Structural Analysis in Linguistics and in
Anthropology
LINGUISTICS OCCUPIES a special place among
the social sciences, to whose ranks it unquestionably
belongs. It is not merely a social science
like the others, but, rather, the one in
which by far the greatest progress has been
made. It is probably the only one which can
truly claim to be a science and which has
achieved both the formulation of an empirical
method and an understanding of the nature
of the data submitted to its analysis. This
privileged position carries with it several
obligations. The linguist will often find
scientists from related but different disciplines
drawing inspiration from his example and
trying to follow his lead. Noblesse oblige.
A linguistic journal like Word cannot confine
itself to the illustration of strictly linguistic
theories and points of view. It must also
welcome psychologists, sociologists, and
anthropologists eager to learn from modern
linguistics the road which leads to the empirical
knowledge of social phenomena. As Marcel
Mauss wrote - already forty years ago: "Sociology
would certainly have progressed much further
if it had everywhere followed the lead of
the linguists. . . ." The close methodological
which exists between the two disciplines
imposes a special obligation of collaboration
upon them.
Ever since the work of Schrader it has been
unnecessary to demonstrate the assistance
which linguistics can render to the anthropologist
in the study of kinship. It was a linguist
and a philologist (Schrader and Rose) who
showed the improbability of the hypothesis
of matrilineal survivals in the family in
antiquity, to which so many anthropologists
still clung at that time. The linguist provides
the anthropologist with etymologies which
permit him to establish between certain kinship
terms relationships that were not immediately
apparent. The anthropologist, on the other
hand, can bring to the attention of the linguist
customs, prescriptions, and prohibitions
that help him to understand the persistence
of certain features of language or the instability
of terms or groups of terms. At a meeting
of the Linguistic Circle of New York, Julien
Bonfante once illustrated this point of view
by reviewing the etymology of the word for
uncle in several Romance languages. The Greek
theios corresponds in Italian, Spanish, and
Portuguese to zio and tio; and he added that
in certain regions of Italy the uncle is
called barba. The "beard," the
"divine" uncle - what a wealth
of suggestions for the anthropologist! The
investigations of the late A. M. Hocart into
the religious character of the avuncular
relationship and "theft of the sacrifice"
by the maternal kinsmen immediately come
to mind. Whatever interpretation is given
to the data collected by Hocart (and his
own interpretation is not entirely satisfactory),
there is no doubt that the linguist contributes
to the solution of the problem by revealing
the tenacious survival in contemporary vocabulary
of relationships which have long since disappeared.
At the same time, the anthropologist explains
to the linguishe bases of etymology and confirms
its validity. Paul K. Benedict, in examining,
as a linguist, the kinship systems of South
East Asia, was able to make an important
contribution to the anthropology of the family
in that area.
But linguists and anthropologists follow
their own paths independently. They halt
, no doubt, from time to time to communicate
to one another certain of their findings;
these findings, however, derive from different
operations, and no effort is made to enable
one group to benefit from the technical and
methodological advances of the other. This
attitude might have been justified in the
era when linguistic research leaned most
heavily on historical analysis. In relation
to the anthropological research conducted
during the same period, the difference was
one of degree rather than of kind. The linguists
employed a more rigorous method, and their
findings were established on more solid grounds;
the sociologists could follow their example
in renouncing consideration of the spatial
distribution of contemporary types as a basis
for their classifications. But, after all,
anthropology and sociology were looking to
linguistics only for insights; nothing foretold
a revelation.
The advent of structural linguistics completely
changed this situation. Not only did it renew
linguistic perspectives; a transformation
of this magnitude is not limited to a single
discipline. Structural linguistics will certainly
play the same renovating role with respect
to the social sciences that nuclear physics,
for example, has played for the physical
sciences. In what does this revolution consist,
as we try to assess its broadest implications?
N. Troubetzkoy, the illustrious founder of
structural linguistics, himself furnished
the answer to this question. In one programmatic
statement, he reduced the structural method
to four basic operations. First, structural
linguistics shifts from the study of conscious
linguistic phenomena to study of their unconscious
infrastructure; second, it does not treat
terms as independent entities, taking instead
as its - basis of analysis the relations
between terms; third, it introduces the concept
of system - "Modern phonemics does not
merely proclaim that phonemes are always
part of a system; it shows concrete phonemic
systems and elucidates their structure"
finally, structural linguistics aims at discovering
general laws, either by induction "or
. . . by logical deduction, which would give
them an absolute character."
Thus, for the first time, a social science
is able to formulate necessary relationships.
This is the meaning of Troubetzkoy's last
point, while the preceding rules show how
linguistics must proceed in order to attain
this end. It is not for us to show tharoubetzkoy's
claims are justified. The vast majority of
modern linguists seem sufficiently agreed
on this point. But when an event of this
importance takes place in one of the sciences
of man, it is not only permissible for, but
required of, representatives of related disciplines
immediately to examine its consequences and
its possible application to phenomena of
another order.
