SPECIAL AND GENERAL RELATIVITY
Axioms, derivation and internals of Einstein's
or Extended Relativity (ER) are shown in
"Special Relativity" and "General
Relativity". Here we shall look at it
from outside, from the epistemological point
of view concerning its context, foundations
and impact.
The impact of ER may be compared with that
of Heliocentrism and Evolution, similarly
revolutionising the Weltanschaung and similarly
attracting attacks of dogmatic obscurantists.
At the time being they burned Giordano Bruno;
at our own days the exorcists graduating
from the Pontifical Regina Apostolorum University
of Vatican, together with other Creationists
and Intelligent Designers infiltrate "scientific"
education and endeavor to resurrect geocentric
cosmology founded in sacrosanct verbatim
interpretation of Genesis.
If by its impact ER is one of two or three
most important Models, it stands alone by
the simplicity of its epistemological foundation.
The intellectually deepest, most revolutionary
and complex Model is based on the simplest
postulate ever formulated, that of Equivalence
of Inertial and Gravitational Mass. It was
not even totally new: equality of both Masses
goes back to Galileo's Experiment, but has
always been considered as coincidence. Replacing
this Equality with Equivalence Einstein created
new Physics, indeed new Science which implies
in turn new Epistemology.
ER has of course several other postulated
rules. We shall consider them in two steps
of ER, the Special and the General Relativity,
always from the epistemological view point
and remembering that they all culminate in
the Equivalence Postulate and its impact
on Physics.
CONTEXT
The Michelson-Morley experiment sounded the
knell of Mecanistic Dogmatism and of Aether
phantasmagoric crutch. Physicists forgot
to walk by their own means and Physics found
itself void of foundations and thus meaningless.
However, the void was not complete. Aether
left in its ruins some most ingenious recipes
hanging for the moment in emptiness, but
ready for constructive use, once some firm
ground found on which to lean. To mention
two of them:
Maxwell described the structure of Electromagnetic
Field, has shown that light is electromagnetic
wave and determined analytically its speed
C getting exact agreement with experimental
data. The fundamental question "speed
with respect to what?" stayed however
unanswered and Maxwell's equations stayed
a genial mathematical recipe void of physical
sense. Galilean Relativity suggested and
Michelson- Morley proved, that C is invariant
with respect to all IR's (Inertial Referentials).
But then, Galilean additive Transformation
of speeds did not hold.
Lorentz conceived an ingenious recipe, called
Lorentz Transformation
(L-Tr) which replaced Galilean Transformation
and supported the invariance of C. But he
did it as last effort to save the Aether
and with Aether's collapse L-Tr lost the
physical foundation and sense.
In the meantime Mathematics made great progress.
Minkowski, Lobatschevski, Rieman defined
pseudo-euclidean, hyperbolic and parabolic
#Spaces. Levi-Civita created Tensor Calculus,
which allowed to precise metrics of non-euclidean
#Spaces, to deal with their curved coordinates
and to formulate physical laws in covariant
form.
SPECIAL RELATIVITY (SR)
In this context, after the
collapse of Aether, Einstein dared to throw
away the crutches and to set out walking
by himself. We shall try to retrace some
of his most eventful walks. Having scrapped
Aether and mechanistic dogmatism, Physic
stayed without foundations and without a
Model capable to represent Light (meant as
Electromagnetic Field). The astounding effectivity
of Newton's Model and Galilean Relativity
in representing mechanics and dynamics from
local to cosmic scale pleaded for extending
them over Electromagnetism and creating "Extended
Relativity" (ER) rather than starting
all from the scratch.
This extention posed two essential problems:
1. With Aether we have lost the support of
Field and were left with two apparently disparate
Continua, Field and #Space without any physical
relation between them. Therefore we had to
look for some new base which would reconcile
Field and #Space without any intermediary
agent. As we saw in "Galileo and Newton",
Field is a factual construct and #Space an
abstraction, so by virtue of the Principle
of Preponderance of Facts, it's Newtonian
#Space that had to be primarily reexamined.
We shall start therefore by researching some
new #Space which will hopefully found some
Model supporting in IR's the covariance of
Electromagnetism along with that of Mechanics
and Dynamics.
