CONSCIOUSNESS AND FREEDOM
by Uwe Meixner
Dr. Uwe Meixner. Location: Regensburg, Bavaria
Germany Habilitated Ph. D. University of
Regensburg (1990) Ph. D. University of Regensburg
(1986) M. A. University of Regensburg (1983)
Present Position Specialized Faculty Mentor;
Professor of Philosophy, University of Regensburg.
from
http://www.ucl.ac.uk/~uctytho/dfwmeixner.html
archived at www.newdualism.org
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It is not hard to find the established doctrines
of determinism and freedom in the English-speaking
philosophical world pretty tiring. Part of
the reason may be that they remain uncertain
at best. More of us have this attitude to
Compatibilism and Incompatibilism. We should
have it too, it certainly seems to me, to
such variants as Semi-Compatibilism -- determinism
is consistent with responsibility but not
with freedom. Prof. Meixner teaches at the
University of Regensburg, and is the author
of The Two Sides of Being: A Reassessment
of Psycho-Physical Dualism. He certainly
has untiring things to say of determinism
and freedom. One of them is that there is
a more fundamental connection between consciousness
and freedom than British and American philosophy
has supposed. Another, yet more untiring,
is that consciousness would be out of place
in a truly deterministic world. Still more
bracing, there is religion at the end of
the story. Maybe it can be naturalized. Something
else is certain. Here is some strong reflection
that has the resoluteness of the history
of German philosophy.
1. Two Less Usual Questions Regarding Consciousness
What is the meaning of consciousness?
Before offering some speculations regarding
the
(full) meaning of consciousness, I propose
to tackle a somewhat less ambitious question:
What is consciousness good for? More precisely:
What is the advantage that a conscious creature
can draw from being conscious? That advantage
surely must be part of the meaning of consciousness.
It seems undeniable that there must be some
good in being conscious to some creature.
For if there were no good in being conscious
to any creature, why, then, does consciousness
exist? The assertion that nothing existing
in nature exists in vain is presumably a
bit of an exaggeration. But it certainly
seems hard to believe that consciousness
exists as the rather widespread phenomenon
in nature that it is, and at the same time
has no positive function for any creature.
2. The Evolutionary Advantage of Being Conscious
It seems to me, on the contrary, that consciousness
has at least one very robust positive function
for all conscious creatures: consciousness
enables them - not always, but more often
than not - to survive long enough to contribute
their genetic information to the genetic
constitution of the next generation of their
species. There are no tooth- and talonless
cats around hunting mice. Why? Because tooth-
and talonless cats could not survive long
enough to produce offspring. There are, likewise,
no non-conscious cats prowling over the lawn.
Why? Because non-conscious cats could not
survive long enough to produce offspring.
Not every living creature needs consciousness
for ensuring survival up to and including
successful propagation. A tree does not need
consciousness for that. But creatures that
are constituted in such a way that they have
the ability of wide-ranging self-locomotion
and that cannot survive in nature without
employing that ability cannot do without
consciousness. They need consciousness for
finding the food they feed on and for dodging
the deadly dangers their environment is replete
with. Being conscious is a necessary condition
of their survival, and therefore consciousness
has a positive function for them and is a
boon for them. This seems obvious and uncontroversial.
But, in fact, it is a bit surprising. For
would not a well-balanced intricate network
of reactive dispositions, installed in the
brain of these creatures and answering in
a differentiated life-preserving manner to
a huge number of incoming complexes of stimuli,
serve the same purposes that consciousness
is said to serve? Many philosophers these
days are only too happy to answer "yes"
to this question, adding that the findings
of neurobiology more or less conclusively
show that the possibility envisaged in the
question is in fact the case.
3. Is Consciousness an Activity of the Brain?
If neurobiology is right, then, it seems,
we are left with a trilemma: either consciousness
does not exist, or exists and is just this:
the activity, or part of the activity, of
a well- balanced intricate network of reactive
dispositions installed in the brain, answering
in a differentiated life-preserving manner
to a huge number of incoming complexes of
stimuli, or consciousness exists but is of
no service to the conscious organism. As
is well-known, Daniel Dennett is happy to
embrace either the first or the second horn
of this trilemma, 1 whereas David Chalmers
is often misunderstood - though not without
his own doing - as being content with its
third horn. 2 Though Descartes may have been
wrong about many things, perhaps even about
his own existence as a res cogitans, he was
dead right about one thing, which we can
also gather from his writings: that there
is nothing more rationally certain than the
existence of consciousness. I cannot here
defend this view if it be thought to stand
in need of defending. I hope, therefore,
that everyone will agree that denying the
existence of consciousness is not a viable
option. Consciousness exists, and not only
in human beings: it is rather common throughout
the animal kingdom. To believe otherwise,
to restrict consciousness to human beings
only, seems to me a rather uncharitable position.