New perspectives then open up. We are no
longer dealing with an occasional collaboration
where the linguist and the anthropologist,
each working by himself, occasionally communicate
those findings which each thinks may interest
the other. In the study of kinship problems
(and, no doubt, the study of other problems
as well), the anthropologist finds himself
in a situation which formally resembles that
of the structural linguist. Like phonemes,
kinship terms are elements of meaning; like
phonemes, they acquire meaning only if they
are integrated into systems. "Kinship
systems," Eke "phonemic systems,"
are built by the mind on the level of unconscious
thought. Finally, the recurrence of kinship
patterns, marriage rules, similar prescribed
attitudes between certain types of relatives,
and so forth, in scattered regions of the
globe and in fundamentally different societies,
leads us to believe that, in the case of
kinship as well as linguistics, the observable
phenomena result from the action of laws
which are general but implicit. The problem
can therefore be formulated as follows: Although
they belong to another order of reality,
kinship phenomena are of the same type as
linguistic phenomena. Can the anthropologist,
using a method analogous in form (if not
in content) to the method used in structural
linguistics, achieve the same kind of progress
in his own science as that which has taken
place in linguistics?
We shall be even more strongly inclined to
follow this path after an additional observation
has been made. The study of kinship problems
is today broached in the same terms and seems
to be in the throes of the same difficulties
as was linguistics on the eve of the structuralist
revolution. There is a striking analogy between
certain attempts by Rivers and the old linguistics,
which sought its explanatory principles first
of all in history. In both cases, it is solely
(or almost solely) diachronic analysis which
must account for synchronic phenomena. Troubetzkoy,
comparing structural linguistics and the
old linguistics, defines structural linguistics
as a "systematic structuralism and universalism,"
which he contrasts with the individualism
and "atomism" of former schools.
And when he considers diachronic analysis,
his perspective is a profoundly modified
one: "The evolution of a phonemic system
at any given moment is directed by the tendency
toward a goal. ... This evolution thus has
a direction, an internal logic, which historical
phonemics is called upon to elucidate."
The "individualistic" and "atomistic"
interpretation, founded exclusively on historical
contingency, which is criticised by Troubetzkoy
and Jakobson, is actually the same as that
which is generally applied to kinship problems.
Each detail of terminology and each special
marriage rule is associated with a specific
custom as either its consequence or its survival.
We thus meet with a chaos of discontinuity.
No one asks how kinship systems, regarded
as synchronic wholes, could be the arbitrary
product of a convergence of several heterogeneous
institutions (most of which are hypothetical),
yet nevertheless function with some sort
of regularity and effectiveness.
However, a preliminary difficulty impedes
the transposition of the phonemic method
to the anthropological study of primitive
peoples. The superficial analogy between
phonemic systems and kinship systems is so
strong that it immediately sets us on the
wrong track. It is incorrect to equate kinship
terms and linguistic phonemes from the viewpoint
of their formal treatment. We know that to
obtain a structural law the linguist analyses
phonemes into "distinctive features,"
which he can then group into one or several
"pairs of oppositions." Following
an analogous method, the anthropologist might
be tempted to break down analytically the
kinship terms of any given system into their
components. In our own kinship system, for
instance, the term Father has positive connotations
with respect to sex, relative age, and generation;
but it has a zero value on the dimension
of collaterality, and it cannot express an
affinal relationship. Thus, for each system,
one might ask what relationships are expressed
and, for each term of the system, what connotation
- positive or negative - it carries regarding
each of the following relationships: generation,
collaterality, sex, relative age, affinity,
etc. It is at this "micro-sociological"
level that one might hope to discover the
most general structural laws, just as the
linguist discovers his at the infraphonemic
level or the physicist at the infra-molecular
or atomic level. One might interpret the
interesting attempt of Davis and Warner in
these terms.
But a threefold objection immediately arises.
A truly scientific analysis must be real,
simplifying, and explanatory. Thus the distinctive
features which are the product of phonemic
analysis have an objective existence from
three points of view: psychological, physiological,
and even physical; they are fewer in number
than the phonemes which result from their
combination; and, finally, they allow us
to understand and reconstruct the system.
Nothing of the kind would emerge from the
preceding hypothesis. The treatment of kinship
terms which we have just sketched is analytical
in appearance only; for, actually, the result
is more abstrachan the principle; instead
of moving toward the concrete, one moves
away from it, and the definitive system -
if system there is - is only conceptual.
Secondly, Davis and Warner's experiment proves
that the system achieved through this procedure
is infinitely more complex and more difficult
to interprehan the empirical data. Finally,
the hypothesis has no explanatory value;
that is, it does not lead to an understanding
of the nature of the system and still less
to a reconstruction of its origins.
What is the reason for this failure? A too
literal adherence to linguistic method actually
betrays its very essence. Kinship terms not
only have a sociological existence; they
are also elements of speech. In our haste
to apply the methods of linguistic analysis,
we must not forget that, as a part of vocabulary,
kinship terms must be treated with linguistic
methods in direct and not analogous fashion.
Linguistics teaches us precisely that structural
analysis cannot be applied to words directly,
but only to words previously broken down
into phonemes. There are no necessary relationships
at the vocabulary level. This applies to
all vocabulary elements, including kinship
terms. Since this applies to linguistics,
it ought to apply ipso facto to the sociology
of language. An attempt like the one whose
possibility we are now discussing would thus
consist in extending the method of structural
linguistics while ignoring its basic requirements.
Kroeber prophetically foresaw this difficulty
in an article written many years ago. And
if, at that time, he concluded that a structural
analysis of kinship terminology was impossible,
we must remember that linguistics itself
was then restricted to phonetic, psychological,
and historical analysis. While it is true
that the social sciences must share the limitations
of linguistics, they can also benefit from
its progress.
