| Evans Experientialism |
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| Herbert Marcuse 1955 CHAPTER ONE. |
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Eros and Civilization. Herbert Marcuse 1955 CHAPTER ONE. The Hidden Trend in Psychoanalysis
The concept of man that emerges from Freudian
theory is the most irrefutable indictment
of Western civilization and at the same time
the most unshakable defense of this civilization.
According to Freud, the history of man is
the history of his repression. Culture constrains
not only his societal but also his biological
existence, not only parts of the human being
but his instinctual structure itself. However,
such constraint is the very precondition
of progress. Left free to pursue their natural
objectives, the basic instincts of man would
be incompatible with all lasting association
and preservation: they would destroy even
where they unite. The uncontrolled Eros is
just as fatal as his deadly counterpart,
the death instinct. Their destructive force
derives from the fact that they strive for
a gratification which culture cannot grant:
gratification as such and as an end in itself,
at any moment. The instincts must therefore
be deflected from their goal, inhibited in
their aim. Civilization begins when the primary
objective — namely, integral satisfaction
of needs — is effectively renounced.
The vicissitudes of the instincts are the vicissitudes of the mental apparatus in civilization. The animal drives be come human instincts under the influence of the external reality. Their original “location” in the organism and their basic direction remain the same, but their objectives and their manifestations are subject to change. All psychoanalytic concepts (sublimation, identification, projection, repression, introjection) connote the mutability of the instincts. But the reality which shapes the instincts as well as their needs and satisfaction is a socio-historical world. The animal man becomes a human being only through a fundamental transformation of his nature, affecting not only the instinctual aims but also the instinctual “values” — that is, the principles that govern the attainment of the aims. The change in the governing value system may be tentatively defined as follows:
Freud described this change as the transformation of the pleasure principle into the reality principle. The interpretation of the “mental apparatus” in terms of these two principles is basic to Freud’s theory and remains so in spite of all modifications of the dualistic conception. It corresponds largely (but not entirely) to the distinction between unconscious and conscious processes. The individual exists, as it were, in two different dimensions, characterized by different mental processes and principles. The difference between these two dimensions is a genetic-historical as well as a structural one: the unconscious, ruled by the pleasure principle, comprises “the older, primary processes, the residues of a phase of development in which they were the only kind of mental processes.” They strive for nothing but for “gaining pleasure; from any operation which might arouse unpleasantness ('pain') mental activity draws back.” But the unrestrained pleasure principle comes into conflict with the natural and human environment. The individual comes to the traumatic realization that full and painless gratification of his needs is impossible. And after this experience of disappointment, a new principle of mental functioning gains ascendancy. The reality principle supersedes the pleasure principle: man learns to give up momentary, uncertain, and destructive pleasure for delayed, restrained, but “assured” pleasure. Because of this lasting gain through renunciation and restraint, according to Freud, the reality principle “safeguards” rather than “dethrones,” “modifies” rather than denies, the pleasure principle. However, the psychoanalytic interpretation reveals that the reality principle enforces a change not only in the form and timing of pleasure but in its very substance. The adjustment of pleasure to the reality principle implies the subjugation and diversion of the destructive force of instinctual gratification, of its incompatibility with the established societal norms and relations, and, by that token, implies the transubstantiation of pleasure itself. With the establishment of the reality principle, the human being which, under the pleasure principle, has been hardly more than a bundle of animal drives, has become an organized ego. It strives for “what is useful” and what can be obtained without damage to itself and to its vital environment. Under the reality principle, the human being develops the function of reason: it learns to “test” the reality, to distinguish between good and bad, true and false, useful and harmful. Man acquires the faculties of attention, memory, and judgment. He becomes a conscious, thinking subject, geared to a rationality which is imposed upon him from outside. Only one mode of thought-activity is “split off” from the new organization of the mental apparatus and remains free from the rule of the reality principle: phantasy is “protected from cultural alterations” and stays committed to the pleasure principle. Otherwise, the mental apparatus is effectively subordinated to the reality principle. The function of “motor discharge,” which, under the supremacy of the pleasure principle, had “served to unburden the mental apparatus of accretions of stimuli,” is now employed in the “appropriate alteration of reality": it is converted into action. The scope of man’s desires and the instrumentalities for their gratification are thus immeasurably increased, and his ability to alter reality consciously in accordance with “what is useful” seems to promise a gradual removal of extraneous barriers to his gratification. However, neither his desires nor his alteration of reality are henceforth his own: they are now “organized” by his society. And this “organization” represses and transubstantiates his original instinctual needs. If absence from repression is the archetype of freedom, then civilization is the struggle against this freedom. The replacement of the pleasure principle by the reality principle is the great traumatic event in the development of man — in the development of the genus (phylogenesis) as well as of. the individual (ontogenesis). According to Freud, this event is not unique but recurs throughout the history of mankind and of every individual. Phylogenetically, it occurs first in the primal horde, when the primal father monopolizes power and pleasure and enforces renunciation on the part of the sons. Ontogenetically, it occurs during the period of early childhood, and submission to the reality principle is enforced by the parents and other educators. But, both on the generic and on the individual level, submission is continuously reproduced. The rule of the primal father is followed, after the first rebellion, by the rule of the sons, and the brother clan develops into institutionalized social and political domination. The reality principle materializes in a system of institutions. And the individual, growing up within such a system, learns the requirements of the reality principle as those of law and order, and transmits them to the next generation. The fact that the reality principle has to be re-established continually in the development of man indicates that its triumph over the pleasure principle is never complete and never secure. In the Freudian conception, civilization does not once and for all terminate a “state of nature.” What civilization masters and represses — the claim of the pleasure principle — continues to exist in civilization itself. The unconscious retains the objectives of the defeated pleasure principle. Turned back by the external reality or even unable to reach it, the full force of the pleasure principle not only survives in the unconscious but also affects in manifold ways the very reality which has superseded the pleasure principle. The return of the repressed makes up the tabooed and subterranean history of civilization. And the exploration of this history reveals not only the secret of the individual but also that of civilization. Freud’s individual psychology is in its very essence social psychology. Repression is a historical phenomenon. The effective subjugation of the instincts to repressive controls is imposed not by nature but by man. The primal father, as the archetype of domination, initiates the chain reaction of enslavement, rebellion, and reinforced domination which marks the history of civilization. But ever since the first, prehistoric restoration of domination following the first rebellion, repression from without has been supported by repression from within: the unfree individual introjects his masters and their commands into his own mental apparatus. The struggle against freedom reproduces itself in the psyche of man, as the self-repression of the repressed individual, and his self-repression in turn sustains his masters and their institutions. It is this mental dynamic which Freud unfolds as the dynamic of civilization. According to Freud, the repressive modification of the instincts under the reality principle is enforced and sustained by the “eternal primordial struggle for existence, ... persisting to the present day.” Scarcity (Lebensnot, Ananke) teaches men that they cannot freely gratify their instinctual impulses, that they cannot live under the pleasure principle. Society’s motive in enforcing the decisive modification of the instinctual structure is thus “economic; since it has not means enough to support life for its members without work on their part, it must see to it that the