Embracing the first horn of the trilemma
- denying the existence of consciousness
- is out of the question. And there is nothing
attractive to theory in embracing the third
horn: in accepting the existence of consciousness
and holding at the same time that it is of
no service to conscious organisms. I have
already addressed this option and what can
be held against it. We, therefore, seem to
be left with the second horn of the trilemma:
the identification of consciousness with
the activity of a network of reactive dispositions
in the brain, in accordance with incoming
stimuli, for the benefit of the organism.
But mind-body dualists will hold that consciousness
- though associated, in a manner not yet
well understood, with cerebral activity,
with the exercise of the physical, electrochemical
powers of a physical organ - is not identical
with that activity or with anything physical.
But how can this be more than a statement
of blind belief? If neurobiology shows that
a network of reactive dispositions, installed
in the brain and answering in a differentiated
manner to incoming stimuli, serves the very
same purposes that consciousness is said
to serve, must we not conclude that consciousness
is simply the activity, or part of the activity,
of that dispositional network - given that
both the nonexistence and the epiphenomenality
of consciousness are out of the question?
The mere appeal to intuitions - however fervently
upheld - seems insufficient for distinguishing
non-epiphenomenally existing consciousness
from brain activity. But, for one thing,
even if cerebral activity were the functional
equivalent of consciousness, cerebral activity
might not be able to exist without consciousness
- consciousness being, nonetheless, different
from it. This is a way of reconciling the
non-epiphenomenal existence of consciousness
with mind-body dualism on the one hand and
the purported findings of neurobiology on
the other. If nonphysical consciousness were,
on nomological grounds, a necessary condition
of the cerebral activity which is its functional
equivalent, then it could hardly be said
to be an epiphenomenon in the sense that
is ontologically negative and a reason for
philosophical dissatisfaction. The crucial
question, however, is whether a certain network
of reactive dispositions in the brain that
answers in a differentiated manner to incoming
stimuli does indeed serve the very same purposes
that consciousness serves. In order to answer
this question negatively, we need not deny
neurobiological findings, we merely need
to deny a certain interpretation of these
findings. The findings of neurobiology point
in the direction of the following conclusion,
though they are still far from having conclusively
established it:
For every conscious event A there is a brain
event B such that everything that causes
A also causes B, and vice versa, and such
that everything that is caused by A is also
caused by B, and vice versa.
The relationship between conscious events
(events in consciousness) and certain brain
events that can be gathered from the preceding
thesis is their causal equivalence. Thus
the findings of neurobiology point towards
the causal equivalence of conscious events
and certain brain events, although, as I
said, neurobiology is far from having established
even that much. A certain network of reactive
dispositions in the brain that answers in
a differentiated manner to incoming stimuli
can therefore be said to be the causal equivalent
of consciousness. But we are not forced to
conclude from this fact (if it is a fact)
that the dispositional network and consciousness
serve exactly the same purposes, that they
are functional equivalents. I am aware that
many thinkers identify functional equivalence
with causal equivalence, functional role
with causal role; but this identification
is a mistake, because sometimes there is
a functional difference, in a clear sense,
on top of a causal equivalence. And so it
is in the case of conscious events and the
brain events that are their causal equivalents.
Every conscious event intrinsically signifies
something to someone; in the overwhelming
majority of cases, conscious events usefully
intrinsically signify something to the subject
of consciousness concerned, and hence function
to the advantage of that subject. In contrast,
no brain event intrinsically signifies anything
to anyone. Therefore: although conscious
events and certain brain events are - presumably
- causal equivalents, they are not functional
equivalents. In this perspective, it is quite
clear that the trilemma adduced above is
a false one. We can fully accept the findings
of neurobiology and retain our belief in
the existence of consciousness that is useful
to conscious organisms, and nevertheless
there is no need for us to identify consciousness
with some existing activity of the brain.
In order to see things this way, one merely
needs to avoid interpreting scientific data
in a metaphysically biased way. These data
accord some justification to the assertion
that consciousness and a certain type of
brain activity are causally equivalent; they
accord no justification to the assertion
that they are functionally equivalent.
