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The Evolution of Knowledge.
David Papineau
Human beings are one of the great success
stories of evolution. They have spread
over
the globe and refashioned much of it
to their
own convenience. What has made this
possible?
Perhaps there is no one key which alone
explains
why humans have come to dominate nature.
But a crucial part has surely been
played
by our high potential for theoretical
rationality.
Human beings far surpass other animals
in
their ability to form accurate beliefs
across
a wide range of topics, and many aspects
of human civilization rest on this
accomplishment.
My aim in this paper will be to explain
this
ability from an evolutionary perspective.
I want to understand how beings with
our
biological history came to be so good
at
theoretical rationality.
1 Introduction
The claim that humans are good at theoretical
rationality is not entirely uncontroversial.
Much recent psychological research
suggests
that humans are far less good at forming
accurate beliefs than you might initially
suppose. I shall discuss this research
at
some length below. It raises many interesting
issues, and will force me to be more
specific
about the precise sense in which humans
possess
a high level of theoretical rationality.
But this research does not in the end
undermine
the claim that humans do have a high
degree
of theoretical rationality, nor that
this
has played an important role in human
development.
Evolutionary explanations do not always
account
for traits in terms of selective advantages
they provide. Some biological traits
have
not been selected because of their
effects.
Rather they are by-products of other
traits
which have been so selected. They do
not
serve any function themselves, but
have been
carried along by different traits that
do
yield advantages. Such evolutionary
side-effects
are "spandrels", in the sense
made
familiar by Stephen Jay Gould (Gould
and
Lewontin, 1979).
My explanation of human theoretical
rationality
will in the first instance be spandrel-like.
I shall not explain theoretical rationality
directly. Instead I shall argue that
it piggy-backs
on other traits. In particular, I shall
argue
that it piggy-backs on the evolution
of cognitive
abilities for "understanding of
mind"
and for means-end thinking. I shall
argue
that once these other abilities are
in place,
then nothing more is needed for humans
to
achieve high levels of theoretical
rationality.
However, at the end I shall add a twist.
Even if theoretical rationality didn't
initially
arise because of its biological advantages,
there seems little doubt that it does
provide
such advantages. Given this, we would
expect
it to be encouraged by natural selection,
even if it wasn't natural selection
that
made it available in the first place.
So
maybe there have been biological adaptations
for aquiring knowledge, so to speak,
alongside
the other cognitive adaptations bequeathed
to us by natural selection. I shall
explore
this thought at the end of this paper,
not
only for the light it throws on theoretical
rationality itself, but because it
seems
to me to point to some general morals
about
the evolution of human cognition.
I shall approach these issues via a
discussion
of the "rationality debate"
in
contemporary psychology. As I said,
the claim
that human beings display high levels
of
theoretical rationality is not as straightforward
as it may seem, since there is now
a good
deal of evidence that human beings
are in
fact suprisingly prone to theoretical
irrationality.
Subjects in a well-known series of
psychological
experiments tend to produce highly
inaccurate
answers in many situations where we
might
expect them to do better.
In the next section I shall point out
that
these experimental data raise two immediate
problems. First, there is an evaluative
problem
about the status of our standards of
rationality.
Second, there is the explanatory problem
of how humans are capable of adherence
to
such standards.
The following two sections, 3 and 4,
will
be devoted to the evaluative problem.
In
the end there is nothing terribly deep
here,
but a lot of confusing undergrowth
needs
to be cleared away. Once this has been
done,
then an obvious answer to the explanatory
issue will become apparent, and accordingly
in section 5 I shall account for the
ability
of humans to achieve high levels of
theoretical
rationality, the experimental data
notwithstanding.
In sections 6-10 I shall place this
answer
to the explanatory problem in an evolutionary
context. I shall show how my answer
assumes
that theoretical rationality is a by-product
of two other intellectual abilities
which
we have independent reason to regard
as evolutionarily
explicable, namely, understanding of
mind
and means-end thinking. The final section
11 will then explore the possibility
that
natural selection may also have fostered
theoretical rationality directly, and
given
us certain inborn inclinations to seek
out
true beliefs as such.
A terminological simplification. Theoretical
rationality, the rationality of the
beliefs
you adopt, contrasts with practical
rationality,
the rationality of the choices you
subsequently
make. Since I shall be focusing on
theoretical
rationality for the next few sections,
it
will be helpful to drop the "theoretical"
for now, and refer to "rationality"
simpliciter. When I do discuss practical
rationality later in the paper, I shall
make
the distinction explicit.
2 Widespread Irrationality
Consider these three famous puzzles.
(1) Linda studied sociology at the
London
School of Economics. She reads the
Guardian,
is a member of the Labour Party, and
enjoys
experimental theatre. Which of these
is more
probable? (A) Linda is a bank teller.
(B)
Linda is a bank teller and an active
feminist.
(2) You are worried that you have a
not uncommon
form of cancer. (It is present in 1%
of people
like you.) There is a simple and effective
test, which identifies the cancer in
everyone
who has it, and only gives a false
positive
result in 10% of people without it.
You take
the test, and get a positive result.
What
is now the probability you have the
cancer?
(A) 90% (B) 9% (C) 50% (D) 89%.
(3) A pack of cards each has a letter
on
one side and a number on the other.
The following
four are dealt one side up. Which cards
should
you turn over to test whether every
vowel
has an even number on the other side?
t 4 3 e
Most people are terrible at these problems.
There is now a huge amount of experimental
data showing that only a small minority
give
the appropriate answers in tests of
these
kinds. (The appropriate answer in (1)
is
(A): a conjunction cannot be more probable
than its conjuncts. In (2) it is (B).
In
(3) it is e and 3(1). For two useful
surveys
of such studies, see Evans and Over,
1996,
and Stein, 1996.)
Of course, many questions can be raised
about
the interpretation of experiments like
these,
and we shall raise some of them below.
However,
let us assume for the moment that these
experiments
do point to widespread deficiencies
in human
theoretical rationality. Two obvious
questions
then arise.
(A) The Evaluative Question. What is
the
status of the normative standards according
to which some judgements and inferences
are
rational, and others not? One natural
answer
would be that these normative standards
are
a distillation of our best intuitions
about
rationality. On this view, a set of
normative
principles about rationality should
be viewed
as a kind of theory, a theory whose
job is
to accommodate as many as possible
of our
basic intuitions about rationality.
However,
this answer seems to be in tension
with the
experimental data, since these data
suggest
that the intuitions of ordinary people
diverge
markedly from orthodox standards of
normative
rationality. So, if we take the experimental
data at face value, then we will need
a different
account of the source of these orthodox
standards
of normative rationality, an account
which
will make room for everyday intuitions
to
diverge from those standards.
(B) The Explanatory Question. A further
puzzle
is that many human activities seem
to improve
on the dismal performances in the psychological
experiments. As it is often put, "If
we're so dumb, how come we sent a man
to
the moon?" The experimental data
suggest
that most people are irrational much
of the
time. But if this is right, then we
need
some further account of how these limitations
are transcended in those many modern
human
institutions that seem to rely on a
high
degree of accuracy and precision.
3 The Evaluative Question
Let me begin with the evaluative question.
One possible line of attack is to argue
that
the experimental data should not be
taken
at face value. Perhaps the intuitive
judgements
of ordinary people do not stray as
far from
orthodox assumptions about normative
rationality
as the experiments at first suggest.
If so,
then perhaps we can equate standards
of rationality
with the intuitions of ordinary people
after
all.
L. Johnathan Cohen, for example, has
argued
that, if we pay due attention to the
distinction
between intellectual competence and
performance,
then the apparent gap between ordinary
practice
and real standards can be made to disappear.
"Competence" here refers
to underlying
capacities, to basic reasoning procedures.
"Performance" refers to actual
behaviour, which might not reflect
competence
for any number of reasons, such as
momentary
inattention, forgetfulness, drunkenness,
or indeed the distractions of undergoing
a psychological experiment. Once we
make
this distinction, then it is possible
to
argue, as Cohen indeed does, that,
while
the performance of ordinary people
often
deviates from normative standards of
rationality,
the match between ordinary intuitions
and
normative standards is restored at
the level
of competence (Cohen, 1981.)
Indeed, argues Cohen, how could it
be otherwise,
given that our normative theory must
in the
end answer to our best intuitions about
the
right way to judge and reason? Since
our
judgemental behaviour will also be
guided
by these intuitions (when inattention,
drink,
or strange experimental settings do
not intrude),
there is no real room for a mismatch.
Our
underlying competence cannot fail to
conform
to our normative theory.
Cohen's position might seem plausible,
but
it has some odd consequences. Imagine
that
human beings really were incompetent
in the
ways sugested by the above experiments.
That
is, suppose that their underlying intellectual
capacities, and not just failures of
performance,
made them take some conjunctions to
be more
probable than their conjuncts; and
similarly
to commit the "base rate fallacy"
of ignoring the prior probability of
some
event when considering the relevance
of new
information; and, again, to fail to
see that
possible counter-examples are more
informative
about a putative generalization than
positive
instances. Now, if humans really were
like
this, would different standards of
rationality
then hold, would it then be rational
to judge
conjunctions more probable than their
conjuncts,
and so on? Surely not. Standards of
rationality
are not relative in this way. It is
an objective
matter whether or not a given intellectual
move is rational, quite indepent of
whether
people intuitively take it to be rational.
Yet is difficult to see how Cohen can
avoid
making rationality such a relative
matter.
If people did think as just hypothesized,
then the theory that their thinking
was rational
would fit their intitions about rationality
perfectly, and so, by Cohen's argument,
be
fully vindicated.
This thought-experiment (adapted from
Stich,
19??) bears directly on the interpretation
of the actual experimental data. If
it is
possible for the underlying intellectual
competence of human beings to incline
them
to irrationality, then surely the best
explanation
of the actual performance of human
beings
is that they have just such an irrational
intellectual competence (2) . The experimental
data indicate that human beings behave
like
the community in the thought experiment.
So, in the absence of special arguments
to
the contrary, the obvious conclusion
is that
the basic intellectual inclinations
of ordinary
humans are indeed irrational (3).
This now returns us to the evaluative
problem.
If the ordinary intuitions of ordinary
people
don't support objective standards of
rationality,
then what is the status of those standards?
What makes it right to reason in certain
ways, even when reasoning in those
ways seems
unnatural to most people?
I would like to explore a very simple
answer
to this question. Suppose we say that
a method
of reasoning is rational to the extent
it
issues in true beliefs. (4) If we adopt
this
view, then there is no difficulty at
all
in understanding how the normal practice
and intuitions of most people can be
irrational.
It is just a matter of their reasoning
in
ways which characteristically give
rise to
false beliefs (such as judging probabilities
by reference to stereotypes, as in
the Linda
experiment, or ignoring base rates,
as in
the probability-of-cancer experiment,
or
failing to seek out possible counter-examples,
as in the card-selection experiment).
