|
What is Behavior?
Ruth G. Millikan
A Philosophical Essay
on Ethology and Individualism in Psychology,
Part One
In a recent seminar in the biobehavioral
sciences department at my university a lively
controversy suddenly emerged from a sleepy
discussion of experimental results. "Grooming
behavior"? Surely that was a contaminated
description, not a straight description of
the experimental data. The behavior, the
datum, was that the animal "scratched
itself", a description containing no
speculations about function. The speaker
did not agree. There is nothing amiss, indeed
everything right, he insisted, in classifying
behavior in accordance with function, and
there was every reason to believe, in this
case, that grooming was the function of the
behavior.
Meanwhile, philosophy of psychology
is engaged
in a debate that has, as I will try
to show,
the same roots. Will a mature cognitive
psychology
need to characterize its subjects in
ways
that make reference to how they are
imbedded
in their environments? Or will it be
"individualistic",
making reference only to what supervenes
on the structures of individual bodies
and
brains? The individualists argue that
the
behavioral dispositions of a person
clearly
depend only on that person's inner
constitution,
hence that there can be no need to
refer
to the individual's relation to the
wider
environment in order to explain them.
The
anti-individualists argue that it is
impossible
even to describe much of the behavior
that
it is psychology's job to explain without
reference to the environment. For example,
"Jane pointed to the red block"
and "Jane said that she was ill"
are surely descriptions of behaviors
requiring
explanation (Burge 1986a), yet the
first
makes reference to a block in the environment,
the second to the role within her language
community of the sounds Jane made.
Siding
with the individualist, I hear my colleague
in biobehavioral science muttering
that these
latter descriptions are surely descriptions
of the hypothesized functions of Jane's
behavioral
outputs, not uncontaminated descriptions
of the form of her behavior.
These controversies stem, I believe,
from
the same misunderstanding. The confusion
concerns what "behavior"
is in
the sense that it is the behavioral
scientist's
job to explain it. The classical ethologist
believed that, in principle, all of
the behaviors
of an organism could be described by
an ethogram
prior to making any assumptions about
the
functions of this behavior. The classical
animal behaviorist, who concentrated
on learning
theory, believed the same. A proper
description
of sensory input and behavioral output
for
any organism would be, just, whatever
description
was needed to formulate regularities
or input-output
laws for the system. That has been
the stance
too of the individualist about psychology.
The difference between the latter two
is
mainly that the contemporary individualist
looks for laws that refer to states
of inner
mechanisms regulating behavior as well
as
to input and output. Let me lay my
cards
down on the table straightaway by contrasting
this classical position on behavior
with
what I believe behavior, in the relevant
sense, actually is.
Any animal's activities can be described
in a potentially infinite number of
ways,
hence classified under any of a potentially
infinite number of categories of form.
Behavior,
I will argue, is the functional form
of an
animal's activity. Other forms of the
animal's
activity are not relevant to behavioral
science.
As such, behavior obviously cannot
be isolated
and described prior to speculation
about
function; to offer a description of
behavior
is to offer a hypothesis, precisely,
as to
what has a function.
Further, because the functions of behaviors
are to make specific impacts on the
environment,
behaviors cannot be isolated and described
apart from reference to the environment.
Etiological explanations of behavior
concern
mechanisms that tailor the forms of
behaviors
to the structure of the environment
and/or
strategically place these behaviors
within
the environment so as to have appropriate
impact. Hence to explain the operation
of
these mechanisms requires describing
the
relations their operations normally
bear
to the environment. Taking a central
example,
to understand how beliefs, desires
and other
intentional states enter into the explanation
of behavior, we must understand what
relations
these states bear to the environment
when
they have been properly induced and
are functioning
in a way that is biologically normal.
In this chapter, I will explain and
defend
the claim that behavior is functional
form
for the general case of ethology. In
chapter
8 I will show how the truth of this
claim
entails that behaviors extend far out
into
the environment, and I will show why
etiological
explanations of behaviors cannot proceed
without continual reference to this
wider
environment.
--------------------------------------------------------------------------------
What then is behavior, the core subject
of
ethology? I am using "ethology"
broadly here so that it covers animal
behavior
studies generally, and I am including
humans
among the animals. A behavior is, I
suggest,
at least this.