number of these members is restricted and their energies directed away from sexual activities on to their work.” This conception is as old as civilization and has always provided the most effective rationalization for repression. To a considerable extent, Freud’s theory partakes of this rationalization: Freud considers the “primordial struggle for existence” as “eternal” and therefore believes that the pleasure principle and the reality principle are “eternally” antagonistic. The notion that a non-repressive civilization is impossible is a cornerstone of Freudian theory. However, his theory contains elements that break through this rationalization; they shatter the predominant tradition of Westem thought and even suggest its reversal. His work is characterized by an uncompromising insistence on showing up the repressive content of the highest values and achievements of culture. In so far as he does this, he denies the equation of reason with repression on which the ideology of culture is built. Freud’s metapsychology is an ever-renewed attempt to uncover, and to question, the terrible necessity of the inner connection between civilization and barbarism, progress and suffering, freedom and unhappiness — a connection which reveals itself ultimately as that between Eros and Thanatos. Freud questions culture not from a romanticist or utopian point of view, but on the ground of the suffering and misery which its implementation involves. Cultural freedom thus appears in the light of unfreedom, and cultural progress in the light of constraint. Culture is not thereby refuted: unfreedom and constraint are the price that must be paid. But as Freud exposes their scope and their depth, he upholds the tabooed aspirations of humanity: the claim for a state where freedom and necessity coincide. Whatever liberty exists in the realm of the developed consciousness, and in the world it has created, is only derivative, compromised freedom, gained at the expense of the full satisfaction of needs. And in so far as the full satisfaction of needs is happiness, freedom in civilization is essentially antagonistic to happiness: it involves the repressive modification (sublimation) of happiness. Conversely, the unconscious, the deepest and oldest layer of the mental personality, is the drive for integral gratification, which is absence of want and repression. As such it is the immediate identity of necessity and freedom. According to Freud’s conception the equation of freedom and happiness tabooed by the conscious is upheld by the unconscious. Its truth, although repelled by consciousness, continues to haunt the mind; it preserves the memory of past stages of individual development at which integral gratification is obtained. And the past continues to claim the future: it generates the wish that the paradise be re-created on the basis of the achievements of civilization. If memory moves into the center of psychoanalysis as a decisive mode of cognition, this is far more than a therapeutic device; the therapeutic role of memory derives from the truth value of memory. Its truth value lies in the specific function of memory to preserve promises and potentialities which are betrayed and even outlawed by the mature, civilized individual, but which had once been fulfilled in his dim past and which are never entirely forgotten. The reality principle restrains the cognitive function of memory — its commitment to the past experience of happiness which spurns the desire for its conscious re-creation. The psychoanalytic liberation of memory explodes the rationality of the repressed individual. As cognition gives way to re-cognition, the forbidden images and impulses of childhood begin to tell the truth that reason denies. Regression assumes a progressive function. The rediscovered past yields critical standards which are tabooed by the present. Moreover, the restoration of memory is accompanied by the restoration of the cognitive content of phantasy. Psychoanalytic theory removes these mental faculties from the noncommittal sphere of daydreaming and fiction and recaptures their strict truths. The weight of these discoveries must eventually shatter the framework in which they were made and confined. The liberation of the past does not end in its reconciliation with the present. Against the self-imposed restraint of the discoverer, the orientation on the past tends toward an orientation on the future. The recherche du temps perdu becomes the vehicle of future liberation. The subsequent discussion will be focused on this hidden trend in psychoanalysis. Freud’s analysis of the development of the repressive mental apparatus proceeds on two levels: (a) Ontogenetic: the growth of the repressed individual from early infancy to his conscious societal existence. (b) Phylogenetic: the growth of repressive civilization from the primal horde to the fully constituted civilized state. The two levels are continually interrelated. This interrelation is epitomized in Freud’s notion of the return of the repressed in history: the individual re-experiences and re-enacts the great traumatic events in the development of the genus, and the instinctual dynamic reflects throughout the conflict between individual and genus (between particular and universal) as well as the various solutions of this conflict. We shall first follow the ontogenetic development
to the mature state of the civilized individual.
We shall then return to the phylogenetic
origins and extend the Freudian conception
to the mature state of the civilized genus.
The constant interrelation between the two
levels means that recurrent cross-references,
anticipations, and repetitions are unavoidable.
Eros and Civilization. Herbert Marcuse 1955
EPILOGUE. Critique of Neo-Freudian Revisionism
Psychoanalysis has changed its function in
the culture of our time, in accordance with
fundamental social changes that occurred
during the first half of the century. The
collapse of the liberal era and of its promises,
the spreading totalitarian trend and the
efforts to counteract this trend, are reflected
in the position of psychoanalysis. During
the twenty years of its development prior
to the First World War, psychoanalysis elaborated
the concepts for the psychological critique
of the most highly praised achievement —
of the modem era: the individual. Freud demonstrated
that constraint, repression, and renunciation
are the stuff from which the “free personality”
is made; he recognized the “general unhappiness”
of society as the unsurpassable limit of
cure and normality. Psychoanalysis was a
radically critical theory. Later, when Central
and Eastern Europe were in revolutionary
upheaval, it became clear to what extent
psychoanalysis was still committed to the
society whose secrets it revealed. The psychoanalytic
conception of man, with its belief in the
basic unchangeability of human nature, appeared
as “reactionary;” Freudian theory seemed
to imply that the humanitarian ideals of
socialism were humanly unattainable. Then
the revisions of psychoanalysis began to
gain momentum.
It might be tempting to speak of a split
into a left and right wing. The most serious
attempt to develop the critical social theory
implicit in Freud was made in Wilhelm Reich’s
earlier writings. In his Einbruch der Sexualmoral
(1931), Reich oriented psychoanalysis on
the relation between the social and instinctual
structures. He emphasized the extent to which
sexual repression is enforced by the interests
of domination and exploitation, and the extent
to which these interests are in turn reinforced
and reproduced by sexual repression. However,
Reich’s notion of sexual repression remains
undifferentiated; he neglects the historical
dynamic of the sex instincts and of their
fusion with the destructive impulses. (Reich
rejects Freud’s hypothesis of the death instinct
and the whole depth dimension revealed in
Freud’s late metapsychology.) Consequently,
sexual liberation per se becomes for Reich
a panacea for individual and social ills.
The problem of sublimation is minimized;
no essential distinction is made between
repressive and non-repressive sublimation,
and progress in freedom appears as a mere
release of sexuality. The critical sociological
insights contained in Reich’s earlier writings
are thus arrested; a sweeping primitivism
becomes prevalent, foreshadowing the wild
and fantastic hobbies of Reich’s later years.
On the “right wing” of psychoanalysis, Carl
Jung’s psychology soon became an obscurantist
pseudo-mythology. The “center” of revisionism
took shape in the cultural and interpersonal
schools — the most popular trend of psychoanalysis
today. We shall try to show that, in these
schools, psychoanalytic theory turns into
ideology: the “personality “and its creative
potentialities are resurrected in the face
of a reality which has all but eliminated
the conditions for the personality and its
fulfillment. Freud recognized the work of
repression in the highest values of Western
civilization — which presuppose and perpetuate
unfreedom and suffering. The Neo-Freudian
schools promote the very same values as cure
against unfreedom and suffering as the triumph
over repression. This intellectual feat is
accomplished by expurgating the instinctual
dynamic and reducing its part in the mental
life. Thus purified, the psyche can again
be redeemed by idealistic ethics and religion;
and the psychoanalytic theory of the mental
apparatus can be rewritten as a philosophy
of the soul. In doing so, the revisionists
have discarded those of Freud’s psychological
tools that are incompatible with the anachronistic
revival of philosophical idealism — the very
tools with which Freud uncovered the explosive
instinctual and social roots of the personality.