Nor should we overlook the profound differences
between the phonemic chart of a language
and the chart of kinship terms of a society.
In the first instance there can be no question
as to function; we all know that language
serves as a means of communication. On the
other hand, what the linguist did not know
and what structural linguistics alone has
allowed him to discover is the way in which
language achieves this end. The function
was obvious; the system remained unknown.
In this respect, the anthropologist finds
himself in the opposite situation. We know,
since the work of Lewis H. Morgan, that kinship
terms constitute systems; on the other hand,
we still do not know their function. The
misinterpretation of this initial situation
reduces most structural analyses of kinship
systems to pure tautologies. They demonstrate
the obvious and negleche unknown.
This does not mean that we must abandon hope
of introducing order and discovering meaning
in kinship nomenclature. But, we should at
least recognise the special problems raised
by the sociology of vocabulary and the ambiguous
character of the relations between its methods
and those of linguistics. For this reason
it would be preferable to limit the discussion
to a case where the analogy can be clearly
established. Fortunately, we have just such
a case available.
What is generally called a "kinship
system" comprises two quite different
orders of reality. First, there are terms
through which various kinds of family relationships
are expressed. But kinship is not expressed
solely through nomenclature. The individuals
or classes of individuals who employ these
terms feel (or do not feel, as the case may
be) bound by prescribed behaviour in their
relations with one another, such as respect
or familiarity, rights or obligations, and
affection or hostility. Thus, along with
what we propose to call the system of terminology
(which, strictly speaking, constitutes the
vocabulary system), there is another system,
both psychological and social in nature,
which we shall call the system of attitudes.
Although it is true (as we have shown, above)
that the study of systems of terminology
places us in a situation analogous, but opposite,
to the situation in which we are dealing
with phonemic systems, this difficulty is
"inversed," as it were, when we
examine systems of attitudes. We can guess
at the role played by systems of attitudes,
that is, to insure group cohesion and equilibrium,
but we do not understand the nature of the
interconnections between the various attitudes,
nor do we perceive their necessity. In other
words, as in the case of language, we know
their function, but the system is unknown.
Thus we find a profound difference between
the system of terminology and the system
of attitudes, and we have to disagree with
A. R. Radcliffe-Brown if he really believed,
as has been said of him, that attitudes are
nothing but the expression or transposition
of terms on the affective level. The last
few years have provided numerous examples
of groups whose chart of kinship terms does
not accurately reflect family attitudes,
and vice versa. It would be incorrect to
assume that the kinship system constitutes
the principal means of regulating interpersonal
relationships in all societies. Even in societies
where the kinship system does function as
such, it does not fulfil that role everywhere
to the same extent. Furthermore, it is always
necessary to distinguish between two types
of attitudes: first, the diffuse, uncrystallised,
and non-institutionalised attitudes, which
we may consider as the reflection or transposition
of the terminology on the psychological level;
and second, along with, or in addition to,
the preceding ones, those attitudes which
are stylised, prescribed, and sanctioned
by taboos or privileges and expressed through
a fixed ritual. These attitudes, far from
automatically reflecting the nomenclature,
often appear as secondary elaborations, which
serve to resolve the contradictions and overcome
the deficiencies inherent in the terminological
system. This synthetic character is strikingly
apparent among the Wik Munkan of Australia.
In this group, joking privileges sanction
a contradiction between the kinship relations
which link two unmarried men and the theoretical
relationship which must be assumed to exist
between them in order to account for their
later marriages to two women who do not stand
themselves in the corresponding relationship.
There is a contradiction between two possible
systems of nomenclature, and the emphasis
placed on attitudes represents an attempt
to integrate or transcend this contradiction.
We can easily agree with Radcliffe-Brown
and assert the existence of real relations
of interdependence between the terminology
and the rest of the system. Some of his critics
made the mistake of inferring from the absence
of a rigorous parallelism between attitudes
and nomenclature, that the two systems were
mutually independent. But this relationship
of interdependence does not imply a one-to-one
correlation. The system of attitudes constitutes,
rather, a dynamic integration of the system
of terminology.
Granted the hypothesis (to which we wholeheartedly
subscribe) of a functional relationship between
the two systems, we are nevertheless entitled,
for methodological reasons, to treat independently
the problems pertaining to each system. This
is what we propose to do here for a problem
which is rightly considered the point of
departure for any theory of attitudes - that
of the maternal uncle. We shall attempt to
show how a formal transposition of the method
of structural linguistics allows us to shed
new light upon this problem. Because the
relationship between nephew and maternal
uncle appears to have been the focus of significant
elaboration in a great many primitive societies,
anthropologists have devoted special attention
to it. It is not enough to note the frequency
of this theme; we must also account for it.
...
Chapter XII Structure and Dialectics
From Lang to Malinowski, through Durkheim,
Lévy-Bruhl, and van der Leeuw, sociologists
and anthropologists who were interested in
the interrelations between myth and ritual
have considered them as mutually redundant.
Some of these thinkers see in each myth the
ideological projection of a rite, the purpose
of the myth being to provide a foundation
for the rite. Others reverse the relationship
and regard ritual as a kind of dramatised
illustration of the myth. Regardless of whether
the myth or the ritual is the original, they
replicate each other; the myth exists on
the conceptual level and the ritual on the
level of action. In both cases, one assumes
an orderly correspondence between the two,
in other words, a homology. Curiously enough,
this homology is demonstrable in only a small
number of cases. It remains to be seen why
all myths do not correspond to rites and
vice versa, and most important, why there
should be such a curious replication in the
first place.