4. Consciousness as Intrinsic Signification,
and Indeterminism
The next questions that must concern us here
are the following two: (1) How can the invoked
concept of intrinsic signification be elucidated?
(2) What is the significance of the fact
that conscious events have functional roles
that are different from the functional roles
of the brain events that are their causal
equivalents? Regarding question (1): An event
is intrinsically significant if, and only
if, by and in itself it provides immediate
information - that is, information which
neither involves causation nor translation
- to exactly one of its own constituents.
Thus a pain event, for example, is intrinsically
significant, since by and in itself it provides
immediate information to exactly one of its
own constituents: to the subject of the pain.
Indeed, as I said, every conscious event
- whether without an intentional object (as
a pain event) or with one (as an event of
visual perception) - is an intrinsically
significant event, and it also seems to be
true that every intrinsically significant
event is a conscious event. There is a further
question: What is the nature of the intrinsic
addressee of the immediate information provided
by an intrinsically significant event? One
candidate for the holder of this role that
comes to mind is the conscious organism with
which the intrinsically significant event
is associated. But the organism is not a
constituent of an intrinsically significant
event associated with it (though sometimes
it is an intentional object of such an event),
and therefore it cannot be the intrinsic
addressee of the immediate information provided
by that event. A headache that I have at
some time - a more than merely unpleasant
sensation - is an intrinsically significant
event that is associated with this conscious
organism, with my living body; but my body
is not a constituent of that event. The true
intrinsic addressee of the immediate information
that my headache provides by and in itself
to exactly one of its own constituents is
not my body or any part of it, not even my
brain. I am myself that addressee. My headache
has a certain causal equivalent, an electrochemical
event in my brain. But the latter event is
not intrinsically significant. If it were,
it would have to have an intrinsic addressee
- one of its own constituents - to whom it
provides immediate information; but it has
no such constituent. Therefore, the electrochemical
event in my brain, though a causal equivalent,
is not a functional equivalent of my headache.
My headache is intrinsically significant
to me; the corresponding electrochemical
event in my brain, though a causal equivalent
of the former event, is not intrinsically
significant to me. What is the point of this
extra function my headache has? This brings
us to the second question formulated above:
the question of the significance of the fact
that conscious events have functional roles
that are different from the functional roles
of the brain events that are their causal
equivalents. What is the point of their intrinsically
signifying something to someone, while brain
events do not intrinsically signify anything
to anyone? Regarding question (2): One possible
answer to this question is to say that there
simply is no point to the fact mentioned
in it. But this is not a plausible answer.
My headache, indeed, may have its extra function
uselessly, but this is certainly not true
of every pain event. We get to the heart
of the matter if we ask ourselves what would
be the point of there being intrinsically
significant events - conscious events - if
determinism were true. By determinism I mean
the doctrine that the laws of nature alone
are sufficient to determine the entire history
of the world if a complete initial segment
of that history is given. 3 Under determinism,
information - immediate or not - cannot be
action-relevant to anyone, for the simple
reason that under determinism there cannot
be any actions, where by an action I mean
the exclusion by an agent at a certain time
t of at least one nomologically possible
continuation of the history of the world
after time t. Clearly, if determinism were
true, then no such excluding could be done
at any time t, because, under determinism,
at every time t there is just one nomologically
possible continuation of the history of the
world after time t (and that single nomologically
possible continuation cannot be excluded
because it cannot but be the actual continuation
of the history of the world after time t).
Thus, if determinism were true, there would
be no point in there being intrinsically
significant events, no point in there being
events which provide immediate information
to exactly one of their own constituents.
The existence of such events would be utterly
otiose - a fairly bad joke of nature. Why?
Because intrinsically significant events,
conscious events, are evidently geared to
providing information that, usually, is maximally
action-relevant to an agent - whereas under
determinism there could be no actions and
only agents that cannot act. Unless nature
has done a very large thing - namely, the
bringing forth of widespread consciousness
- utterly in vain, determinism must be false.
The function of intrinsic signification that
a conscious event has, and that the brain
event which is its causal equivalent has
not, is to give the agent, which is intrinsic
to the conscious event, in the most immediate
manner possible information on which to base
its actions. That agent - for example, I
- is in the service of a certain living organism
(which, in its turn, is in the service of
the agent); it is nothing other than the
soul of that organism.
