Georg Lukacs History & Class Consciousness
Reification and the
Consciousness
of the Proletariat. |
To be radical is to go to the root
of the
matter. For man, however, the root
is man
himself. Marx: Critique of Hegel’s
Philosophy
of Right.
IT is no accident that Marx should
have begun
with an analysis of commodities when,
in
the two great works of his mature period,
he set out to portray capitalist society
in its totality and to lay bare its
fundamental
nature. For at this stage in the history
of mankind there is no problem that
does
not ultimately lead back to that question
and there is no solution that could
not be
found in the solution to the riddle
of commodity-structure.
Of course the problem can only be discussed
with this degree of generality if it
achieves
the depth and breadth to be found in
Marx’s
own analyses. That is to say, the problem
of commodities must not be considered
in
isolation or even regarded as the central
problem in economics, but as the central,
structural problem of capitalist society
in all its aspects. Only in this case
can
the structure of commodity-relations
be made
to yield a model of all the objective
forms
of bourgeois society together with
all the
subjective forms corresponding to them.
I: The Phenomenon of Reification
1 The essence of commodity-structure
has
often been pointed out. Its basis is
that
a relation between people takes on
the character
of a thing and thus acquires a ‘phantom
objectivity’,
an autonomy that seems so strictly
rational
and all-embracing as to conceal every
trace
of its fundamental nature: the relation
between
people. It is beyond the scope of this
essay
to discuss the central importance of
this
problem for economics itself. Nor shall
we
consider its implications for the economic
doctrines of the vulgar Marxists which
follow
from their abandonment of this starting-point.
Our intention here is to base ourselves
on
Marx’s economic analyses and to proceed
from
there to a discussion of the problems
growing
out of the fetish character of commodities,
both as an objective form and also
as a subjective
stance corresponding to it. Only by
understanding
this can we obtain a clear insight
into the
ideological problems of capitalism
and its
downfall.
Before tackling the problem itself
we must
be quite clear in our minds that commodity
fetishism is a specific problem of
our age,
the age of modern capitalism. Commodity
exchange
an the corresponding subjective and
objective
commodity relations existed, as we
know,
when society was still very primitive.
What
is at issue here, however, is the question:
how far is commodity exchange together
with
its structural consequences able to
influence
the total outer and inner life of society?
Thus the extent to which such exchange
is
the dominant form of metabolic change
in
a society cannot simply be treated
in quantitative
terms - as would harmonise with the
modern
modes of thought already eroded by
the reifying
effects of the dominant commodity form.
The
distinction between a society where
this
form is dominant, permeating every
expression
of life, and a society where it only
makes
an episodic appearance is essentially
one
of quality. For depending on which
is the
case, all the subjective phenomena
in the
societies concerned are objectified
in qualitatively
different ways.
Marx lays great stress on the essentially
episodic appearance of the commodity
form
in primitive societies: “Direct barter,
the
original natural form of exchange,
represents
rather the beginning of the transformation
of use-values into commodities, than
that
of commodities into money. Exchange
value
has as yet no form of its own, but
is still
directly bound up with use-value. This
is
manifested in two ways. Production,
in its
entire organisation, aims at the creation
of use-values and not of exchange values,
and it is only when their supply exceeds
the measure of consumption that use-values
cease to be use-values, and become
means
of exchange, i. e. commodities. At
the same
time, they become commodities only
within
the limits of being direct use-values
distributed
at opposite poles, so that the commodities
to be exchanged by their possessors
must
be use-values to both - each commodity
to
its non-possessor. As a matter of fact,
the
exchange of commodities originates
not within
the primitive communities, but where
they
end, on their borders at the few points
where
they come in contact with other communities.
That is where barter begins, and from
here
it strikes back into the interior of
the
community, decomposing it.” [1] We
note that
the observation about the disintegrating
effect of a commodity exchange directed
in
upon itself clearly shows the qualitative
change engendered by the dominance
of commodities.
However, even when commodities have
this
impact on the internal structure of
a society,
this does not suffice to make them
constitutive
of that society. To achieve that it
would
be necessary - as we emphasised above
- for
the commodity structure to penetrate
society
in all its aspects and to remould it
in its
own image. It is not enough merely
to establish
an external link with independent processes
concerned with the production of exchange
values. The qualitative difference
between
the commodity as one form among many
regulating
the metabolism of human society and
the commodity
as the universal structuring principle
has
effects over and above the fact that
the
commodity relation as ail isolate phenomenon
exerts a negative influence at best
on the
structure and organisation of society.
The
distinction also has repercussions
upon the
nature and validity of the category
itself.
Where the commodity is universal it
manifests
itself differently from the commodity
as
a particular, isolated, non-dominant
phenomenon.
The fact that the boundaries lack sharp
definition
must not be allowed to blur the qualitative
nature of the decisive distinction.
The situation
where commodity exchange is not dominant
has been defined by Marx as follows:
“The
quantitative ratio in which products
are
exchanged is at first quite arbitrary.
They
assume the form of commodities inasmuch
as
they are exchangeables, i. e. expressions
of one and the same third. Continued
exchange
and more regular reproduction for exchange
reduces this arbitrariness more and
more.
But at first not for the producer and
consumer,
but for their go-between, the merchant,
who
compares money-prices and pockets the
difference.
It is through his own movements that
he establishes
equivalence. Merchant’s capital is
originally
merely the intervening movement between
extremes
which it does not control and between
premises
which it does not create.” [2]
And this development of the commodity
to
the point where it becomes the dominant
form
in society did not take place until
the advent
of modern capitalism. Hence it is not
to
be wondered at that the personal nature
of
economic relations was still understood
clearly
on occasion at the start of capitalist
development,
but that as the process advanced and
forms
became more complex and less direct,
it became
increasingly difficult and rare to
find anyone
penetrating the veil of reification.
Marx
sees the matter in this way: “In preceding
forms of society this economic mystification
arose principally with respect to money
and
interest-bearing capital. In the nature
of
things it is excluded, in the first
place,
where production for the use-value,
for immediate
personal requirements, predominates;
and
secondly, where slavery or serfdom
form the
broad foundation of social production,
as
in antiquity and during the Middle
Ages.
Here, the domination of the producers
by
the conditions of production is concealed
by the relations of dominion and servitude
which appear and are evident as the
direct
motive power of the process of production.”
[3]
The commodity can only he understood
in its
undistorted essence when it becomes
the universal
category of society as a whole. Only
in this
context does the reificiation produced
by
commodity relations assume decisive
importance
both for the objective evolution of
society
and for the stance adopted by men towards
it. Only then does the commodity become
crucial
for the subjugation of men’s consciousness
to the forms in which this reification
finds
expression and for their attempts to
comprehend
the process or to rebel against its
disastrous
effects and liberate th e, from servitude
to the ‘second nature’ so created.
Marx describes the basic phenomenon
of reification
as follows:
"A commodity is therefore a mysterious
thing, simply because in it the social
character
of men’s labour appears to them as
an objective
character stamped upon the product
of that
labour; because the relation of the
producers
to the sum total of their own labour
is presented
to them as a social relation existing
not
between themselves, but between the
products
of their labour. This is the reason
the products
of labour become commodities, social
things
whose qualities are at the same time
perceptible
and imperceptible by the senses ...
It is
only a definite social relation between
men
that assumes, in their eyes, the fantastic
form of a relation between things.”
[4]
What is of central importance here
is that
because of this situation a man’s own
activity,
his own labour becomes something objective
and independent of him. something that
controls
him by virtue of an autonomy alien
to man.