This move is related to the "reliabilist"
strategy in epistemology. "Reliable"
in this context means "a reliable
source
of true beliefs", and reliabilists
in
epistemology argue that the notion
of knowledge
is best analyzed as "true belief
issuing
from some reliable method". Some,
but
not all, reliabilists go further, and
also
analyze the notions of justified belief,
and of a rational mode of thought,
in terms
of belief-forming methods which are
reliable-for-truth.
Now, there is a widespread debate about
whether
this reliabilist approach fully captures
all aspects of the notion of knowledge,
and
a fortiori whether it is adequate to
the
further notions of justification and
rationality.
However, I shall not enter into these
debates
here, though many of the points made
below
will be relevant to them. Rather, my
aim
will merely be to show that if we adopt
a
reliabilist approach to rationality,
then
we can easily deal with the evaluative
and
explanatory problems generated by the
experimental
data on irrational human performance.
I certainly
think this lends support to a reliabilist
approach to rationality (and to justification
and knowledge). Whether other objections
face the reliabilist programme in epistemology
lies beyond the scope of this paper.
A common first reaction to my reliabilist
suggestion is that it cannot really
help.
For what does it mean to say that a
belief
is "true", so the worry goes,
other
than that it is reachable by methods
of rational
thought? Given this, my reliabilist
suggestion
would seem to collapse into the empty
claim
that a method of thought is rational
if it
yields answers which are reachable
by methods
of rational thought.
I agree this would follow if "true"
means something like "rationally
assertible".
However, I think this is the wrong
analysis
of truth. I take it that truth can
be analysed
independently of any such notion as
"rational"
(and thus can be used to analyse rationality
in turn, as in my suggested reliabilist
account).
These are of course matters of active
controversy.
My view, that truth can be analysed
first,
before we come to questions of rational
assertibility,
would certainly be resisted, inter
alia,
by neo-pragmatists like Hilary Putnam,
by
neo-verificationists influenced by
Michael
Dummett, and by the followers of Donald
Davidson.
There is no question of entering into
this
debate in this paper. I have written
about
the issue elsewhere (Papineau, 1987;
1993,
ch 3; 1999). Here I can only invite
readers
to take my attitude to truth on trust,
and
note how naturally it allows us to
deal with
the irrationality debate.
4 More on the Evaluative Question
4.1 Further Desiderata on Modes of
Thought
I have suggested that we should equate
the
theoretical rationality of modes of
thought
with their reliability-for-truth. In
effect
this is to treat "theoretical
rationality"
as a consequentialist notion. We deem
a mode
of thought to be rational to the extent
that
it is an effective means to the consequence
of true beliefs.
Given this, however, an obvious further
objection
suggests itself. Why privilege truth
as the
only consequence that is relevant to
the
evaluation of belief-forming processes?
There
are a number of other consequences
that might
also be thought to matter. Most obviously,
it will normally also be desirable
that our
belief-forming methods are significant,
in
the sense of delivering informative
beliefs
on matters of concern, and frugal,
in the
sense of not using large amounts of
time
or other resources. And we can imagine
other
dimensions of possible consequentialist
evaluation
of belief-forming methods, to do with
whether
they deliver beliefs that will make
you rich,
say, or are consistent with traditional
values,
or indeed pretty much anything, depending
on who is doing the evaluating. To
equate
rationality specifically with reliability
for truth would thus seem arbitrarily
to
privilege one dimension of theoretical
rationality
over others.
I don't think there is any substantial
issue
here. I agree that methods of belief-formation
can be evaluated in all kinds of consequentialist
ways. Moreover, I am happy to concede
that
reliability for truth is just one among
these
possibilities. While I think that truth
is
generally important for human beings,
for
various reasons, to which I shall return
in my final section, I certainly do
not want
to argue that it the only consequence
of
belief-forming methods which can be
given
evaluative significance. Indeed it
is hard
to imagine a realistic human perspective
which ignores all other dimensions
of possible
evaluation in favour of truth. In particular,
it is hard to imagine a realistic perspective
that ignores significance and frugality.
While we indeed normally want to avoid
error
by having methods which are highly
reliable-for-truth,
we won't want to do this by restricting
our
beliefs to trivial and easily decidable
matters,
or by always spending inordinate amounts
of time making sure our answers are
correct.
From any pragmatically realistic point
of
view, there wouldn't be much point
in high
levels of reliability, if this meant
that
we never got information on matters
that
mattered to our plans, or only received
it
after the time for action was past.
Given these points, it will be helpful
to
refine our notion of theoretical rationality.
Let us distinguish "epistemic
rationality"
from "wide theoretical rationality".
I shall say that a belief-forming method
is "epistemically rational"
to
the extent it is specifically reliable-for-truth,
and that it has "wide theoretical
rationality"
to the extent it produces an optimal
mix
of all the different desiderata imposed
on
it. I have no views about what this
wide
range of desiderata should be, and
am happy
to allow that different people with
different
interests may properly be concerned
with
different desiderata. In particular,
therefore,
I make no assumption that epistemic
rationality
is always more important than other
aspects
of wide theoretical rationality, nor
that
it should always be given any special
weight
in constructing an "optimal mix"
of different desiderata.
Having said all this, however, it is
worth
noting that "epistemically rational"
is not simply a term of art of my own
construction,
but is a component in such everyday
notions
as "knowledge" and "justified
belief". These everyday notions
do focus
exclusively on reliability to the exclusion
of other desiderata. In particular,
while
frugality and significance are unquestionably
significant aspects of our belief-forming
methods, by anybody's standards, they
are
ignored by everyday epistemological
notions
like "knowledge" and "justified
belief"
To see that these everyday notions
concern
themselves only with reliability, and
abstract
from further considerations of economy
and
importance, imagine a man who spends
a month
counting the individual blades of grass
in
his garden. We will no doubt feel this
is
a complete waste of time, and that
the conclusion
is of no possible interest to anyone,
yet
we will not say on this account that
he does
not know how many blades of grass there
are,
not that his belief in their number
is not
justified.
For the moment I offer this as no more
than
a terminological point. It is simply
a fact
about our language that we have words
("knowledge",
"justified") that we use
to assess
the sources of our beliefs purely from
the
perspective of reliability for truth,
and
in abstraction from such issues as
significance
and frugality. This linguistic fact
does
nothing to show that reliability-for-truth
is somehow more basic or significant
than
these other desiderata, nor indeed
is this
something I believe. But I do take
this linguistic
fact to point to something interesting
about
our cogntive economy, and I shall return
to the point in my final section.
4.2 Perhaps Human are (Widely) Rational
After
All
In section 3 I addressed the question
of
how far the data from psychological
experiments
show that ordinary people are "irrational".
This question is complicated by the
existence
of further desiderata on belief-forming
methods
in addition to reliability-for-truth.
Perhaps
the allegedly poor performance of ordinary
subjects in the psychological experiments
is due to their using methods of belief-formation
that sacrifice some degree of reliability-for-truth
for further desiderata like significance
and frugality. It is obvious enough
that
these futher desiderata are in some
tension
with reliability, and indeed with each
other,
and that sensible belief-forming strategies
will therefore aim to achieve some
optimal
balance between them. In particular
they
will generally trade in some degree
of reliability-for-truth
in the hope of gaining significant
information
while remaining frugal.
Given that such a trade-off is clearly
a
sensible strategy for dealing with
the world
in general, it would seem unreasonable
immediately
to condemn ordinary thinkers as "irrational"
just because they are using methods
whose
less-than-ideal reliability-for-truth
is
highlighted by the psychological experiments.
Maybe their methods of thought characterictically
give false answers in these settings,
but
this doesn't show that they don't embody
an optimal mix of relaibility, significance,
economy, and other desiderata. In the
terms
introduced above, maybe ordinary people
are
"widely theoretically rational",
even if not "epistemically rational".
This is a reasonable point, but even
so I
have my doubts about whether ordinary
methods
of thought are "rational"
even
in this "wide" sense of yielding
an optimal mix of reliability with
other
desiderata. It does not seem hard to
imagine
modes of thought which would get the
right
answers to the experimental puzzles,
without
sacrificing anything of frugality or
significance
across the board. However, I shall
not press
this point here, since there seems
no principled
basis for deciding how to weigh the
ingredients
in the optimal mix of reliability and
other
desiderata on belief-forming methods,
and
in any case the issue is of no importance
to any of the questions we are interested
in.
To see that it doesn't really matter
whether
or not we end up calling ordinary people
"rational", note first that
all
my suggestions for evaluating belief-forming
methods remain independent of whether
actual
human practice conforms to these evaluations.
This is because the notions of "epistemic
rationality" and "wide theoretical
rationality" are both consequentialist
notions. They both evaluate belief-forming
methods in terms of whether they actually
deliver certain results, be this truth
alone,
or some mixture of truth and and other
requirements.
So whether a method is rational, in
either
of these consequentialist senses, is
quite
independent of whether ordinary people
intutively
judge it to be rational, or whether
they
are naturally inclined to use it. (6)
Note also that the explanatory problem
will
remain a problem even if (which I am
inclined
to doubt) the practice of ordinary
people
is "rational" in the wide
sense
that it optimises a mix of reliability,
frugality,
significance, and so on. For the psychological
experiments certainly show that most
people
are bad in the specific dimension of
reliability-for-truth,
in that they characteristically give
incorrect
answers to the experimental puzzles.
Maybe
it is true that their high error rate
in
these situations is a necessary by-product
of their modes of thought satisfying
other
sensible desiderata. But it is still
a high
error rate. So there is still a puzzle
about
how these imperfections in reliability
are
transcended in certain contexts, such
as
sending a man to the moon, where it
is crucial
that the kinds of mistakes made in
the psychological
experiments should somehow be avoided.
4.3 Human Thought is Suited to the
Environment
of Evolutionary Adaptation
There is a yet further dimension to
assessments
of rationality. As some of the above
remarks
may already have suggested, assessments
of
rationality are crucially sensitive
to the
range of environments against which
modes
of thought are assessed. A mode of
thought
that scores badly within one range
of contexts
may do well within another.
Note that this means that there is
another
way in which the performance of ordinary
people can be defended against aspersions
cast on their "rationality".
In
addition to the point that they may
be sacrificing
reliability-for-truth in favour of
increased
significance, frugality, and so on,
there
is also the defence that they may score
much
better, on both epistemic and wide
theoretical
rationality, if they are evaluated
against
a range of environments to which their
abilities
are well-suited. Maybe ordinary people
can
be made to look stupid in the specific
setting
of the psychological laboratory. But
it does
not follow that their intellectual
performance
will be poor across a different range
of
enivironments, and in particular across
the
range of environments in which they
normally
find themselves.
This point had been stressed by those
writing
within the tradition of recent "evolutionary
psychology". These evolutionary
writers
have set themselves against the standard
psychological understanding of the
experimental
data on irrationality. This standard
response
has come to be known as the "heuristics
and biases" approach, and explains
the
data by arguing that humans adopt certain
heuristic strategies in solving theoretical
problems, strategies which often provide
useful short-cuts to reasonably accurate
answers, but can be experimentally
demonstrated
to bias subjects irrationally towards
certain
kinds of mistakes (Kahneman, Slovic
and Tversky,
1982).