5. The Biological Soul Both as Subject of
Consciousness and Agent
The soul of the organism is the subject of
consciousness which is implicit in the conscious
events that are associated with the organism,
the entity to which the information provided
by them is immediately and intrinsically
addressed. Normally, the information provided
by conscious events fits more or less tightly
the task of the soul that is to use this
information (i. e., that has evolved to use
this information) in acting for the survival
and the well-being of the organism of which
it is the soul. However, the fit between
conscious information and its (so to speak)
evolution-intended use is much less tight
in the case of modern human souls - because
their ancestors have managed to secure, in
the course of thousands of years, an environment
that, normally, is rather depleted of dangers
for human beings and, on the other hand,
full of easily accessible resources for them.
This historical matter of fact is responsible
for the liberty (though not by itself for
the capacity) that modern human souls have
to pursue interests which can be broadly
described as cultural. But certainly the
generation of culture is, from the evolutionary
perspective, only a secondary field of consciousness
- as is the generation of pure (i. e., nonfunctional)
joy, which plausibly can already be found
at the subhuman level4 - and a secondary
task for the souls of organisms. The primary
field of consciousness and the primary task
for the souls of organisms is survival. infinite
duration into the past if the history of
the world is of infinite duration into the
past.
6. Consciousness and Freedom
I have argued that consciousness would be
out of place in a deterministic world, since
the use of consciousness is to help secure
the survival of a living organism by providing
its soul, whose appearance in time is an
outcome of the evolutionary process, in the
right manner with information of the right
kind - information on which the soul can
base its actions. In a deterministic world
there would be no actions, and while consciousness
in a deterministic world would still have
its function of intrinsic signification,
its having that function whereas its cerebral
causal equivalent is lacking it would be
a fact that, contrary to appearance, is without
any significance and therefore a fact that
is utterly misleading from the metaphysical
point of view. It is hard to believe that
nature might play such a trick on us (let
alone God). An action is, qua action, a free
action in the sense that the initial segment
of the history of the world that is prior
to it does not determine it (on the basis
of the laws of nature); otherwise, the nomologically
possible continuations of the history of
the world that are excluded by it would already
have been excluded by the initial segment
of the history of the world that is prior
to it.
Therefore: although some conscious events
solicit actions - for example, the pain that
ensues upon touching a very hot object -
no conscious event determines an action.
Hence it is a mistake to assume that actions
are
(sufficiently) caused by conscious events.
If one wants to say that actions are caused
by something, then one must say that they
are caused by the agent, by the soul of the
organism. The information that a conscious
event provides to that agent is, therefore,
nondeterminative; it leaves the ultimate
decision what to do with it up to the agent
(but certainly the agent-soul is not always
able to use the information provided to it
beneficially). That every action is free
in the sense just described does not yet
mean that its agent had a choice about it:
that there was an alternative possible action
open to the agent at the time. But unless
there is some inscrutable determination at
work on top of nomological determination,
it follows that every action is such that
its agent had a choice about it.
The installation of an agent, acting in favor
of and through its organism on the basis
of immediate nondeterminative information
provided to it in conscious events of which
it is the subject, the installation of a
soul on top of all the batteries of automatic
reaction mechanisms an organism possesses
has proved to be a rather successful invention
of evolution. One decisive factor of that
success is of course that most things that
are of vital importance to the organism are
not effected by its agent-soul at all, but
precisely by the organism's automatic mechanisms.
The agent-soul is there for the less common
contingencies, and it is usually separated
from most other things that vitally concern
the organism by not being provided in consciousness
with immediate information about them. Within
these limits, however, within the limits
set by its state of information and its range
of choices (the extent of which range is
directly proportional to the richness of
its state of information), the power of the
agent-soul - especially of the human soul
- can be very great, even to the extent of
transcending the interests of its organism.
This is strikingly illustrated by an old
story which German pupils learning Latin
in the 1960s and 1970s could still read in
their textbooks, but which, presumably, is
too awfully heroic for the taste of the present
time. I am speaking about the story of Mucius
Scaevola. Mucius Scaevola, when captured
in the attempt to assassinate King Porsenna
who was laying siege to Rome, held his right
hand into the fire and allowed it to be consumed
by it, thereby dissuading Porsenna from further
laying siege to Rome, convincing him that
it is full of hundreds of Mucius Scaevolas
fearing neither death nor pain in defending
their nation. Imagine the pain, imagine the
soul that withstood it. The story is probably
a legend; but comparable things have really
happened, as we all know.
7. The Insect-Objection
It is time to consider the serious objections
that can be raised against the views on consciousness
I advocate in this paper. One objection is
this: Insects are conscious animals. They,
for example, experience colors. But at the
same time they are automata that blindly
follow the programs that are activated in
them in reaction to outward or inward stimuli.