There is both an objective and a subjective
side to this phenomenon. Objectively
a world
of objects and relations between things
springs
into being (the world of commodities
and
their movements on the market). The
laws
governing these objects are indeed
gradually
discovered by man, but even so they
confront
him as invisible forces that generate
their
own power. The individual can use his
knowledge
of these laws to his own advantage,
but he
is not able to modify the process by
his
own activity. Subjectively - where
the market
economy has been fully developed -
a man’s
activity becomes estranged from himself,
it turns into a commodity which, subject
to the non-human objectivity of the
natural
laws of society, must go its own way
independently
of man just like any consumer article.
“What
is characteristic of the capitalist
age,”
says Marx, “is that in the eyes of
the labourer
himself labour-power assumes the form
of
a commodity belonging to him. On the
other
hand it is only at this moment that
the commodity
form of the products of labour becomes
general.”
[5]
Thus the universality of the commodity
form
is responsible both objectively and
subjectively
for the abstraction of the human labour
incorporated
in commodities. (On the other hand,
this
universality becomes historically possible
because this process o abstraction
has been
completed.) Objectively, in so far
as the
commodity form facilitates the equal
exchange
of qualitatively different objects,
it can
only exist if that formal equality
is in
fact recognised - at any rate in. this
relation,
which indeed confers upon them their
commodity
nature. Subjectively, this formal equality
of human labour in the abstract is
not only
the common factor to which the various
commodities
are reduced; it also becomes the real
principle
governing the actual production of
commodities.
Clearly, it cannot be our aim here
to describe
even in outline the growth of the modern
process of labour, of the isolated,
‘free’
labourer and of the division of labour.
Here
we need only establish that labour,
abstract,
equal. comparable labour, measurable
with
increasing precision according to the
time
socially necessary for its accomplishment,
the labour of the capitalist division
of
labour existing both as the presupposition
and the product of capitalist production,
is born only in the course of the development
of the capitalist system. Only then
does
it become a category of society influencing
decisively the objective form of things
and
people in the society thus emerging,
their
relation to nature and the possible
relations
of men to each other. [6]
If we follow the path taken by labour
in
its development from the handicrafts
via
cooperation and manufacture to machine
industry
we can see a continuous trend towards
greater
rationalisation, the progressive elimination
of the qualitative, human and individual
attributes of the worker. On the one
hand,
the process of labour is progressively
broken
down into abstract, rational, specialised
operations so that the worker loses
contact
with the finished product and his work
is
reduced to the mechanical repetition
of a
specialised set of actions. On the
other
hand, the period of time necessary
for work
to be accomplished (which forms the
basis
of rational calculation) is converted,
as
mechanisation and rationalisation are
intensified,
from a merely empirical average figure
to
an objectively calculable work-stint
that
confronts the worker as a fixed and
established
reality. With the modern ‘psychological’
analysis of the work-process (in Taylorism)
this rational mechanisation extends
right
into the worker’s Csoul’: even his
psychological
attributes are separated from his total
personality
and placed in opposition to it so as
to facilitate
their integration into specialised
rational
systems and their reduction to statistically
viable concepts. [7]
We are concerned above all with the
principle
at work here: the principle of rationalisation
based on what is and can be calculated.
The
chief changes undergone by the subject
and
object of the economic process are
as follows:
(1) in the first place, the mathematical
analysis of work-processes denotes
a break
with the organic, irrational and qualitatively
determined unity of the product. Rationalisation
in the sense of being able to predict
with
ever greater precision all the results
to
be achieved is only to be acquired
by the
exact breakdown of every complex into
its
elements and by the study of the special
laws governing production. Accordingly
it
must declare war on the organic manufacture
of whole products based on the traditional
amalgam of empirical experiences of
work:
rationalisation is unthinkable without
specialisation.
[8]
The finished article ceases to be the
object
of the work-process. The latter turns
into
the objective synthesis of rationalised
special
systems whose unity is determined by
pure
calculation and which must therefore
seem
to be arbitrarily connected with each
other.
This destroys the organic necessity
with
which inter-related special operations
are
unified in the end-product. The unity
of
a product as a commodity no longer
coincides
with its unity as a use-value: as society
becomes more radically capitalistic
the increasing
technical autonomy of the special operations
involved in production is expressed
also,
as an economic autonomy, as the growing
relativisation
of the commodity character of a product
at
the various stages of production. [9]
It
is thus possible to separate forcibly
the
production of a use-value in time and
space.
This goes hand in hand with the union
in
time and space of special operations
that
are related to a set of heterogeneous
use-values.
(2) In the second place, this fragmentation
of the object of production necessarily
entails
the fragmentation of its subject. In
consequence
of the rationalisation of the work-process
the human qualities and idiosyncrasies
of
the worker appear increasingly as mere
sources
of error when contrasted with these
abstract
special laws functioning according
to rational
predictions. Neither objectively nor
in his
relation to his work does man appear
as the
authentic master of the process; on
the contrary,
he is a mechanical part incorporated
into
a mechanical system. He finds it already
pre-existing and self-sufficient, it
functions
independently of him and he has to
conform
to its laws whether he likes it or
not. [10]
As labour is progressively rationalised
and
mechanised his lack of will is reinforced
by the way in which his activity becomes
less and less active and more and more
contemplative.
[11] The contemplative stance adopted
towards
a process mechanically conforming to
fixed
laws and enacted independently of man’s
consciousness
and impervious to human intervention,
i.
e. a perfectly closed system, must
likewise
transform the basic categories of man’s
immediate
attitude to the world: it reduces space
and
time to a common denominator and degrades
time to the dimension of space.
Marx puts it thus:
"Through the subordination of
man to
the machine the situation arises in
which
men are effaced by their labour; in
which
the pendulum of the clock has become
as accurate
a measure of the relative activity
of two
workers as it is of the speed of two
locomotives.
Therefore, we should not say that one
man’s
hour is worth another man’s hour, but
rather
that one man during an hour is worth
just
as much as another man during an hour.
Time
is everything, man is nothing; he is
at the
most the incarnation of time. Quality
no
longer matters. Quantity alone decides
everything:
hour for hour, day for day .... ” [12]
Thus time sheds its qualitative, variable,
flowing nature; it freezes into an
exactly
delimited, quantifiable continuum filled
with quantifiable ‘things’ (the reified,
mechanically objectified ‘performance’
of
the worker, wholly separated from his
total
short, it becomes space. [13] In this
environment
where time is transformed into abstract,
exactly measurable, physical space,
an environment
at once the cause and effect of the
scientifically
and mechanically fragmented and specialised
production of the object of labour,
the subjects
of labour must likewise be rationally
fragmented.
On the one hand, the objectification
of their
labour-power into something opposed
to their
total personality (a process already
accomplished
with the sale of that labour-power
as a commodity)
is now made into the permanent ineluctable
reality of their daily life. Here,
too, the
personality can do no more than look
on helplessly
while its own existence is reduced
to an
isolated particle and fed into an alien
system.
On the other hand, the mechanical disintegration
of the process of production into its
components
also destroys those bonds that had
bound
individuals to a community in the days
when
production was still ‘organic’. In
this respect,
too, makes them isolated abstract atoms
whose
work no longer brings them together
directly
and organically; it becomes mediated
to an
increasing extent exclusively by the
abstract
laws of the mechanism which imprisons
them.
The internal organisation of a factory
could
not possibly have such an effect -
even within
the factory itself - were it not for
the
fact that it contained in concentrated
form
the whole structure of capitalist society.
Oppression and an exploitation that
knows
no bounds and scorns every human dignity
were known even to pre-capitalist ages.
So
too was mass production with mechanical,
standardised labour, as we can see,
for instance,
with canal construction in Egypt and
Asia
Minor and the mines in Rome. [14] But
mass
projects of this type could never be
rationally
mechanised; they remained isolated
phenomena
within a community that organised its
production
on a different
(’natural’) basis and which therefore
lived
a different life. The slaves subjected
to
this exploitation, therefore, stood
outside
what was thought of as ‘human’ society
and
even the greatest and noblest thinkers
of
the time were unable to consider their
fate
as that of human beings.