Moreover, secondary factors and relationships
(of the mature person and its cultural environment)
are given the dignity of primary processes
— a switch in orientation designed to emphasize
the influence of the social reality on the
formation of the personality. However, we
believe that the exact opposite happens —
that the impact of society on the psyche
is weakened. Whereas Freud, focusing on the
vicissitudes of the primary instincts, discovered
society in the most concealed layer of the
genus and individual man, the revisionists,
aiming at the reified, readymade form rather
than at the origin of the societal institutions
and relations, fail to comprehend what these
institutions and relations have done to the
personality that they are supposed to fulfill.
Confronted with the revisionist schools,
Freud’s theory now assumes a new significance:
it reveals more than ever before the depth
of its criticism, and — perhaps for the first
time — those of its elements that transcend
the prevailing order and link the theory
of repression with that of its abolition.
The strengthening of this link was the initial
impulse behind the revisionism of the cultural
school. Erich Fromm’s early articles attempt
to free Freud’s theory from its identification
with present-day society; to sharpen the
psychoanalytic notions that reveal the connection
between instinctual and economic structure;
and at the same time to indicate the possibility
of progress beyond the “patricentric-acquisitive”
culture. Fromm stresses the sociological
substance of Freud’s theory: psychoanalysis
understands the socio-psychological phenomena
as
... processes of active and passive adjustment
of the instinctual apparatus to the socio-economic
situation. The instinctual apparatus itself
is — in certain of its foundations — a biological
datum, but to a high degree modifiable; the
economic conditions are the primary modifying
factors.
Underlying the societal organization of the
human existence are basic libidinal wants
and needs; highly plastic and pliable, they
are shaped and utilized to “cement” the given
society. Thus, in what Fromm calls the “patricentric-acquisitive”
society (which, in this study, is defined
in terms of the rule of the performance principle),
the libidinal impulses and their satisfaction
(and deflection) are coordinated with the
interests of domination and thereby become
a stabilizing force which binds the majority
to the ruling minority. Anxiety, love, confidence,
even the will to freedom and solidarity with
the group to which one belongs — all come
to serve the economically structured relationships
of domination and subordination. By the same
token, however, fundamental changes in the
social structure will entail corresponding
changes in the instinctual structure. With
the historical obsolescence of an established
society, with the growth of its inner antagonisms,
the traditional mental ties are loosening:
Libidinal forces become free for new forms
of utilization and thus change their social
function. Now they no longer contribute to
the preservation of society but lead to the
building of new social formations; they cease,
as it were, to be cement and instead become
dynamite.
Fromm followed up this conception in his
article on “The Socio-psychological Significance
of the Theory of Matriarchy.” Freud’s own
insights into the historical character of
the modifications of the impulses vitiate
his equation of the reality principle with
the norms of patricentric-acquisitive culture.
Fromm emphasizes that the idea of a matricentric
culture — regardless of its anthropological
merit — envisions a reality principle geared
not to the interest of domination, but to
gratified libidinal relations among men.
The instinctual structure demands rather
than precludes the rise of a free civilization
on the basis of the achievements of patricentric
culture, but through the transformation of
its institutions:
Sexuality offers one of the most elemental
and strongest possibilities of gratification
and happiness. If these possibilities were
allowed within the limits set by the need
for the productive development of the personality
rather than by the need for the domination
of the masses, the fulfillment of this one
fundamental possibility of happiness would
of necessity lead to an increase in the claim
for gratification and happiness in other
spheres of the human existence. The fulfillment
of this claim requires the availability of
the material means for its satisfaction and
must therefore entail the explosion of the
prevailing social order.
The social content of Freudian theory becomes
manifest: sharpening the psychoanalytical
concepts means sharpening their critical
function, their opposition to the prevailing
form of society. And this critical sociological
function of psychoanalysis derives from the
fundamental role of sexuality as a “productive
force;” the libidinal claims propel progress
toward freedom and universal gratification
of human needs beyond the patricentric-acquisitive
stage. Conversely, the weakening of the psychoanalytic
conception, and especially of the theory
of sexuality, must lead to a weakening of
the sociological critique and to a reduction
of the social substance of psychoanalysis.
Contrary to appearance, this is what has
happened in the cultural schools. Paradoxically
(but only apparently paradoxically), such
development was the consequence of the improvements
in therapy. Fromm has devoted an admirable
paper to “The Social Conditions of Psychoanalytic
Therapy,” in which he shows that the psychoanalytic
situation (between analyst and patient) is
a specific expression of liberalist toleration
and as such dependent on the existence of
such toleration in the society. But behind
the tolerant attitude of the “neutral “analyst
is concealed” respect for the social taboos
of the bourgeoisie.” Fromm traces the effectiveness
of these taboos at the very core of Freudian
theory, in Freud’s position toward sexual
morality. With this attitude, Fromm contrasts
another conception of therapy, first perhaps
formulated by Ferenczi, according to which
the analyst rejects patricentric-authoritarian
taboos and enters into a positive rather
than neutral relation with the patient. The
new conception is characterized chiefly by
an “unconditional affirmation of the patient’s
claim for happiness” and the “liberation
of morality from its tabooistic features.”
However, with these demands, psychoanalysis
faces a fateful dilemma. The “claim for happiness,”
if truly affirmed, aggravates the conflict
with a society which allows only controlled
happiness, and the exposure of the moral
taboos extends this conflict to an attack
on the vital protective layers of society.
This may still be practicable in a social
environment where toleration is a constitutive
element of personal, economic, and political
relationships; but it must endanger the very
idea of “cure” and even the very existence
of psychoanalysis when society can no longer
afford such toleration. The affirmative attitude
toward the claim for happiness then becomes
practicable only if happiness and the “productive
development of the personality” are redefined
so that they become compatible with the prevailing
values, that is to say, if they are internalized
and idealized. And this redefinition must
in turn entail a weakening of the explosive
content of psychoanalytic theory as well
as of its explosive social criticism. If
this is indeed (as I think) the course that
revisionism has taken, then it is because
of the objective social dynamic of the period:
in a repressive society, individual happiness
and productive development are in contradiction
to society; if they are defined as values
to be realized within this society, they
become themselves repressive.
The subsequent discussion is concerned only
with the later stages of Neo-Freudian psychology,
where the regressive features of the movement
appear as predominant. The discussion has
no other purpose than to throw into relief,
by contrast, the critical implications of
psychoanalytic theory emphasized in this
study; the therapeutic merits of the revisionist
schools are entirely outside the scope of
this discussion. This limitation is enforced
not only by my own lack of competence but
also by a discrepancy between theory and
therapy inherent in psychoanalysis itself.
Freud was fully aware of this discrepancy,
which may be formulated (much oversimplified)
as follows: while psychoanalytic theory recognizes
that the sickness of the individual is ultimately
caused and sustained by the sickness of his
civilization, psychoanalytic therapy aims
at curing the individual so that he can continue
to function as part of a sick civilization
without surrendering to it altogether. The
acceptance of the reality principle, with
which psychoanalytic therapy ends, means
the individual’s acceptance of the civilized
regimentation of his instinctual needs, especially
sexuality. In Freud’s theory, civilization
appears as established in contradiction to
the primary instincts and to the pleasure
principle. But the latter survives in the
id, and the civilized ego must permanently
fight its own timeless past and forbidden
future. Theoretically, the difference between
mental health and neurosis lies only in the
degree and effectiveness of resignation:
mental health is successful, efficient resignation
— normally so efficient that it shows forth
as moderately happy satisfaction. Normality
is a precarious condition. “Neurosis and
psychosis are both of them an expression
of the rebellion of the id against the outer
world, of its ‘pain,’ unwillingness to adapt
itself to necessity — to ananke, or, if one
prefers, of its incapacity to do so.” This
rebellion, although originating in the instinctual
“nature” of man, is a disease that has to
be cured not only because it is struggling
against a hopelessly superior power, but
because it is struggling against “necessity.”