Hence the proposed link between consciousness
and freedom of action does not exist. I respond
that the objector is overly impressed by
reports on insects that, if encountering
some objectively insignificant anomaly in
the process of achieving their preset goals,
go through their preset rigid routines to
achieve these goals an indefinite number
of times (as often as one makes them encounter
the very same anomaly). These reports are
true, of course. But of course they do not
show that the entire life of insects consists
in rigid routines and reflexes. If this were
the case, if an insect never ever had a choice
about anything in any situation of its life,
then there would be no point in its being
conscious. A set of non- consciously operating
mechanisms triggered by non-consciously received
stimuli would be quite enough to steer it
for a while through the dangers to the resources
of the part of the world that is its environment.
But while nature is sometimes prodigal, it
usually is not, and consciousness is too
widespread a phenomenon, even in the kingdom
of insects, to be a superfluous excrescence
of evolution.
This points us to the assumption that even
an insect sometimes has a choice , a small
choice undoubtedly, and a small soul that
makes the choice, while being at the same
time the subject of the insect's small consciousness.
There cannot be much deliberation going on
when an insect makes a choice, certainly.
But, in the first place, the presence of
deliberation is not a necessary condition
of making choices (since even we make choices
- and rational ones - without deliberation,
and such choices are far too often the right
choices as that they could be the products
of a mere chance generator); and in the second
place, a rudimentary form of deliberation
- consisting simply in the naked presentation
of alternative possibilities - may well be present even when an insect
(its soul) makes a choice. (Even insects
seem to be capable of perplexity and bewilderment;
if they are indeed capable of these states,
rudimentary deliberation should also not
be beyond them.) What is indeed crucial for
the making of choices is the presence of
a unitary subject of both consciousness and
agency which has at least a rudimentary consciousness
of itself (and of its "realm" -
the organism - within its environment: a
sense of being in the world). But it is sufficient
for rudimentary self-consciousness if there
are, for example, pain events associated
with the organism: there cannot be a pain
of any subject of consciousness (and every
pain is a pain of some subject of consciousness)
without being in its consciousness its pain.
Should biology discover that insects are
in fact in every situation and in every respect
deterministic automata, then we should reconsider
the question whether they are indeed conscious;
then we should seriously draw into consideration
the conclusion that they are not conscious
at all (even though they have sensory organs
and nervous systems that are remote analogs
of ours). Why, for example, should an insect
feel pain - and hence have a subject of consciousness
(which, properly speaking, feels the pain)
- if there is never ever a situation in which
the insect - or more properly speaking the
insect's agent-soul, which is identical to
its subject of consciousness - can effectively
decide to do something or other about it?
For avoiding that a particular damage to
the body becomes worse than it is, the insect
does not need to feel pain, if it is always
the case - in any such situation of bodily
damage - that there is at most one way of
evasion open to it; it does not need, then,
a subject of consciousness which will act
as it thinks fit (perform an action in the
above-defined sense) on the basis of pain-information
and other immediate information provided
to it. Likewise, if an insect were a deterministic
automaton, why should an insect feel fear
or desire or pleasure? There is no point
at all, then, to its having these emotions
- or to its being in any other conscious
state. If an animal is in every situation
of its life an automaton that reacts in a
deterministic manner to the given combination
of inner and outer conditions, then there
is no evolutionary advantage whatever in
the installation of the consciousness-agency-
apparatus, having at its center the agent-soul.
It is, admittedly, not a logical impossibility
that a deterministic automaton is conscious,
and it may so have happened that some conscious
living beings are deterministic automata.
After all, evolution has sometimes produced
rather freakish beings. But it is highly
unlikely, in view of the considerations that
I have offered, that a creature is a deterministic
automaton if it is in fact conscious .
8. The Physics-Teaches-Us-Objection
Here is another objection to the views on
consciousness I advocate in this paper. How
could they be true? Doesn't physics teach
us (1) that the physical conservation laws
are true, and (2) that determinism is as
good as true (to a very high degree of approximation)
in the mesocosmos where conscious beings
live, and (3) that every physical event has
a physical event as its sufficient cause,
if it has any sufficient cause at all? I
respond as follows: Since the agent-soul
serves its organism by selecting, in the
light of immediate informations provided
to it in consciousness, from among nomologically
possible continuations of the past history
of the world (i. e., from continuations Y
such that in the past + Y all the regularities
which are the actual laws of nature are preserved),
the physical conservation laws are not violated
by the activities of the consciousness-agency-apparatus.