2. Incompatibility of the Galilean Transformation
with invariance of C in IR's. We have seen
above that, trying vainly to save Aether,
Lorentz conceived his famous L-Tr which supports
the invariance of C. However, deprived of
foundation after Aether's collapse L-Tr stayed
an ingenious mathematical recipe void of
physical sense.
Consequently our new MS, besides reconciling
Field and #Space has to support some Lorentz-like,
or if possible, the already existing L-Tr,
providing it with physical foundation and
sense.
The derivation of this MS called Special
Relativity (SR) is described with mathematical
details in the chapter "Lorentz Transformations",
which requires basic knowledge of Tensor
Calculus and its application to Metric #Spaces.
Here, we shall concentrate on the intuitive
creativity in Einstein's train of thought,
limiting mathematic tools to the Theorem
of Pitagoras.
Let's start by recalling the concept of Elementary
Displacement in the Euclidean #Space of the
Galilean Relativity. Let RR be an IR with
center in O and orthogonal coordinates X1,
X2, X3.
RR: O, X1, X2, X3
For a point distant from O by Elementary
Displacement dS we have by virtue of the
Theorem of Pitagoras:
dS^2 = dX1^2 + dX2^2 + dX3^2
Now, let rr be another Inertial Referential
rr: o, x1, x2, x3 with axes x1, x2, x3 respectively
parallel to X1, X2, X3, moving with respect
to RR along X1/x1 at speed V.
Galilean Transformation conserves the distance
("Galileo and Newton"), so that
dX1 transforms from RR to rr invariantly:
dx1 = dX1 Axes x2, x3 are not affected by
the movement: dx2=dX2, dx3=dX3 and finally:
ds^2 = dx1^2 + dx2^2 + dx3^2 = dX1^2 + dX2^2
+ dX3^2 = dS^2
ds^2 = dS^2: dS is invariant under Galilean
Transformation
We shall call dS^2 = dX1^2 + dX2^2 + dX3^2
the "Quadratic Form" characterizing
Euclidean #Space and note that:
Quadratic Form of Euclidean #Space is invariant
under the Galilean Transformation.
Derivation of SR Model #Space boils down
to research of a Quadratic Form characterising
a #Space replacing Galilean Transformation
with another, supporting invariance of C,
if possible with the already existing Lorentz
Transformation.
We shall base this research upon comparison
of sound wave and light wave emitted in the
center O of RR. Calling the sound speed U
and supposing that sound emission starts
at t=0, O will find itself at time T in the
center of the sound sphere of radius R=UT.
o of rr will find itself at T in the point
seen from O as VT (V being the relative speed
of rr with respect to RR), thus not in the
center of the sphere, but at the distance
(U-V)T from sphere's intersection point with
x1, "heading" in the direction
of V and at (U+V)T from the opposite "trailing"
point. At the limit of V=U o will find itself
confused with the "heading" point
and over this limit, at VU will become supersonic
and find itself outside of the sphere, preceding
the "heading" point. The speed
of sound will appear to o as depending on
its speed V with respect to the source O,
slower in the V direction, faster in the
opposite.
The essential difference between sound and
light consists in light speed C being, unlike
that of sound, invariant with respect to
V. In other terms, both O and o will find
themselves always in the center of the light
sphere emitted in O.
Radius R of the spere seen from RR will experience
Lorentz Contraction when seen from rr so
that o will find itself in the middle of
the sphere of radius r<R, smaller than
the sphere seen by O. The clock in RR observed
from rr will tick slower than observed from
RR, so that o will count less ticks during
light propagation. The sphere seen by o would
have less time to extend, which accounts
for its smaller dimension. At the limit,
for V=C, the clock seen from rr will stop
ticking and the radius seen by o will be
r=0. The spere seen from rr will stop to
extend.
This construction exceeds human faculty of
visualization but has been verified experimentally
and if we want to investigate it, we must
map it into some pertinent abstract Model
#Space (MS). Let's look for a Quadratic Form
defining this MS.