Repression and unhappiness must be if civilization
is to prevail. The “goal” of the pleasure
principle — namely, to be happy — “is not
attainable,” although the effort to attain
it shall not and cannot be abandoned. In
the long run, the question is only how much
resignation the individual can bear without
breaking up. In this sense, therapy is a
course in resignation: a great deal will
be gained if we succeed in “transforming
your hysterical misery into every day unhappiness,”
which is the usual lot of mankind. This aim
certainly does not (or should not) imply
that the patient becomes capable of adjusting
completely to an environment repressive of
his mature aspirations and abilities. Still,
the analyst, as a physician, must accept
the social framework of facts in which the
patient has to live and which he cannot alter.
This irreducible core of conformity is further
strengthened by Freud’s conviction that the
repressive basis of civilization cannot be
changed anyway — not even on the supra-individual,
societal scale. Consequently, the critical
insights of psychoanalysis gain their full
force only in the field of theory, and perhaps
particularly where theory is farthest removed
from therapy — in Freud’s “metapsychology.”
The revisionist schools obliterated this
discrepancy between theory and therapy by
assimilating the former to the latter. This
assimilation took place in two ways. First,
the most speculative and “metaphysical” concepts
not subject to any clinical verification
(such as the death instinct, the hypothesis
of the primal horde, the killing of the primal
father and its consequences) were minimized
or discarded altogether. Moreover, in this
process some of Freud’s most decisive concepts
(the_ relation between id and ego, the function
of the unconscious, the scope and significance
of sexuality) were redefined in such a way
that their explosive connotations were all
but eliminated. The depth dimension of the
conflict between the individual and his society,
between the instinctual structure and the
realm of consciousness, was flattened out.
Psychoanalysis was reoriented on the traditional
consciousness psychology of pre-Freudian
texture. The right to such reorientations
in the interest of successful therapy and
practice is not questioned here; but the
revisionists have converted the weakening
of Freudian theory into a new theory, and
the significance of this theory alone will
be discussed presently. The discussion will
neglect the differences among the various
revisionist groups and concentrate on the
theoretical attitude common to all of them.
It is distilled from the representative works
of Erich Fromm, Karen Horney, and Harry Stack
Sullivan. Clara Thompson is taken as a representative
historian of the revisionists.
The chief objections of the revisionists
to Freud may be summed up as follows: Freud
grossly underrated the extent to which the
individual and his neurosis are determined
by conflicts with his environment. Freud’s
“biological orientation” led him to concentrate
on the phylogenetic and ontogenetic past
of the individual: he considered the character
as essentially fixed with the fifth or sixth
year (if not earlier), and he interpreted
the fate of the individual in terms of primary
instincts and their vicissitudes, especially
sexuality. In contrast, the revisionists
shift the emphasis “from the past to the
present,” from the biological to the cultural
level, from the “constitution” of the individual
to his environment. “One can understand the
biological development better if one discards
the concept of libido altogether “and instead
interprets the different stages” in terms
of growth and of human relations.” Then the
subject of psychoanalysis becomes the “total
personality” in its “relatedness to the world;”
and the “constructive aspects of the individual,”
his “productive and positive potentialities,”
receive the attention they deserve. Freud
was cold, hard, destructive, and pessimistic.
He did not see that sickness, treatment,
and cure are a matter of “interpersonal relationships”
in which total personalities are engaged
on both sides. Freud’s conception was predominantly
relativistic: he assumed that psychology
can “help us to understand the motivation
of value judgments but cannot help in establishing
the validity of the value judgments themselves.”
Consequently, his psychology contained no
ethics or only his personal ethics. Moreover,
Freud saw society as “static” and thought
that society developed as a “mechanism for
controlling man’s instincts,” whereas the
revisionists know “from the study of comparative
cultures” that “man is not biologically endowed
with dangerous fixed animal drives and that
the only function of society is to control
these.” They insist that society “is not
a static set of laws instituted in the past
at the time of the murder of the primal father,
but is rather a growing, changing, developing
network of interpersonal experiences and
behavior.” To this, the following insights
are added:
One cannot become a human being except through
cultural experience. Society creates new
needs in people. Some of the new needs lead
in a constructive direction and stimulate
further development. Of such a nature are
the ideas of justice, equality and cooperation.
Some of the new needs lead in a destructive
direction and are not good for man. Wholesale
competitiveness and the ruthless exploitation
of the helpless are examples of destructive
products of culture. When the destructive
elements predominate, we have a situation
which fosters war.
This passage may serve as a starting point
to show the decline of theory in the revisionist
schools. There is first the laboring of the
obvious, of everyday wisdom. Then there is
the adduction of sociological aspects. In
Freud they are included in and developed
by the basic concepts themselves; here they
appear as incomprehended, external factors.
There is furthermore the distinction between
good and bad, constructive and destructive
(according to Fromm: productive and unproductive,
positive and negative), which is not derived
from any theoretical principle but simply
taken from the prevalent ideology. For this
reason, the distinction is merely eclectic,
extraneous to theory, and tantamount to the
conformist slogan “Accentuate the positive.”
Freud was right; life is bad, repressive,
destructive — but it isn’t so bad, repressive,
destructive. There are also the constructive,
productive aspects. Society is not only this,
but also that; man is not only against himself
but also for himself.
These distinctions are meaningless and —
as we shall try to show even wrong unless
the task (which Freud took upon himself)
is fulfilled: to demonstrate how, under the
impact of civilization, the two “aspects”
are interrelated in the instinctual dynamic
itself, and how the one inevitably turns
into the other by virtue of this dynamic.
Short of such demonstration, the revisionist
“improvement” of Freud’s “one-sidedness”
constitutes a blank discarding of his fundamental
theoretical conception. However, the term
eclecticism does not adequately express the
substance of the revisionist philosophy.
Its consequences for psychoanalytic theory
are much graver: the revisionist “supplementation”
of Freudian theory’ especially the adduction
of cultural and environmental factors, consecrates
a false picture of civilization and particularly
of present-day society. In minimizing the
extent and the depth of the conflict, the
revisionists proclaim a false but easy solution.
We shall give here only a brief illustration.
One of the most cherished demands of the
revisionists is that the “total personality”
of the individual — rather than his early
childhood, or his biological structure, or
his psychosomatic condition — must be made
the subject of psychoanalysis:
The infinite diversity of personalities is
in itself characteristic of human existence.
By personality I understand the totality
of inherited and acquired psychic qualities
which are characteristic of one individual
and which make the individual unique.
I think it is clear that Freud’s conception
of counter-transference is to be distinguished
from the present-day conception of analysis
as an interpersonal process. In the interpersonal
situation, the analyst is seen as relating
to his patient not only with his distorted
affects but with his healthy personality
also. That is, the analytic situation is
essentially a human relationship.
The preconception to which I am leading is
this: personality tends toward the state
that we call mental health or interpersonal
adjustive success, handicaps by way of acculturation
notwithstanding. The basic direction of the
organism is forward.
Again, the obvious (“diversity of personalities;”
analysis as an “interpersonal process “),
because it is not comprehended but merely
stated and used, becomes a half-truth which
is false since the missing half changes the
content of the obvious fact.