This takes care of (1). Concerning (3), which
is a principle of physical causal closure
and can well be called simpliciter "the
Principle of Physical Causal Closure,"
I would like to point out that it is not
something that physics teaches us or could
teach us. Rather, it is one of the dogmas
of physicalistic metaphysics. Curiously,
it is advanced by physicalists as a strong
argument in favor of their position. But
the correctness of that position was not
in question for the physicalists all along;
what they are really doing in advancing the
Principle of Physical Causal Closure is merely
to assert a fairly obvious logical consequence
of their own world view - a world view that
is quite indefeasible and non- negotiable
for them. The metaphysical nature of the
Principle of Physical Causal Closure emerges
rather strikingly when we consider that the
majority of physicists presently believes
that some physical events have no sufficient
physical cause, the reason for this being
ultimately that they have not found any plausible
sufficient physical causes for these events
even after the most diligent search. Suppose
now that it is really true that some physical
events do not have any sufficient physical
cause. Then - leaving agnosticism aside -
we have a metaphysical choice:
(a) We can assume that all of these physical
events that have no sufficient physical cause
have no sufficient cause at all, or
(b) we can assume that all of these physical
events that have no sufficient physical cause
have - each of them - a nonphysical sufficient
cause (where I leave it open whether "nonphysical"
means as much as "entirely nonphysical"
or as much as "not entirely physical"),
or
(c) we can assume that some of these physical
events that have no sufficient physical cause
have a nonphysical sufficient cause, and
that some of them have no sufficient cause
at all.
There is no - I repeat no - evidence from
physics for either (a) or (b) or (c); physics,
as the science of physical entities, is entirely
neutral between them. The question whether
we should adopt (a), or (b), or (c) is a
purely metaphysical question, a question
strictly "following upon" physics,
and no less so if the question is considered
and answered by physicists. If we adopt (a),
then we can stick to the Principle of Physical
Causal Closure, but must deny the Principle
of Sufficient Cause, which says that every
event has a sufficient cause. If we adopt
(b), then we can stick to the Principle of
Sufficient Cause, but must deny the Principle
of Physical Causal Closure. If we adopt (c),
then we must deny both the Principle of Physical
Causal Closure and the Principle of Sufficient
Cause. Leaving agnosticism aside, what, in
reason, should we do? Choosing (c), and therefore
the denial of both the Principle of Physical
Causal Closure and the Principle of Sufficient
Cause, is certainly the rationally least
attractive metaphysical option. But there
is nothing that makes the choice of (a) rationally
preferable to the choice of (b); for the
Principle of Sufficient Cause, which can
be retained if (b) is chosen, is at least
as metaphysically attractive as the Principle
of Physical Causal Closure, which can be
retained if (a) is chosen. So why should
mind-body dualists be impressed if physicalists
advance the Principle of Physical Causal
Closure against them, claiming for it the
authority of physics? It does not in fact
fall under that authority, and, from the
metaphysical point of view, we are certainly
not unreasonable if we consider it false.
I have now taken care of (1) and (3) of the
above three objections against the views
on consciousness I advocate, which objections,
taken together, one might term the "but-physics-teaches-us-objection."
There yet remains objection no. (2). Though
physicalists are unwilling to deny what the
majority of modern physicists believe in:
that indeterminism is prevalent in the microworld,
physicalists - for understandable reasons
- nevertheless maintain that in the mesocosmos
determinism rules. They do admit that its
rule in the mesocosmos is not guaranteed
to be absolute and exceptionless, as was
believed in the 19th century; but for all
practical purposes, physicalists maintain,
the rule of determinism in the mesocosmos
can be assumed to be absolute and exceptionless.