Against this, the evolutionary psychologists
(see Barkow, Cosmides and Tooby, 1992)
argue
that our characteristic modes of thought
must necessarily be well-suited to
the range
of environments in which they were
originally
selected. In this sense, they argue,
our
modes of thought cannot help but be
"rational",
even if they go astray when forced
to work
in unnatural contemporary environments,
including
those of contemporary psychological
experiments.
This thought is normally presented
in tandem
with the evolutionary psychologists'
picture
of the human mind as a "Swiss
Army Knife",
containing a number of self-contained
and
hard-wired "modules" each
designed
for a specific cognitive task, such
as visually
identifying physical objects, thinking
about
other minds, selecting suitable mates,
enforcing
social contracts, and so on. Since
these
modules have been developed by natural
selection
over the last five million years, argue
the
evolutionary psychologists, we should
expect
them to be good at satisfying the important
desiderata, not across all imaginable
contexts,
it is true, but specifically in the
"environment
of evolutionary adaptation", in
the
range of contexts in which they were
evolved
by natural selection. (7)
An initial reservation about this evolutionary
argument is that it assumes that natural
selection always delivers optimal designs.
This is simply not true, if for no
other
reason than that natural selection
never
designs things from scratch, but must
build
on structures already in place. (Thus,
for
example, the involvement of the emotions
in cognition arguably derives from
their
role in the reptilian brain, and may
well
have constrained modern cognition in
distinctly
sub-optimal directions.)
But suppose we let this point pass.
A more
significant observation is that there
is
far less distance between the evolutionary
psychologists and their opponents in
the
"heuristics and biases" tradition
than might at first appear (cf. Samuels,
Stich and Bishop, forthcoming). After
all,
both sides agree that the apparently
poor
performances in the psychological experiments
are due to people using "quick
and dirty"
cognitive techniques, which may work
pretty
well in some range of contexts, but
which
fail in the experiments. And there
seems
no reason why those in the "heuristics
and biases" tradition should not
accept
the suggestion that these "quick
and
dirty" techniques are in fact
evolved
modules, the neural underpinnings for
whch
have been fostered by natural selection
in
the environment of evolutionary adapatation.
The only remaining issue is then whether
all this shows that humans are "irrational"
or not. And here too there seems no
substantial
matter for disagreement. Both sides
can agree
that our modes of thought must have
worked
reasonably well in the range of environments
where they were originally developed
by natural
selection. Maybe they aren't the best
of
all possible modes of thought, even
in those
environments, given that natural selection
is often hampered by the blueprints
it inherits
from earlier stages of evolution. But
they
must have produced the goods often
enough
when it mattered, otherwise they wouldn't
have been favoured by natural selection
at
all.
Similarly, on the other side, both
sides
can agree that our modes of thought
fail
in a wide range of modern environments.
This
is the inference that is normally drawn
from
the psychological experiments by those
in
the "heuristics and biases"
tradition.
Sometimes it seems as if the evolutionary
psychologists wish to deny this inference,
in so far as they aim to defend "human
rationality" against the doubts
widely
thought to be cast on it by the experimental
data. But on closer examination this
impression
dissolves. For, after all, the evolutionary
psychologists defend human modes of
thought
by insisting that they must at least
have
worked well in the environment of evolutionary
adaptation, even if they break down
in modern
environments. This shift of evaluative
context,
from the modern environment to the
evolutionary
one, would not be necessary if our
modes
of thought worked equally well in both,
and
so implicitly concedes that our biologically
natural modes of thought do not work
optimally
in a wide range of modern situations.
5 The Explanatory Question
This now brings us back to the explanatory
question. If it is agreed on all sides
that
human thinking depends on "quick
and
dirty" problem-solving strategies
which
often go astray in modern environments,
then
how are we humans able to succeed in
enterprises
that demand a high level of accuracy
across
just such modern contexts? Or, as I
put it
before, "If we're so dumb, how
come
we sent a man to the moon?"
The discussion so far suggests an natural
answer to the explanatory question.
As a
preliminary to this answer, note that
some
people are better at the puzzles in
the psychological
experiments than others. In particular,
I
would expect those of my readers who
had
met versions of these puzzles before,
and
who understand their workings, to have
had
no great difficulty in avoiding the
wrong
answers.
I am not suggesting here that some
people
are innately smarter than others. On
the
contrary, my point is that nearly all
humans
are quite capable of improving their
performance
in such puzzles, if they prepare themselves
appropriately. And the appropriate
preparation
is obvious enough. We can simply set
ourselves
to be more reliable sources of true
belief.
That is, we can identify and analyse
different
kinds of problem situation, figure
out which
methods of belief-formation will actually
deliver true answers in those situations,
and then set ourselves to practice
these
reliable methods. In this way we can
"transcend"
the "quick and dirty" modes
of
thought bequeathed to us by evolution.
These
"heuristics" or "modules"
may work fine in a certain range of
situations,
or when speed is of the essence, but
we can
do much better when we want to make
sure
that we get the right answers, and
are prepared
to expend a significant amount of intellectual
time and energy in finding them.
Thus some of us have learned to deal
with
the puzzles given above by applying
the principles
of the probability calculus and propositional
logic. We "calculate" the
answers
in accord with such principles, rather
than
relying on our intuitive sense of the
right
answer, precisely because we have learned
that our intuitive judgements are an
unreliable
guide to the truth, and because we
know that
reasoning in line with the probability
calculus
and propositional logic is guaranteed
to
track the truth. (8)
I would be prepared to argue that this
ability,
to identify and deliberately adopt
reliable
methods of belief formation, has played
a
huge part in the development of human
civilization.
Of course, it is not the only factor
that
separates us from other apes, and indeed
I shall argue below that this deliberate
pursuit of reliability rests on a number
of further abilities which may also
be peculiar
to humans. But at the same time it
is clear
that a wide range of advances in civilization
are simply special cases of the strategy
of deliberately adopting methods designed
to increase knowledge and eliminate
error.
Those ancient astronomers who first
kept
accurate records did so because they
could
see that this would enable them to
avoid
false beliefs about past events, and
the
same goes for every other kind of system
of written records. Voyages of exploration,
by their nature, are explicitly designed
to gather accurate information that
would
otherwise be unavailable. The elaborate
procedures
adopted in courts of law and similar
formal
investigations have the overt function
of
minimizing any chance of false verdicts.
Arithmetic, geometry, double-entry
bookkeeping,
mechanical calculating devices, and
so on,
are all at bottom simply elaborate
instruments
invented in order to allow us to reach
accurate
conclusions on matters whch would otherwise
be left to guesswork. (9)
Not everybody whose belief-forming
strategies
are improved by human civilization
need themselves
have reflected on the advantages of
these
improvements. Once a certain technique,
such
as long division, or logarithms, or
indeed
the use of mechanical calculators,
has been
designed by innovative individuals,
in the
interests of improved reliability for
truth,
then others can be trained in these
techniques,
without themselves necessarily appreciating
their rationale. We humans have widespread
institutions designed in large part
for just
this purpose -- namely, schools and
universities.
Of course, it is to be hoped that many
students
will not only master the techniques,
but
also come in time to understand why
they
are good routes to the right answers.
But
this ideal is not always achieved (there
are plenty of people who can use calculators,
and indeed logarithms, without understanding
how they work), and even when it is,
it is
normally only after at least some techinques
have first been instilled by rote.
6 Transcending Nature: The End of Truth
and
the Means to Achieve It
From a biological perspective, the
argument
of the last section may seem only to
have
pushed the explanatory problem back.
The
explanatory problem was to understand
how
we can do such clever things as send
a man
to the moon, given the limitations
of our
biologically natural "quick and
dirty"
modes of thought. My answer has been,
in
effect, that we can do another clever
thing,
namely, deliberately identify ways
of thinking
that are reliable for truth and set
ourselves
to practice them. But now it could
reasonably
be complained that I owe a further
explanation,
of how we can do this further clever
thing,
given our biological limitations. ("If
we're so dumb, how come we can deliberately
choose ways of thinking that are reliable
for truth?")
This is an entirely reasonable challenge.
I certainly don't want to argue that
our
ability deliberately to seek out the
truth
somehow requires us to transcend our
biological
natures. Fortunately, this is not necessary.
We can indeed transcend the limitations
of
our innate "quick and dirty"
methods.
But this doesn't depend on some non-biological
part of our beings. Instead we use
other
abilities bequeathed to us by biological
evolution to correct any failings in
our
innate belief-forming routines.
At first pass, two simple abilities
would
seem to suffice for the enterprise
of deliberately
seeking out reliable belief-forming
methods.
First, humans need to be able to identify
the end of truth. Second, they need
to figure
out how to achieve it. After all, what
are
reliable belief-forming methods, except
an
effective means to the end of truth?
It may seem that the first of these
sub-abilities
-- namely, identifying the end of truth
--
will present the bigger hurdle from
a biological-evolutionary
perspective. Surely, you may feel,
it would
beg all the interesting evolutionary
questions
simply to credit our ancestors with
a grasp
of a sophisticated notion like truth.
On
the other hand, if only our ancestors
had
been able to identify the end of truth,
then
wouldn't it be easy to explain how
they figured
out how to achieve it? For couldn't
they
simply have used general means-end
reasoning
to work out which means are an effective
route to the aim of truth?
However, it is arguable that this may
have
things the wrong way round. Recent
work on
cognitive evolution suggests that acquiring
a notion of truth may have been the
easy
part for our ancestors, by comparison
with
their identifying the best means to
this
end. This is because the notion of
truth
falls out of "understanding of
mind",
and there is plenty of independent
reason
to suppose that our ancestors evolved
such
an understanding of mind. By contrast,
the
issue of means-end thinking is not
at all
straightforward, and it not clear when,
and
in what sense, our ancestors acquired
a general
ability to identify effective means
to given
ends.
I shall consider these two topics in
turn.
First, in the next section, I shall
make
some remarks about theory of mind.
Then,
in the following two sections, 8-9,
I shall
turn to means-end reasoning.
This latter will prove a large and
unwieldy
topic, and I will have to cut many
corners.
Still, it will be helpful to make some
general
comments, not least because it will
cast
some further light on my suggested
solution
to the explanatory problem. In particular,
it will help us better to understand
the
way in which the deliberate pursuit
of truth
can co-exist with the older "quick
and
dirty" belief-forming routines.
This
point will be discussed in section
10.
The final section 11 then considers
the possibility
that the deliberate pursuit of truth
may
not only be a spin-off from understanding
of mind and means-end reasoning, but
may
itself be a biological adaptation.