The quoted passages testify to the confusion
between ideology and reality prevalent in
the revisionist schools. It is true that
man appears as an individual who “integrates”
a diversity of inherited and acquired qualities
into a total personality, and that the latter
develops in relating itself to the world
(things and people) under manifold and varying
conditions. But this personality and its
development are pre-formed down to the deepest
instinctual structure, and this pre-formation,
the work of accumulated civilization, means
that the diversities and the autonomy of
individual “growth” are secondary phenomena.
How much reality there is behind individuality
depends on the scope, form, and effectiveness
of the repressive controls prevalent at the
given stage of civilization. The autonomous
personality, in the sense of creative “uniqueness”
and fullness of its existence, has always
been the privilege of a very few. At the
present stage, the personality tends toward
a standardized reaction pattern established
by the hierarchy of power and functions and
by its technical, intellectual, and cultural
apparatus.
The analyst and his patient share this alienation,
and since it does not usually manifest itself
in any neurotic symptom but rather as the
hallmark of “mental health,” it does not
appear in the revisionist consciousness.
When the process of alienation is discussed,
it is usually treated, not as the whole that
it is, but as a negative aspect of the whole.
To be sure, personality has not disappeared:
it continues to flower and is even fostered
and educated — but in such a way that the
expressions of personality fit and sustain
perfectly the socially desired pattern of
behavior and thought. They thus tend to cancel
individuality. This process, which has been
completed in the “mass culture” of late industrial
civilization, vitiates the concept of interpersonal
relations if it is to denote more than the
undeniable fact that all relations in which
the human being finds itself are either relations
to other persons or abstractions from them.
If, beyond this truism, the concept implies
more — namely. that “two or more persons
come to define an integrated situation” which
is made up of “individuals” — then the implication
is fallacious. For the individual situations
are the derivatives and appearances of the
general fate, and, as Freud has shown, it
is the latter which contains the clue to
the fate of the individual. The general repressiveness
shapes the individual and universalizes even
his most personal features. Accordingly,
Freud’s theory is consistently oriented on
early infancy — the formative period of the
universal fate in the individual. The subsequent
mature relations “re-create” the formative
ones. The decisive relations are thus those
which are the least interpersonal. In an
alienated world, specimens of the genus confront
each other: parent and child, male and female,
then master and servant, boss and employee;
they are interrelated at first in specific
modes of the universal alienation. If and
when they cease to be so and grow into truly
personal relations, they still retain the
universal repressiveness which they surmount
as their mastered and comprehended negative.
Then, they do not require treatment.
Psychoanalysis elucidates the universal in
the individual experience. To that extent,
and only to that extent, can psychoanalysis
break the reification in which human relations
are petrified. The revisionists fail to recognize
(or fail to draw the consequences from) the
actual state of alienation which makes the
person into an exchangeable function and
the personality into an ideology. In contrast,
Freud’s basic “biologistic” concepts reach
beyond the ideology and its reflexes: his
refusal to treat a reified society as a “developing
network of interpersonal experiences and
behavior” and an alienated individual as
a “total personality” corresponds to the
reality and contains its true notion. If
he refrains from regarding the inhuman existence
as a passing negative aspect of forward-moving
humanity, he is more humane than the good-natured,
tolerant critics who brand his “inhuman”
coldness. Freud does not readily believe
that the “basic direction of the organism
is forward.” Even without the hypothesis
of the death instinct and of the conservative
nature of the instincts, Sullivan’s proposition
is shallow and questionable. The “basic”
direction of the organism appears as a quite
different one in the persistent impulses
toward relief of tension, toward fulfillment,
rest, passivity — the struggle against the
progress of time is intrinsic not only to
the Narcissistic Eros. The sadomasochistic
tendencies can hardly be associated with
a forward direction in mental health, unless
“forward” and “mental health” are redefined
to mean almost the opposite of what they
are in our social order — “a social order
which is in some ways grossly inadequate
for the development of healthy and happy
human beings.” Sullivan. refrains from such
a redefinition; he makes his concepts conform
with conformity:
The person who believes that he voluntarily
cut loose from his earlier moorings and by
choice accepted new dogmata, in which he
has diligently indoctrinated himself, is
quite certain to be a person who has suffered
great insecurity. He is often a person whose
self-organization is derogatory and hateful.
The new movement has given him group support
for the expression of ancient personal hostilities
that are now directed against the group from
which he has come. The new ideology rationalizes
destructive activity to such effect that
it seems almost, if not quite, constructive.
The new ideology is especially palliative
of conflict in its promise of a better world
that is to rise from the debris to which
the present order must first be reduced.
In this Utopia, he and his fellows will be
good and kind — for them will be no more
injustice, and so forth. If his is one of
the more radical groups, the activity of
more remote memory in the synthesis of decisions
and choice may be suppressed almost completely,
and the activity of prospective revery channelled
rigidly in the dogmatic pattern. In this
case, except for his dealings with his fellow
radicals, the man may act as if he had acquired
the psychopathic type of personality discussed
in the third lecture. He shows no durable
grasp of his own reality or that of others,
and his actions are controlled by the most
immediate opportunism, without consideration
of the probable future.
The passage illuminates the extent to which
the interpersonal theory is fashioned by
the values of the status quo. If a person
has “cut loose from his earlier moorings”
and “accepted new dogmata,” the presumption
is that he has “suffered great insecurity,”
that his “self-organization is hateful and
derogatory,” that his new creed “rationalizes
destructive activity” — in short, that he
is the psychopathic type. There is no suggestion
that his insecurity is rational and reasonable,
that not his self-organization but the others’
is derogatory and hateful, that the destructiveness
involved in the new dogma might indeed be
constructive in so far as it aims at a higher
stage of realization. This psychology has
no other objective standards of value than
the prevailing ones: health, maturity, achievement
are taken as they are defined by the given
society — in spite of Sullivan’s awareness
that, in our culture, maturity is “often
no particular reflection on anything more
than one’s socioeconomic status and the like.”
Deep conformity holds sway over this psychology,
which suspects all those who “cut loose from
their earlier moorings” and become “radicals”
as neurotic (the description fits all of
them, from Jesus to Lenin, from Socrates
to Giordano Bruno), and which almost automatically
identifies the “promise of a better world”
with “Utopia,” its substance with “revery,”
and mankind’s sacred dream of justice for
all with the personal resentment (no more
injustice “for them “) of maladjusted types.
This “operational” identification of mental
health with “adjustive success” and progress
eliminates all the reservations with which
Freud hedged the therapeutic objective of
adjustment to an inhuman society 27 and thus
commits psychoanalysis to this society far
more than Freud ever did.
Behind all the differences among the historical
forms of society, Freud saw the basic inhumanity
common to all of them, and the repressive
controls which perpetuate, in the instinctual
structure itself, the domination of man by
man. By virtue of this insight Freud’s “static
concept of society” is closer to the truth
than the dynamic sociological concepts supplied
by the revisionists. The notion that “civilization
and its discontent” had their roots in the
biological constitution of man profoundly
influenced his concept of the function and
goal of therapy. The personality which the
individual is to develop, the potentialities
which he is to realize, the happiness which
he is to attain — they are regimented from
the very beginning, and their content can
be defined only in terms of this regimentation.