Supposing now that the source at O of RR
emits light, O will find itself after elementary
time increment dT in the center of light
sphere of radius dR = CdT. By virtue of the
Pitagoras theorem for each point of the sphere
we have: dR^2 = dX1^2 + dX2^2 + dX3^2 or
(CdT)^2 = dX1^2 + dX2^2 + dX3^2 [5]
Now, due to the invariance of C, o of rr
will find itself also in the center of light
sphere:
(Cdt)^2 = dx1^2 + dx2^2 + dx3^2 [6]
Transfering CdT and Cdt to the right hand
side of [5],[6]: dX1^2+dX2^2+dX3^2-(CdT)^2
= dx1^2+dx2^2+dx3^2-(Cdt)^2 = 0
In order to maintain notation similar to
that of the Quadratic Form of Euclidean #Space
we shall write "-(CdT)^2" as "X4^2"
and "-(Cdt)^2" as "x4^2"
and say that the Quadratic Form of the SR
#Space is invariantly equal zero:
dS^2=dX1^2+dX2^2+dX3^2+dX4^2 = ds^2=dx1^2+dx2^2+dx3^2+dx4^2=0
[7]
[7] defines the 4 dimensional SR #Space having
3 real coordinates x1,2,3 and one imaginary
x4=sqrt(-(Cdt)^2) = iCdt LightTime (LT)
(where i=sqrt(-1)). Expressing these coordinates
in units we get the "signature"
of the #Space: 1,1,1, i
#Space of this signature is known as Minkowski
#Space (#MinSp). The particular instance
of #MinSp whose imaginary x4 is associated
with physical LT and x1,2,3 with physical
space may be called "SR #Space".
Let's note that SR #Space is Metric its all
4 dimensions including LT having the measure
of distance. Thus it transforms covariantly
in all
4 dimensions. In other terms SR #Space, unlike
the absolute Newtonian, is covariant , i.
e. relative. under Lorentz Transformations.
In particular, covariance of x4=-iCt, with
invariant C implies covariance and relativity
of time.
Now, a transformation may consist of translation,
rotation or a combination of both. However,
we have seen that translation would make
C depending on the relative speed of source
and observer, so it's excluded by the Axiom
of C invariance and we are left with rotation:
for rr moving along x1, the transformation
consists in rotation in the plane x1 / x4
(or x1 / iCdt). Let's mention without going
into details that x4 being imaginary, the
plane is complex and our rotation is called
"pseudo-rotation". This pseudo-rotation
is equivalent with Lorentz Transformation
(L-Tr) (see the corresponding chapter). SR
is therefore sometimes called "Rotational
Relativity" as compared with the Galilean
"Translational Relativity".
SR marked the demise of dogmatic, noumenalistic
Science and Philosophy laying down the outset
of axiomatic, rational Science and rational
phenomenalistic Weltanschaung. We shall return
to the philosophical impact in conclusions
of this chapter, after having reviewed the
General Relativity. Now we shall briefly
recollect some essential findings and restrictions
of SR. ("V" will mean the speed
of observed Referential relatively to the
observer.)
Findings:
1. Phenomenal nature of Field observable
as Force it exerts on detectors.
2. Phenomenal Equivalence of Field and #Space
resulting from dropping all
physical supports of Field else
than #Space itself.
3. Phenomenal nature of #Space; corollary
of 2.
4. Distance contraction and Moment dilation
increasing with V.
5. Phenomenal Equivalence of Mass and Energy.
6. Increse of Mass (and Energy, corollary
of 5.) with V.
7. Phenomenal Equivalence of Field, Energy
(and Mass, corollary of 5).
Restrictions: The French call SR "La
Relativité Restreinte" (Restricted Relativity),
which describes it quite well in our opinion:
SR, while extended over Electromagnetism,
maintains the Galilean restriction to Inertial
Referentials. However, no strictly inertial
Referential has ever been observed and the
Phenomenon #Space seems to encompass exclusively
NIR's (Non Inertial Referentials). Still,
many can be reasonably approximated as IR's
and the SR may be considered as an acceptable,
approximate Model of a vast range of Phenomena.
Nevertheless, as one could not a priori except
the possibility of other Phenomena being
strictly incompatible with IR's, it appeared
vital to extend the SR over NIR's, i. e.
over the total Phenomenal #Space.