7 Understanding of Mind
The striking ability of humans to attribute
a wide range of mental states to each
other,
and to use this to predict and explain
behaviour,
has been intensively discussed in recent
years by philosophers and psychologists
(Davies
and Stone, 1995a and 1995b; Carruthers
and
Smith, 1996). However, the right analysis
of this "understanding of mind"
is still a controversial matter, and
it would
be foolhardy for me to try and defend
any
agreed position here.
One popular contemporary view goes
as follows.
Normal adult humans have a "theory
of
mind", which allows them to reason
about
beliefs, desires and other "common-sense"
mental states, and moreover this theory
resides
in a "module" which has been
selected
in the course of human evolution because
of the specific advantages which derived
from facility with psychological reasoning.
However, some dissenters doubt whether
human
understanding of mind consists in anything
like a "theory"; instead,
they
argue, it derives largely from our
ability
to simulate other human beings by running
certain mental processes "off-line".
A further question is whether understanding
of mind is acquired during individual
development
via some more general learning ability,
rather
than from genes selected specifically
to
facilitate understanding of mind.
Fortunately, these intricacies are
orthogonal
to my concerns here. All that matters
for
present purposes is that at some point
in
evolutionary history all normal humans
came
to have an ability to think about each
others'
mental states. We can ignore such further
questions as whether this understanding
was
itself an adaptation, or derived from
some
more general learning ability, or whether
it required a "theory", as
opposed
to simulation.
The important point here is that any
being
who has an understanding of mind, in
any
of these senses, will inevitably have
a working
grasp of the difference between true
and
false belief. To see this, recall that
the
diagnostic evidence for full possession
of
understanding of mind is the ability
to pass
the "false belief test".
In this
test, the experimenter tells a subject
the
following story. "Sally puts her
sweets
in the basket. While Sally is out of
the
room her mother puts them in the drawer."
The experimenter then asks the subject,
"When
Sally comes back, where will Sally
look for
her sweets?" If the subject has
full-fledged
understanding of mind, the subject
will be
able to answer that Sally will look
in the
basket. Even though the sweets are
really
in the drawer, subjects with an understanding
of mind will know that Sally's actions
are
guided by her beliefs about world,
not by
the world itself, and moreover that
beliefs
can represent the world as other than
it
is, as with Sally's belief about where
the
sweets are. There is now fairly clear-cut
evidence that all normal human children
acquire
the ability to pass the false belief
test
between the ages of three and four,
but not
before. By comparison, animals other
than
apes are clearly incapable of passing
the
false belief test, while the situation
with
chimpanzees and other apes is obscure,
not
least because the experiment is very
difficult
to conduct if you can't talk to the
subjects,
and the results obtained with apes
are therefore
open to different interpretations.
Let us leave the chimpanzees and other
apes
to one side, and concentrate on the
fact
that, at some stage in evolutionary
history,
normal humans became cognitively sophisticated
enough to pass the false belief test.
Once
humans could pass the false belief
test,
they would willy-nilly have been able
to
distinguish between true and false
belief.
They would have been able to think
that Sally
believes the sweets are in the basket,
when
they are not, and contrast that with
the
situation where she believes them to
be in
the basket, and they are. This would
seem
enough for them to be able to identify
the
end of true belief ("I don't want
to
be like Sally") and to start thinking
about ways of achieving it.
Perhaps I am glossing over some different
levels of sophistication here. It is
one
thing to note that Sally believes that
the
sweets are in the drawer, when they
are,
and to note that that Ugh-Ugh believes
the
tiger is in the cave, when it is, and
so
on, and similarly to note that Jane
believes
the cake is in the cupboard, when it
isn't,
and that Kargh believes the snake is
in the
hole, when it isn't, and so on. It
is perhaps
a further step to classify all the
former
beliefs together, as true, and all
the latter
together, as false.
Maybe so. Still, it doesn't seem all
that
big a step. In the rest of this paper,
after
this subsection, I shall accordingly
assume
that our ancestors were able to take
this
generalizing step, and think of truth
and
falsity as such. After all, human beings
clearly came to grasp these notions
at some
stage, even if not immediately upon
acquiring
theory of mind. Moreover, this assumption
will allow me to by-pass a number of
unimportant
complexities.
Still, it will be worth digressing
briefly
in the rest of this subsection, to
note that
general notions of truth and falsity
may
not themselves be required for the
sort of
deliberate attempt to improve epistemic
rationality
that I am interested in. In this paper
I
have been talking about "reliability-for-truth"
as such, because I have been considering
the epistemic goodness of belief-forming
methods from a general point of view,
abstracting
from any particular features to do
with particular
subject matters. However, particular
epistemic
agents concerned to improve themselves
do
not have to aim for truth in the abstract.
Instead they might simply want the
answers
to specific questions.
Thus they may want to know whether
the tiger
is in the tree, or more generally where
it
is, or perhaps how many tigers are
in that
copse. "Whether" ("where",
"how many", . . .) here point
to
disjunctive aims which are undisputably
available
to any being with a theory of mind,
even
if the more abstract aim of truth requires
some extra sophistication. Thus, to
want
to know whether the tiger is in the
tree
is to want that: you believe the tiger
is
in the tree, and it is, or that you
believe
it is not in the tree, and it is not.
(Similarly,
to want to know the whereabouts of
the tiger
comes to wanting: you believe it is
in the
tree, and it is in the tree, or you
believe
that it is in the cave, and it is in
the
cave, or . . . ; and, again, to want
to know
how many is to want that: you believe
there
is one, and there is one, or you believe
there is two, and there are two, or
. . .)
Philosophers familiar with redundancy-style
accounts of truth may note here how
wanting
to know "whether" the tiger
is
in the tree ("where", "how
many", . . .) is rather like aiming
for a restricted kind of redundancy
truth
(truth-in-L, where L is restricted
to terms
for talking about the tiger and the
tree).
But, whether or not we take this notion
of
restricted truth seriously, it is clear
enough
that any being who can pass the false
belief
test can set itself the aim of finding
out
whether such-and-such (or set itself
"where"
aims, or "how many" aims,
. . .)
Moreover, if it can devise a strategy
for
achieving these aims, then it will
de facto
have devised a strategy to bring it
about
that it gains true beliefs and avoids
false
ones. This would be quite enough for
the
deliberate improvement of epistemic
rationality
I am interested in. Whether these epistemic
agents also think of themselves as
aiming
to gain truth and avoid falsity is
an optional
extra. The important point is that
the strategies
they devise to achieve their aims will
in
fact improve their reliability-for-truth
on certain matters, whether or not
they explictly
think of it in these terms. (10)
8 Means-End Reasoning
Let me now turn to what I regard as
the more
difficult issue, the availability of
means-ends
reasoning to human beings. The notion
of
means-end thinking is so familiar that
it
may seem as if there can be no problem
here.
Isn't it obvious that humans often
figure
out which possible actions are the
best means
to their ends? Indeed, isn't it obvious
that
this is true of many animals too? Given
this,
surely there is no special biological
puzzle
about humans applying means-end thinking
to the specific task of improving their
reliability
for truth. Aren't they just deploying
an
ability which emerged fairly early
in evolutionary
history, and which can therefore be
taken
for granted when we are trying to identify
features which differentiate humans
from
other animals?
But I don't think we should take means-end
thinking for granted in this way. I
take
it to be a genuinely open question
whether
non-human animals really perform means-end
reasoning. Indeed I take there to be
serious
questions about the extent to which
even
humans do this. Of course, much hinges
here
on exactly what is required for "really
performing means-end reasoning".
But
the issue is by no means solely a definitional
one. However we resolve the definitional
question, there will still remain relevant
issues about which cognitive mechanisms
are
responsible for which behaviours in
which
animals, and about the emergence of
these
mechanisms in the course of evolution.
The best way to bring out these issues
is
to describe a cognitive system which
lacks
any component designed to perform what
I
am thinking of as "means-end reasoning".
No doubt the model I am about to elaborate
is a caricature of any serious cognitive
system. Even so, it will help to focus
the
issues. In particular, it will be easier
to address definitional matters once
this
model is on the table.
Imagine a cognitive system with a number
of input modules designed to extract
information
about the particular circumstances
of the
organism. These could range from sensory
systems designed to identify environmental
features and identify physical objects,
to
more specialized systems for recognizing
animals and plants, or indeed to systems
for recognizing faces and detecting
cheats.
Some of these input modules would receive
information from others. Perhaps some
of
them would also lay down their findings
in
memory stores.
Now suppose also that there is a battery
of output modules which generate certain
kinds of behaviour when triggered.
These
behaviours might again range from the
relatively
unspecific, such as reaching or walking,
to more specific activities like making
a
sandwich or driving to work, or indeed
to
greeting a friend or chastising a cheat.
Maybe there is some nesting of these
output
modules, with some more complicated
modules
being built up from simpler ones. The
execution
of most output modules will also need
to
be guided by real-time informational
resources,
which may derive either from special
informational
channels dedicated to that output module,
or from the above-mentioned input modules.
Suppose also some system of links between
the input modules and the output modules.
These links will determine which output
modules
should be triggered, on the basis of
the
deliverances of the input modules,
and perhaps
also on the basis of information about
levels
of current needs. Maybe these links
also
play a role on determining activity
in the
input modules, directing them to process
information when it is needed by output
modules
or is relevant to the triggering of
output
modules.
Now, I could continue adding a number
of
obvious bells and whistles to this
basic
picture. But they would not affect
one crucial
point, namely, that there is no place
in
this cognitive architecture where representations
of general or causal or conditional
facts
play a role. As I am telling the story,
the
function of the input modules is to
deliver
more or less recondite particular facts
about
the organism's present and past environment,
and to make them available to the linking
system and output modules. But so far
I have
postulated nothing whose job is to
identify
facts of the form whenever A then B
or A
causes B or if A then B.
Now, there is of course a sense in
which
some general-conditional facts of this
form
are already implicit in the architecture
of our cognitive system. When the visual
object recognition module moves from
fragmentary
retinal data to the judgement edge
of a localized
body, it is in effect proceding on
the highly
contingent assumption that whenever
those
data, there is an edge. Since this
assumption
has nearly always been true in our
ancestral
environments, natural selection will
have
favoured cognitiuve modules which make
this
inferential move. In this sense the
inferential
structure of the object recognition
module
will embody general information acquired
in the course of evolution. The same
point
applies to output modules. Your disposition
to exert your leg muscles a certain
way when
climbing up a hill can be viewed as
embodying
the general-conditional information
this
exertion will carry me so high. And
the same
point also applies, even more obviously,
to the links between input and output
modules.
If a fruit-eating organism is disposed
to
shake a certain kind of tree whenever
it
is hungry, this disposition can in
the same
sense be said to embody the general-conditional
information that shaking those trees
will
yield fruit. (11)
However, while such general-conditional
information
will in this sense be implicit in various
parts of the postulated architecture,
there
is no one place where it is brought
together
and reasoned with. Thus, to make the
point
graphic, an organism may have something
like
shaking those trees will yield fruit
implicit
in one set of links, and something
like throwing
missiles will repel bears implicit
in another,
and yet no way of putting these together
so as to figure out that it would be
a good
idea to shake a tree when a bear is
prowling
nearby and no missiles are yet to hand.