Freud destroys the illusions of idealistic
ethics: the “personality” is but a “broken”
individual who has internalized and successfully
utilized repression and aggression. Considering
what civilization has made of man, the difference
in the development of personalities is chiefly
that between an unproportional and a proportional
share of that “everyday unhappiness” which
is the common lot of mankind. The latter
is all that therapy can achieve.
Over and against such a “minimum program,”
Fromm and the other revisionists proclaim
a higher goal of therapy: a’ optimal development
of a person’s potentialities and the realization
of his individuality.” Now it is precisely
this goal which is essentially unattainable
— not because of limitations in the psychoanalytic
techniques but because the established civilization
itself, in its very structure, denies it.
Either one defines “personality” and “individuality”
in terms of their possibilities within the
established form of civilization, in which
case their realization is for the vast majority
tantamount to successful adjustment. Or one
defines them in terms of their transcending
content, including their socially denied
potentialities beyond (and beneath) their
actual existence; in this case, their realization
would imply transgression, beyond the established
form of civilization, to radically new modes
of “personality” and “individuality” incompatible
with the prevailing ones. Today, this would
mean “curing” the patient to become a rebel
or (which is saying the same thing) a martyr.
The revisionist concept vacillates between
the two definitions. Fromm revives all the
time-honored values of idealistic ethics
as if nobody had ever demonstrated their
conformist and repressive features. He speaks
of the productive realization of the personality,
of care, responsibility, and respect for
one’s fellow men, of productive love and
happiness — as if man could actually practice
all this and still remain sane and full of
“well-being” in a society which Fromm himself
describes as one of total alienation, dominated
by the commodity relations of the “market.”
In such a society, the self-realization of
the “personality” can proceed only on the
basis of a double repression: first, the
“purification” of the pleasure principle
and the internalization of happiness and
freedom; second, their reasonable restriction
until they become compatible with the prevailing
unfreedom and unhappiness. As a result, productiveness,
love, responsibility become “values” only
in so far as they contain manageable resignation
and are practiced within the framework of
socially useful activities (in other words,
after repressive sublimation); and then they
involve the effective denial of free productiveness
and responsibility — the renunciation of
happiness.
For example, productiveness, proclaimed as
the goal of the healthy individual under
the performance principle, must normally
(that is, outside the creative, “neurotic,”
and “eccentric” exceptions) show forth in
good business, administration, service, with
the reasonable expectation of recognized
success. Love must be semi-sublimated and
even inhibited libido, staying in line with
the sanctioned conditions imposed on sexuality.
This is the accepted, “realistic” meaning
of productiveness and love. But the very
same terms also denote the free realization
of man, or the idea of such realization.
The revisionist usage of these terms plays
on this ambiguity, which designates both
the unfree and the free, both the mutilated
and the integral faculties of man, thus vesting
the established reality principle with the
grandeur of promises that can be redeemed
only beyond this reality principle. This
ambiguity makes the revisionist philosophy
appear to be critical where it is conformist,
political where it is moralistic. Often,
the style alone betrays the attitude. It
would be revealing to make a comparative
analysis of the Freudian and Neo-Freudian
styles. The latter, in the more philosophical
writings, frequently comes close to that
of the sermon, or of the social worker; it
is elevated and yet clear, permeated with
goodwill and tolerance and yet moved by an
esprit de sérieux which makes transcendental
values into facts of everyday life. What
has become a sham is taken as real. In contrast,
there is a strong undertone of irony in Freud’s
usage of “freedom,” “happiness,” “personality;”
either these terms seem to have invisible
quotation marks, or their negative content
is explicitly stated. Freud refrains from
calling repression by any other name than
its own; the Neo-Freudians sometimes sublimate
it into its opposite.
But the revisionist combination of psychoanalysis
with idealistic ethics is not simply a glorification
of adjustment. The Neo-Freudian sociological
or cultural orientation provides the other
side of the picture — the “not only but also.”
The therapy of adjustment is rejected in
the strongest terms; the “deification” of
success is denounced.” Present-day society
and culture are accused of greatly impeding
the realization of the healthy and mature
person; the principle of “competitiveness,
and the potential hostility that accompanies
it, pervades all human relationships.” The
revisionists claim that their psychoanalysis
is in itself a critique of society:
The aim of the “cultural school” goes beyond
merely enabling man to submit to the restrictions
of his society; in so far as it is possible
it seeks to free him from its irrational
demands and make him more able to develop
his potentialities and to assume leadership
in building a more constructive society.
The tension between health and knowledge,
normality and freedom, which animated Freud’s
entire work, here disappears; a qualifying
“in so far as it is possible” is the only
trace left of the explosive contradiction
in the aim. “Leadership in building a more
constructive society” is to be combined with
normal functioning in the established society.
This philosophy is achieved by directing
the criticism against surface phenomena,
while accepting the basic premises of the
criticized society. Fromm devotes a large
part of his writing to the critique of the
“market economy” and its ideology, which
place strong barriers in the way of productive
development. But here the matters rests.
The critical insights do not lead to a transvaluation
of the values of productiveness and the “higher
self” — which are exactly the values of the
criticized culture. The character of the
revisionist philosophy shows forth in the
assimilation of the positive and the negative,
the promise and its betrayal. The affirmation
absorbs the critique. The reader may be left
with the conviction that the “higher values”
can and should be practiced within the very
conditions which betray them; and they can
be practiced because the revisionist philosopher
accepts them in their adjusted and idealized
form — on the terms of the established reality
principle.
Fromm, who has demonstrated the repressive
features of internalization as few other
analysts have done, revives the ideology
of internalization. The “adjusted” person
is blamed because he has betrayed the “higher
self,” the “human values”; therefore he is
haunted by “inner emptiness and insecurity”
in spite of his triumph in the “battle for
success.” Far better off is the person who
has attained “inner strength and integrity;”
though he may be less successful than his
“unscrupulous neighbor,”
... he will have security, judgment, and
objectivity which will make him much less
vulnerable to changing fortunes and opinions
of others and will in many areas enhance
his ability for constructive work.
The style suggests the Power of Positive
Thinking to which the revisionist critique
succumbs. It is not the values that are spurious,
but the context in which they are defined
and proclaimed: “inner strength” has the
connotation of that unconditional freedom
which can be practiced even in chains and
which Fromm himself once denounced in his
analysis of the Reformation.
If the values of “inner strength and integrity”
are supposed to be anything more than the
character traits that the alienated society
expects from any good citizen in his business
(in which case they merely serve to sustain
alienation), then they must pertain to a
consciousness that has broken through the
alienation as well as its values. But to
such consciousness these values themselves
become intolerable because it recognizes
them as accessories to the enslavement of
man. The “higher self” reigns over the domesticated
impulses and aspirations of the individual,
who has sacrificed and renounced his “lower
self” not only in so far as it is incompatible
with civilization but in so far as it is
incompatible with repressive civilization.
Such renunciation may indeed be an indispensable
step on the road of human progress. However,
Freud’s question — whether the higher values
of culture have not been achieved at too
great a cost for the individual — should
be taken seriously enough to enjoin the psychoanalytic
philosopher from preaching these values without
revealing their forbidden content, without
showing what they have denied to the individual.
What this omission does to psychoanalytic
theory may be illustrated by contrasting
Fromm’s idea of love with Freud’s. Fromm
writes:
Genuine love is rooted in productiveness
and may properly be called, therefore, “productive
love.” Its essence is the same whether it
is the mother’s love for the child, our love
for man, or the erotic love between two individuals
... certain basic elements may be said to
be characteristic of all forms of productive
love. These are care, responsibility, respect,
and knowledge.