I intend to show by means of a concrete example
that this homology does not always exist;
or, more specifically, that when we do find
such a homology, it might very well constitute
a particular illustration of a more generalised
relationship between myth and ritual and
between the rites themselves. Such a generalised
relationship would imply a one-to-one correspondence
between the elements of rites which seem
to differ, or between the elements of any
one rite and any one myth. Such a correspondence
could not, however, be considered a homology.
In the example to be discussed here, the
reconstruction of the correspondence requires
a series of preliminary operations. - that
is, permutations or transformations which
may furnish the key to the correspondence.
If this hypothesis is correct, we shall have
to give up mechanical causality as an explanation
and, instead, conceive of the relationship
between myth and ritual as dialectical, accessible
only if both have first been reduced to their
structural elements. ...
Chapter XV Social Structure
THE TERM "social structure" refers
to a group of problems the scope of which
appears so wide and the definition so imprecise
that it is hardly possible for a paper strictly
limited in size to meet them fully. This
is reflected in the program of this symposium,
in which problems closely related to social
structure have been allotted to several papers,
such as those on "Style," "Universal
Categories of Culture," and "Structural
Linguistics." These should be read in
connection with the present paper.
On the other hand, studies in social structure
have to do with the formal aspects of social
phenomena; they are therefore difficult to
define, and still more difficult to discuss,
without overlapping other fields pertaining
to the exact and natural sciences, where
problems are similarly set in formal terms
or, rather, where the formal expression of
different problems admits of the same kind
of treatment. As a matter of fact, the main
interest of social structure studies seems
to be that they give the anthropologist hope
that, thanks to the formalisation of his
problems, he may borrow methods and types
of solutions from disciplines which have
gone far ahead of his own in that direction.
Such being the case, it is obvious that the
term "social structure" needs first
to be defined and that some explanation should
be given of the difference which helps to
distinguish studies in social structure from
the unlimited field of descriptions, analyses,
and theories dealing with social relations
at large, which merge with the whole scope
of social anthropology. This is all the more
necessary, since some of those who have contributed
toward setting apart social structure as
a special field of anthropological studies
conceived the former in many different manners
and even sometimes, so it seems, came to
nurture grave doubts as to the validity of
their enterprise. For instance, Kroeber writes
in the second edition of his Anthropology:
"Structure" appears to be just
a yielding to a word that has perfectly good
meaning but suddenly becomes fashionably
attractive for a decade or so - like "streamlining"
- and during its vogue tends to be applied
indiscriminately because of the pleasurable
connotations of its sound. Of course a typical
personality can be viewed as having a structure.
But so can a physiology, any organism, all
societies and all cultures, crystals, machines
- in fact everything that is not wholly amorphous
has a structure. So what "structure"
adds to the meaning of our phrase seems to
be nothing, except to provoke a degree of
pleasant puzzlement.'
Although this passage concerns more particularly
the notion of "basic personality structure,"
it has devastating implications as regards
the generalised use of the notion of structure
in anthropology.
Another reason makes a definition of social
structure compulsory: From the structuralist
point of view which one has to adopt if only
to give the problem its meaning, it would
be hopeless to try to reach a valid definition
of social structure on an inductive basis,
by abstracting common elements from the uses
and definitions current among all the scholars
who claim to have made "social structure"
the object of their studies. If these concepts
have a meaning at all, they mean, first,
that the notion of structure has a structure.
This we shall try to outline from the beginning
as a precaution against letting ourselves
be submerged by a tedious inventory of books
and papers dealing with social relations,
the mere listing of which would more than
exhaust the limited space at our disposal.
At a further stage we will have to see how
far and in what directions the term "social
structure," as used by the different
authors, departs from our definition. This
will be done in the section devoted to kinship,
since the notion of structure has found its
chief application in that field and since
anthropologists have generally chosen to
express their theoretical views also in that
connection.
DEFINITION AND PROBLEMS OF METHOD
Passing now to the task of defining "social
structure," there is a point which should
be cleared up immediately. The term "social
structure" has nothing to do with empirical
reality but with models which are built up
after it. This should help one to clarify
difference between two concepts which are
so close to each that they have often been
confused, namely, those of social structure
and of social relations. It will be enough
to state at this social relations consist
of the raw materials out of which the models
making up the social structure are built,
while social structure can, by no means,
be reduced to the ensemble of the social
relations to be described in a given society.
Therefore, social structure cannot claim
a field of its own among others in the social
studies. It is rather a method to be applied
to any kind of social studies, similar to
the structural analysis current in other
disciplines.
The question then becomes that of ascertaining
what kind of model deserves the name "structure."
This is not an anthropological question,
but one which belongs to the methodology
of science in general. Keeping this in mind,
we can say that a structure consists of a
model meeting with several requirements.
First, the structure exhibits the characteristics
of a system. It is made up of several elements,
none of which can undergo a change without
effecting changes in all the other elements.
Second, for any given model there should
be a possibility of ordering a series of
transformations resulting in a group of models
of the same type.
Third, the above properties make it possible
to predict how the model will react if one
or more of its elements are submitted to
certain modifications.
Finally, the model should be constituted
so as to make immediately intelligible all
the observed facts.
