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The Summulae of John Buridan
Dr. Gyula Klima
John Buridan and his Summulae.
John Buridan [Iohannes Buridanus] (1295/1305
- 1358/61) was undoubtedly one of the most
influential philosophers of the late Middle
Ages. Nevertheless, as is usual with medieval
authors, we do not know much about his life.
His date and place of birth are uncertain.
He was born somewhere in the diocese of Arras
in Picardy, sometime around 1300. In his
youth, he studied in the Collège du Cardinal
Lemoine in Paris, probably as a recipient
of a stipend for needy students. Later he
joined the Arts Faculty at the University
of Paris, where he obtained his license to
teach sometime after 1320. During his long
career at the Arts Faculty, Buridan was a
highly respected Arts Master, who was twice
appointed rector of the university, in 1327/8
and 1340. He never moved on to the "graduate"
or "professional schools" of Theology,
Law, or Medicine, which was the usual career
path for professors of his time. Still, he
was famous, unusually well off for a university
professor (receiving at least three different
benefices), and a popular public person,
who according to (unfounded) contemporary
gossip even had an affair with the queen
(famously alluded to in Villon's Ballade
des dames du temps jadis). Buridan's time
of death is also uncertain. He may have died
in the plague of 1358, but he certainly did
not live beyond 1361, when one of his benefices
went to another person.[1]
Buridan's work was arguably one of the most
powerful driving forces behind the emergence
of late-medieval nominalism, eventually leading
to the separation of the two major ways of
doing philosophy and theology in the fifteenth
century: the realist via antiqua ("the
old way") and the nominalist via moderna
("the modern way").[2] To be sure,
Buridan's unwavering nominalism was never
coupled with the "revolutionary"
zeal of William Ockham or Nicholas of Autrecourt.[3]
However, it was precisely Buridan's characteristically
calm and pragmatic philosophical style that
could establish nominalism as a viable alternative
in late-medieval philosophy. As T. K. Scott,
the first English translator of the Sophismata,
put it: "What Ockham had begun, Buridan
continued, but with an even clearer realization
of ends in view. ... If Ockham initiated
a new way of doing philosophy, Buridan is
already a man of the new way. If Ockham was
the evangel of a new creed, Buridan is inescapably
its stolid practitioner. ... He is a nominalist
(a much more radical one than Ockham), but
he is less concerned to defend nominalism
than to use it. Elaboration of philosophical
overviews is replaced by care for important
philosophical detail."[4]
The historical influence of Buridan's works
on late medieval and early modern thought
can hardly be overestimated. Not only did
his work have a lasting impact at his home
university, the University of Paris, but
through the works and teaching of his students
his ideas spread all over Europe, from Scotland
to Poland, from Germany to Italy and Spain.
Paris soon became dominated by Buridan's
nominalist logic, owing in particular to
the activity of Peter of Ailly (1350-1420),
chancellor of the university, and a staunch
defender of the nominalist approach.[5] Indeed,
so much so that in 1474 the king (Louis XI)
felt compelled to issue a decree banning
the teaching of nominalism in favor of the
great realists, Albert, Aquinas, Scotus,
Bonaventure, Alexander of Hales and Giles
of Rome. The ban, as usual, produced just
the opposite of its desired effect, yielding
an even stronger rise of interest in nominalist
logic, so that the decree had to be rescinded
in 1481.[6] But Buridan's influence was quite
soon to be felt in more remote parts of Europe
as well. Buridan's students, such as Albert
of Saxony, the first rector of the University
of Vienna (1365), and Marsilius of Inghen,
rector of the University of Heidelberg (1386),
quite early implemented Buridan's ideas in
the newly established universities of Central
Europe, where they reigned supreme for the
next two centuries, as also the wealth of
the surviving manuscripts of Buridan's works
in that region testifies.[7] The oldest statutes
of the University of Cologne (opened in 1389)
prescribed for bachelors the reading of Buridan's
or Peter of Spain's Summulae, although in
the first quarter of the fifteenth century
the realist faction of the faculty prevailed
and remained strong throughout the century.