Of
course, this information may itself
come
to be embodied implictly in some disposition,
if natural selection instils a specific
disposition
to shake trees to get fruit to throw
at bears.
But the general point will still apply.
While
the organism will have various bits
of general-conditional
information implict in its various
modules
and the links between them, it will
have
no system for combining them and using
them
to infer the worth of behaviour that
is not
already directed by its cognitive architecture.
Nor is this crucial point affected
by the
existence of learning during the course
of
individual development. Suppose I now
add
that the modules and their interlinkages
are shaped during the course of individual
development. The precise structure
of each
individual's walking module might depend
on which behaviours produced successful
walking
in the individual's past, particularly
during
infancy. The judgements issuing from
the
object recognition module will perhaps
depend
in part on which cues have, via independent
checks in the individual's past, proved
to
indicate physical objects. The links
between
the input and output modules can depend
on
which outputs have produced relevant
reinforcing
results in the past. Possibly we might
even
wish to speak of whole modules being
grown,
so to speak, in response to environmental
encouragement.
Learning in this sense will mean that
a lot
more general-conditional information
will
be embodied in various parts of the
cogntive
architecture. Wherever some architectural
element is present because, in the
individual's
past, activity A was found to lead
to reinforcing
event B, then that element can be said
to
embody the general-conditional information
that if A then B. But the earlier point
still
applies. All these items of general-conditional
information are still embodied in the
specific
dispositions of various parts of the
architecture
to make various moves given various
conditions,
and there is still nowhere where these
items
of information can be put together
to draw
inferences about the worth of new kinds
of
behaviour.
Let me stipulate that a creature as
so far
decribed is "unthinking",
in that
it does no "means-end reasoning".
I presuppose nothing here about what
others
may intend by the phrase "means-end
reasoning". From now on I shall
mean:
a cognitive mechanism where different
items
of general-conditional information
are brought
together and used to select behaviour.
Still,
in defence of this usage, note that
any practical
reasoning worth the name will involve
the
individual's ability to infer general-conditional
facts of the form in circumstances
C, action
A will lead to desired result R from
a number
of other general-conditional facts.
In particular,
it will be able to do this even though
neither
the individual nor its ancestors have
ever
previously experienced A leading to
R in
C.
Now, even unthinking creatures will
certainly
be able to display a wide range of
sophisticated
behaviours, despite their lack of means-end
reasoning. Nothing stops such creatures
from
being sensitive to the most intricate
features
of their environment and performing
extremely
complex routines under the guidance
of this
information. Morever, their informational
sensitivity and behavioural complexity
can
be moulded by learning to fit the particular
features of their individual environments.
Given this, it is no straightforward
matter
to decide which, if any, non-human
creatures
might be performing means-end reasoning.
This is of course an empirical matter,
about
which I shall have things to say in
the next
section. But it is certainly not to
be taken
for granted that sophisticated animal
behaviour
requires anything more than unthinking
cognition.
It is interesting, indeed, to consider
how
much human behaviour might be explained
on
a unthinking basis. I suspect that
a great
deal of human behaviour depends on
nothing
but cognitive mechanisms we share with
unthinking
creatures. Moreover, I shall suggest
in section
10 that even means-end reasoning itself
shouldn't
be thought of as something that transforms
all human cognition, but simply as
an appendage
hooked on to the side of a pre-existing
unthinking
architecture, as it were.
Still, it seems clear that humans do
have
the ability to perform means-end reasoning
in the sense I have specified. Humans
don't
always think carefully about their
actions,
but nearly all of them do this sometimes,
and select actions on that basis. After
all,
there are many examples of human actions
which clearly depend on our ability
to infer
the efficacy of some novel action from
the
mass of general-conditional information
in
our possession. How else could we know
in
advance that a rocket of a certain
construction
will go to the moon? Or, to pick a
related
example which bears directly on the
overall
topic of this paper, how else could
we know
in advance that a computer programmed
in
a certain way will deliver the right
answers
to a certain range of questions?
A full understanding of human cognition
thus
requires us to recognize the existence
of
human means-end reasoning, and to account
for the evolutionary emergence of this
ability.
It is somewhat surprising that this
topic
has received so little attention in
recent
discussions by philosophers and psychologists,
by comparison with the vast recent
literature
on understanding of mind, and the widespread
debate, over a rather longer timescale,
of
human language. This is especially
surprising
in view of the fact that much of this
discussion
of language, and of understanding of
mind,
takes human means-end reasoning for
granted
in explaining the structure and function
of these other abilities.
9 The Evolution of Means-End Reasoning
I am taking it to be uncontroversial
that
human beings are able to do means-end
reasoning
in my sense of inferentially processing
explicit
representations of general-conditional
facts,
even if it is an open question whether
other
animals can. How exactly humans do
this,
however, and what evolutionarily evolved
abilities they deploy, are further
questions,
on which I have avoided committing
myself
so far.
We can compare two extreme views about
the
evolutionary underpinnings of means-end
rationality.
At one end of the spectrum is the view
that
there is some complex and separate
faculty
in the brain, devoted exclusively to
means-end
reasoning, and which was selected specifically
for that purpose. At the other is the
view
that means-ends reasoning is a "spandrel",
which rests on other abilities, but
which
has been of no evolutionary significance
itself.
I think that both these views are unlikely,
and that the truth lies somewhere in
between.
Let me start with the latter extreme.
On
this view, means-end reasoning would
be like
arithmetic or music. Proficiency at
these
practices may well have yielded a reproductive
advantage in the period since they
emerged,
in the sense that adepts may have had
more
children on average. But we wouldn't
on this
account want to view these practices
as evolutionary
adaptations. Other abilities, with
independent
evolutionary explanations, fully enable
us
to explain the emergence and preservation
of arithmetic and music, once they
get into
our culture (12). And in any case there
probably
hasn't been enough time since these
practices
started for any selection of genes
favouring
them to be selected.
On this model, then, means-end reasoning
would rest on other abilities with
a biological
purpose, but would have no such purpose
itself.
The most popular candidate for this
enabling
role is language, with understanding
of mind
also having some support from current
fashion.
Once our "language organ"
had emerged
(or, alternatively, our "understanding
of mind module") then, so the
story
goes, we would have had the intellectual
wherewithal for means-end reasoning,
along
with other cultural spin-offs like
verbal
agreements and fictional narratives.
(13)
I find this extreme "spandrel"
view quite implausible, for the following
general reason. Means-end reasoning
needs
to issue in behaviour. However, unthinking
cognitive architectures, of the kind
outlined
in the last section, have no place
for anything
to issue in behaviour except hard-wired
or
conditioned links leading from input
modules
and need indicators to output modules.
Somehow
means-end reasoning has to be able
to set
up new links to output modules (either
temporary
-- "next time I see a post box
I'll
insert this letter", or permanent
--
"from now I'll eat fish instead
of meat").
Without being able to alter our behaviour-guiding
programme in this way, means-end reasoning
wouldn't make any difference to what
we do.
However, it is difficult to see how
a new
power to alter behaviour could be a
purely
cultural matter. It scarcely makes
sense
to suppose that cultural innovation
alone
could intervene in some unprecendented
way
in the biological systems that direct
action.
Prior to means-end reasoning, behaviour
is
controlled by a set of dispositions
that
are laid down either by genes or by
conditioning.
Somehow means-end reasoning, however
it is
realised, involves the power to create
new
such dispositions. So there must have
been
some biological selection for this
aspect
of means-end reasoning at least, some
alteration
of our biological design which allowed
the
output of deliberative decisions to
reset
our dispositions to action. (14)
To say this is not yet to go to the
other
extreme of the spectrum from the beginning
of this section, and postulate a complex
purpose-built faculty which evolved
specifically
to do means-end reasoning. Indeed it
is consistent
with the point just made to suppose
that
the evolution of means-end reasoning
depended
heavily on the emergence of either
language
or understanding of mind. Maybe language
or understanding of mind emerged first,
and
then a small genetic alteration allowed
certain
kinds of processing within these faculties
to affect dispositions to behaviour.
This
would mean that means-end reasoning
wasn't
entirely spandrel-like, in line with
the
point just made, but it would still
make
it largely derivative from language
or understanding
of mind.
I have some more specific worries about
this
kind of suggestion. To take understanding
of mind first, the problem is that
this faculty
seems to presuppose means-end reasoning.
Even though this point often goes unremarked,
the standard explanations of understanding
of mind simply help themselves to the
idea
that "mind-readers" are already
capable of making inferences from general-conditional
claims. This applies to both the standard
stories, the "theory-theory"
which
holds that understanding of mind derives
from an articulated theory of mind,
and the
"simulation-theory" which
holds
that it rests largely on the ability
to simulate
the mental processes of others. After
all,
the "theory-theory" explictly
makes
understanding of mind a special case
of our
ability to reason with general facts.
And
the "simulation-theory" holds
that
we anticipate others' decisions by
mimicking
their means-end reasoning "off-line",
which presumably presupposes a prior
ability
to perform means-end reasoning on-line.
As to the idea that language was the
crucial
precursor, here too it is arguable,
if not
so conclusively, that means-end reasoning
must come before language, rather than
the
other way round. The thought here would
be
that the primary biological purpose
of language
is to increase each individual's stock
of
information. But such extra information
wouldn't
be any use to creatures who can't yet
do
means-end reasoning, since they wouldn't
be able to use it to draw any extra
conclusions
about appropriate behaviour.
But this is perhaps too quick. Maybe
language
first evolved as a device for passing
around
pieces of particular information ("a
tiger is coming", "there
are fruit
in that tree", . . .). Since even
creatures
with unthinking cognitive architectures
are
guided by particular information about
their
circumstances, the utilty of this information
doesn't yet call for any means-end
reasoning.
So maybe means-end reasoning only emerged
after our ancestors had first developed
a
relatively sophisticated language for
reporting
particular facts. Building on this
basis,
perhaps language then evolved to report
and
process general-conditional claims,
together
with some corresponding alteration
in the
system that sets our behavioural dispositions,
to allow the results of such processing
of
general-conditional claims to make
a behavioural
difference.
I have no definite objections to this
last
language-based model for the emergence
of
means-end reasoning. But I am equally
open
to the idea that means-end reasoning
may
have emerged prior to and independently
of
any evolution of specifically hominid
language.
Of course, it is not to be denied that
once
language, and (indeed understanding
of mind),
did evolve, then this would have vastly
augmented
any pre-existing means-end abilities.
Indeed
we should expect there to have been
significant
co-evolution here, with preexisting
means-end
abilities undergoing further biological
evolution
once they received extra input from
language
and understanding of mind, and these
latter
faculties similarly being biologically
encouraged
because of the assistance they thus
provided
to means-end reasoning.