As the commodity becomes universally
dominant,
this situation changes radically and
qualitatively.
The fate of the worker becomes the
fate of
society as a whole; indeed, this fate
must
become universal as otherwise industrialisation
could not develop in this direction.
For
it depends on the emergence of the
‘free’
worker who is freely able to take his
labour-power
to market and offer it for sale as
a commodity
‘belonging’ to him, a thing that he
‘possesses’.
While this process is still incomplete
the
methods used to extract surplus labour
are,
it is true, more obviously brutal than
in
the later, more highly developed phase,
but
the process of reification of work
and hence
also of the consciousness of the worker
is
much less advanced. Reification requires
that a society should learn to satisfy
all
its needs in terms of commodity exchange.
The separation of the producer from
his means
of production, the dissolution and
destruction
of all ‘natural’ production units,
etc.,
and all the social and economic conditions
necessary for the emergence of modern
capitalism
tend to replace ‘natural’ relations
which
exhibit human relations more plainly
by rationally
reified relations. “The social relations
between individuals in the performance
of
their labour,” Marx observes with reference
to pre-capitalist societies, “appear
at all
events as their own personal relations,
and
are not disguised under the shape of
social
relations between the products of labour.”
[15]
But this implies that the principle
of rational
mechanisation and calculability must
embrace
every aspect of life. Consumer articles
no
longer appear as the products of an
organic
process within a community (as for
example
in a village community). They now appear,
on the one hand, as abstract members
of a
species identical by definition with
its
other members and, on the other hand,
as
isolated objects the possession or
non-possession
of which depends on rational calculations.
Only when the whole life of society
is thus
fragmented into the isolated acts of
commodity
exchange can the ‘free’ worker come
into
being; at the same time his fate becomes
the typical fate of the whole society.
Of course, this isolation and fragmentation
is only apparent. The movement of commodities
on the market, the birth of their value,
in a word, the real framework of every
rational
calculation is not merely subject to
strict
laws but also presupposes the strict
ordering
of all that happens. The atomisation
of the
individual is, then, only the reflex
in consciousness
of the fact that the ‘natural laws’
of capitalist
production have been extended to cover
every
the first time in history - the whole
of
society is subjected, or tends to be
subjected,
to a unified economic process, and
that the
fate of every member of society is
determined
by unified laws. (By contrast, the
organic
unities of pre-capitalist societies
organised
their metabolism largely in independence
of each other).
However, if this atomisation is only
an illusion
it is a necessary one. That is to say,
the
immediate, practical as well as intellectual
confrontation of the individual with
society,
the immediate production and reproduction
of life - in which for the individual
the
commodity structure of all ‘things’
and their
obedience to ‘natural laws’ is found
to exist
already in a finished form, as something
immutably given - could only take place
in
the form of rational and isolated acts
of
exchange between isolated commodity
owners.
As emphasised above, the worker, too,
must
present himself as the ‘owner’ of his
labour-power,
as if it were a commodity. His specific
situation
is defined by the fact that his labour-power
is his only possession. His fate is
typical
of society as a whole in that this
self-objectification,
this transformation of a human function
into
a commodity reveals in all its starkness
the dehumanised and dehumanising function
of the commodity relation.
2 This rational objectification conceals
above all the immediate - qualitative
and
material - character of things as things.
When use-values appear universally
as commodities
they acquire a new objectivity, a new
substantiality
which they did not possess in an age
of episodic
exchange and which destroys their original
and authentic substantiality. As Marx
observes:
"Private property alienates not
only
the individuality of men, but also
of things.
The ground and the earth have nothing
to
do with ground-rent, machines have
nothing
to do with profit. For the landowner
ground
and earth mean nothing but ground-rent;
he
lets his land to tenants and receives
the
rent - a quality which the ground can
lose
without losing any of its inherent
qualities
such as its fertility; it is a quality
whose
magnitude and indeed existence depends
on
social relations that are created and
abolished
without any intervention by the landowner.
Likewise with the machine.” [16]
Thus even the individual object which
man
confronts directly, either as producer
or
consumer, is distorted in its objectivity
by its commodity character. If that
can happen
then it is evident that this process
will
be intensified in proportion as the
relations
which man establishes with objects
as objects
of the life process are mediated in
the course
of his social activity. It is obviously
not
possible here to give an analysis of
the
whole economic structure of capitalism.
It
must suffice to point out that modern
capitalism
does not content itself with transforming
the relations of production in accordance
with its own needs. It also integrates
into
its own system those forms of primitive
capitalism
that led an isolated existence in pre-capitalist
times, divorced from production; it
converts
them into members of the henceforth
unified
process of radical capitalism. (CL
merchant
capital, the role of money as a hoard
or
as finance capital, etc.)
These forms of capital are objectively
subordinated,
it is true, to the real life-process
of capitalism,
the extraction of surplus value in
the course
of production. They are, therefore,
only
to be explained in terms of the nature
of
industrial capitalism itself. But in
the
minds of people in bourgeois society
they
constitute the pure, authentic, unadulterated
forms of capital. In them the relations
between
men that lie hidden in the immediate
commodity
relation, as well as the relations
between
men and the objects that should really
gratify
their needs, have faded to the point
where
they can be neither recognised nor
even perceived.
For that very reason the reified mind
has
come to regard them as the true representatives
of his societal existence. The commodity
character of the commodity, the abstract,
quantitative mode of calculability
shows
itself here in its purest form: the
reified
mind necessarily sees it as the form
in which
its own authentic immediacy becomes
manifest
and - as reified consciousness - does
not
even attempt to transcend it. On the
contrary,
it is concerned to make it permanent
by ‘scientifically
deepening’ the laws at work. Just as
the
capitalist system continuously produces
and
reproduces itself economically on higher
and higher levels, the structure of
reification
progressively sinks more deeply, more
fatefully
and more definitively into the consciousness
of man. Marx often describes this potentiation
of reification in incisive fashion.
One example
must suffice here:
"In interest-bearing capital,
therefore,
this automatic fetish, self-expanding
value,
money generating money is brought out
in
its pure state and in this form it
no longer
bears the birth-marks of its origin.
The
social relation is consummated in the
relation
of a thing, of money, to itself. Instead
of the actual transformation of money
into
capital, we see here only form without
content.
. . . It becomes a property of money
to generate
value and yield interest, much as it
is an
attribute of pear trees to bear pears.
And
the money-lender sells his money as
just
such an interest-bearing thing. But
that
is not all. The actually functioning
capital,
as we have seen, presents itself in
such
a light that it seems to yield interest
not
as functioning capital, but as capital
in
itself, as money-capital. This, too,
becomes
distorted. While interest is only a
portion
of the profit, i. e. of the surplus
value,
which the functioning capitalist squeezes
out of the labourer, it appears now,
on the
contrary, as though interest were the
typical
product of capital, the primary matter,
and
profit, in the shape of profit of enterprise,
were a mere accessory and by-product
of the
process of reproduction. Thus we get
a fetish
form of capital, and the conception
of fetish
capital. In M-M’ we have the meaningless
form of capital, the perversion and
objectification
of production relations in their highest
degree, the interest-bearing form,
the simple
form of capital, in which it antecedes
its
own process of reproduction. It is
the capacity
of money, or of a commodity, to expand
its
own value independently of reproduction
-
which is a mystification of capital
in its
most flagrant form. For vulgar political
economy, which seeks to represent capital
as an independent source of value,
of value
creation, this form is naturally a
veritable
find. a form in which the source of
profit
is no longer discernible, and in which
the
result of the capitalist process of
production
- divorced from the process - acquires
an
independent existence.” [17]
Just as the economic theory of capitalism
remains stuck fast in its self-created
immediacy,
the same thing happens to bourgeois
attempts
to comprehend the ideological phenomenon
of reification. Even thinkers who have
no
desire to deny or obscure its existence
and
who are more or less clear in their
own minds
about its humanly destructive consequences
remain on the surface and make no attempt
to advance beyond its objectively most
derivative
forms, the forms furthest from the
real life-process
of capitalism,, i. e. the most external
and
vacuous forms, to the basic phenomenon
of
reification itself.