It is an external change or activity
exhibited
by an organism or external part of
an organism.
It has a function in the biological
sense.
This function is or would be fulfilled
normally
via mediation of the environment, or
via
resulting alterations in the organism's
relation
to the environment. Requirement (1)
gives
us a rough way to distinguish behaviors
from
physiological processes. Notice that
it allows
other things than movements to be behaviors,
things such as emission of sounds (vocalization,
sonar), of pheromones, of light signals
(fireflies),
of electric shocks (electric fish),
changes
of color (octopuses and chameleons),
emitting
heat (incubating) and so forth. Requirement
(2) is the central one. Most of this
chapter
will explain and defend it. It may
help the
reader, in looking ahead to the human
case,
to recall that the mechanisms responsible
for human purposive actions have emerged
from a history of natural selection
and have
biological functions (see chapter 2).
If
human purposes are a species of biological
purposes or proper functions, then
human
actions are behaviors in the sense
described.
This position will be clarified in
part two
of this essay (chapter 8).
Requirement (2) cuts out of the class
of
behaviors such things as loss of heat
merely
as such, emission of odors merely as
such,
nonfunctional changes in pallor (turning
red when one is hot) and galvanomic
skin
responses. Requirement (3) cuts out
also
excretion of waste merely as such (e.
g.,
sweating merely as excreting, breathing
CO2
into the atmosphere), getting a sun
tan,
getting callouses on one's hands, and
shivering,
for although these events or processes
have
functions, the performance of these
functions
is not mediated by the environment.
That
is, these activities do not effect
changes
in or in relation to the environment
in order
that the environment should give a
return
on the investment.
The very simplest forms of behavior
are not
environmentally induced or influenced,
or
if they are, this influence is not
functional.
Put simply, the organism does not strategically
place these behaviors in the environment.
Thus we breath, and the clam passes
sea soup
through its digestive tract, the barnacle
waves its foot, and the jellyfish drags
its
tentacles. Each of these is a behavior
with
a function, but none is strategically
placed
in response to the environment. Perhaps
the
barnacle or the clam slows down its
activity
when the water gets too cold, but if
so this
will not be a strategic deceleration
but
a mere byproduct of the organism's
chemistry.
Similarly, our breathing speeds up
or slows
down, but not in direct response to
the environment
so as to place it correctly in the
environment,
but in response to our bodily needs.
More interesting behaviors are those
that
are advantageously placed in the environment
so that they occur, or tend to occur,
or
occur more often than randomly, when
the
environment is ready to cooperate.
They are
placed so as to effect their functions
through
the mediation of the environment, when
and
where the environment is ready to mediate.
It is on these latter kinds of behaviors
that I will concentrate. Animal and
human
psychology might be distinguished within
the somewhat broader field of ethology
by
the fact that it too concentrates on
the
latter behaviors, emphasizing mechanisms
of control of behavior by or partly
by the
environment.
The behavioral scientist with whom
we began
this essay took it that "grooming
behavior"
was a description of behavioral "function"
in a sense in which descriptions of
function
go beyond straight descriptions of
the experimental
data to incorporate illicit speculations
of some kind. My project is to argue
that
there is no such thing as a minimal,
antiseptic,
or unprejudiced description of the
data,
the behavior, that it is the job of
the behavioral
scientist to explain. But first it
will be
well to understand this fear of infection
by function. There are, I believe,
several
overlapping historical sources of this
fear.
If we look to the history of behaviorism
we find a strong concern that the data
for
psychology should be intersubjectively
observable
data in contrast, specifically, to
data collected
by introspection. One of the things
that
was traditionally thought to be known
by
introspection and, when the chips were
down,
by introspection alone, was what one's
intentions
or purposes were in action. It apparently
followed that no reference to an organism's
purpose in behaving should be made
when describing
behavioral data. To describe behavior
by
reference to its purpose would be to
describe
it by reference to hidden, possibly
occult,
causes in the organism, causes that,
at the
very least, could not be directly observed.
It would be to build "mentalistic"
notions or at least assumptions about
hidden
variables into the very description
of one's
data.
Out of the tradition of Ethology came
a parallel
concern about the dangers of anthropomorphism.