These being the requirements for any model
with structural value, several consequences
follow. These, however, do not pertain to
the definition of structure, but have to
do with the chief properties exhibited and
problems raised by structural analysis when
contemplated in the social and other fields.
Observation and Experimentation.
Great care should be taken to distinguish
between the observational and the experimental
levels. To observe facts and elaborate methodological
devices which permit the construction of
models out of these facts is not at all the
same thing as to experiment on the models.
By "experimenting on models," we
mean the set of procedures aiming at ascertaining
how a given model will react when subjected
to change and at comparing models of the
same or different types. This distinction
is all the more necessary, since many discussions
on social structure revolve around the apparent
contradiction between the concreteness and
individuality of ethnological data and the
abstract and formal character generally exhibited
by structural studies. This contradiction,
disappears as one comes to realise that these
features belong to two entirely different
levels, or rather to two stages of the same
process. On the observational level, in the
main one could almost say the only rule is
that all the facts should be carefully observed
and described, without allowing any theoretical
preconception to decide whether some are
more important than others. This rule implies,
in turn, that facts should be studied in
relation to themselves (by what kind of concrete
process did they come into being?) and in
relation to the whole (always aiming to relate
each modification which can be observed in
a sector to the global situation in which
it first appeared).
This rule together with its corollaries has
been explicitly formulated by K. Goldstein
in relation to psycho-physiological studies,
and it may be considered valid for any kind
of structural analysis. Its immediate consequence
is that, far from being contradictory, there
is a direct relationship between the detail
and concreteness of ethnographical description
and the validity and generality of the model
which is constructed after it. For, though
many models may be used as convenient devices
to describe and explain the phenomena, it
is obvious that the best model will always
be that which is true, that is, the simplest
possible model which, while being derived
exclusively from the facts under consideration,
also makes it possible to account for all
of them. Therefore, the first task is to
ascertain what those facts are.
Consciousness and Unconsciousness
A second distinction has to do with the conscious
or unconscious character of the models. In
the history of structural thought, Boas may
be credited with having introduced this distinction.
He made clear that a category of facts can
more easily yield to structural analysis
when the social group in which it is manifested
has not elaborated a conscious model to interpret
or justify it. Some readers may be surprised
to find Boas' name quoted in connection with
structural theory, since he has often been
described as one of the main obstacles in
its path. But this writer has tried to demonstrate
that Boas' shortcomings in matters of structural
studies did not lie in his failure to understand
their importance and significance, which
he did, as a matter of fact, in the most
prophetic way. They rather resulted from
the fact that he imposed on structural studies
conditions of validity, some of which will
remain forever part of their methodology,
while some others are so exacting and impossible
to meehahey would have withered scientific
development in any field.
A structural model may be conscious or unconscious
without this difference affecting its nature.
It can only be said that when the structure
of a certain type of phenomena does not lie
at a great depth, it is more likely that
some kind of model, standing as a screen
to hide it, will exist in the collective
consciousness. For conscious models, which
are usually known as "norms," are
by definition very poor ones, since they
are not intended to explain the phenomena
but to perpetuate them. Therefore, structural
analysis is confronted with a strange paradox
well known to the linguist, that is: the
more obvious structural organisation is,
the more difficult it becomes to reach it
because of the inaccurate conscious models
lying across the path which leads to it.
From the point of view of the degree of consciousness,
the anthropologist is confronted with two
kinds of situations. He may have to construct
a model from phenomena the systematic character
of which has evoked no awareness on the part
of the culture; this is the kind of simpler
situation referred to by Boas as providing
the easiest ground for anthropological research.
Or else the anthropologist will be dealing
on the one hand with raw phenomena and on
the other with the models already constructed
by the culture to interpret the former. Though
it is likely that, for the reasons stated
above, these models will prove unsatisfactory,
it is by no means necessary that this should
always be the case. As a matter of fact,
many "primitive" cultures have
built models of their marriage regulations
which are much more to the poinhan models
built by professional anthropologists Thus
one cannot dispense with studying a culture's
"home-made" models for two reasons.
First, these models might prove to be accurate
or, at least, to provide some insight into
the structure of the phenomena; after all,
each culture has its own theoreticians whose
contributions deserve the same attention
as that which the anthropologist gives to
colleagues. And, second, even if the models
are biased or erroneous, the very bias and
type of error are a part of the facts under
study and probably rank among the most significant
ones. But even when taking into consideration
these culturally produced models, the anthropologist
does not forget - as he has sometimes been
accused of doing - that the cultural norms
are not of themselves structures. Rather,
they furnish an important contribution to
an understanding of the structures, either
as factual documents or as theoretical contributions
similar to those of the anthropologist himself.
This point has been given great attention
by the French sociological school. Durkheim
and Mauss, for instance, have always taken
care to substitute, as a starting point for
the survey of native categories of thought,
the conscious representations prevailing
among the natives themselves for those stemming
from the anthropologist's own culture. This
was undoubtedly an important step, which,
nevertheless, fell short of its goal because
these authors were not sufficiently aware
that native conscious representations, important
as they are, may be just as remote from the
unconscious reality as any other.
Structure and Measure.
It is often believed that one of the main
interests of the notion of structure is to
permit the introduction of measurement in
social anthropology. This view has been favoured
by the frequent appearance of mathematical
or semi-mathematical aids in books or articles
dealing with social structure. It is true
that in some cases structural analysis has
made it possible to attach numerical values
to invariants. This was, for instance, the
result of Kroeber's study of women's dress
fashions, a landmark in structural research,
as well as of a few other studies which will
be discussed below.