Indeed, they divorce these empty manifestations
from their real capitalist foundation
and
make them independent and permanent
by regarding
them as the timeless model of human
relations
in general. (This can be seen most
clearly
in Simmel’s book The Philosophy of
Money,
a very interesting and perceptive work
in
matters of detail.) They offer no more
than
a description of this “enchanted, perverted,
topsy-turvy world, in which Monsieur
Le Capital
and Madame La Terre do their ghost-walking
as social characters and at the same
time
as mere things.” [18] But they do not
go
further than a description and their
‘deepening’
of the problem runs in circles around
the
eternal manifestations of reification.
The divorce of the phenomena of reification
from their economic bases and from
the vantage
point from which alone they can be
understood,
is facilitated by the fact that the
[capitalist]
process of transformation must embrace
every
manifestation of the life of society
if the
preconditions for the complete self-realisation
of capitalist production are to be
fulfilled.
Thus capitalism has created a form
for the
state and a system of law corresponding
to
its needs and harmonising with its
own structure.
The structural similarity is so great
that
no truly perceptive historian of modern
capitalism
could fail to notice it. Max Weber,
for instance,
gives this description of the basic
lines
of this development: “Both are, rather,
quite
similar in their fundamental nature.
Viewed
sociologically, a ‘business-concern’
is the
modern state; the same holds good for
a factory:
and this, precisely, is what is specific
to it historically. And, likewise,
the power
relations in a business are also of
the same
kind. The relative independence of
the artisan
(or cottage craftsman), of the landowning
peasant, the owner of a benefice, the
knight
and vassal was based on the fact that
he
himself owned the tools, supplies,
financial
resources or weapons with the aid of
which
he fulfilled his economic, political
or military
function and from which he lived while
this
duty was being discharged. Similarly,
the
hierarchic dependence of the worker,
the
clerk, the technical assistant,, the
assistant
in an academic institute and the civil
servant
and. soldier has a comparable basis:
namely
that the tools, supplies and financial
resources
essential both for the business-concern
and
for economic survival are in the hands.
in
the one case, of the entrepreneur and,
in
the other case, of the political master.”
[19]
He rounds off this account - very pertinently
- with an analysis of the cause and
the social
implications of this phenomenon:
"The moder based inwardly above
all
on calculation. It system of justice
and
an administration whose workings can
be rationally
calculated, at least in principle,
according
to fixed general laws, just as the
probable
performance of a machine can be calculated.
It is as little able to tolerate the
dispensing
of justice according to the judge’s
sense
of fair play in individual cases or
any other
irrational means or principles of administering
the law ... as it is able to endure
a patriarchal
administration that obeys the dictates
of
its own caprice, or sense of mercy
and, for
the rest, proceeds in accordance with
an
inviolable and sacrosanct, but irrational
tradition. ... What is specific to
modern
capitalism as distinct from the age-old
capitalist
forms of acquisition is that the strictly
rational organisation of work on the
basis
of rational technology did not come
into
being anywhere within such irrationally
constituted
political systems nor could it have
done
so. For these modern businesses with
their
fixed capital and their exact calculations
are much too sensitive to legal and
administrative
irrationalities. They could only come
into
being in the bureaucratic state with
its
rational laws where ... the judge is
more
or less an automatic statute-dispensing
machine
in which you insert the files together
with
the necessary costs and dues at the
top,
whereupon he will eject the judgment
together
with the more or less cogent reasons
for
it at the bottom: that is to say, where
the
judge’s behaviour is on the whole predictable."
The process we see here is closely
related
both in its motivation and in its effects
to the economic process outlined above.
Here,
too, there is a breach with the empirical
and irrational methods of administration
and dispensing justice based on traditions
tailored, subjectively, to the requirements
of men in action, and, objectively,
to those
of the concrete matter in hand. There
arises
a rational systematisation of all statutes
regulating life, which represents,
or at
least tends towards a closed system
applicable
to all possible and imaginable cases.
Whether
this system is arrived at in a purely
logical
manner, as an exercise in pure legal
dogma
or interpretation of the law, or whether
the judge is given the task of filling
the
‘gaps’ left in the laws, is immaterial
for
our attempt to understand the structure
of
modern legal reality. In either case
the
legal system is formally capable of
being
generalised so as to relate to every
possible
situation in life and it is susceptible
to
prediction and calculation. Even Roman
Law,
which comes closest to these developments
while remaining, in modern terms, within
the framework of pre-capitalist legal
patterns,
does not in this respect go beyond
the empirical,
the concrete and the traditional. The
purely
systematic categories which were necessary
before a judicial system could become
universally
applicable arose only in modern times
.[20]
It requires no further explanation
to realise
that the need to systematise and to
abandon
empiricism, tradition and material
dependence
was the need for exact calculations
However,
this same need requires that the legal
system
should confront the individual events
of
social existence as something permanently
established and exactly defined, i.
e. as
a rigid system. Of course, this produces
an uninterrupted series of conflicts
between
the unceasingly revolutionary forces
of the
capitalist economy and the rigid legal
system.
But this only results in new codifications;
and despite these the new system is
forced
to preserve the fixed, change-resistant
structure
of the old system.
This is the source of the - apparently
-
paradoxical situation whereby the ‘law’
of
primitive societies, which has scarcely
altered
in hundreds or sometimes even thousands
of
years, can be flexible and irrational
in
character, renewing itself with every
new
legal decision, while modern law, caught
up in the continuous turmoil of change,
should
appear rigid, static and fixed. But
the paradox
dissolves when we realise that it arises
only because the same situation has
been
regarded from two different points
of view:
on the one hand, from that of the historian
(who stands ‘outside’ the actual process)
and, on the other, from that of someone
who
experiences the effects of the social
order
in question upoii his consciousness.
With the aid of this insight we can
see clearly
how the antagonism between the traditional
and empirical craftsmanship and the
scientific
and rational factory is repeated in
another
sphere of activity. At every single
stage
of its development, the ceaselessly
revolutionary
techniques of modern production turn
a rigid
and immobile face towards the individual
producer. Whereas the objectively relatively
stable, traditional craft production
preserves
in the minds of its individual practitioners
the appearance of something flexible,
something
constantly renewing itself, something
produced
by the producers.
In the process we witness, illuminatingly,
how here, too, the contemplative nature
of
man under capitalism makes its appearance.
For the essence of rational calculation
is
based ultimately upon the recognition
and
the inclusion in one’s calculations
of the
inevitable chain of cause and effect
in certain
events - independently of individual
‘caprice’.
In consequence, man’s activity does
not go
beyond the correct calculation of the
possible
outcome of the sequence of events (the
‘laws’
of which he finds ‘ready-made’), and
beyond
the adroit evasion of disruptive ‘accidents’
by means of protective devices and
preventive
measures (which are based in their
turn on
the recognition and application of
similar
laws). Very often it will confine itself
to working out the probable effects
of such
‘laws’ without making the attempt to
intervene
in the process by bringing other ‘laws’
to
bear. (As in insurance schemes, etc.)