It is all too easy to read motives
into an
animal's behavior by analogy with what
one's
own motives would be. For example,
Lehner
(1979) cautions us that in describing
a dove's
behavior "as `escape flying behavior'
we are assuming that the dove was responding
to a stimulus from which it wanted
to escape"
(p. 46). But it may well be that nothing
parallel to the motives of humans are
to
be found in such animals at all; certainly
the ethologist should be careful not
to prejudge
such motives. And even if a label such
as
"grooming behavior" does
not carry
the implication that the animal has
grooming
as a personal motive, still in initially
labeling the behavior as grooming rather
than merely as scratching, one may
be blinding
oneself to the true functions involved,
or
to the necessity of seeking hard evidence
for the functions one thereby assumes.
According
to a famous quote from Konrad Lorenz:
"It
is an inviolable law of inductive natural
science that it has to begin with pure
observation,
totally devoid of any preconceived
theory
and even working hypothesis. This law
has
been broken by one and all of the great
schools
of behavioral study..." (Lorenz
1950).
Thus in the tradition of classical
ethology,
one begins the study of an animal by
first
constructing an ethogram. The ethogram
is
a list of the units in the animal's
behavioral
repertoire, described, in the first
instance,
purely as a set of motor patterns.
But it
is sometimes recognized explicitly
(more
often implicitly) that progress cannot
be
made without also noting something
at least
about the context of occurrence of
these
motor patterns. For example, to describe
a behavior as eating, jumping, bar
pressing--or
scratching--is already to have moved
beyond
muscle contractions to the wider context
of these. Indeed, Drummond (1981) argues
that a complete description of a behavioral
unit would include besides "intrinsic
properties" (e. g., motor patterns)
also location, orientation, physical
topography
and physical effects.
Drummond's inclusion of physical effects
in a description of pure behavioral
form
is particularly interesting, since
description
of effects has been taken by others
to be
description of the function as opposed
to
the form of behavior. For example,
Robert
Hinde (1970, p. 10) tells us that "there
are two methods for describing behavior.
One involves reference ultimately to
the
strength, degree and patterning of
muscular
contractions.... the other involves
reference
not to these changes but to their consequences"
upon which Lehner (1979, pp. 44-45)
comments
that the distinction between "empirical
description--description of the behavior
in terms of body parts, movements and
postures
(e. g., baring the teeth)" and
"functional
description--incorporation of reference
to
the behavior's function--(e. g., bared-teeth
threat)" is "nearly synonymous"
with Hinde's distinction between describing
muscle contractions and describing
consequences
of these. Similarly, Bastock (1967,
p. 11)
writes that ".. displays... are
best
defined in terms of their function.
Threat
displays tend to cause withdrawal on
the
part of the adversary: appeasement
or submissive
displays tend to reduce attacks"
(taken
from
(Purton 1978)). Purton (1978) discusses
what
he considers to be the mistake of conflating
functions with mere effects. My argument
will be that exactly the same considerations
that distinguish functions from mere
effects
also distinguish behavioral forms from
mere
motions, from incidental effluences
of the
organism, and from other incidental
changes
occurring on its surface. Nonfunctional
activity
forms have exactly the same status
as do
nonfunctional effects of behaviors.
Neither
is a proper subject matter or a part
of the
data that behavioral science must explain.
Conversely, to distinguish those forms
of
motor pattern and other outputs of
the organism
that are proper data for behavioral
science
from those that are not is impossible
without
implicitly postulating the existence
of some
function or other for the output, if
not
always the specifics of function.
Concerning the task of constructing
an ethogram,
the obvious questions have of course
arisen
about how to segment the motor patterns
that
an animal exhibits into chunks, how
long
these segments should be, and how similar
to one another they must be in order
to be
grouped together as examples of the
same
behavior (Schleidt et al. 1984). But
the
consensus seems to be that as ethologists
become more familiar with the animal
under
study, this theoretical problem tends
to
subside and practical agreement to
emerge
(Kramer 1989). I should like to convince
you that the problem of how to segment
motor
patterns into chunks is in fact but
the tiniest
tip of a huge theoretical iceberg.
The theoretical
problem is theoretically huge. It is
solved
in practice only by commonsensical,
or by
ethologically experienced, implicit
reference
to function. Since common sense for
the most
part solves this theoretical problem,
one
can appreciate its magnitude only by
withholding
common sense. Please try not to flinch
then
as I proceed to rub your nose in the
theoretical
absurdity.