However, Buridan's and his fellow-nominalists'
influence was equally strong, or even stronger,
in Erfurt, Leipzig, Rostock and other German
universities established in the fifteenth
century.[8] In general, if nominalism was
not the dominant doctrine for some periods
at these universities, then it either coexisted
with the via antiqua in the curricula, or
it was at least a theoretical alternative
that realists definitely had to reckon with.
In Italy, Buridan's nominalism, along with
the similar teachings of his students and
several English logicians, was made known
through the works of Paul of Venice and his
student Paul of Pergula in Padua. In Spain,
Alcalá and Salamanca came to be the 16th-century
strongholds of nominalism, as a result of
the return of a number of Spanish scholars
to their homeland as teachers upon completing
their studies in Paris.[9] But the spread
of Buridan's ideas was not stopped by the
English Channel either. Several influential
Scottish philosophers, theologians and logicians
of the period studied in Paris, so at the
university of St. Andrews the doctrina Buridani
was exclusively preferred over the doctrina
Alberti until Bishop Wardlaw persuaded the
faculty in 1438 to allow the via Alberti.[10]
However, despite their tremendous influence
on late scholastic thought, the general decline
of scholasticism and the emergence of a new
scientific and philosophical attitude in
the 17th and 18th centuries did not spare
Buridan's works either. Although there were
some scattered publications of his works,
most notably of his Summulae, as late as
in 1637, and even in 1740, they gradually
came to be looked on with scorn, along with
the rest of the scholastic output, as containing
useless cavils, not worthy of serious philosophical
consideration.
That in this way Buridan's works were finally
doomed to near-oblivion by the anti-Scholastic
sentiments of early modern philosophy cannot
be taken as evidence of their lack of genuine
theoretical importance any more than the
general decline of logic in that period could
be taken to show the irrelevance of logic
to philosophical analysis. As Peter King,
the first English translator of Buridan's
Treatise on Suppositions and Treatise on
Consequences put it: "Buridan's medieval
voice speaks directly to modern concerns:
the attempt to create a genuinely nominalistic
semantics; paradoxes of self-reference; the
nature of inferential connections; canonical
language; meaning and reference; the theory
of valid argument. It is to be hoped that
Buridan can reclaim his lost reputation among
contemporary philosophers for his penetrating
and incisive views on these and other matters."[11]
The relevance of Buridan's ideas to contemporary
philosophical concerns is also shown by a
steadily growing number of books and scholarly
papers published on his work, produced not
only by historians of medieval philosophy,
but also by historically-minded philosophers,
who regard Buridan's ideas as providing genuine
clues to problems of contemporary philosophy.
The present volume contains the first annotated
translation of the entire text of John Buridan's
monumental contribution to medieval logic,
the Summulae de Dialectica. The name Summulae
is the abbreviation of Summulae de Dialectica,
the title by which Buridan's work is most
commonly referred to.[12] But there are other
variants of the title as well. Hubien's text,
which served as the primary basis for this
translation, bears the title: Lectura de
Summa Logicae. The term summa [lit. 'sum',
'summary'], which refers to a rigorous, systematic
treatment of a whole field by a scholastic
master, is notoriously difficult to translate
(in fact, it normally goes untranslated,
as in Aquinas's Summa Theologiae). In any
case, the term summulae is the plural, diminutive
form of summa, which indicates compendiousness,
so Summulae de Dialectica might be rendered
as "Compendia of Dialectics" (indeed,
the 1499 Venice edition bears the title:
Compendium Totius Logicae, "Compendium
of the Entire [Art of] Logic"). The
title of Hubien's text, which may be rendered
as "Lectures on the Summa of Logic",
indicates the fact that Buridan's summulae
was the textbook he wrote and used for his
logic courses over the years of his long
teaching career at Paris. In fact, the term
summulae was widely used to refer in general
to the short, summary treatments of various
subjects in logic, which were the standard
by-products of the teaching activity of Masters
of Arts. Accordingly, practitioners of the
art expounded in these summulae were often
referred to as summulistae.