The more closely we scrutinise this
situation
and the better we are able to close
our minds
to the bourgeois legends of the ‘creativity’
of the exponents of the capitalist
age, the
more obvious it becomes that we are
witnessing
in all behaviour of this sort the structural
analogue to the behaviour of the worker
vis-à-vis
the machine he serves and observes,
and whose
functions he controls while he contemplates
it. The ‘creative’ element can be seen
to
depend at best on whether these ‘laws’
are
applied in a - relatively - independent
way
or in a wholly subservient one. That
is to
say, it depends on the degree to which
the
contemplative stance is repudiated.
The distinction
between a worker faced with a particular
machine, the entrepreneur faced with
a given
type of mechanical development, the
technologist
faced with the state of science and
the profitability
of its application to technology, is
purely
quantitative; it does not directly
entail
any qualitative difference in the structure
of consciousness.
Only in this context can the problem
of modern
bureaucracy be properly understood.
Bureaucracy
implies the adjustment of one’s way
of life,
mode of work and hence of consciousness.
to the general socioeconomic premises
of
the capitalist economy, similar to
that which
we have observed in the case of the
worker
in particular business concerns. The
formal
standardisation of justice, the state,
the
civil service, etc., signifies objectively
and factually a comparable reduction
of all
social functions to their elements,
a comparable
search for the rational formal laws
of these
carefully segregated partial systems.
Subjectively,
the divorce between work and the individual
capacities and needs of the worker
produces
comparable effects upon consciousness.
This
results in an inhuman, standardised
division
of labour analogous to that which we
have
found in industry on the technological
and
mechanical plane. [22]
It is not only a question of the completely
mechanical, ‘mindless’ work of the
lower
echelons of the bureaucracy which bears
such
an extraordinarily close resemblance
to operating
a machine and which indeed often surpasses
it in sterility and uniformity. It
is also
a question, on the one hand, of the
way in
which objectively all issues are subjected
to an increasingly formal and standardised
treatment and in which there is an
ever-increasing
remoteness from the qualitative and
material
essence of the ‘things’ to which bureaucratic
activity pertains. On the other hand,
there
is an even more monstrous intensification
of the one-sided specialisation which
represents
such a violation of man’s humanity.
Marx’s
comment on factory work that “the individual,
himself divided, is transformed into
the
automatic mechanism of a partial labour”
and is thus “crippled to the point
of abnormality”
is relevant here too. And it becomes
all
the more clear, the more elevated,
advanced
and ‘intellectual’ is the attainment
exacted
by the division of labour.
The split between the worker’s labour-power
and his personality, its metamorphosis
into
a thing, an object that he sells on
the market
is repeated here too. But with the
difference
that not every mental faculty is suppressed
by mechanisation; only one faculty
(or complex
of faculties) is detached from the
whole
personality and placed in opposition
to it,
becoming a thing, a commodity. But
the basic
phenomenon remains the same even’ though
both the means by which society instills
such abilities and their material and
‘moral’
exchange value are fundamentally different
from labour-power (not forgetting,
of course,
the many connecting links and nuances).
The specific type of bureaucratic ‘conscientiousness’
and impartiality, the individual bureaucrat’s
inevitable total subjection to a system
of
relations between the things to which
he
is exposed, the idea that it is precisely
his ‘honour’ and his ‘sense of responsibility’
that exact this total submission [23]
all
this points to the fact that the division
of labour which in the case of Taylorism
invaded the psyche, here invades the
realm
of ethics. Far from weakening the reified
structure of consciousness, this actually
strengthens it. For as long as the
fate of
the worker still appears to be an individual
fate (as in the case of the slave in
antiquity),
the life of the ruling classes is still
free
to assume quite different until the
rise
of capitalism was a unified economic
hence
a -formally - unified structure of
consciousness
that embraced the whole society, brought
into being. This unity expressed itself
in
the fact that the problems of consciousness
arising from wage-labour were repeated
in
the ruling class in a refined and spiritualised,
but, for that very reason, more intensified
form. The specialised ‘virtuoso’, the
vendor
of his objectified and reified faculties
does not just become the [passive]
observer
of society; he also lapses into a contemplative
attitude vis-à-vis the workings of
his own
objectified and reified faculties.
(It is
not possible here even to outline the
way
in which modern administration and
law assume
the characteristics of the factory
as we
noted above rather than those of the
handicrafts.)
This phenomenon can be seen at its
most grotesque
in journalism. Here it is precisely
subjectivity
itself, knowledge, temperament and
powers
of expression that are reduced to an
abstract
mechanism functioning autonomously
and divorced
both from the personality of their
‘owner’
and from the material and concrete
nature
of the subject matter in hand. The
journalist’s
‘lack of convictions’, the prostitution
of
his experiences and beliefs is comprehensible
only as the of capitalist reification.
[24]
The transformation of the commodity
relation
into a thing of ‘ghostly objectivity’
cannot
there ore content itself with the reduction
of all objects for the gratification
of human
needs to commodities. It stamps its
imprint
upon the whole consciousness of man;
his
qualities an abilities are no longer
an organic
par of his personality, they are things
which
he can ‘own’ or ‘dispose of’ like the
various
objects of the external world. And
there
is no natural form in which human relations
can be cast, no way in which man can
bring
his physical and psychic ‘qualities’
into
play without their being subjected
increasingly
to this reifying process. We need only
think
of marriage, and without troubling
to point
to the developments of the nineteenth
century
we can remind ourselves of the way
in which
Kant, for example, described the situation
with the naively cynical frankness
peculiar
to great thinkers.
"Sexual community", he says,
“is
the reciprocal use made by one person
of
the sexual organs and faculties of
another
. . . marriage ... is the union of
two people
of different sexes with a view to the
mutual
possession of each other’s sexual attributes
for’ the duration of their lives.”
[25]
This rationalisation of the world appears
to be complete, it seems to penetrate
the
very depths of man’s physical and psychic
nature. It is limited, however, by
its own
formalism. That is to say, the rationalisation
of isolated aspects of life results
in the
creation of formal laws. All these
things
do join together into what seems to
the superficial
observer to constitute a unified system
of
general ‘laws’. But the disregard of
the
concrete aspects of the subject matter
of
these laws, upon which disregard their
authority
as laws is based, makes itself felt
in the
incoherence of the system in fact.
This incoherence
becomes particularly egregious in periods
of crisis. At such times we can see
how the
immediate continuity between two partial
systems is disrupted and their independence
from and adventitious connection with
each
other is suddenly forced into the consciousness
of everyone. It is for this reason
that Engels
is able to define the ‘natural laws’
of capitalist
society as the laws of chance. [26]
On closer examination the structure
of a
crisis is seen to be no more than a
heightening
of the degree and intensity of the
daily
life of bourgeois society. In its unthinking,
mundane reality that life seems firmly
held
together by ‘natural laws’; yet it
can experience
a sudden dislocation because the bonds
uniting
its various elements and partial systems
are a chance affair even at their most
normal.
So that the pretence that society is
regulated
by ‘eternal, iron’ laws which branch
off
into the different special laws applying
to particular areas is finally revealed
for
what it is: a pretence. The true structure
of society appears rather in the independent,
rationalised and formal partial laws
whose
links with each other are of necessity
purely
formal (i. e. their formal interdependence
can be formally systematised), while
as far
as concrete realities are concerned
they
can only establish fortuitous connections.
On closer inspection this kind of connection
can be discovered even in purely economic
phenomena. Thus Marx points out - and
the
cases referred to here are intended
only
as an indication of the methodological
factors
involved, not as a substantive treatment
of the problems themselves - that “the
conditions
of direct exploitation [of the labourer],
and those of realising surplus-value,
are
not identical. They diverge not only
in place
and time, but also logically.” [27]
Thus
there exists “an accidental rather
than a
necessary connection between the total
amount
of social labour applied to a social
article”
and “the volume whereby society seeks
to
satisfy the want gratified by the article
in question.” [28]
These are no more than random instances.