There is a tendency to think of the
motions
of an individual organism as constituting
a straightforward set of manageable
size.
These are the "outputs" for
individualist
psychology, the items that must be
explained
as deriving from "inputs"
to the
sensory systems, given the regulating
mechanisms
between. And a collection of these
events,
observed one by one and incorporated
into
a list, are supposed to constitute
the basic
data for ethology. The ethologist's
initial
problem is how to divide and classify
these
individual behaviors so as to put each
relevant
type on the list just once. The individualist
has a similar problem, for she wishes
to
explain the movement events, and events
can
be explained only under types. There
is no
such thing as explaining, simply, "so-and-so's
current movements"; movements
must be
explained under general principles,
hence
under general descriptions. The problem
that
emerges, then, is not just how to divide
and count behavioral events. It is
that the
number of possible descriptions that
might
be given of any one movement event
is completely
unmanageable. Please try to keep common
sense
under control while I belabor this
point.
Consider, for starters, that motions
can
only be described relatively, through
mention
of spatial and temporal relations to
chosen
relata. Relative to what should a given
motion
be described so as to classify or to
explain
it? Should we try to explain why Amos-the-mouse
moves away from the cat, or why he
moves
towards the kitchen clock, towards
the waiting
broom, or towards London or the North
pole?
Should we explain why Amos' eyes blinked
just before a piece of dust struck
his closed
eyelids, or why they blinked when the
clock
said 2:37:08, or why they blinked just
as
Amos's whiskers twitched, or just as
the
end of Amos' tail passed the fifth
blue square
of the kitchen linoleum? Indeed, did
Amos
blink, or was it just that his upper
eyelashes
removed themselves, in an arc, further
from
entanglement with his eyebrows, or
moved
to point at his navel, or at his nose,
or
at his toes? Should we explain why
muscle
cell no. 237 in Amos' right biceps
contracted
at the same time that muscle cell no.
153
in Amos' left ear relaxed, or why it
contracted
at the same time that muscle cell no.
863
in his right triceps relaxed? Or would
it
be better to explain how it happened
that
all of the muscle cells in his body
happened
to coordinate so as miraculously to
convey
him across the floor--rather than leaving
him in a twitching heap in the middle?
We
might attempt to explain any of these
things
and, given enough physics and chemistry,
and a full chemical-physical state
description
of Amos, and also of a big enough piece
of
the world around him at a certain very
exact
time, in principle we might succeed.
But
surely it is not the job of any life
science
to explain Amos' motions under every
one
of the uncountable number of descriptions
that can be given of them. Under what
descriptions,
then, is it the behavioral scientist's
job
to explain Amos' motions? What is the
principle
that is involved here? This I take
it, is
the same as the question, which of
these
descriptions describe behaviors of
Amos',
rather than mere motions, behaviors
being
the concern of the behavioral life
scientist.
Nor are motions peculiar with regard
to the
infinity of their possible descriptions.
Amos can make squeaks, chattering sounds,
sneezes, coughs, choking sounds, or
he can
be silent--silent except that, if you
listen
closely, he makes breathing sounds,
and little
thumping sounds with his feet (danger
signals,
or just foot patter?), and also with
his
heart. Which of these sounds, and which
silences,
are subject matter for behavioral science?
How should the sounds be described?
By pitch,
or inflection, duration, periodicity,
harmonic
structure, rhythmic structure, amplitude,
or pattern of repetitions? Consider
the sounds
that a human makes. Some of these,
such as
screams and laughs, can be described
relatively
crudely. Others, the speech sounds,
need
to be described in great detail, and
in accordance
with principles of such subtlety that
they
are not yet fully understood. Still
other
sounds, such as sounds made while choking
or urinating, sounds made by the heart
and,
normally, those made in breathing,
do not
need to be described at all. Sometimes
silences
need to be described and sometimes
they do
not. Given the infinity of possible
descriptions
of emitted sounds and interspersed
silences,
what determines the descriptions that
are
relevant to behavioral science?