However, one should keep in mind that there
is no necessary connection between measure
and structure. Structural studies are, in
the social sciences, the indirect outcome
of modern developments in mathematics which
have given increasing importance to the qualitative
point of view in contradistinction to the
quantitative point of view of traditional
mathematics. It has become possible, therefore,
in fields such as mathematical logic, set
theory, group theory, and topology, to develop
a rigorous approach to problems which do
not admit of a metrical solution. The outstanding
achievements in this connection - which offer
themselves as springboards not yet utilised
by social scientist e to be found in J. von
Neumann and O. Morgenstern, Theory of Games
and Economic Behaviour; N. Wiener, Cybernetics;
and C. Shannon and W. Weaver, The Mathematical
Theory of Communication. ...
Chapter XVI ...
I do not postulate a kind of pre-existent
harmony between different levels of structure.
They may be - and often are - completely
contradictory, but the modes of contradiction
all belong the same type. Indeed, according
to dialectic materialism it should always
be possible to proceed, by transformation,
from economic or social structure to the
structure of law, art, or religion. But Marx
never claimed that there was only one type
of transformation - for example, that ideology
was simply a "mirror image" of
social relations. In his view, these transformations
were dialectic, and in some cases he went
to great lengths to discover the crucial
transformation which at first sight seemed
to defy analysis.
If we grant, following Marxian thought, that
infrastructures and superstructures are made
up of multiple levels and that there various
types of transformations from one level to
another, it becomes possible - in the final
analysis, and on the condition that we disregard
content - to characterise different types
in terms of the types of transformations
which occur within them. These types of transformations
amount to formulas showing the number, magnitude,
direction, and order of the convolutions
that must be unravelled, so to speak, in
order to uncover (logically, not normatively)
an ideal homologous relationship between
the different structural levels.
Now, this reduction to an ideal homologous
relationship is at the same time a critique.
By replacing a complex model with a simple
model that has greater logical value, the
anthropologist reveals the detours and manoeuvres,
conscious and unconscious, that each society
uses in an effort to resolve its inherent
contradictions - or at any rate to conceal
them.
This clarification, already furnished by
my previous studies, which Gurvitch should
have taken into consideration, may expose
me to still another criticism. If every society
has the same flaw, manifested by the two-fold
problem - of logical disharmony and social
inequality, why should its more thoughtful
members endeavour to change it? Change would
mean only the replacement of one social form
by another; and if one is no better than
the other, why bother?
In support of this argument, Rodinson cites
a passage from Tristes Tropiques: "No
human society is fundamentally good, but
neither is any of them fundamentally bad;
all offer their members certain advantages,
though we must bear in mind a residue of
iniquity, apparently more or less constant
in its importance. . . .
But here Rodinson isolates, in biased fashion,
one step in a reasoning process by which
I tried to resolve the apparent conflict
between thought and action. Actually:
(1) In the passage criticised by Rodinson,
the relativistic argument serves only to
oppose any attempt at classifying, in relation
to one another, societies remote from that
of the observer - for instance, from our
point of view, a Melanesian group and a North
American tribe. I hold that we have no conceptual
framework available that can be legitimately
applied to societies located opposite poles
of the sociological world and considered
in their mutual relationships.
(2) On the other hand, I carefully distinguished
this first frame from a very different one,
which would consist in comparing remote societies,
but two historically related stages in the
development of our own society - or, to generalise,
of the observer's society. When the frame
of reference is thus "internalised,"
everything changes. This second phase permits
us, without retaining anything from any particular
society,
. . . to make use of one and all of them
in order to distinguish those principles
of social life which may be applied to the
reform of our own customs, and not of those
of societies foreign to our own. That is
to say, in relation to our own society we
stand in a position of privilege which is
exactly contrary to that which I have just
described; for our own society is the only
one that we can transform and yet not destroy,
since the changes we should introduce would
come from within.
Far from being satisfied, then, with a static
relativism - as are certain American anthropologists
justly criticised by Rodinson (but with whom
he wrongly identifies me) - I denounce it
as a danger ever-present on the anthropologist's
path. My solution is constructive, since
it derives from the same principles, two
apparently contradictory attitudes, namely,
respect for societies very different from
ours, and active participation in the transformation
of our own society.
Is there any reason here, as Rodinson claims,
"to reduce Billancouro desperation"?
Billancourt would deserve little consideration
if cannibalism in its own way (and more seriously
so than primitive man-eaters, for its cannibalism
would be spiritual), should feel it necessary
to its intellectual and moral security that
the Papuans become nothing but proletarians.
Fortunately, anthropological theory does
not play such an important role in trade
union demands. On the other hand, I am surprised
that a scientist with advanced ideas should
present an argument already formulated by
thinkers of an entirely different orientation.
Neither in Race and History nor in Tristes
Tropiques did I intend to disparage the idea
of progress; rather, I should like to see
progress transferred from the rank of a universal
category of human development to that of
a particular mode of existence, characteristic
of our own society - and perhaps of several
others - whenever that society reaches the
stage of self-awareness.