It is evident that the whole structure
of
capitalist production rests on the
interaction
between a necessity subject to strict
laws
in all isolated phenomena and the relative
irrationality of the total process.
“Division
of labour within the workshop implies
the
undisputed authority of the capitalist
over
men, who are but parts of a mechanism
that
belongs to him. The division of labour
within
society brings into contact independent
commodity-producers
who acknowledge no other authority
than that
of competition, of the coercion exerted
pressure
of their mutual interests.” [29]
The capitalist process of rationalisation
based on private economic calculation
requires
that every manifestation of life shall
exhibit
this very interaction between details
which
are subject to laws and a totality
ruled
by chance. It presupposes a society
so structured.
It produces and reproduces this structure
in so far as it takes possession of
society.
This has its foundation already in
the nature
of speculative calculation, i. e. the
economic
practice of commodity owners at the
stage
where the exchange of commodities has
become
universal. Competition between the
different
owners of commodities would not be
feasible
if there were an exact, rational, systematic
mode of functioning for the whole of
society
to correspond to the rationality of
isolated
phenomena. If a rational calculation
is to
be possible the commodity owner must
be in
possession of the laws regulating every
detail
of his production. The chances of exploitation,
the laws of the ‘market’ must likewise
be
rational in the sense that they must
be calculable
according to the laws of probability.
But
they must not be governed by a law
in the
sense in which ‘laws’ govern individual
phenomena;
they must not under any circumstances
be
rationally organised through and through.
This does not mean, of course, that
there
can be no ‘law’ governing the whole.
But
such a ‘law’ would have to be the ‘unconscious’
product of the activity of the different
commodity owners acting independently
of
one another, i. e. a law of mutually
interacting
‘coincidences’ rather than one of truly
rational
organisation. Furthermore, such a law
must
not merely impose itself despite the
wishes
of individuals, it may not even be
fully
and adequately knowable. For the complete
knowledge of the whole would vouchsafe
the
knower a monopoly that would amount
to the
virtual abolition of the capitalist
economy.
This irrationality - this highly problematic
- ‘systematisation’ ,of the whole which
diverges,
qualitatively and in principle from
the laws
regulating the parts, is more than
just a
postulate, a presupposition essential
to
the workings of a capitalist economy.
It
is at the same time the product of
the capitalist
division of labour. It has already
been pointed
out that the division of labour disrupts
every organically unified process of
work
and life and breaks it down into its
components.
This enables the artificially isolated
partial
functions to be performed in the most
rational
manner by ‘specialists’ who are specially
adapted mentally and physically for
the purpose.
This has the effect of making these
partial
functions autonomous and so they tend
to
develop through their own momentum
and in
accordance with their own special laws
independently
of the other partial functions of society
(or that part of the society to which
they
belong.
As the division of labour becomes more
pronounced
and more rational, this tendency naturally
increases in proportion. For the more
highly
developed it is, the more powerful
become
the claims to status and the professional
interests of the ‘specialists’ who
are the
living embodiments of such tendencies.
And
this centrifugal movement is not confined
to aspects of a particular sector.
It is
even more in evidence when we consider
the
great spheres of activity created by
the
division of labour. Engels describes
this
process with regard to the relation
between
economics and laws: “Similarly with
law.
As soon as the new division of labour
which
creates professional lawyers becomes
necessary,
another new and independent sphere
is opened
up which, for all its essential dependence
on production and trade, still has
also a
special capacity for reacting upon
these
spheres. In a modern state, law must
not
only correspond to’the general economic
condition
and be its expression, but must also
be an
internally coherent expression which
does
not, owing to inner contradictions,
reduce
itself to nought. And in order to.
achieve
this, the faithful reflection of economic
conditions suffers increasingly.........
[30] It is hardly necessary to supplement
this with examples of the inbreeding
and
the interdepartmental conflicts of
the civil
service
(consider the independence of the military
apparatus from the civil administration),
or of the academic faculties, etc.
3 The specialisation of skills leads
to the
destruction of every image of the whole.
And as, despite this, the need to grasp
the
whole-at least cognitively-cannot die
out,
we find that science, which is likewise
based
on specialisation and thus caught up
in the
same immediacy, is criticised for having
torn the real world into shreds and
having
lost its vision of the whole. In reply
to
allegations that “the various factors
are
not treated as a whole” Marx retorts
that
this criticism is levelled “as though
it
were the text-books that impress this
separation
upon life and not life upon the text-books.”
[31] Even though this criticism deserves
refutation in its naive form it becomes
comprehensible
when we look for a moment from the
outside,
i. e. from a vantage point other than
that
of a reified consciousness, at the
activity
of modern science which is bot sociologically
and methodologically necessary and
for that
reason ‘comprehensible’. Such a look
will
reveal (without constituting a ‘criticism’)
that the more intricate a modern science
becomes and the better it understands
itself
methodologically, the more resolutely
it
will turn its back on the ontological
problems
of its own sphere of influence and
eliminate
them from the realm, where it has achieved
some insight. The more highly developed
it
becomes and the more scientific, the
more
it will become a formally closed system
of
partial laws. It will then find that
the
world lying beyond its confines, and
in particular
the material base which it is its task
to
understand, its own concrete underlying
reality
lies, methodologically and in principle,
beyond its grasp.
Marx acutely summed up this situation
with
reference to economics when he declared
that
“use-value as such lies outside the
sphere
of investigation of political economy.”
[32]
It would be a mistake to suppose that
certain
analytical devices - such as find in
the
‘Theory of Marginal Utility’-might
show the
way out of this impasse. It is possible
to
set aside objective laws governing
the production
and movement of commodities which regulate
the market and ‘subjective’ modes of
behaviour
on it and to make the attempt to start
from
‘subjective’ behaviour on the market.
But
this simply shifts the question from
the
main issue to more and more derivative
and
reified stages without ,, negating
the formalism
of the method and the elimination from
the
outset of the concrete material underlying
it. The formal act of exchange which
constitutes
the basic fact for the theory of marginal
utility likewise suppresses use-value
as
use-value and establishes a relation
of concrete
equality between concretely unequal
and indeed
incomparable objects. It is this that
creates
impasse.
Thus the subject of the exchange is
just
as abstract, formal and reified as
its object.
The limits of this abstract and formal
method
are revealed in the fact that its chosen
goal is an abstract system of ‘laws’
that
focuses on the theory of marginal utility
just as much as classical economics
had done.
But the formal abstraction of these
‘laws’
transforms economics into a closed
partial
system. And this in turn is unable
to penetrate
its own material substratum, nor can
it advance
from there to an understanding of society
in its entirety and so it is compelled
to
view that substratum as an immutable,
eternal
‘datum’. Science is thereby debarred
from
comprehending the development and the
demise,
the social character of its own material
base, no less than the range of possible
attitudes towards it and the nature
of its
own formal system.
Here, once again, we can clearly observe.
the close interaction between a class
and
the scientific method that arises from
the
attempt to conceptualise the social
character
of that class together with its laws
and
needs. It has often been pointed out-in
these
pages and elsewhere-that the problem
that
forms the ultimate barrier to the economic
thought of the bourgeoisie is the crisis.
If now-in the full awareness of our
own one-sidedness-consider
this question from a purely methodological
point of view, we see that it is the
very
success with which the economy is totally
rationalised and transformed into an
abstract
and mathematically orientated system
of formal
‘laws’ that creates the methodological
barrier
to understanding the phenomenon of
crisis.