Does one look, perhaps, for repeated
behavioral
units, for patterns that recur? That
mice
run away from cats, for example, is
a recurrent
phenomenon, that they run toward waiting
brooms is not. But the heart says "pit-a-pat"
with wonderful regularity, every mouse
eyeblink
is a momentary disentanglement of its
eyelashes
from its eyebrows, every mouse foot
touching
the floor makes a minuscule thump,
and choking
is a distinctive and reliably reproducible
sound, under the right stimulus conditions.
Yet none of these are behaviors, not
in the
sense we seek. None of these is the
behavioral
scientist required to explain (though
explanations
may fall out of behavioral science,
of course,
as these mouse outputs are shown to
be accidental
byproducts of other outputs that do
require
explanation).
The structure of the theoretical problem
here may be clarified by comparing
it with
the better recognized problem concerning
which effects of an organism's bodily
motion
require to be explained. Hinde and
Drummond
suggest including physical effects
of an
organism's movements as part of the
description
of the form of the organism's behaviors.
Yet we know that not every effect of
an organism's
movement can be considered part of
its behavior.
One effect of Rattus-the-rat's current
muscle
contractions is that the bar in front
of
him is depressed. But a second is that
the
watching experimenter frowns or smiles,
a
third that an elongated shadow passes
over
the floor in front of the cage, a fourth
that a food pellet enters his cage,
a fifth
that this pellet makes a rattle that
alerts
young Templeton in the cage next door,
making
his mouth water, and so forth. We know
that
it is not the job of the behavioral
scientist
to explain all of these happenings.
The productions
of these effects are not all behaviors.
In truth, very few things that an organism
does are behaviors. "Doing"
is
a far more general notion than is "behaving".
In order to "do" one need
merely
satisfy an active verb. Active verbs
are
for the most part noncommittal about
whether
or not what they describe is the realization
of a function or purpose. In the case
of
a few verbs, for example, "fall",
"trip" and "slip",
function
or purpose is definitely excluded.
And there
are a few verbs, for example, "hunt",
"fish", "seek",
"challenge",
and "threaten", that tell
only
of function and not at all of form.
Thus
to know that an animal is "hunting"
is to know that the function of its
behavior
is finding and/or catching, but it
is not
to know anything whatever about the
form
that this behavior takes. Hunting behaviors
can be realized in walking behaviors,
swimming
behaviors, flying behaviors, eye movements,
movements of the fingers through the
yellow
pages, or "mental movements"--hunting
through one's memory for a name. To
say that
an animal "hunts" is to say
nothing
at all about either the form or the
result
of its behavior. But most verbs are
just
the opposite. They designate form or
result
and are noncommittal about function.
For
example, "He bumped me with his
elbow"
and "He stepped on my toe"
are
noncommittal about whether the doing
was
a function or purpose of his bodily
movement
or merely a result of it. It is even
possible
inadvertently to "sign a check",
accidentally to "warn someone",
or involuntarily to "raise one's
arm"
under prompting of a well placed electrode.
Indeed, one might even "say that
one
is not feeling well" without doing
so
purposefully. Perhaps one is asleep,
or reciting
back sentences in a foreign language.
That
is, each of these descriptions can
be used
as a description of the form or result
of
a doing that is not, however, a behaving
in the sense that concerns behavioral
science.
But I have been ignoring a loud clamor
in
the wings. The clamor is that what
distinguishes
the bodily motions, or the sounds,
or the
effects of these and so forth, that
it is
the behavioral scientist's job to attend
to, is not function at all, but law.
The
motions to be explained must be described
under whatever descriptions there are
that
yield laws of behavior. For example,
there
are no laws of mouse behavior that
determine
mouse motions relative to kitchen clocks
or the North pole, but likely there
are laws
that determine mouse motions relative
to
cats or, at least, relative to the
orientations
on mouse retinas of cat-like images.