Even so, it seems entirely plausible
to me
that there should have been at least
some
level of means-end reasoning in creatures
who lack any hominid-type language.
After
all, there seems to be a huge gulf
between
purely unthinking creatures, as defined
in
the last section, and creatures who
can converse
about general-conditional facts. This
should
make us wonder whether there are some
elementary
kinds of means-end reasoning in creatures
who lack language. Maybe some pre-lingusitic
creatures developed ways of drawing
on general-conditional
information to set new dispositions
to behaviour.
(This of course might make it easier
to understand
how linguistic reasoning could acquire
the
power to affect behaviour: maybe it
routes
its influence via this more primitive
kind
of means-end reasoning, whatever that
might
be.)
At this point we need more empirical
information
about non-human creatures. There are
surprisingly
few data in this area. Some work has
been
done on the ability of apes and other
primates
to appreciate the causal connections
between
items in their environment (Tomasello
and
Call, 1997, chs 3 and 12). This experimental
evidence is not clear-cut. While apes
can
certainly learn to use tools in novel
ways,
they don't seem to represent the causal
connection
between the tool and the result in
a way
that can inform means-end reasoning.
Experts
doubt whether information about the
connection
between some intermediary cause and
some
end result ever allows non-human primates
"to devise novel ways of producing
the
intermediary and thus the end result"
(op cit., p. 390).
A rather different tradition of research
has investigated whether rats can put
together
separate pieces of information to infer
the
worth of novel actions. Anthony Dickinson
and his associates have argued that
they
can, on the basis of experiments like
the
following. Take a rat which is hungry,
but
not thirsty, and teach it that pressing
a
bar will produce dry food pellets,
while
pressing a lever will produce a sucrose
solution
(which also satsifies hunger). Now
make it
thirsty, but not hungry. Will it now
press
the lever, rather than the bar, even
though
its thirst, as opposed to its hunger,
has
never been satisfied by the sucrose
solution?
The answer is yes -- provided that
the rat
has at some previous time been shown
that
the sucrose solution is a better satisfier
of thirst than the dry food pellets
(Heyes
and Dickinson, 1990; Dickinson and
Balleine,
1999). And at first sight this does
look
like a bit of means-end reasoning.
The rat
seems to be putting together the information
that
(a) lever-pressing yields the sucrose
solution
with (b) the sucrose solution satisfies
thirst,
to infer the conclusion (c) that lever-pressing
will satisfy thirst.
This is certainly interesting, but
there
is room to query whether it indicates
genuine
means-end reasoning. Maybe the role
of the
earlier exposure to the thirst-satisfying
effects of the sucrose solution is
not to
instil knowledge of this casual connection
in the rat, but rather to give it a
new acquired
"need", namely, for sucrose
solution
as such. This possibility is supported
by
other experiments of Dickinson's, which
suggest
that such "incentive learning"
would not be quashed even if the rat's
later
experience indicated that the sucrose
solution
did not satisfy thirst after all. If
this
is right, and the rat has come to value
the
sucrose solution in itself, then its
behaviour
can be explained without supposing
it is
putting together different pieces of
general-conditional
information. Rather its new need for
sucrose
solution is simply triggering its disposition
to press the lever when it needs sucrose
solution. Still, there remains the
fact that
the rat seems to have acquired this
disposition,
to press the lever when it needs sucrose
solution, even though it has not been
so
rewarded for pressing the lever, and
this
itself is worthy of remark.
This kind of neo-associationist research
raises any number of fascinating questions,
but this is not the place to pursue
details.
Let me conclude this foray into empirical
speculation by considering a rather
different
kind of basis for means-end reasoning.
So
far I have not raised the issue of
how far
means-end reasoning needs to be "domain-general"
rather than "domain-specific".
When we think of mature human means-end
reasoning,
we automatically think of a faculty
which
is capable of dealing with information
on
pretty much any subject matter. But
there
is nothing in my definition of means-end
reasoning as such to require such domain-generality.
All I specified was a system that can
put
together different items of general-conditional
information to draw conclusions about
the
worth of novel actions. This is perfectly
consistent with the system doing this
only
with information of a quite specific
kind.
This points to the possibility of creatures
who evolve a domain-specific form of
means-end
reasoning, which deals with limited
kinds
of information and informs specific
kinds
of actions. One obvious example would
be
spatial reasoning. Research on rats
an other
mammals indicates that they can use
representations
of their spatial environment to figure
out
which of various possible actions will
comprise
the solution to some novel spatial
problem,
such as finding their way through a
simple
maze. Despite the domain-specificity
of this
ability, it satisfies my definition
of means-end
reasoning, in that such creatures effectively
have a wealth of information about
what will
happen if they move in various ways,
which
they can use in combination to figure
out
what to do in novel situations.
Perhaps some domain-specific reasoning
of
this proto-means-end kind will provide
a
missing link between unthinking animals
and
full-fledged human means-end reasoners.
On
this suggestion, spatial reasoning
or something
similar would have come first, and
then this
would then have been further adapated
to
allow reasoning over a wider range
of subect
matters. The tendency of humans to
represent
intellectual problems in geoemetrical
terms
is suggestive in this context. Another
aspect
of human reasoning that may repay further
research is the use of visual imagination
to anticipate the results of possible
actions.
10 Means-End Reasoning and Theoretical
Rationality
Let me now return to theoretical rationality.
Recall that I argued, in response to
the
"explanatory problem", that
humans
can avoid doxastic error by deliberately
aiming to improve their reliability-for-truth.
However, I have yet to address the
question,
which I flagged in section 6, about
how this
deliberate pursuit of truth is supposed
to
co-exist with older "quick and
dirty"
methods of belief-formation.
On the face of it, there certainly
seems
to be a problem here. If humans are
innately
predisposed to use certain "quick
and
dirty" mechanisms to deliver answers
when faced with certain problems, then
how
is it possible for them deliberately
to stop
these mechanisms operating? After all,
it
is a familiar philosophical point that
our
doxastic behaviour is not under the
control
of our will. So we might expect the
automatic,
older mechanisms to continue operating
as
before, even after we form the intention
to improve our doxastic performance.
But
then, if this is right, it remains
unclear
how humans can improve their doxastic
performance,
given that the automatic mechanisms
will
continue to churn out the bad old answers
as before.
The discussion of means-end reasoning
in
the last two sections can help here.
Consider
first my overall picture of the relation
between means-end reasoning and the
rest
of our cognitive architecture. It is
no part
of my thinking to suppose that, once
humans
are able to do means-end thinking,
then this
will somehow permeate all their cognition
and transform it with some higher intelligence.
On the contrary, I am supposing that
nearly
all our activities will continue to
be driven
as before, with fast and frugal modules
processing
information about our particular circumstances,
and with output modules being triggered
as
opportunity arises and need demands.
The
means-end system is simply added on
to the
side of the existing unthinking architecture,
as it were, leaving the rest as before.
The only change we need postulate is
that
sometimes, when the stakes are high
and time
does not press, the means-end system
will
be prompted to identify the best course
of
action in the light of the general-conditional
information available to it. This identification
will then feed back into the pre-existing
unthinking architecture, by setting
new input-output
links so as to trigger some particular
output
module when certain cues are next encountered.
This model now gives us room to manoeuvre
on the issue of whether it is in our
power
to improve our doxastic performance,
given
that the hard-wired and automatic belief-forming
"modules" threaten to force
beliefs
on us willy-nilly. As a first step,
note
that a decision to improve doxastic
performance
in such-and-such circumstances ("do
the sums, don't just guess") is
itself
a special case of an output of means
end-reasoning.
Our general-conditional information
implies
that, if we want to avoid error, we
had better
do the sums, or whatever, and our desire
to avoid error then leads us to set
certain
dispositions to action accordingly.
We set
ourselves to perform a certain sequence
of
actions (mental arithmetic, paper and
pencil
calculations, . . .) whenever we are
triggered
by the relevant problem situations
(problems
involving probabilities, logic, arithemetic,
. . .).
If we look at it in this way, there
is no
suggestion that the new belief-forming
methods
need somehow replace or abolish the
old fast
and frugal modules. There are some
interesting
issues here, but the simplest assumption
will be that the old modules will continue
to run, quickly and frugally, alongside
the
improved belief-forming methods which
we
are now disposed to follow when triggered
by the relevant problems.
This means that in certain cases, the
ones
where the fast and frugal methods go
astray,
we will in a sense "end up"
with
two conflicting answers. The fast modules
will continue to "tell us"
that
it is likely that Linda is a feminist
bank
teller, and that we have cancer, and
that
we needn't turn over the odd number,
even
while the deliberate methods deliver
the
contrary answers.
Described like that, it may sound weird,
but I think that it is quite faithful
to
the facts. Consider the familiar case
of
knowingly experienced visual illusions.
The
Muller-Lyer lines are the classic example.
The two lines look different lengths
to you,
and moreover continue to do so even
when
you know they are the same length.
There
is an obvious modular explanation for
this
phenomenon. We have a fast and frugal
object
identification module, which delivers
the
conclusion that the lines are different
lengths.
We also have more deliberate and accurate
ways of deciding the question, using
measurements,
which delivers the conclusion they
are the
same length. Deciding the question
the deliberate
way does not block the operation of
the fast
module, which is why the illusion persists
even when you know it is an illusion.
As with the visual example, so in the
more
general case. Don't we continue to
"feel
the pull" of the judgements that
Linda
is a feminist bank teller, that we
have cancer,
and that we needn't turn over the odd
number,
even when our more deliberate reasoning
gives
us the contrary answers? I would say
that
this is because our hard-wired modules
are
still generating their erroneous answers,
alongside the more deliberate belief-forming
processes that deliver the right ones.
We
know the quick answers are "cognitive
illusions", but our hard-wired
modules
continue to press them upon us.
There may still seem to be a problem.
If
I am now saying we don't in fact block
the
bad old modules when we decide to use
better
belief-forming methods, since the old
modules
are still running, then in what sense
can
I claim that we succeed in giving ourselves
the new improved beliefs? After all,
I have
just insisted that the old modules
continue
to press their bad answers on us, while
the
new methods give us the contrary claims.
So won't we end up with self-cancelling
contradictions,
rather than unequivocally improved
new beliefs?
Here we need to distinguish between
the different
uses of module-driven and deliberate
judgements,
in addition to distinguishing their
sources.
The language of "belief"
starts
to break down at this point. Consider
the
vision case again. Do I "believe"
that the lines are different lengths
or not,
when I "knowingly experience"
the
Muller-Lyer illusion? Yes and no. Certain
parts of my behaviour will be driven
by the
judgement that they are different lengths,
as when I am asked to point quickly
and without
warning to the longer. But other behaviour,
such as betting a large sum on their
lengths,
will be driven by the deliberative
judgement
that they are the same length. Similarly,
I would suggest, with the other cognitive
illusions. When we have to act in a
hurry,
our behaviour will standardly be driven
by
the fast illusory judgements. When
we have
time to think about what to do, we
act on
the basis of the deliberative judgements.