To say that this concept of progress - progress
considered as an internal property of a given
society and devoid of a transcendent meaning
outside it - would lead men to discouragement,
seems to me to be a transposition in the
historical idiom and on the level of collective
life, of the familiar argument that all morality
would be jeopardised if the individual ceased
to believe in the immortality of his soul.
For centuries, this argument, so much like
Rodinson's, was raised to oppose atheism.
Atheism would "reduce men to desperation"
- most particularly the working classes,
who, it was feared, would lose their motivation
for work if there were no punishments or
rewards promised in the hereafter.
Nevertheless, there are many men (especially
in Billancourt) who accept the idea of a
personal existence confined to the duration
of their earthly life; they have not for
this reason abandoned their sense of morality
or their willingness to work for the improvement
of their lot and that of their descendants.
Is what is true of individuals less true
of groups? A society can live, act, and be
transformed, and still avoid becoming intoxicated
with the conviction that all the societies
which preceded it during tens of millenniums
did nothing more than prepare the ground
for its advent, that all its contemporaries
- even those at the antipodes - are diligently
striving to overtake it, and that the societies
which will succeed it until the end of time
ought to be mainly concerned with following
in its path. This attitude is as naive as
maintaining that the earth occupies the center
of the universe and that man is the summit
of creation. When it is professed today in
support of our particular society, it is
odious.
What is more, Rodinson attacks me in the
name of Marxism, whereas my conception is
infinitely closer to Marx's position than
his. I wish to point out, first, that the
distinctions developed in Race and History
among stationary history, fluctuating history
and cumulative history can be derived from
Marx himself:
The simplicity of the organisation for production
in those, self-sufficing communities that
constantly reproduce themselves in the same
form and, when accidentally destroyed, spring
again on the spot and with the same name
- this simplicity supplies the key to the
secret of the unchangeableness of Asiatic
Societies, an unchangeableness in such striking
contrast with constant dissolution and refounding
of Asiatic states, and never-ceasing changes
of dynasty.
Actually, Marx and Engels frequently express
the idea that primitive, or allegedly primitive,
societies are governed by "blood ties"
(which, today, we call kinship systems) and
not by economic relationships. If these societies
were not destroyed from without, they might
endure indefinitely. The temporal category
applicable to them has nothing to do with
the one we employ to understand, the development
of our own society.
Nor does this conception contradict in the
least the famous dictum of the Communist
Manifesto that "the history of all hitherto
existing society is the history of class
struggles." In the light of Hegel's
philosophy of the State, this dictum does
not mean that the class struggle is co-extensive
with humanity, but that the ideas of history
and society can be applied, in the full sense
which Marx gives them, only from the time
when the class struggle first appeared. The
letter to Weydemeyer clearly supports this:
"What I did that was new," Marx
wrote, "was prove . . . that the existence
of classes is only bound up with particular
historical phases in the development of production.
. . ."
Rodinson should, therefore, ponder the following
comment by Marx in his posthumously published
introduction to A Contribution to the Critique
of Political Economy:
The so-called historical development amounts
in the last analysis to this, that the last
form considers its predecessors as stages
leading up to itself and perceives them always
one-sidedly, since it is very seldom and
only under certain conditions that it is
capable of self-criticism . . .
This chapter had already been written when
Jean-François Revel published his lively,
provocative, but often unfair study.
Since part of his chapter VIII concerns my
work, I shall briefly reply -
Revel criticises me, but not without misgivings.
If he recognised me for what I am - an anthropologist
who has conducted field work and who, having
presented his findings, has re-examined the
theoretical principles of his discipline
on the basis of these specific findings and
the findings of his colleagues - Revel would,
according to his own principles, refrain
from discussing my work. But he begins by
changing me into a sociologist, after which
he insinuates that, because of my philosophical
training, my sociology is nothing but disguised
philosophy. From then on we are among colleagues,
and Revel can freely tread on my reserves,
without realising that he is behaving toward
anthropology exactly as, throughout his book,
he upbraids philosophers for behaving toward
the other empirical sciences.
But I am not a sociologist, and my interest
in our own society is only a secondary one.
Those societies which I seek first to understand
are the so-called primitive societies with
which anthropologists are concerned. When,
to Revel's great displeasure, I interpret
the exchange of wine in the restaurants of
southern France in terms of social prestations,
my primary aim is not to explain contemporary
customs by means of archaic institutions
but to help the reader, a member of a contemporary
society, to rediscover, in his own experience
and on the basis of either vestigial or embryonic
practices, institutions that would otherwise
remain unintelligible to him. The question,
then, is not whether the exchange of wine
is a survival of the potlatch, but whether,
by means of this comparison we succeed better
in grasping the feelings, intentions, and
attitudes of the native involved in a cycle
of prestations. The ethnographer who has
lived among natives and has experienced such
ceremonies as either a spectator or a participant,
is entitled to an opinion on this question;
Revel is not.
Moreover, by a curious contradiction, Revel
refuses to admit that the categories of primitive
societies may be applied to our own society,
although he insists upon applying our categories
to primitive societies. "It is absolutely
certain," he says, that prestations
"in which the goods of a society are
finally used up . . . correspond to the specific
conditions of a mode of production and a
social structure." And he further declares
that "it is even probable - an exception
unique in history, which would then have
to be explained - that prestations mask the
economic exploitation of certain members
of each society of this type by others."
How can Revel be "absolutely certain"?