We shall now review this extension of the
SR over NIR's, known as the General Relativity
GENERAL RELATIVITY (GR)
Special Relativity extended Galilean
Relativity over Electromagnetism while preserving
the Galilean validity scope, namely the Inertial
Referentials (IR's). However, no IR has ever
been observed and the Phenomenal #Space seems
to encompass exclusively NIR's (Non Inertial
Referentials) accelerating with respect to
one another, or, more generally, experiencing
inertial or gravitational Field ("Redefinition
of NIR's" below). Some NIR's in which
these effects are weak may be approximated
as IR's, but no strict IR has ever been observed.
Therefore, Einstein conceived the idea of
General Relativity (GR) which would extend
the scope of SR over NIR's, and hence over
the entire Phenomenal #Space.
GR is founded upon two surprisingly simple
principles; Reducibility to SR and Axiom
of Equivalence.
-Reducibility to SR: Just as SR is an extension
of Newton Model and reduces to it for slow
speeds, GR was postulated as an extension
of SR reducible to it locally for weak Field
areas of NIR's.
-Axiom of Equivalence: Since Galileo's Experiment,
gravitational and inertial Mass were known
to be equal, but it has been attributed to
coincidence. Einstein elevated this equality
to equivalence.
Never, such a deep scientific, intellectual
and philosophical revolution has been founded
upon a simpler Postulate.
Rotating Disk
And the actual derivation was just as simple:
it boils down to a facile mental experiment
known as "Rotating Disk" (see "Derivation
of General Relativity 1 & 2" for
details). Given on an equivalent stationary
Disk a circle of radius R and circumference
S, Euclidean geometry tells us that S = 2
pi R. Yet, on the Rotating Disk we'll measure
R and S with elementary physical rods ("Einstein's
Covering Principle" in Glossary). Upon
R the rods are perpendicular to the sense
of rotation, are not affected by it and R
conserves its Euclidean length. However,
upon S they move in the sense of the rotaion,
and by virtue of Reducibility to SR experience
the Lorentz Contraction. S will need more
contracted rods to be covered than in Euclidean
#Space, i. e. ils length will be measured
as longer. On the Rotating Disk we have S
> 2 pi R. This formula defines Lobachevsky
or hyperbolic curved #Space suggesting that
rotation determines geometry and #Space.
And that's it, GR is derived. There may follow
a lot of detailed mathematical expressions
and physical interpretations, but they all
rest on the "Rotating Disk".
Field and #Space
The NIR Rotating Disk suggested that rotation
determines #Space. However, supposing that
it rotates with respect to some IR, Relativity
tells us that it is equivalent with this
IR rotating with respect to our NIR. Now,
IR's geometry is Euclidean and there is no
reason for it to change, just because some
NIR rotates somewhere. In other terms the
old Galilean definition of IR based upon
relative movement is no more sufficient for
distinguishing IR's and NIR's and we have
to look for some other criterion. Now, a
detector placed on the circumference S of
the Rotating Disk experiences centrifugal
force directed towards disk's exterior: our
NIR is a seat of Inertial Field. On the contrary,
a detector placed in IR will detect no centrifugal
force and no Inertial Field.
Redefinition of IR and NIR
Thus Inertial Field is the criterion
allowing to distinguish between IRs and NIRs
and it is the Inertial Field engendered by
rotation that determines #Space, rather than
rotation itself. As, by virtue of the Equivalence
Principle, Inertial and Gravitational Fields
are equivalent we may consider Field (indiscriminately
Inertial or Gravitational),as the criterion
allowing to distinguish between IRs and NIRs.
Finally, we may formulate the relation between
Field and #Space as follows:
-Field determines #Space whose curvature
increases with increasing Field's strength.
-#Space determines Field whose strength is
function of distance (from gravitational
"mass" singularity, from rotation
center, etc.)
-#Space and Field are phenomenally equivalent
due to this mutual, reciprocal determination.
This equivalence solved Newton's #Space-
Field Paradox: Newtonian Field was determined
by distance (#Space), but had no impact on
#Space, which contradicted the Action-Reaction
Principle. Einstein considered solving this
Paradox as the most gratifying of his achievements
because he admired and venerated Newton as
his Master.
A few words on non-Euclidean #Spaces
We
are all familiar with "S = 2 pi R"
in the "flat" Euclidean #Space.
The "S < 2 pi R" of Riemann
or parabolic #Space may be easily visualized
and verified with pieces of string and circles
drawn on any sphere.