So the different sources of the two
kinds
of judgements are mirrored by the different
uses to which they are put. At a first
pass,
we can expect that the fast module-derived
judgements will continue to drive behavioural
routines that are tied to those judgements
by hard-wider or conditioned links,
even
when deliberation indicates that those
judgements
are illusory. By contrast, deliberative
judgements
will be distinguished, not just by
being
outputs of the means-end system, but
also
by providing distinctive inputs to
that system.
The main roles of deliberative judgements
will be to feed further information
back
into the means-end system, and thus
to improve
future means-end decision-making. Of
course,
the means-end system will also acquire
many
judgements via the old fast modules,
in cases
where we have no reason to distrust
those
modules. But judgements issuing from
the
deliberate pursuit of truth will play
a dominant
means-end role, in that they will override
doubtful modular judgements, within
the means-end
system at least, when there is any
conflict.
11 Knowledge-Seeking and Biological
Design
So far I have simply presented our
ability
to achieve high levels of theoretical
rationality
as a spandrel. While I argued in the
section
before last that means-end reasoning
in general
must involve some genetic evolution
(if only
to explain how it has the power to
influence
behaviour), I have not claimed this
about
the deliberate pursuit of truth. If
you can
identify the end of truth (from your
understanding
of mind), and if you can figure out
which
strategies are the best means to this
end
(from your means-end system), then
you will
therewith have the ability to adopt
reliable
belief-forming methods in pursuit of
true
beliefs, without any further biological
evolution
needed.
In this section, however, I want to
consider
whether there has been any biological
selection
for truth-seeking itself. Have certain
genes
been favoured specifically because
they make
us better at seeking out reliable belief-forming
processes?
One reason for pursuing this thought
is that
there has been a gap in my story so
far.
I have spoken of identifying the end
of truth,
and have argued that this falls out
of theory
of mind. But note that what falls out
of
theory of mind is the concept of truth,
if
anything, not a desire for truth. To
be able
to think about truth isn't yet to want
truth,
but it is only wanting truth that will
make
you seek reliable belief-forming processes.
Why might people seek truth? One reason
has
been implict in much of the argument
so far,
but has not yet been explicitly mentioned.
If you act on true beliefs, you will
generally
get the results you want, but not if
you
act on false beliefs. So people who
reflect
on what's generally needed to satisfy
their
desires, and figure out that they need
to
act on true beliefs to be confident
of this,
will want truth as a means to satisfying
their desires.
But this is rather a lot of reasoning
to
ask of our rather dull ancestors. They
would
need to start thinking about their
aims,
and about the general connection between
possessing true beliefs and success
in achieving
what they want. Perhaps this connection
will
fall out of the theory of mind (it
would
be interesting to test small children
on
this), but it is not obvious that it
should
do so.
So, if it was not manifest to our ancestors
that they needed true beliefs to succeed
in action, then they may have had means-end
thinking in general, yet mightn't have
sought
truth via reliable methods, for lack
of thinking
through the reasons for wanting truth
as
a means.
Still, it seems clear that they would
have
been much more successful the more
true beliefs
they were able to feed into their means-end
system. So any gene that made them
desire
truth in itself would have been strongly
favoured by natural selection.
Note that this would just be a special
case
of the logic by which natural selection
makes
us desire anything. There is a perspective
from which it can seem puzzling that
natural
selection has designed us to desire
anything
except reproductive success. After
all, natural
selection favours traits just to the
extent
that they contribute to reproductive
success.
So why should it be a biologically
good idea
to design us to pursue proximate goals
like
food and warmth and sex, rather than
reproductive
success itself? Why not just set us
the single
aim of reproductive success, and leave
it
to us to figure out how best to achieve
it?
The answer, of course, is that the
relevant
connections are often obscure, if not
to
us, then certainly to our ancestors.
Natural
selection couldn't trust our ancestors,
so
to speak, always to identify the best
means
to reproductive success. So instead
it set
them some more immediate goals, like
food,
warmth and sex, and which had correlated
reasonably well with eventual reproductive
success in the evolutionary past, and
which
were immediate enough for our ancestors
to
figure out effectively how to pursue
them.
Similarly, I would like to suggest,
with
truth. True beliefs will correlate
well with
reproductive success (since they will
correlate
with desire satisfaction which correlates
with reproductive success). But if
our ancestors
were unable to discern this connection
(or
more to the point, discern the connection
with desire satisfaction, given that
evolution
had already set them to pursue various
proximate
goals, rather than reproductive success
per
se), then it would have been greatly
to their
biological advantage to be instilled
with
a desire for truth per se. Then they
would
have pursued truth in any case, whether
or
not they saw the connection with further
success in action, and so reaped the
rewards
of such further success as a side-effect
(intended by evolution, so to speak,
but
not by themselves).
One obvious piece of evidence in support
of this conjecture is the natural tendency
of many human beings to seek out the
truth
on matters of no obvious practical
concern.
Consider investigations into the origin
of
the universe, or the evolution of species,
or abstract metaphysics. It is not
obvious,
to they the least, how these investigations
might be motivated by the thought that
true
beliefs will enable us to succeed in
our
practical projects. Of course, the
tendency
towards such research might due to
culture
rather than any genetic selection.
But we
should not rule out the possibility
that
such pure research owes its existence
to
the fact that natural selection couldn't
trust us to tell when the truth was
going
to be useful to reproductive success,
and
so made us seek it willy-nilly.
How seriously should we take talk of
evolution
selecting certain desires? This depends
in
part on how we understand desire talk.
For
most of the past few sections I have
avoided
"belief" and "desire"
talk, because of philosophical controversies
surrounding its interpretation. But
in this
section I have not been able to resist
the
expository convenience. Let me now
make this
talk of "desires" good by
explaining
that I mean nothing but the preferences
revealed
by means-end thinking. This notion
was already
implicit in my earlier discussion of
a means-end
system, which after all is a system
which
takes in beliefs, figures out what
they imply
for the consequences of the various
actions
available, and then selects one such
option.
Such a system, by its nature, favours
certain
consequences over others, and so to
this
extent can be said to embody a "desire"
for those consequences. This is all
I mean
when I say that natural selection may
have
instilled a "desire" for
truth
in us. All I mean is that natural selection
did something which increased the likelihood
of our means-end reasoners selecting
actions
which it took would yield true beliefs.
At this stage it will be useful to
make a
rather different point about genetic
selection
for a trait like desiring the truth.
So far
I have presented this as an alternative
to
the view that the pursuit of truth
was invented
by some stone-age decision theorist,
some
prehistoric genius who saw for the
first
time that people who had true beliefs
would
generally be better at achieving their
ends.
But in fact the two possibilities are
not
in conflict, and indeed the invention
scenario
adds hugely to the plausibility of
the genetic
story.
Suppose, for the sake of the argument,
that
some prehistoric ancestor did first
see that
it would be useful to get at the truth.
Perhaps
the idea spread some way, to the family
of
the immediate inventor, or to his or
her
hunter-gatherer band. This would be
a wonderfully
useful practice, and those who cottoned
on
to it would fare well. Indeed those
who cottoned
on to it quickly would be at a huge
reproductive
advantage. So there would be immense
selective
pressure in favour of any genetically-based
quirks of cognitive development which
aided
the acquisition of this trick.
One way to achieve this would be to
jiggle
the development of the means-end system
slightly,
in such a way as to make it more likely
to
acquire a preference for truth when
the surrounding
culture sets an example. It seems independently
plausible that our adult prefences
should
depend upon our developmental experience,
yielding derived preferences for things
which
in our experience have led to reinforcing
results (cf. the discussion of Dickinson's
rats in section 9). And it is also
independently
plausible that surrounding cultural
practices
will influence which such derived preferences
get set up. Now, when some such culturally
influenced derived preference is also
biologically
advantageous, then natural selection
is likely
to come to the aid of the party too,
by favouring
genes that make it easier for this
particular
preference to be acquired. This genetic
alteration
needn't be advantageous in the absence
of
the surrounding culture. It may not
be selectively
positive when, in the absence of a
supporting
culture, there is no real chance of
developing
a preference for truth. Yet, if such
a genetic
alteration were selected within the
context
of a surrounding culture, then this
would
still constitute selection of a desire
for
truth, in the sense I intend. For certain
genes would have been favoured because
they
increased the likelihood that the means-end
system would select actions which promised
to yield true beliefs.
It is important not to think of all
biological
selection as requiring complexes of
genes
which on their own specify elaborate
end-products,
in the way an architect's drawings
specify
a building. All an advantageous allele
need
do is increase the likelihood that
some advantageous
trait will develop in the normal range
of
environments. Indeed all genes will
depend
on some features of the environment
to help
bring about the effects for which they
are
selected. In the special case of organisms
with cultures, the features of the
environment
which might combine with the gene to
help
produce the advantageous effects might
be
very complex and specific. The gene
"in
itself", so to speak, might have
no
obvious connection with a desire for
truth,
to return to our example, except that
it
causes some non-specific change in
the brain
that happens to make you better at
learning
to pursue the truth when others in
your society
are already setting an example and
enocuraging
you to follow it. But once there is
a culture
with this last-mentioned feature, then
this
gene will be strongly selected for.
(What
is more, once it is selected for, then
there
will be scope for more elaborate developments
of the cultural practice, since everybody
has now become better at cottoning
on to
it, which will create extra pressure
for
genes which make you good at learning
the
more elaborate practice . . .)
Let me now conclude by briefly considering
a rather different way in which natural
selection
may have favoured the pursuit of belief-forming
strategies which are reliable for truth.
Apart from fostering a desire for truth,
it may also have given us an input
module
dedicated to the identification of
reliable
sources of belief. I do not intend
this as
an alternative to the hypothesis of
a biologically
enhanced desire for truth, but as something
which may have occurred in addition.
(Moreover,
the points about culture-gene interaction
just made in connection with the desire
for
truth will also apply to the biological
selection
of an ability to identify reliable
sources
of belief. Let me now take this as
read,
without repeating the story.)
This further suggestion should strike
an
immediate chord with philosophers.
Anybody
who has tangled with the baroque philosophical
literature on the concept of knowledge
will
know that humans make unbelievably
detailed
and widely consistent judgements about
which
people count as knowers. They can judge,
in a way that seems to escape any straightforward
philosophical analysis in terms of
necessary
and sufficient conditions, whether
true beliefs
derived in all kinds of recherché ways
are
tightly enough linked to the facts
to qualify
as knowledge. I would like to suggest
that
these judgements issue from a biologically
favoured input module whose task is
to identify
those routes to belief which can be
trusted
to deliver true beliefs. When we ask,
"Does
X really know about p?", or "Wouldn't
we know whether p if went and examined
those
tracks carefully . . ?", we are
arguably
deploying an notion which has been
designed
to help us decide whether some route
to the
belief that p is a reliable source
of truth.