And how does he know that the exception would
be "unique in history"? Has he
studied Melanesian and Amerindian institutions
in the field? Has, he so much as analysed
the numerous works dealing with the kula
and its evolution from 1910 to 1950, or with
the potlatch from the beginning of the nineteenth
century until the twentieth? If he had, he
would know, first of all, that it is absurd
to think that all the goods of a society
are used up in these exchanges. And he would
have more precise ideas of the proportions
and the kinds of goods involved in certain
cases and in certain periods. Finally, and
above all, he would be aware that, from the
particular viewpoint that interests him -
namely, the economic exploitation of man
by man - the two culture areas to which he
refers cannot be compared. In one of them,
this exploitation presents characteristics
which we might at best call pre-capitalistic.
Even in Alaska and British Columbia, however,
this exploitation is an external factor:
It acts only to give greater scope to institutions
which can exist without it, and whose general
character must be defined in other terms.
Should Revel hasten to protest, let me add
that I am only paraphrasing Engels, who by
chance expressed his opinion on this problem,
and with respect to the same societies which
Revel has in mind. Engels wrote:
In order finally to get clear about the parallel
between the Germans of Tacitus and the American
Redskins I have made some gentle extractions
from the first volume of your Bancroft [
The Native Races of the Pacific States, etc.].
The similarity is indeed all the more surprising
because the method of production is so fundamentally
different - here hunters and fishers without
cattle-raising or agriculture, there nomadic
cattle-raising passing into agriculture.
It just proves how at this stage the type
of production is less decisive than the degree
in which the old blood bonds and the old
mutual community of the sexes within the
tribe have been dissolved. Otherwise the
Tlingit in the former Russian America could
not be the exact counterpart of the Germanic
tribes . . . .
It remained for Marcel Mauss, in Essai sur
le Don (which Revel criticises quite inappropriately)
to justify and develop Engels' hypothesis
that there is a striking parallelism between
certain Germanic and Celtic institutions
and those of societies having the potlatch.
He did this with no concern about uncovering
the "specific conditions of a mode of
production," which, as Engels had already
understood, would be useless. But then Marx
and Engels knew incomparably more anthropology
almost a hundred years ago than Revel knows
today.
I am, on the other hand, in full agreement
with Revel when he writes, "Perhaps
the most serious defect which philosophy
has transmitted to sociology is . . . the
obsession with creating in one stroke holistic
explanations." He has here laid down
his own indictment. He rebukes me because
I have not proposed explanations and because
I have acted as if I believed "that
there is fundamentally no reason why one
society adopts one set of institutions and
another society other institutions."
He requires anthropologists to answer questions
such as: "Why are societies structured
along different lines? Why does each structure
evolve? . . . Why are there differences [Revel's
italics] between institutions and between
societies, and what responses to what conditions
do these differences imply . . . ?"
These questions are highly pertinent, and
we should like to be able to answer them.
In our present state of knowledge, however,
we are in a position to provide answers only
for specific and limited cases, and even
here our interpretations remain fragmentary
and isolated. Revel can believe that the
task is easy, since for him "it is absolutely
certain" that ever since the social
evolution of man began, approximately 500,000
years ago, economic exploitation can explain
everything.
As we noted, this was not the opinion of
Marx and Engels. According to their view,
in the non- or pre-capitalistic societies
kinship ties played a more important role
than class relations. I do not believe that
I am being unfaithful to their teachings
by trying, seventy years after Lewis H. Morgan,
whom they admired so greatly, to resume Morgan's
endeavour - that is, to work out a new typology
of kinship systems in the light of knowledge
acquired in the field since then, by myself
and others."
I ask to be judged on the basis of this typology,
and not on that of the psychological or sociological
hypotheses which Revel seizes upon; these
hypotheses are only a kind of mental scaffolding,
momentarily useful to the anthropologist
as a means of organising his observations,
building his classifications, and arranging
his types in some sort of order. If one of
my colleagues were to come to me and say
that my theoretical analysis of Murngin or
Gilyak kinship systems was inconsistent with
his observations, or that while was in the
field I misinterpreted chieftainship among
the Nambicuara, the place of art in Caduveo
society, the social structure of the Bororo,
or the nature of clans among the Tupi-Cawahib,
I should listen to him with deference and
attention. But Revel, who could not care
less about patrilineal descent, bilateral
marriage, dual organisation, or dysharmonic
systems, attacks me - without even understanding
that I seek only to describe and analyse
certain aspects of the objective world -
for "flattening out social reality,"
For him everything is flahat cannot be instantaneously
expressed in a, language which he may perhaps
use correctly in reference to Western civilisation,
but to which its inventors explicitly denied
any other application. Now it is my turn
to exclaim: Indeed, "what is the use
of philosophers?"
Reasoning in the fashion of Revel and Rodinson
would mean surrendering the social sciences
to obscurantism. What would we think of building
contractors and architects who condemned
cosmic physics in the name of the law of
gravity and under the argument that a geometry
based on curved spaces would render obsolete
the traditional techniques for demolishing
or building houses? The house-wrecker and
the architect are right to believe only in
Euclidean geometry, but they do not try to
force it upon the astronomer. And if the
help of the astronomer is required in remodelling
his house, the categories he uses to understand
the universe do not automatically prevent
him from handling the pick-axe and plumb-line.
Structural Anthropology, 1958 publ. Allen
Lane, The Penguin Press., 1968. Various excerpts
reproduced here.
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