In moments of crisis the qualitative
existence
of the ‘things’ that lead their lives
beyond
the purview of economics as misunderstood
and neglected things-in-themselves,
as use-values,
suddenly becomes the decisive factor.
(Suddenly,
that is, for reified, rational thought.)
Or rather: these ‘laws’ fail to function
and the reified mind is unable to perceive
a pattern in this ‘chaos’.
This failure is characteristic not
merely
of classical economics (which regarded
crises
as ‘passing’, ‘accidental’ disturbances),
but of bourgeois economics in toto.
The incomprehensibility
and irrationality of crises is indeed
a consequence
of the class situation and interests
of the
bourgeoisie but it follows equally
from their
approach to economics. (There is no
need
to spell out the fact that for us these
are
both merely aspects of the same dialectical
unity). This consequence follows with
such
inevitability that Tugan-Baranovsky,
for
example, attempts in his theory to
draw
the necessary conclusions from a century
of crises by excluding consumption
from economics
entirely and founding a ‘pure’ economics
based only on production. The source
of crises
(whose existence cannot be denied)
is then
found to lie in incongruities between
the
various elements of production, i.
e. in
purely quantitative factors. Hilferding
puts
his finger on the fallacy underlying
all
such explanations:
"They operate only with economic
concepts
such as capital, profit, accumulation,
etc.,
and believe that they possess the solution
to the problem when they have discovered
the quantitative relations on the basis
of
which either simple and expanded reproduction
is possible, or else there are disturbances.
They overlook the fact that there are
qualitative
conditions attached to these quantitative
relations, that it is not merely a
question
of units of value which can easily
be compared
with each other but also use-values
of a
definite kind which must fulfil a definite
function in production and consumption.
Further,
they are oblivious of the fact that
in the
analysis of the process of reproduction
more
is involved than just aspects of capital
in general, so that it is not enough
to say
that an excess or a deficit of industrial
capital can be ‘balanced’ by an appropriate
amount of money-capital. Nor is it
a matter
of fixed or circulating capital, but
rather
of machines, raw materials, labour-power
of a quite definite (technically defined)
sort, if disruptions are to be avoided.”
[33]
Marx has often demonstrated convincingly
how inadequate the claws’ of bourgeois
economics
are to the task of explaining the true
movement
of economic activity in toto. He has
made
it clear that Ilthis limitation lies
in the-methodologically
inevitable-failure to comprehend use-value
and real consumption.
"Within certain limits, the process
of reproduction may take place on the
same
or on an increased scale even when
the commodities
expelled from it have not really entered
individual or productive consumption.
The
consumption of commodities is not included
in the cycle of the capital from which
they
originated. For instance, as soon as
the
yarn is sold the cycle of the capital-value
represented by the yarn may begin anew,
regardless
of what may next become of the sold
yarn.
So long as the product is sold, everything
is taking its regular course from the
standpoint
of the capitalist producer. The cycle
of
the capital-value he is identified
with is
not interrupted. And if this process
is expanded-which
includes increased productive consumption
of the means of production-this reproduction
of capital may be accompanied by increased
individual consumption (hence demand)
on
the part of the labourers, since this
process
is initiated and effected by productive
consumption.
Thus the production of surplus-value,
and
with it the individual consumption
of the
capitalist, may increase, the entire
process
of reproduction may be in a flourishing
condition,
and yet a large part of the commodities
may
have entered into consumption only
in appearance,
while in reality they may still remain
unsold
in the hands of dealers, may in fact
still
be lying in the market.” [34]
It must be emphasised that this inability
to penetrate to the real material substratum
of science is not the fault of individuals.
It is rather something that becomes
all the
more apparent the more science has
advanced
and the more consistently it functions
from
the point of view of its own premises.
It
is therefore no accident, as Rosa Luxemburg
has convincingly shown, [35] that the
great,
if also often primitive, faulty and
inexact
synoptic view of economic life to be
found
in Quesnay’s “Tableau Economique",
disappears
progressively as the - formal - process
of
conceptualisation becomes increasingly
exact
in the course of its development from
Adam
Smith to Ricardo. For Ricardo the process
of the total reproduction of capital
(where
this problem cannot be avoided) is
no longer
a central issue.
In jurisprudence this situation emerges
with
even greater clarity and simplicity
- because
there is a more conscious reification
at
work. If only because the question
of whether
the qualitative content can be understood
by means of a rational, calculating
approach
is no longer seen in terms of a rivalry
between
two principles within the same sphere
(as
was the case with use-value and exchange
value in economics), but rather, right
from
the start, as a question of form versus
content.
The conflict revolving around natural
law,
and the whole revolutionary period
of the
bourgeoisie was based on the assumption
that
the formal equality and universality
of the
law (and hence its rationality) was
able
at the same time to determine its content.
This was expressed in the assault on
the
varied and picturesque medley of privileges
dating back to the Middle Ages and
also in
the attack on the Divine Right of Kings.
The revolutionary bourgeois class refused
to admit that a legal relationship
had a
valid foundation merely because it
existed
in fact. "Burn your laws and make
new
ones!” Voltaire counselled; “Whence
can new
laws be obtained? From Reason!” [36]
The war waged against the revolutionary
bourgeoisie,
say, at the time of the French Revolution,
was dominated to such an extent by
this idea
that it was inevitable that the natural
law
of the bourgeoisie could only be opposed
by yet another natural law (see Burke
and
also Stahl). Only after the bourgeoisie
had
gained at least a partial victory did
a ‘critical’
and a ‘historical’ view begin to emerge
in
both camps. Its essence can be summarised
as the belief that the content of law
is
something purely factual and hence
not to
be comprehended by the formal categories
of jurisprudence. Of the tenets of
natural
law the only one to survive was the
idea
of the unbroken continuity of the formal
system of law; significantly, Bergbohm
uses
an image borrowed from physics, that
of a
‘juridical vacuum’, to describe everything
not regulated by law. [37]
Nevertheless, the cohesion of these
laws
is purely formal: what they express,
“the
content of legal institutions is never
of
a legal character, but always political
and
economic.” [38] With this the primitive,
cynically sceptical campaign against
natural
law that was launched by the ‘Kantian’
Hugo
at the end of the eighteenth century,
acquired
‘scientific’ status. Hugo established
the
juridical basis of slavery, among other
things,
by arguing that it “had been the law
of the
land for thousands of years and was
acknowledged
by millions of cultivated people.”
[39] In
this naively cynical frankness the
pattern
which is to become increasingly characteristic
of law in bourgeois society stands
clearly
revealed. When Jellinek describes the
contents
of law as meta-juristic, when ‘critical’
jurists locate the study of the contents
of law in history, sociology and politics
what they are doing is, in the last
analysis,
just what Hugo had demanded: they are
systematically
abandoning the attempt to ground law
in reason
and to give it a rational content;
law is
henceforth to be regarded as a formal
calculus
with the aid of which the legal consequences
of particular actions (rebus sic stantibus)
can be determined as exactly as possible.
However, this view transforms the process
by which law comes into being and passes
away into something as incomprehensible
to
the jurist as crises had been to the
political
economist. With regard to the origins
of
law the perceptive ‘critical’ jurist
Kelsen
observes: “It is the great mystery
of law
and of the state that is consummated
with
the enactment of laws and for this
reason
it may be permissible to employ inadequate
images in elucidating its nature.”
[40] Or
in other words: “It is symptomatic
of the
nature of law that a norm may be legitimate
even if its origins are iniquitous.
That
is another way of saying that the legitimate
origin of a law cannot be written into
the
concept of law as one of its conditions.”