Compare with this ideological formulation
Freud’s analysis of the instinctual ground
and underground of love, of the long and
painful process in which sexuality with all
its polymorphous perversity is tamed and
inhibited until it ultimately becomes susceptible
to fusion with tenderness and affection —
a fusion which remains precarious and never
quite overcomes its destructive elements.
Compare with Fromm’s sermon on love Freud’s
almost incidental remarks in “The Most Prevalent
Form of Degradation in Erotic Life":
... we shall not be able to deny that the
behavior in love of the men of present-day
civilization bears in general the character
of the psychically impotent type. In only
very few people of culture are the two strains
of tenderness and sensuality duly fused into
one: the man almost always feels his sexual
activity hampered by his respect for the
woman and only develops full sexual potency
when he finds himself in the presence of
a lower type of sexual object ...
According to Freud, love, in our culture,
can and must be practiced as “aim-inhibited
sexuality,” with all the taboos and constraints
placed upon it by a monogamic-patriarchal
society. Beyond its legitimate manifestations,
love is destructive and by no means conducive
to productiveness and constructive work.
Love, taken seriously, is outlawed: “There
is no longer any place in present-day civilized
life for a simple natural love between two
human beings.” But to the revisionists, productiveness,
love, happiness, and health merge in grand
harmony; civilization has not caused any
conflicts between them which the mature person
could not solve without serious damage.
Once the human aspirations and their fulfillment
are internalized and sublimated to the “higher
self,” the social issues become primarily
spiritual issues, and their solution becomes
a moral task. The sociological concreteness
of the revisionists reveals itself as surface:
the decisive struggles are fought out in
the “soul” of man. Present-day authoritarianism
and the “deification of the machine and of
success” threaten the “most precious spiritual
possessions” of man.” The revisionist minimization
of the biological sphere, and especially
of the role of sexuality, shifts the emphasis
not only from the unconscious to consciousness,
from the id to the ego, but also from the
presublimated to the sublimated expressions
of the human existence. As the repression
of instinctual gratification recedes into
the background and loses its decisive importance
for the realization of man, the depth of
societal repression is reduced. Consequently,
the revisionist emphasis on the influence
of “social conditions” in the development
of the neurotic personality is sociologically
and psychologically far more inconsequential
than Freud’s “neglect” of these conditions.
The revisionist mutilation of the instinct
theory leads to the traditional devaluation
of the sphere of material needs in favor
of spiritual needs. Society’s part in the
regimentation of man is thus played down;
and in spite of the outspoken critique of
some social institutions, the revisionist
sociology accepts the foundation on which
these institutions rest.
Neurosis, too, appears as an essentially
moral problem, and the individual is held
responsible for the failure of his self-realization.
Society, to be sure, receives a share of
the blame, but, in the long run, it is man
himself who is at fault:
Looking at his creation, he can say, truly,
it is good. But looking at himself what can
he say? ... While we have created wonderful.
things we have failed to make of ourselves
beings for whom this tremendous effort would
seem worthwhile. Ours is a life not of brotherliness,
happiness, contentment but of spiritual chaos
and bewilderment.
The disharmony between society and the individual
is stated and left alone. Whatever society
may do to the individual, it prevents neither
him nor the analyst from concentrating on
the “total personality” and its productive
development. According to Horney, society
creates certain typical difficulties which,
“accumulated, may lead to the formation of
neuroses.” According to Fromm, the negative
impact of society upon the individual is
more serious, but this is only a challenge
to practice productive love and productive
thinking. The decision rests with man’s “ability
to take himself, his life and happiness seriously;
on his willingness to face his and his society’s
moral problem. It rests upon his courage
to be himself and to be for himself.” In
a period of totalitarianism, when the individual
has so entirely become the subject-object
of manipulation that, for the “healthy and
normal” person, even the idea of a distinction
between being “for himself” and “for others”
has become meaningless, in a period when
the omnipotent apparatus punishes real non-conformity
with ridicule and defeat — in such a situation
the Neo-Freudian philosopher tells the individual
to be himself and for himself. To the revisionist,
the brute fact of societal repression has
transformed itself into a “moral problem”
— as it has done in the conformist philosophy
of all ages. And as the clinical fact of
neurosis becomes, “in the last analysis,
a symptom of moral failure,” the “psychoanalytic
cure of the soul” becomes education in the
attainment of a “religious” attitude.
The escape from psychoanalysis to internalized
ethics and religion is the consequence of
this revision of psychoanalytic theory. If
the “wound” in the human existence is not
operative in the biological constitution
of man, and if it is not caused and sustained
by the very structure of civilization, then
the depth dimension is removed from psychoanalysis,
and the (ontogenetic and phylogenetic) conflict
between pre-individual and supra-individual
forces appears as a problem of the rational
or irrational, the moral or immoral behavior
of conscious individuals. The substance of
psychoanalytic theory lies not simply in
the discovery of the role of the unconscious
but in the description of its specific instinctual
dynamic, of the vicissitudes of the two basic
instincts. Only the history of these vicissitudes
reveals the full depth of the oppression
which civilization imposes upon man. If sexuality
does not play the constitutional role which
Freud attributed to it, then there is no
fundamental conflict between the pleasure
principle and the reality principle; man’s
instinctual nature is “purified” and qualified
to attain, without mutilation, socially useful
and recognized happiness. It was precisely
because he saw in sexuality the representative
of the integral pleasure principle that Freud
was able to discover the common roots of
the “general” as well as neurotic unhappiness
in a depth far below all individual experience,
and to recognize a primary “constitutional”
repression underlying all consciously experienced
and administered repression. He took this
discovery very seriously — much too seriously
to identify happiness with its efficient
sublimation in productive love and other
productive activities. Therefore he considered
a civilization oriented on the realization
of happiness as a catastrophe, as the end
of all civilization. For Freud, an enormous
gulf separated real freedom and happiness
from the pseudo freedom and happiness that
are practiced and preached in a repressive
civilization. The revisionists see no such
difficulty. Since they have spiritualized
freedom and happiness, they can say that
“the problem of production has been virtually
solved":
Never before has man come so close to the
fulfillment of his most cherished hopes as
today. Our scientific discoveries and technical
achievements enable us to visualize the day
when the table will be set for all who want
to cat ...
These statements are true — but only in the
light of their contradiction: precisely because
man has never come so close to the fulfillment
of his hopes, he has never been so strictly
restrained from fulfilling them; precisely
because we can visualize the universal satisfaction
of individual needs, the strongest obstacles
are placed in the way of such satisfaction.
Only if the sociological analysis elucidates
this connection does it go beyond Freud;
otherwise it is merely an inconsequential
adornment, purchased at the expense of mutilating
Freud’s theory of instincts.
Freud had established a substantive link
between human freedom and happiness on the
one hand and sexuality on the other: the
latter provided the primary source for the
former and at the same time the ground for
their necessary restriction in civilization.
The revisionist solution of the conflict
through the spiritualization of freedom and
happiness demanded the weakening of this
link. Therapeutic findings may have motivated
the theoretical reduction in the role of
sexuality; but such a reduction was in any
case indispensable for the revisionist philosophy.
Sexual problems, although they may sometimes
prevail in the symptomatic picture, are no
longer considered to be in the dynamic center
of neuroses. Sexual difficulties are the
effect rather than the cause of the neurotic
character structure. Moral problems on the
other hand gain in importance.