(By
"laws" can be meant, of course,
not only lawful dispositions of the
whole
mouse, but also lawful dispositions
of inner
parts of inner mechanisms in the mouse,
which
laws add up, flow chart style perhaps,
to
an explanation of the mouse's outer
behavioral
dispositions.) Similarly, if there
is some
law of behavior under which Rattus'
pushing
the bar down falls but none under which
his
causing an elongated shadow falls,
then ipso
facto that Rattus pushes the bar down
is
a behavior that it is the psychologist's
job to explain whereas that Rattus
causes
an elongated shadow is not. Indeed,
the actual
history of psychology suggests that
the psychologist
may be able to predict the effect that
is
bar pressing in accordance with laws
of rat
psychology without being able to predict
the bodily motions that cause the bar
pressing,
without, say, predicting whether Rattus
will
use both paws, right paw, left paw
(or nose)
to depress the bar. Some of the laws
of rat
psychology may be about behavior described
just in accordance with effect, and
not about
bodily motions at all.
This classic move is premised, I believe,
partly on a confusion between function
and
law. If one supposes that functions
are,
in general, lawfully performed, as
opposed
to being performed only under ideal
conditions,
then searching for functions is easily
assimilated
to searching for laws. Compare Bastock's
assimilation, cited above, of the function
category "threat display"
to the
category of "displays that tend
to cause
withdrawal on the part of the adversary".
The move is based also on a misconception
concerning science--on the belief that
valid
sciences always deal in laws. I discuss
these
two mistakes in chapter 9. Here I will
try
to show only that outputs that fall
under
laws are not always behaviors.
The chameleon has a disposition to
turn brown
when placed in a brown box. The mouse
has
a disposition to brown nicely when
placed
in an oven at 350 degrees Fahrenheit.
The
chameleon's color change exemplifies
a law
of behavior that it is the ethologist's
job
to study. Why does the mouse's color
change
not exhibit a law of behavior that
it is
the ethologist's job to study? Or if
one
prefers muscle contractions, why is
it not
a law of behavior that rigor mortis
invariably
sets in shortly after the ingestion
of cyanide,
or that muscle rigidity results from
the
right sort encounter with tetanus.
It has
been demonstrated that male rats deprived
of food for nine days copulate less
frequently
than rats not so deprived. Was this
the discovery
of a behavioral law?
But perhaps you will object here that
antecedents
that break the system under study,
antecedents
that damage the organism, can't yield
laws
for or of the systems under study.
For example,
whether or not decrease in copulation
after
nine days starvation is a rat behavior
falling
under psychological law depends on
whether
the starvation does damage to the rat's
insides
so that it is no longer a proper subject
for the study of rat psychology. But
that
objection would be a cheating one.
For what
it means to say that the system broke
down
is, exactly, that it is not a function
of
the system nor a byproduct of its functions
to react in this way. The very subject
matter
of behavioral study, the intact animal,
is
defined by reference to proper or normal
function. Behavioral dispositions are
not
just dispositions of any old chunk
of warm
matter, but of a chunk having a normal
constitution,
where this is defined relative to its
(historically
defined) proper functions (chapters
1 and
2). Most of the dispositions of Amos
and
of Rattus qua chunks of matter are
chemical
and physical, not psychological dispositions.
To find the psychological ones we must
make
a necessary reference to the functions
of
Amos' and Rattus' dispositions.
To make this clearer, consider some
lawful
dispositions that may be realized without
destroying the biological system. A
strong
enough electric shock administered
to the
body here contracts the muscles there.
Cockroaches
become torpid when the temperature
drops
too low. A mild blow below the knee
cap causes
a kick. If spun around enough times
in the
same direction, children fall down.
When
a puff of air hits the open eye it
blinks.
Which of these lawful consequences
are behaviors?
My suggestion is that the eyeblink
reflex
is the only one of these that is clearly
a behavior. It is the only one, so
far as
we know, that has a function. The rest
are
probably "spandrels", results
of
the system's architecture that are
accidental
relative to its functional design (see
chapter
2). Similarly, the eyeblink reflex
is properly
described as a blink or closing of
the eyes,
not as a movement of the eyelashes
away from
the eyebrows or towards the navel,
nose or
toes, for only the covering of the
eyes has,
as such, a biological function. That
the
blinker's eyelashes move away from
his eyebrows
is a response that falls under laws,
but
it does not fall under behavioral laws.
Nor will I accept as an objection that
some
behavioral scientists would call knee
jerks
or becoming torpid when too cold "behaviors".
My claim is that if they believe that
these
happenings have no functions, then
if they
think about it carefully they will
see that
they shouldn't call them behaviors,
not with
a capital `B'. The impulse to call
them behaviors
rests on a confusion. It rests on the
assumption
that whatever an animal does is behavior.