But this is an assumption of physicalism,
it is not something that physics teaches
us. If it seems to me that I just now freely
lifted my right hand, upon deciding to do
so, then physics does certainly not teach
that this event is, except for a tiny margin
of contrary probability, necessitated on
the basis of the laws of nature by the complete
initial segment of the history of the world
that is previous to it. How could physics
teach any such thing? Nor does physics teach
another consequence of mesocosmic determinism,
namely, that at any point in time before
life evolved on this planet the entire history
of the human species, which is replete with
terrible crimes, was already a more or less
inescapable consequence. All compatibilist
attempts to reconcile freedom and determinism
seem to me just so many attempts to obfuscate
the horrible absurdity of such a view of
human history. But physics is entirely innocent
of such ideas. The reason for this is simple:
it is not a claim of the science of physics
that the laws of nature discovered by it
are in principle sufficient for explaining
everything that happens in the world on the
basis of initial conditions. The completeness
of physics (in the sense exhibited in the
preceding sentence) is not a claim of physics,
but a claim of physicalistic metaphysics
about physics. As such, the completeness
of physics is a matter of nonscientific,
philosophical belief. Since physics leaves
me a choice, I, as metaphysician, rather
choose to believe something else; namely,
that also in the mesocosmos determinism is
false and not even approximately true. Believing
this is all the easier for me in view of
the fact that such belief opens up the possibility
of giving a satisfactory account of the positive
function of consciousness, of what consciousness
- consciousness that is not reduced to something
it is not - is good for in an evolutionary
perspective. In a nutshell: consciousness
is advantageous from an evolutionary point
of view, in the manner I have described;
but it can be so only if determinism in the
mesocosmos is not even approximately true.
9. The Transcendental Objection to Physicalism
One may well wonder what makes the metaphysical
positions of determinism and physical causal
closure so attractive to so many. The explanation
I am going to suggest for this phenomenon
of the history of ideas will bring me to
the issue of the meaning of consciousness,
regarding which I promised to offer some
speculations at the beginning of this paper.
Physics is a theoretical system that arises
out of human consciousness as an attempt
- a rather successful one - to make systematic
sense of our experiences of the physical
world. As such, physics is an interpretation
of a region of intentional consciousness,
a region shared by the consciousnesses of
many. But it so happens in the minds of not
a few people that they lose sight of the
soil out of which the tree of physics has
grown; perhaps they are blinded by its spectacular
growth and by the many good, or at least
impressive, fruits that it has, in growing,
brought forth. For these people, the total
intentional object of the region of intentional
consciousness that physics is concerned with,
the physical world, turns into something
that is metaphysically absolute
- shown, they believe, to be such by physics
itself. The physical world is thought by
them to be everything, and in consequence
physics becomes contaminated in their minds
by a massive incursion of metaphysics. Determinism
and the Principle of Physical Causal Closure
(or some stronger principle than this) are
assumed without much hesitation, since they
are thought to arise out of physics itself
and to be required for its very well-being
- principles which, if believed in, make
it impossible to understand what physics
really is, and also what consciousness really
is, as is amply illustrated by the modern
philosophy of mind. The epistemological pathology
just described - which lies at the heart
of physicalistic naturalism - was pointed
out, in effect, as early as Kant's Critique
of Pure Reason and as late as Husserl's The
Crisis of European Sciences and Transcendental
Phenomenology, and by many other authors,
who were inspired by the tradition of German
Transcendental Philosophy. Analytic Philosophers
whose native tongue is English have largely
ignored this tradition, one of the many reasons
for this being that they dislike the epistemological
idealism that is more or less explicitly
advocated by all Transcendental Philosophers.
But one does not have to become an epistemological
idealist in order to accept the epistemological
criticism of physicalistic naturalism that
is implicit in Transcendental Philosophy.
Deplorably, the rich notion of consciousness
that goes with Transcendental Philosophy
(including Transcendental Phenomenology)
and the earlier idealistic philosophy - Berkeley's
and Hume's idealism foremost - is all but
forgotten in the Analytic Philosophy of mind
that is prevalent today in the English-speaking
world. It is a much needed corrective for
this type of philosophy to take cognizance
of the fact that there is a notion of consciousness
in the history of philosophy according to
which some philosophers - e. g., Berkeley,
Hume, Kant, Husserl - have believed that
consciousness contains (as a construction
remaining entirely within its bounds) the
entire (knowable) world. 5 To this rich notion
of consciousness6 I, too, would like to pledge
my allegiance
- though I am not an idealist. I am, of course,
not supposing that the same richness of consciousness
can be found at every level of evolutionary
development. But I would indeed maintain
that certain aspects of consciousness extend
all the way down in the ladder of conscious
life: the presence (in conscious events)
of a subject of consciousness, the presence
of phenomenal qualia, the presence of intentionality
and hence of intentional objects (though
presumably very crude ones in the lower forms
of conscious life).7
10. The Meaning of Consciousness
If we reject the idealistic idea that, in
a sense, consciousness is everything, what,
then, is the meaning of consciousness? Martin
Buber beautifully expressed the distance
which any attempt to answer this question
must straddle: 'The conscious mind [in German:
der Geist] appears in time as a product,
even as a by-product of nature, but nonetheless
it is precisely the conscious mind that timelessly
envelops her.' (Buber 1983, 32; my translation.)