From this perspective, then, judgements
about
knowledge are the products of an input
module
which has been encouraged by natural
selection
because it yields a fast and frugal
way of
identifying strategies which are reliable
for truth.
Recall a point I made in section 4.1,
that
the everyday notion of "knowledge"
focuses exclusively on reliability-for-truth,
and abstracts from the cost or significance
of the belief in question. The man
knew how
many blades of grass he had, even if
he was
wasting his time on a trivial matter.
This
bears on one common objection to my
suggestion
that biological evolution may have
favoured
truth-seeking as such. A number of
colleagues
have contended (standardly citing Peter
Godfrey-Smith's
"Signal, Detection, Action",
1991)
that it is implausible that evolution
should
have encouraged the aim of truth as
such.
Since there are serious costs to a
high degree
of reliability, wouldn't we expect
evolution
to have balanced the worth of truth
against
the cost and significance of acquiring
it?
This is a reasonable point, but we
should
not forget that evolution isn't a perfect
engineer, and often has to settle for
less
than the best. I conjecture that, once
domain-general
means-end reasoning was up and running,
it
was so important that it be stocked
with
accurate information that evolution
started
selecting for truth-seeking per se,
in abstraction
from cost and significance. Maybe an
even
better cognitive design would have
avoided
ever making truth per se one of our
doxastic
aims, but only truth weighed by some
mix
of cost and significance. But my suspicion
is that evolution couldn't take the
risk,
so to speak, that the pursuit of truth
might
be diluted in this way.
(Compare: maybe it would be even better
if
sex as such were never one of our aims,
but
only sex that is likely to lead to
healthy
offspring; here too evolution has clearly
found it better not to be too fancy.)
I take the striking structure of the
concept
of knowledge to lend support to the
idea
that truth-seeking per se has been
selectively
advantageous in our biological history.
This
complex concept comes so easily to
humans
that it seems likely that there is
some genetic
component in its acquisition. Yet this
concept
focuses exclusively on reliability-for-truth,
in abstraction from any other desiderata
on belief-formation. If I am right
to suggest
that judgements about knowledge are
the products
of an input module which has been encouraged
by natural selection, then this at
least
is one case where evolution has decided
that
the important thing is to get at the
truth,
whatever the cost or significance.
A prediction follows from the hypothesis
that judgements about knowledge are
the products
of an input module. On this hypothesis,
we
ought to suffer "cognitive illusions"
with respect to judgements about knowledge.
There should be situations where the
quick
but dirty module takes a view on whether
some belief is or isn't "knowledge",
but our more deliberate reasoning disagrees
on whether this belief stems from a
reliable
source.
I think there are cases just like this,
and
they will be familiar to philosophers.
Consider
the "intuitions" that are
standardly
thought to count against reliabilist
theories
of knowledge. These are precisely cases
in
which some true belief has been arrived
at
by a reliable process, and yet, in
the immediate
judgement of ordinary people, do not
really
qualify as "knowledge", or
vice
versa. I have no view (nor do I really
care)
whether this disqualifies reliabilism
as
a philosophical theory of knowledge.
But
it does fit the hypothesis of a dedicated
module whose function is to identify
reliable
sources of belief. For, like all fast
and
frugal modules, it will cut some corners,
and end up making some judgements it
ought
not to make. Philosophical epistemologists
may wish to continue charting such
mistakes
in the pursuit of the everyday notion
of
knowledge. But naturalist philosophers
of
psychology will be happy to note how
their
existence perfectly confirms the hypothesis
of a biological module dedicated to
identifying
reliable sources of truth. (15)
Footnotes
(1) Why isn't 4, which many subjects choose,
another appropriate answer? This answer mightn't
be capable of falsifying the hypothesis,
as 3 is but it does at least promise to add
supoort by instantiating it. This is a reasonable
point, but the fact remians that most subjects
choose 4 instead of 3. It may be appropraite
to view 4 as an answer, but it is not appropriate
to think that 3 isn't one.
(2) Is such a community really possible?
Some philosophers might argue on a priori
grounds that such irrationality would be
inconsistent with the supposition that the
community has beliefs. However, while some
minimal degree of rationality is no doubt
required to qualify as a believer, it seems
very doubtful whether this standard is high
enough to rule out the postulated community.
(Cf. Cherniak, 1986).
(3) Perhaps a match between orthodox notions
of rationality and actual human practice
can be restored by focusing on "experts",
rather than the general run of humans. The
difficulty here, however, is to identify
the experts in a non-question-begging way.
(Cf. Nisbett and Stich, 1980).
(4) Note that for inferential methods the
relevant notion is conditional reliability.
Inferential methods needn't always deliver
true conclusions, but they should deliver
true conclusions if their premises are true.
(5) Even if "true" doesn't mean
"rationally assertible", won't
the suggested relaiabilist strategy for assessing
rationality still lack practical teeth? For,
when we assess the reliability of our belief-forming
methods, how else can we check their outputs
except by using those selfsame belief-forming
methods? So won't we inevitably end up concluding
our methods are reliable? Not necessarily.
For one thing, there is plenty of room for
some belief-forming methods to be discredited
because their outputs do not tally with those
of other methods. And, in any case, assessments
of belief-forming methods don't always proceed
by directly assessing the outputs of those
methods, but often appeal to theoretical
considerations instead, which creates even
more room for us to figure out that our standard
methods of belief-assessment are unreliable.
(For example, when I judge that newspaper
astrology columns are unreliable sources
of truth, I don't draw this conclusion inductively
from some survey showing that astrological
predictions normally turn out false, but
from general assumptions about causal influences.
For more on this, see Papineau, 1987, ch
8.)
(6) This shows why, even given the complications
introduced by different possible desiderata,
my position on the evaluative question remains
different from Cohen's. Where Cohen ties
rationality to intuitions about rational
thinking, I tie it to facts about which methods
actually deliver which consequences. True,
I have now in a sense admitted an element
of relativism into judgements of "wide
rationality", in that I have allowed
that it can be an evaluator-relative matter
which desiderata are to count. But this is
not the kind of relativism for which I earlier
criticised Cohen's position. I allow that
people and communities can have good reasons
for differing on which desiderata they want
belief-forming methods to satisfy. But it
does not follow, as Cohen's position seems
to imply, that whatever methods they practice
will be rational for them if they take them
to be rational. For there will remain the
question of whether those methods actually
deliver the desired consequences, and nobody's
merely thinking this will make it so.
(7) The classic example of this approach
is Cosmides' and Tooby's account of the Wason
selection test (that is, puzzle (3) in section
2 above). They show that people are much
better at this test when it is framed as
a question about which individuals might
be violating some social agreement, and they
argue on this basis that the underlying abilities
must be adaptations which are well-designed
to detect social cheats. (See their contribution
to Barklow, Cosmides, and Tooby, 1992)
(8) Jonathan Evans and David Over distinguish
"personal rationality" ("rationality1")
from "impersonal rationality" ("rationality
2") They characterise the former as
"thinking ... or acting when ... sanctioned
by a normative theory" (1996, p. 8).
It has been suggested to me, in various discussions,
that this is similar to my distinction, between
"quick and dirty" methods hard-wired
by evolution, and sophisticated methods deliberately
designed to achieve the truth. I disagree.
Even if we restrict Evans' and Over's definitions
to the subject area I am interested in, namely
theoretical rationality, there remain crucial
difereences. Their "personal rationality"
is picked out as good for achieving personal
goals. Some thinkers, especially those influenced
by evolutionary psychology, may think this
coincides with "quick and dirty"
thinking , but I don't, since I believe that
"quick and dirty thinking" often
prevents us from achieving out goals in the
modern world. Conversely, my sophisticated
methods are themselves orientated to a particular
personal goal, namely, the goal of true beliefs.
For me, though not, it seems, for Evans and
Over, any "normativity" attaching
tio sophisticated methods is explained in
terms of their being good routes to the personal
goal of truth, and not in terms of some independent
sense of normatively correctness. (Cf. Papineau,
1999)
(9) To guard against one possible source
of confusion, let us distinguish between
modern science, in the sense if the institution
that has developed in Western Europe since
the beginning of the seventeeth century,
and the general enterprise of deliberately
seeking true beliefs, which I take to have
been part of human life since before the
beginning of recorded history. While deliberately
seeking true beliefs is certainly part of
science, the distinctively modern institution
clearly rests of the confluence of a number
of other factors, including distrust of authority,
the use of mathematics, and the expectation
that simplicity lies behind the appearances.
(10) It is intersting to contrast truth with
probability here. While we have had the intellectual
resources to pursue truth for at least 100,000
years, and quite possibly a lot longer, the
notion of probability has only been around
since 1654. (Cf. Hacking, 1975). I think
that this is why our culture encompasses
many everyday techniques designed to help
us to track the truth, but is very bad at
teaching ordinary people to reason with probabilities.
It is no accident that most of the "irrationality"
experimnets trade in probabilities.
(11) There are many delicate questions about
exactly how to chrarcterise contents in different
kinds of cognitive systems, and in particular
about whether the simple cognitive architecture
so far warrants all the precise characterisations
of content I have suggested. I shall gloss
over this in this paper, as nothing much
will hang on in. In Papineau (1997) I explain
how the teleosemantic approache to content
that I favour can deliver precise contents
for full-fledged means-end reasoners, but
suggest that nothing similar is justified
or less sophisticated cognitive systems.
I am no longer so pessimistic - I think there
are cases and cases- but further work remains
to be done.
(12) Which is not to deny that these explanations
themselves can be informed by biological
facts. Which practices are preserved by "culture"
depends crucially on which dispositions have
been bequeathed to us by natural selection.
(Cf. Sperber, 1996)
(13) The line that "means-end reasoning
is a spandrel" is found more often in
conversation than in print. Still, it is
popular among a surprisingly wide range of
theorists, from official "evolutionary
psychologists", through Dennettians,
to neo-associationist experimentalists.
(14) Note how this model, in which means-end
reasoning "resets" our dispositions
to action, can easily accommodate plans,
that is complicated sequences of actions
needed to achieve some end. This would only
require that the means-end system be able
to produce mutiple action settings, settings
which would trigger a sequence of behaviours
as a sequence of cues were encountered (some
of which might simply be the completion of
previous behaviours). An interesting evolutionary
step pushing humans down a different cognitive
path from other mammals was the ability to
learn complex sequences of action (an ability
which could in turn be explained by tool
use and other practices made possible by
complex hnds). Once this ability to learn
complex patterns was in place, then perhaps
it became useful for our ancestors to start
doing means-end thinking , in a way that
it hadn't before, because then they could
figure out and set themselves to perform
complex plans. That is, maybe means-end thinking
is only worth the trouble for animals who
are already capable of learning complex behaviours,
for only they will be able to devise complex
plans.
(15) I would like to thank Peter Carruthers,
Peter Goldie, David Over, Kim Sternly and
Stephen Stich for comments on this paper.
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