[41] This epistemological clarification
could
also be a factual one and could thereby
lead
to an advance in knowledge. To achieve
this,
however, the other disciplines into
which
the problem of the origins of law had
been
diverted would really have to propose
a genuine
solution to it. But also it would be
essential
really to penetrate the nature of a
legal
system which serves purely as a means
of
calculating the effects of actions
and of
rationally imposing modes of action
relevant
to a particular class. In that event
the
real, material substratum of the law
would
at one stroke become visible and comprehensible.
But neither condition can be fulfilled.
The
law maintains its close relationship
with
the ‘eternal values’. This gives birth,
in
the shape of a philosophy of law to
an impoverished
and formalistic re-edition of natural
law
(Stammler). Meanwhile, the real basis
for
the development of law, a change in
the power
relations between the classes, becomes
hazy
and vanishes into the sciences that
study
it, sciences which - in conformity
with the
modes of thought current in bourgeois
society
- generate the same problems of transcending
their material substratum as we have
seen
in jurisprudence and economics.
The manner in which this transcendence
is
conceived shows how vain was the hope
that
a comprehensive discipline, like philosophy,
might yet achieve that overall knowledge
which the particular sciences have
so conspicuously
renounced by turning away from the
material
substratum of their conceptual apparatus.
Such a synthesis would only be possible
if
philosophy were able to change its
approach
radically and concentrate on the concrete
material totality of what can and should
be known. Only then would it be able
to break
through the barriers erected by a formalism
that has degenerated into a state of
complete
fragmentation. But this would presuppose
an awareness of the causes, the genesis
and
the necessity of this formalism; moreover,
it would not be enough to unite the
special
sciences mechanically: they would have
to
be transformed inwardly by an inwardly
synthesising
philosophical method. It is evident
that
the philosophy of bourgeois society
is incapable
of this. Not that the desire for synthesis
is absent; nor can it be maintained
that
the best people have welcomed with
open arms
a mechanical existence hostile to life
and
a scientific formalism alien to it.
But a
radical change in outlook is not feasible
on the soil of bourgeois society. Philosophy
can attempt to assemble the whole of
knowledge
encyclopaedically (see Wundt). Or it
may
radically question the value of formal
knowledge
for a ‘living life’ (see irrationalist
philosophies
from Hamann to Bergson). But these
episodic
trends lie to one side of the main
philosophical
tradition. The latter acknowledges
as given
and necessary the results and achievements
of the special sciences and assigns
to philosophy
the task of exhibiting and justifying
the
grounds for regarding as valid the
concepts
so constructed.
Thus philosophy stands in the same
relation
to the special sciences as they do
with respect
to empirical reality. The formalistic
conceptualisation
of the special sciences become for
philosophy
an immutably given substratum and this
signals
the final and despairing renunciation
of
every attempt to cast light on the
reification
that lies at the root of this formalism.
The reified world appears henceforth
quite
definitively-and in philosophy, under
the
spotlight of ‘criticism’ it is potentiated
still further-as the only possible
world,
the only conceptually accessible, comprehensible
world vouchsafed to us humans. Whether
this
gives rise to ecstasy, resignation
or despair,
whether we search for a path leading
to ‘life’
via irrational mystical experience,
this
will do absolutely nothing to modify
the
situation as it is in fact.
By confining itself to the study of
the ‘possible
conditions’ of the validity of the
forms
in which its underlying existence is
manifested,
modern bourgeois thought bars its own
way
to a clear view of the problems bearing
on
the birth and death of these forms,
and on
their real essence and substratum.
Its perspicacity
finds itself increasingly in the situation
of that legendary ‘critic’ in India
who was
confronted with the ancient story according
to which the world rests upon an elephant.
He unleashed the ‘critical’ question:
upon
what does the elephant rest? On receiving
the answer that the elephant stands
on a
tortoise ‘criticism’ declared itself
satisfied.
It is obvious that even if he had continued
to press apparently (critical’ questions,
he could only have elicited a third
miraculous
animal. He would not have been able
to discover
the solution to the real question.
--------------------------------------------------------------------------------
NOTES ON SECTION I
1 A Contribution to the Critique of
Political
Economy, p. 53.
2 Capital III, p. 324.
3 Capital III, p. 810.
4 Capital I, p. 72. On this antagonism
cf.
the purely economic distinction between
the
exchange of goods in terms of their
value
and the exchange in terms of their
cost of
production. Capital III, p. 174.
5 Capital I, p. 170.
6 Cf. Capital 1, pp. 322, 345.
7 This whole process is described systematically
and historically in Capital I. The
facts
themselves can also be found in the
writings
of bourgeois economists like Bücher,
Sombart,
A. Weber and Gottl among others - although
for the most part they are not seen
in connection
with the problem of reification.
8 Capital I, p. 384.
9 Capital I, p. 355 (note).
10 That this should appear so is fully
justified
from the point of view of the individual
consciousness. As far as class is concerned
we would point out that this subjugation
is the product of a lengthy struggle
which
enters upon a new stage with the organisation
of the proletariat into a class. but
on a
higher plane and with different weapons.
11 Capital 1, pp. 374-6, 423-4, 460,
etc.
It goes without saying that this ‘contemplation’
can be more demanding and demoralising
than
‘active’ labour. But we cannot discuss
this
further here.
12 The Poverty of Philosophy, pp. 58-9.
13 Capital I, p. 344.
14 CL Gottl: Wirtschaft und Technik,
Grundrisse
der Sozialökonomik II, 234 et seq.
15 Capital I, p. 77.
16 This refers above all to capitalist
private
property. Der heilige Max. Dokumente
des
Sozialismus 1II, 363. Marx goes on
to make
a number of very fine observations
about
the effects of reification upon language.
A philological study from the standpoint
of historical materialism could profitably
begin here.
17 Capital III, pp. 384-5.
18 Ibid., p. 809.
19 Gesammelte politische Schriften,
Munich,
1921, pp. 140-2. Weber’s reference
to the
development of English law has no bearing
on our problem. On the gradual ascendancy
of the principle of economic calculation,
see also A. Weber, Standort der Industrien,
especially p. 216.
20 Max Weber, Wirtschaft und Gesellschaft,
p. 491.
21 Ibid., p. 129.
22 If we do not emphasise the class
character
of the state in this context, this
is because
our aim is to understand reification
as a
general phenomenon constitutive of
the whole
of bourgeois society. But for this
the question
of class would have to begin with the
machine.
On this point see Section Ill.
23 Cf. Max Weber, Politische Schriften,
p.
154.
24 Cf. the essay by A. Fogarasi in
Kommunismus,
jg. II, No. 25126.
25 Die Metaphysik der Sitten, Pt. I,
§ 24.
26 The Origin of the Family, in S.
W. II,
p. 293.
27 Capital III, p. 239.
28 Ibid., p. 183.
29 Capital I, p. 356.
30 Letter to Conrad Schmidt in S. W.
II,
pp. 447-8.
31 A Contribution to the Critique of
Political
Economy, p. 276.
32 Ibid., p. 2 1.
33 Finanzkapital, 2nd edition, pp.
378-9.
34 Capital II, pp. 75-6.
35 Die Akkumulation des Kapitals, Ist
edition,
pp. 78-9. It would be a fascinating
task
to work out the links between this
process
and the development of the great rationalist
systems.
36 Quoted by Bergbohm, Jurisprudenz
und Rechtsphilosphie,
p. 170.
37 Ibid., p. 375.
38 Preuss, Zur Methode der juristischen
Begriffsbildung.
In Schmollers jahrbuch, 1900, p. 370.
39 Lehrbuch des Naturrechts, Berlin,
1799,
§ 141. Marx’s polemic against Hugo
(Nachlass
1, pp. 268 et seq.) is still on Hegelian
lines.
40 Hauptprobleme der Staatsrechtslehre,
p.
411 (my italics).
41 F. Somlo, juristiche Grundlehre,
p. 117.
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