of the Schmitt reception."
See Richter, op. cit., p. 1624. After rambling
for several pages about "liberal republicanism,"
Richter forgets to provide any more satisfactory
explanation.
(41.) Unlike American anti-Schmittians, who
see the US through Weimar lenses, the Chilean-Canadian
anti-Schmittian, Renato Cristi, operating
within the horizon of recent Chilean history,
sees Schmitt as an authoritarian liberal
critic of democracy. See Renato Cristi, Carl
Schmitt and Authoritarian Liberalism: Strong
State, Free Society
(Cardiff: University of Wales Press, 1998).
But democracy takes many forms, and while
the kind of plebiscitary democracy Schmitt
seemed to prefer may be the one best suited
as the foundation for what he called "sovereign
dictatorship" (and was effectively instrumentalized
by Nazi, fascist, and communist regimes),
it can be regarded a s a deformation of direct
democracy, and thus not much less "democratic"
than modern representative democracy, manipulated
by lobbies and particular interests within
a de facto corporatist framework. Real democracy,
i. e., direct democracy, is impossible in
a national context, and, at best, practical
only in federal contexts based on small units,
such as the traditional town meetings, still
held throughout rural America.
(42.) McCormick, Carl Schmitt's Critique
of Liberalism, op. cit., p. 12.
(43.) Ibid., p. 305.
(44.) Spectacular cases, such as the Waco
and Ruby Ridge incidents, often used as examples
of far Right threats, have nothing to do
with "fascism." The religious fundamentalists
in Waco simply wanted to be able to live
according to their reading of the Bible,
while at Ruby Ridge it was a matter of not
wanting to recognize government authorities.
In neither case was there any reference to
fascism. If anything, these incidents can
be read as resistance against what at the
time was perceived to be a usurpation of
power by a federal government insensitive
to traditional American constitutional rights
of free speech and free association. See
John Bokina, "Holocaust at Mount Carmel,"
in Telos 105 (Fall 1995), pp. 133-142.
(45.) McCormick, Carl Schmitt's Critique
of Liberalism, op. cit., p. 313. What McCormick
actually describes is not fascism, but traditionalism.
Despite its appeals to whatever it could
use from the past, fascism was a modernizing
ideology ready to destroy or recycle any
traditions that stood in its path. Neither
Dyzenhaus nor Scheuerman bother to define
fascism.
(46.) This is close to Mosse's interpretation
of Nazism in his last books on the subject.
See Mosse, Germans and Jews, op. cit. Whereas,
in his earlier work, Mosse had seen Nazism
as a volkisch ideology reacting against modernization
and the traditional bourgeois values it spread,
later, after he "came out of the closet"
and almost as an attempt to reinterpret that
same history from a post-bourgeois relativist
perspective, he saw it as the opposite: as
the extreme extension of these same values
now castigated as terminally repressive.
See David Gross, "Between Myth and Reality:
George L. Mosse's Confrontation with History,"
in Telos 119 (Spring 20001), pp. 167ff. Neither
of Mosse's accounts is very convincing.
(47.) The question of how much support German
conservatives provided the Nazi regime remains
unresolved. A few years ago, however, efforts
to prove that conservative German industrialists
were fully behind the Nazi regime--such as
David Abraham, The Collapse of the Weimar
Republic: Political Economy and Crisis (New
York: Holmes & Meier, 1989)--were exposed
as fraudulent. For a refutation of Abraham's
thesis, see Gerald D. Feldman, "A Collapse
of Weimar Scholarship," and "A
Response to David Abraham's Reply,"
in Central European History, Vol. XVII, Nos.
2/3 (June/September 1984), pp. 159-177 and
245-267 respectively. For more credible accounts
of the relation of big business and Nazism
and fascism, see Henry A. Turner, German
Big Business and the Rise of Hitler (New
York: Oxford University Press, 1985); and
Piero Melograni, Gli industriali e Mussolini
(Milan: Longanesi, 1972).
(48.) Dyzenhaus, however, reads Kelsen against
himself to make his point, i. e., he interprets
Kelsen's theories more concretely than most
Kelsen enthusiasts would allow, and actually
accepts some of Schmitt's criticisms of Kelsen.
Heller is Dyzenhaus' real hero, which is
why he avoids any mention of the proto-fascist
elements in Heller's thought, while defending
Heller's claim that Schmitt's aim was a fascist
state. See Dyzenhaus, Legality and Legitimacy,
op. cit., pp. 98-101.
(49.) Ibid., pp. 213ff. and Scheuerman, Between
the Norm and the Exception, op. cit., pp.
68ff.
(50.) Cf. Scheuerman, Carl Schmitt, op. cit.
(51.) See Christopher Lasch, The True and
Only Heaven: Progress and its Critics (New
York: W. W. Horton, 1991), pp. 424ff.; and
The Revolt of the Elites and the Betrayal
of Democracy (New York: W. W. Norton &
Co., 1995). See also Piccone, "Postmodern
Populism," op. cit., pp. 45-86.