And it rests on a false belief about
the
data of science. It rests on the belief
that
not only must behavior, the basic data
for
the behavioral sciences, be observable,
but
that it must also be observable, right
on
the surface, that it IS behavior. But
what
I have been trying to show is that
that is
not so, that there is no surface feature
that distinguishes behaviors from other
doings.
But now it will be asked, how can the
behavioral
scientist's initial data, that which
she
is supposed to explain, be only forms
of
output that have functions, when the
fact
that a form has a function is not an
observable
fact but a matter of theory? Well,
how can
the classical chemist's data, that
which
she is supposed to explain, be only
the behaviors
of chemical elements and compounds,
and not
also of mixtures, when the fact that
a substance
is an element or compound and not a
mixture
is not an observable fact, but a matter,
only, of chemical theory? The philosophy
of science has matured a great deal
since
it helped to give birth to behaviorism.
Not
only have anxieties about speculating
on
the contents of little black boxes
been dispelled,
but also anxieties about theory-infected
data. If there is agreement on anything
among
current philosophers of science it
is on
this: what the data for a given branch
of
science are and how those data must
be described
so as to connect with theory are matters
that are adjusted along with theory,
and
cannot be finally settled in advance.
Theoretical
science is, in this respect, always
a bootstrapping
operation.
Of course it is true that ethologists
spend
much time putting down in their field
notebooks
descriptions of behaviors the functions
of
which they do not yet understand. Indeed,
they make a point of trying to describe
behaviors
in ways that do not prejudge the issue
of
specific function. This practice makes
eminent
sense. In no science is it well to
jump to
conclusions. But the fact that the
ethologist's
preliminary field notes often turn
out to
be useful attests not to the fact that
the
pure behavioral data for ethology are
antiseptic
or not theory-laden. It attests to
the soundness
of the traditions behind such data
collecting,
and to the perspicacity of the trained
field
worker, in separating out descriptions
that
are likely to be descriptions of functional
forms from those that are unlikely
to be.
Thus it is that as ethologists become
more
familiar with the animal under study,
the
theoretical problems about how to "chunk"
and to classify behaviors tend to subside
and practical agreement to emerge (Kramer
1989). This is not the place to explore
the
rich question by what signs and symptoms
the ethologist discerns that a certain
behavioral
unit is almost bound to have some function
or other. But it is very often true
that
the ethologist rightly perceives this
long
in advance of entertaining any specific
hypothesis
about what that function is. On the
other
hand, it is also true that the ethologist
can sometimes be badly mislead. It
is not
always obvious what an animal is doing
that
constitutes its true behavior. Reflect,
for
example, that few but trained linguists
can
even hear all the salient distinctions
among
sounds in human languages unrelated
to their
own, but these distinctions are crucial
if
one wishes to describe verbal behaviors.
Similarly, Colin Beer tells an involved
story
about difficulties in discovering where
the
true behaviors lie within the vocalizations
and within the "facing away"
behaviors
of laughing gulls (Beer 1975, 1976).
"In
spite of the technical advances in
data collecting
and data processing... one still has
to start
out with selection of one out of an
infinite
number of possible descriptive strategies,
in accordance with whatever one's wits
and
experience offer as the best bet"
(Beer
1973, p. 54).
I have urged that the behavioral scientist's
job is not to study just the properties
of
a chunk of living matter but to study
the
properties of a biological system,
the properties,
roughly, that have accounted for the
proliferation
and survival of the chunk of matter's
ancestors.
These are properties that figure in
an explanation
of how it happened that some critical
proportion
of historical embodiments of the system
under
study managed to avoid destruction
and, ultimately,
to reproduce themselves. What a biological
system does, as a biological system
and not
merely as a pile of atoms, is what
it's ancestors
have historically done that enabled
them
to survive and reproduce. As a biological
system, it does only what it is its
biological
purpose, or "proper function"
(see
chapters 1 and 2), to do.
The behavioral sciences, considered
as life
sciences, are engineering sciences
in reverse.