Euclidean #Space may be considered as a limit
case of Riemannian sphere getting "infinitely
big", its radius tending to infinity
and the curvature of the increasing sphere
tending towards zero, or "flatness".
Hyperbolic #Space may be imagined as going
past this limit, where our surface gets "superflat",
or its curvature gets negative.
Philosophical Implications of
Special Relativity
SR marked
the demise of dogmatic and the outset of
axiomatic, rational and falsifiable Science.
One may object that its predecessor, the
Aether Theory was already an Axiomatic Theory
founded in the Axiom of Aether.
It's true enough, but let's keep in mind
that, besides its own "internal"
Axioms, a Theory has usually other, "external"
foundations. When founded in external Theory,
it accepts the external assertions as its
own Axioms. Internal Axioms of the founded
Theory must be compatible with the external
assertions and often, as in the case of the
Aether Theory, instantiate them.
Now, the Aether Theory, as the whole pre-Einsteinian
Physics, was founded in dogmatic belief in
Physics dealing directly with transcendental,
noumenalistic "Reality", having
the mechanistic structure of "billiard
balls". Light has been considered as
wave and in mechanistic world waves must
have some corpuscular fluid support, like
air or water. Light propagating through vacuum
as well as through transparent "matter",
its mechanistic fluid support had to be universally
present.
Hence the Axiom of Aether, a universal mechanistic
support of light, which was not only compatible
with the metaphysical mechanistic Dogma,
but actually instantiated it.
Consequently, Aether was a very particular
concept, Axiom and Dogma at the same time.
It was an Axiom within the Aether Theory,
an ultimate premise of a perfectly legitimate
inferencing structure exposed to inductive
verification / falsification. Yet, it was
also an instance of the mechanistic Dogma.
As Axiom it has been falsified by the MM
Experiment, but as Dogma it opposed unusual
resistance to refutation. Greatest scientists
endeavored to save it at the cost of superhuman
efforts. Lorentz for instance derived his
famous Transformation, a purely mathematical
recipe compatible with the invariance of
C, but void of physical sense in the mechanistic
Newtonian #Space, affine in x1,2,3/t planes,
ignoring in them the notion of distance and,
consequently of any transformation. Facts
contradicted Aether, but Lorentz believed
in it and endeavored to save it at any price.
One recalls Hegel who, informed that astronomical
observations contradict his aprioristic drivel,
that facts disagree with his views, answered:
"So much the worse for the facts".
However, Lorentz was not a foolish conceited
metaphysical preacher, but a great sincere
scientist trapped by the universal belief
in the apparently unique Foundation of Physics,
the transcendental mechanistic view.
It shows how deeply rooted and how difficult
to eradicate is a Dogma, once it takes over
a domain of human cognition.
It stresses also the courage it took to get
rid of the Dogma with all involved crutches
and to set out walking by oneself over the
swampy land lacking any founding bedrock.
Physics deprived of mechanistic foundation
seemed to hang in the air; light waves propagating
without support defied the reason.
In that situation Einstein conceived new
foundation of Physics providing the so far
purely mathematical constructs Field and
#Space with astounding physical, Phenomenal
sense and equivalence. Physics and, indeed
Science, got new, purely Phenomenological
Foundations. All Concepts and Conceptual
Systems fell from the inaccessible height
of the Transcendental Olympus of Apriori
into the controllable domain of empiric,
phenomenal adequacy.
These new, Phenomenological Foundations of
Science revolutionised the Epistemology,
which is not surprising, Epistemology dealing
mainly, if not exclusively with Foundations
of Science and Cognition. However, their
impact went still deeper, becoming a cornerstone
of current Ontology and Weltanschauung.
It's not by chance, that the vade mecum of
current Ontology, Sartre's "L'être et
le néant" carries the subtitle "Essai
d'Ontologie Phénoménologique", It's
not by chance, that its first chapter "L'Idée
du Phénomène" starts with the phrase:
"La pensée moderne a réalisé un progrès
considérable en réduisant l'existant à la
série des apparitions qui le manifestent."
- "The modern thought realized a considerable
progress in reducing the existent to the
series of appearances that manifest it".
This "modern thought" is that of
Einstein's Relativity.
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