This conception does far more than minimize
the role of the libido; it reverses the inner
direction of Freudian theory. Nowhere does
this become clearer than in Fromm’s reinterpretation
of the Oedipus complex, which tries to “translate
it from the sphere of sex into that of interpersonal
relations.” The gist of this “translation”
is that the essence of the incest wish is
not “sexual craving” but the desire to remain
protected, secure — a child. “The foetus
lives with and from the mother, and the act
of birth is only one step in the direction
of. freedom and independence.” True but the
freedom and independence to be gained are
(if at all) afflicted with want, resignation,
and pain; and the act of birth is the first
and most terrifying step in the direction
away from satisfaction and security. Fromm’s
ideological interpretation of the Oedipus
complex implies acceptance of the unhappiness
of freedom, of its separation from satisfaction;
Freud’s theory implies that the Oedipus wish
is the eternal infantile protest against
this separation — protest not against freedom
but against painful, repressive freedom.
Conversely, the Oedipus wish is the eternal
infantile desire for the archetype of freedom:
freedom from want. And since the (unrepressed)
sex instinct is the biological carrier of
this archetype of freedom, the Oedipus wish
is essentially ‘g sexual craving.” Its natural
object is, not simply the mother qua mother,
but the mother qua woman — female principle
of gratification. Here the Eros of receptivity,
rest, painless and integral satisfaction
is nearest to the death instinct (return
to the womb), the pleasure principle nearest
to the Nirvana principle. Eros here fights
its first battle against everything the reality
principle stands for: against the father,
against domination, sublimation, resignation.
Gradually then, freedom and fulfillment are
being associated with these paternal principles;
freedom from want is sacrificed to moral
and spiritual independence. It is first the
“sexual craving” for the mother-woman that
threatens the psychical basis of civilization;
it is the “sexual craving” that makes the
Oedipus conflict the prototype of the instinctual
conflicts between the individual and his
society. If the Oedipus wish were in essence
nothing more than the wish for protection
and security (“ escape from freedom “), if
the child desired only impermissible security
and not impermissible pleasure, then the
Oedipus complex would indeed present an essentially
educational problem. As such, it can be treated
without exposing the instinctual danger zones
of society.
The same beneficial result is obtained by
the rejection of the death instinct. Freud’s
hypothesis of the death instinct and its
role in civilized aggression shed light on
one of the neglected enigmas of civilization;
it revealed the hidden unconscious tie which
binds the oppressed to their oppressors,
the soldiers to their generals, the individuals
to their masters. The wholesale destruction
marking the progress of civilization within
the framework of domination has been perpetuated,
in the face of its possible abolition, by
the instinctual agreement with their executioners
on the part of the human instruments and
victims. Freud wrote, during the First World
War:
Think of the colossal brutality, cruelty
and mendacity which is now allowed to spread
itself over the civilized world. Do you really
believe that a handful of unprincipled placehunters
and corrupters of men would have succeeded
in letting loose all this latent evil, if
the millions of their followers were not
also guilty?
But the impulses which this hypothesis assumes
are incompatible with the moralistic philosophy
of progress espoused by the revisionists.
Karen Homey states succinctly the revisionist
position:
Freud’s assumption [of a Death Instinct]
implies that the ultimate motivation for
hostility or destructiveness lies in the
impulse to destroy. Thus he turns into its
opposite our belief that we destroy in order
to live: we live in order to destroy.
This rendering of Freud’s conception is incorrect.
He did not assume that we live in order to
destroy; the destruction instinct operates
either against the life instincts or in their
service; moreover, the objective of the death
instinct is not destruction per se but the
elimination of the need for destruction.
According to Homey, we wish to destroy because
we “are or feel endangered, humiliated, abused,”
because we want to defend” our safety or
our happiness or what appears to us as such.”
No psychoanalytic theory was necessary to
arrive at these conclusions, with which individual
and national aggression has been justified
since times immemorial. Either our safety
is really threatened, in which case our wish
to destroy is a sensible and rational reaction;
or we only “feel” it is threatened, in which
case the individual and supra-individual
reasons for this feeling have to be explored.
The revisionist rejection of the death instinct
is accompanied by an argument that indeed
seems to point up the “reactionary” implications
of Freudian theory as contrasted with the
progressive sociological orientation of the
revisionists. Freud’s assumption of a death
instinct
... paralyzes any effort to search in the
specific cultural conditions for reasons
which make for destructiveness. It must also
paralyze efforts to change anything in these
conditions. If man is inherently destructive
and consequently unhappy, why strive for
a better future?
The revisionist argument minimizes the degree
to which, in Freudian theory, impulses are
modifiable, subject to the “vicissitudes”
of history. The death instinct and its derivatives
are no exception. We have suggested that
the energy of the death instinct does not
necessarily “paralyze” the efforts to obtain
a “better future;” on the contrary, such
efforts are paralyzed by the systematic constraints
which civilization places on the life instincts,
and by their consequent inability to “bind”
aggression effectively. The realization of
a “better future” involves far more than
the elimination of the bad features of the
“market,” of the “ruthlessness” of competition,
and so on; it involves a fundamental change
in the instinctual as well as cultural structure.
The striving for a better future is “paralyzed”
not by Freud’s awareness of these implications
but by the revisionist “spiritualization”
of them, which conceals the gap that separates
the present from the future. Freud did not
believe in prospective social changes that
would alter human nature sufficiently to
free man from external and internal oppression;
however, his “fatalism” was not without qualification.
The mutilation of the instinct theory completes
the reversal of Freudian theory. The inner
direction of the latter was (in apparent
contrast to the “therapeutic program” from
id to ego) that from consciousness to the
unconscious, from personality to childhood,
from the individual to the generic processes.
Theory moved from the surface to the depth,
from the “finished” and conditioned person
to its sources and resources. This movement
was essential for Freud’s critique of civilization:
only by means of the “regression” behind
the mystifying forms of the mature individual
and his private and public existence did
he discover their basic negativity in the
foundations on which they rest. Moreover,
only by pushing his critical regression back
to the deepest biological layer could Freud
elucidate the explosive content of the mystifying
forms and, at the same time, the full scope
of civilized repression. Identifying the
energy of the life instincts as libido meant
defining their gratification in contradiction
to spiritual transcendentalism: Freud’s notion
of happiness and freedom is eminently critical
in so far as it is materialistic — protesting
against the spiritualization of want.
The Neo-Freudians reverse this inner direction
of Freud’s theory, shifting the emphasis
from the organism to the personality, from
the material foundations to the ideal values.
Their various revisions are logically consistent:
one entails the next. The whole may be summed
up as follows: The “cultural orientation”
encounters the societal institutions and
relationships as finished products, in the
form of objective entities — given rather
than made facts. Their acceptance in this
form demands the shift in psychological emphasis
from infancy to maturity, for only at the
level of developed consciousness does the
cultural environment become definable as
determining character and personality over
and above the biological level. Conversely,
only with the playing down of biological
factors, the mutilation of the instinct theory,
is the personality definable in terms of
objective cultural values divorced from the
repressive ground which denies their realization.
In order to present these values as freedom
and fulfillment, they have to be purged of
the material of which they are made, and
the struggle for their realization has to
be turned into a spiritual and moral struggle.
The revisionists do not insist, as Freud
did, on the enduring truth value of the instinctual
needs which must be “broken” so that the
human being can function in interpersonal
relations. In abandoning this insistence,
from which psychoanalytic theory drew all
its critical insights, the revisionists yield
to the negative features of the very reality
principle which they so eloquently criticize. |
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