The engineer begins with certain functions
in mind that she wishes to see performed,
then figures out how to build a device
that
will perform these functions. The behavioral
scientist begins with a device that
has already
been designed to perform certain functions,
then figures out what these functions
are
and how the device is built so as to
perform
them. It is not her job to notice or
to figure
out any other things the device might
do--like
supplying one a good dinner (hens),
or making
a good alarm clock (roosters). Nor
is it
her job to notice any other dispositions
it might have--like one's knee jerks
and
one's skin turning red in the sun.
So understood,
the life sciences do not include the
study
of how best to exterminate roaches,
or the
study of breeding techniques, or of
how to
grow turkeys with more white meat.
Nor do
the behavioral sciences as life sciences
include the study of animal training
techniques,
or of how to get chickens to lay more
eggs,
or of how best to keep pigs from rooting.
That's not to hurt anyone's feelings,
but
just to make what I think is a needed
distinction.
The heart of the life sciences is to
understand
life, not what can be done with or
to life.
But if the behavioral scientist studies
not
chunks of matter but functional systems,
how does it happen that the behavioral
experimentalist
puts out one eye of Armadillidium and
then
reports in the literature that it proceeds
to swim around in circles, or removes
large
portions of a cat's brain and reports
on
resulting abnormalities in the cat's
paw-placing
behavior, or presents a newly-hatched
chick
with a mechanical toy in place of a
mother
and reports effects of the resulting
abnormal
imprinting, or attempts to teach an
ape sign
language? Surely this is legitimate
research
in behavioral science, but just as
surely,
it is not investigation of proper behaviors
of the animals being studied. The point
of
experiments such as these is to probe
into
the mechanisms, the machinery, by which
proper
behaviors are produced. To know what
will
deflect a mechanism from proper performance
of it's tasks, how it will perform
under
abnormal conditions or when altered
in certain
ways, can yield strong clues about
how it
is constituted, how it works inside,
hence
how it manages, normally, to produce
proper
behaviors. It goes without saying (or
should)
that the experimentalist does not perform
random experiments on the animal to
be studied.
Not any old facts about how the animal
will
behave if mutilated in random ways
or subjected
to random adverse conditions interests
the
scientist, but only facts that cast
light
on the mechanisms behind proper functioning.
What distinguishes the core life sciences
from the physical sciences is not a
difference
in the natural kinds being studied,
but in
the point of departure for the study.
What
is logically first for the core life
sciences
is the study of proper or normal function.
Of course there is also abnormal physiology,
abnormal psychology and so forth, the
study
of common aberrations, common malfunctions,
of biological systems. But these subjects
cannot even be defined except by contrast
with proper operation of these systems.
The
study of biologically proper behaviors
is
prior and foundational, the study of
abnormal
function a study of departures from
this
norm. And as these departures become
more
extreme, the study of abnormal function
merges
slowly into a study of mere chemistry
and
physics.
REFERENCES CITED
Beer, C. G. 1973 "A View of Birds".
Minnesota Symposia on Child Psychology
Vol.
7. Burge, T. (1986) Individualism and
Psychology,
Philosophical Review 95 (Jan) pp. 3-45.
Engel, B. T. (1986) An Essay on the Circulation
as Behavior, The Behavioral and Brain Sciences
9, 285-318.
Hinde, R. (1970) Animal Behavior, a Synthesis
of Ethology and Comparative Psychology, Second
Edition (McGraw-Hill).
Kramer, M. 1989 The Behavior and Natural
History of the Florida Red-bellied Turtle,
Pseudemys Nelsoni: An Ethological Study.
Ph. D. dissertation, University of Tenn.
260 pp.
Lehner, P. N. (1979) Handbook of Ethological
Methods, (New York & London: Garland
STPM Press).
Lorenz, K. 1950 "The Comparative Method
in Studying Innate Behavior Patterns"
Symposia of the Society for Experimental
Biology 4 pp. 232-233
Sachs, B. D. (1965) Sexual Behavior of Male
Rats after One to Nine Days without Food,
Journal of Comparative Physiology 60, pp.
144-46.
SCHLEIDT, W. M. 1985 "In Defense of
Standard Ethograms" Z. Tierpsychology
68. pp. 343-345
Schleidt, W. M. and Crawley, J. N. 1980 "Patterns
in the Behavior of Organisms" Journal
of Social and Biological Structures 3, pp.
1-15.
|