(52.) McCormick, Carl Schmitt's Critique
of Liberalism, op. cit., p. 313.
(53.) In the second edition of his essay
on the concept of the political, Schmitt
mentions the two types of juridical thinking
he had elaborated with reference to Hobbes--normativism
and decisionism--and added a third type--institutionalism--which
he derived from his understanding of "institutional
guarantees" (of the constitutional order)
in German jurisprudence, and from Hauriou's
theory of institutions. See Carl Schmitt,
Der Begriff des Politischen (Berlin: Duncker
und Humblot, 1933); the introduction is dated
November 1933.
(54.) Carl Schmitt, Uber die drei Arten des
rechtswissenschaftlichen Denkens (Hamburg:
Hanseatische Verlagsanstalt, 1934); and Staat,
Bewegung, Volk: Die Dreilegung der politischen
Einheit (Hamburg: Hanseatische Verlagsanstalt,
1933).
(55.) Scheuerman, Carl Schmitt, op. cit.,
pp. 122-23.
(56.) The Nazis considered Article 48 of
the Weimar Constitution and Schmitt's concept
of the state, rather than democracy, to be
the main obstacles to their rise to power.
According to the Mitteilungen, op. cit.,
for Schmitt the state is a secularized derivative
of the Catholic Church. Thus, the hypostatization
of the state over people and party clashed
with what National Socialism stood for, since
it ultimately sought to displace the primacy
of race in favor of theological principles
as the foundation of Nazism. To the extent
that Rosenberg saw the Catholic Church, even
more than Jews, as a threat to Nazism, it
is understandable why his reading of Schmitt
as a Catholic apologist contributed to Schmitt's
expulsion from the Party--even more than
Waldemar Gurian's exposes of Schmitt as not
sufficiently anti-Semitic. See Alfred Rosenberg,
The Myth of the Twentieth Century: An Evaluation
of the Spiritual-Intellectual Confrontation
of Our Age (Newport Beach, CA: Noontide Press,
1993).
(57.) See Max Horkheimer and Theodor W. Adorno,
Dialectic of Enlightenment, tr. by John Cumming
(New York: Continuum, 1988).
(58.) See, e. g., Herbert Marcuse, "On
the Philosophical Foundations of the Concept
of Labor in Economics" (1933), in Telos
16 (Summer 1073), pp. 9-37.
(59.) Theodor W. Adorno, Aesthetic Theory,
tr. by Christian Lenhardt (London and Boston:
Routledge & Kegan Paul, 1984).
(60.) Edmund Husserl, The Crisis of European
Sciences and Transcendental Phenomenology,
tr. by David Carr (Evanston, IL: Northwestern
University Press, 1970).
(61.) John Dewey, Experience and Nature (Chicago:
Open Court, 1971).
(62.) See Henry McDonald, "Wittgenstein,
Narrative Theory, and Cultural Studies,"
in Telos 121 (Fall 2001), pp. 11-54.
(63.) See Georg Lukacs, History and Class
Consciousness: Studies in Marxist Dialectics,
tr. by Rodney Livingstone (Cambridge, MA:
The MIT Press, 1971).
(64.) These concrete orders are already built
into Anglo-Saxon common law in
its emphasis on legal precedents, electing
rather than appointing judges, privileging
the opinions of juries, etc.--all conduits
to those living traditions and customs not
readily accessible to conceptual formalization.
(65.) Carl Schmitt, "Das Problem der
Legalitat" (1950), in Schmitt, Verfassungrechtliche
Aufsatze aus den Jahren 1924-1954: Materialen
zu einer Verfassungslehre (Berlin: Duncker
& Humblot, 1978), pp. 440-451.
(66.) Carl Schmitt, "Uber die Bedeutung
des Wortes Nomos," in Der Nomos der
Erde im Volkerrecht des Jus Publicum Europaeum
(Berlin: Duncker & Humblot, 1974), pp.
36-47.
(67.) At the end of WWII, when the social
fabric of Germany and Europe had been all
but destroyed, he sought such a grounding
in the earlier tradition of Roman law. See
Carl Schmitt, "The Plight of European
Jurisprudence," in Telos 83 (Spring
1990), pp. 39ff.
(68.) According to Gottfried, the emergence
of "an antiliberal enemy in the form
of fascism ... provided feuding liberals
with a welcome source of unity." Since
then, there has been a tendency to brand
all opponents of liberalism as "fascists"
or even Nazis. "Such argumenta ad Hitlerum
have characterized the charge of antiliberalism
brandished by liberal advocates since the
forties." See Paul Edward Gottfried,
After Liberalism: Mass Democracy in the Managerial
State (Princeton, NJ: Princeton University
Press, 1999), pp. 4-5. See also Alain de
Benoist, Communisme et nazisme (Paris: Labyrinthe,
1998).