In this paper, I have offered a sketch of
that part of the meaning of consciousness
that is given by the fact that consciousness
arises as a product of nature8
(and consciousness can only seem to be a
mere by-product of nature). But this natural
(biological) meaning is only a part of the
entire meaning of consciousness. The other
part is given by the astonishing fact that
this product of nature, which comes into
being at some point in time, seemingly by
accident, and maintains itself in existence
because it is advantageous in the struggle
for survival, nevertheless reveals to us
human beings the timeless constitution of
nature in her totality. How can this be?
We have the two parts of the meaning of consciousness
in our hands; what we do not know yet is
how they fit together. If we knew how they
fit together, then we would fully comprehend
what the meaning of consciousness is. I do
not think that physicalistic naturalism can
find a satisfactory answer to the question
of how the survival-function and the theoria-function
of consciousness (as I call it) fit together.
The theoria-function of consciousness, and
the universal moral consciousness that accompanies
that function and cannot be found without
it, certainly cannot be explained as an optimization,
brought about by environmental pressure,
of the survival-function of consciousness.
Humanity would be the ruler of this earth
even if it had never left the level of conscious
intelligence that homo habilis had. It was,
of course, cultural evolution that initiated
the theoria-function of consciousness and
brought it to its present height. But what
initiated cultural evolution? Nothing less
than a divine spark of enlightenment, I submit.
At a certain point in time, humans - they
were already survivors and in this sense
capax naturae - became by divine grace capax
Dei. They became able (in principle) to know
God to the extent He chooses to reveal Himself,
and able (in principle) to be like Him to
the point of being images of Him as creator.
But since the totality of nature - all creation
- is the larger part of God's self-revelation
and the prototype of His doings, humans became
at the same time also able (in principle)
to know nature in her totality and to transform
her morally responsibly in the light of that
knowledge. They, who were already capax naturae,
became not only capax Dei but also capax
naturae secundum imaginem Dei.
Bibliography
Buber, M. 111983 Ich und Du [I and Thou],
Darmstadt: Wissenschaftliche Buchgesellschaft.
Chalmers, D. 1996 The Conscious Mind. In
Search of a Fundamental Theory, New York/Oxford:
Oxford University Press. Dennett, D. C. 1991
Consciousness Explained, Boston/New York/London:
Little, Brown and Company. Husserl, E. 1970
The Crisis of European Sciences and Transcendental
Phenomenology: An Introduction to Phenomenological
Philosophy, trans. D. Carr, Evanston: Northwestern
University Press. Kant, I. 1998 Critique
of Pure Reason, trans. P. Guyer and A. W.
Wood, Cambridge: Cambridge University Press.
Meixner, U. 2003 'Die Aktualität Husserls
für die moderne Philosophie des Geistes'
['The Relevancy of Husserl for the Modern
Philosophy of Mind'], in U. Meixner and A.
Newen (eds.) Seele, Denken, Bewusstsein,
Berlin: De Gruyter. Meixner, U. 2004 The
Two Sides of Being. A Reassessment of Psycho-Physical
Dualism, Paderborn: mentis.
NOTES
1 See Dennett 1991.
2 See Chalmers 1996. Chalmers merely upholds
the logical epiphenomenality of consciousness,
not the nomological epiphenomenality. But
he sometimes speaks as if logical epiphenomenality
were epiphenomenality simpliciter
3 This initial segment will have a first
moment if the history of the world has a
first moment, or be of infinite duration
into the past if the history of the world
is of indefinite duration into the past.
4 I am grateful to Alvin Plantinga for having
drawn my attention to this.
5 Concerning Husserl's criticism of naturalism
and his comprehensive notion of consciousness,
see Meixner 2003.
6 If it had not become common these days
to associate with the term "phenomenal
consciousness" the impoverished sense
of purely qualitative consciousness, it would
not be amiss to call the notion of consciousness
I adhere to "phenomenal consciousness."
In order to understand this term in the sense
in which I would agree to use it for my conception
of consciousness, one must understand it
in the way Husserl - the originator of Phenomenology
- would have understood it, i. e., such that
phenomenality does not preclude either abstractness
or structure.
7 I am grateful to Josef Quitterer for his
comments on this paper, which made clear
to me the need to say more about my concept
of consciousness.
8 More on this subject can be found in Meixner
2004.
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