(69.) Carl Schmitt, The Concept of the Political
[1932], tr. by George Schwab (Chicago: University
of Chicago Press, 1996)
(70.) Guido de Ruggiero distinguished among
English, French, German, and Italian liberalism,
and saw Germany as a particularly weak case:
"The Germans have not lived in the political
atmosphere in which their great State organization
ought to have been steeped; this organization
has remained isolated, in a rarefied atmosphere
in comparison with States like England and
France which have behind them a great political
tradition. From this point of view, the disastrous
tendency of the Germans to state every controversial
question in terms of military force may be
explained as a symptom of their political
weakness." See Guido de Ruggiero, The
History of European Liberalism, tr. by R.
G. Collingwood (Boston: Beacon Press, 1959),
p. 271. In a similar vein, in the 1940s Hallowell
pointed out that, with the Nazi rise to power,
German liberal institutions "collapsed
like a house of cards ... No nation ... would
calmly submit ... to the wanton destruction
of political institutions if these were securely
and deeply rooted in the spiritual consciousness
of the people. That it was possible ... is
eloquent testimony to the degeneracy of German
postwar liberalism." Thus: "liberalism
was not murdered ... but it committed suicide."
Its demise "is to be attributed less
to the machinations of Hitler and the National
Socialists than to the liberals themselves."
See John H. Hallowell, The Decline of Liberalism
as an Ideology, with Particular Reference
to German Politico-Legal Thought (Berkeley
and Los Angeles, University of California
Press, 1943), pp. vii.-viii.
(71.) Leo Strauss, "Comments on Carl
Schmitt's Der Begriff des Politischen,"
published as an appendix to Schmitt, The
Concept of the Political, op. cit., pp. 82ff.
(72.) Ibid., p. 105
(73.) Cf. James Burnham, The Managerial Revolution:
What Is Happening in the World (New York,
The John Day Company, 1941). The theme of
the New Class, of course, had already been
articulated much earlier by Bakunin, Majaisky,
etc.
(74.) Gottfried, After Liberalism, op. cit.,
p. 27.
(75.) Ibid., p. 140. Gottfried concludes
that "Schmitt has been right in at least
two of his interpretive assumptions. One
is that liberalism and democracy belong to
two different epochs, one to the nineteenth
century and the other to the twentieth. The
... merging of these ideas and movements
into `liberal democracy' has brought forth
not a true refinement of democratic practice
but a garbling of political concepts...."
(76.) No matter how abhorrent, tolerance
for "hate speech" and the right
not to associate with whomever one wishes
has nothing to do with Nazism, fascism, or
communism, but are part of the price to be
paid for upholding liberal ideals. The ease
with which both liberal tenets, along with
others, are set aside, indicate the gulf
between classical liberalism and the managerial
democracy that has displaced it.
(77.) McCormick, Carl Schmitt's Critique
of Liberalism, op. cit., p. 7. Mention of
the Enlightenment is telling, since none
of the anti-Schmittians buy into the critique
of the Enlightenment developed by Horkheimer
and Adorno, as well as by Schmitt and most
German conservatives. Ibid., p. 90 and 90n.
McCormick mentions Dialectic of Enlightenment,
although his discussion is lost in a fog
of Nietzsche, technology, and myth, and refers
readers to Jurgen Habermas' "reworking"
of the thesis.
(78.) Cristi, Carl Schmitt and Authoritarian
Liberalism, op. cit., p. 6.
(79.) Ibid., p. 5.
(80.) Cristi, Carl Schmitt and Authoritarian
Liberalism, op. cit., pp. 171-72. McCormick
also criticizes Meier, but his discussion
is colored by his effort to make Schmitt
an enemy, rather than merely a critic of
liberalism. See McCormick, Carl Schmitt's
Critique of Liberalism, op. cit., p. 263n.
For his part, Dyzenhaus simply misreads the
whole Schmitt-Strauss dialogue. He has Strauss
attacking Schmitt: "Strauss argues that
because Schmitt did not bring his positive
valuation of the political to the surface,
he also failed to follow through properly
on his critique of liberalism. In order to
follow through, suggested Strauss, one had
to win a `horizon beyond liberalism,' something
Schmitt had not achieved." See Dyzenhaus,
Legality and Legitimacy, op. cit., p. 85n.
But that was Schmitt's point, i. e., that
as yet there was no "horizon beyond
liberalism," which is why his critique
of liberalism was "provisional."
(81.) Dyzenhaus, Legality and Legitimacy,
op. cit., p. xi.
(82.) Caldwell, op. cit., pp. 11-12.
(83.) Later Caldwell states that "Schmitt
conspired with Kurt von Schleicher and other
generals to set up an authoritarian state
excluding the Nazis" (p. 87). He never
resolves this contradiction. Neither does
Dyzenhaus. See Gary Ulmen, "Between
the Weimar Republic and the Third Reich:
Continuity in Carl Schmitt's Thought,"
in Telos
119 (Spring 2001), pp. 18-31.
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