The whole work consists of nine treatises
(the ninth of which, the Sophismata, is sometimes
treated by Buridan himself as the last part
of the Summulae, sometimes as an independent
treatise), providing a systematic account
of Buridan's nominalist logic, which also
incorporates his intriguing treatment of
several issues we would classify as belonging
to the fields of the philosophy of science
and the philosophy of mind and language.
The first eight treatises of the Summulae
ostensibly provide Buridan's running commentary
on Peter of Spain's Tractatus (also known
as Summulae Logicales).[13] But Buridan in
fact almost completely rewrote and reorganized
the main text for his commentary, apparently
retaining only those parts of Peter's text
which he found both essential and theoretically
acceptable, while adding his own text where
Peter's text did not cover some important
material (as in the case of the entire eighth
treatise, on divisions, definitions and demonstrations),
or replacing Peter's text with his own where
his views radically differed from those of
the realist master (as in the case of the
entire fourth treatise, on the properties
of terms).
Indeed, Buridan's main text was probably
regarded as quite original, deserving a commentary
in its own right; thus, early printed editions
of the Summulae provided only Buridan's main
text, replacing his commentary with the more
concise commentary of John Dorp. As a result,
Buridan's entire work has so far never appeared
in a printed edition.
However, in the midst of the recent surge
of interest in medieval logic, Buridan's
text was made available for interested scholars
all over the world through the work of Professor
Hubert Hubien,[14] who produced a working
text of the Summulae. This text has been
widely circulated among Buridan scholars
(in the form of ASCII files on computer diskettes).
Professor Hubien's text of the Summulae,
although it lacked a critical apparatus,
and was based on relatively few, but carefully
selected manuscripts, had the virtue of (near)
completeness,[15] and the reputation of being
reliable enough for the purposes of research
into Buridan's logic.
But there was still an obvious need for a
critical edition of the Summulae. In 1986
a team of scholars formed the Buridan Society
with the aim of producing a critical edition
of the Summulae.[16] So far (1999) only treatises
2 and 3 have appeared,[17] while treatises
4, 8, and 9 are on the verge of publication.
Therefore, when the opportunity first arose
for preparing an English translation of the
entire Summulae for the Yale Library of Medieval
Philosophy, in 1994, the obvious decision
was to base the translation on the Hubien-text,
and to contact the editors of the individual
treatises to clarify and emend the occasional
obscure points of that text. Thus, the translation
of the first seven treatises is still primarily
based on the Hubien-text, collated with,
and emended where necessary on the basis
of, the available critical texts. On the
other hand, treatise 8 in the Hubien-text
was incomplete. However, luckily, Professor
L. M. De Rijk's work on this treatise coincided
with this project; thus the translation of
treatise 8 is based on Professor De Rijk's
(as yet not entirely finalized) text. The
translation of treatise 9 is also based on
the critical text, prepared by Professor
F. Pironet.
Hubien's text does not contain section-headings,
but the editors of the critical text have
provided them. To render the structure of
the whole work more perspicuous, I have provided
the rest of the section titles.
The nominalist doctrine of the Summulae In
this introductory essay I can only present
a brief overview of some of the principal
points of Buridan's doctrine, especially
those which demand some preliminary explanation
for a fuller understanding of the peculiarities
of the subsequent text.
First, some words about the overall structure
of the Summulae are in order. The first eight
treatises contain the systematic exposition
of Buridan's logical doctrine in the form
of a running commentary on the main text.
This format demands a multi-level division
of the text: the treatises are divided into
chapters, the chapters into parts (usually
one-paragraph blocks of text addressing one
determinate issue, but in fact, occasionally
even the parts are subdivided into further
sub-parts), and the parts into sections
(usually single sentences or clauses of sentences
of the part). At the beginning of each chapter,
Buridan states the division of the chapter
into its parts, referring to the part by
its opening words. In the translation this
somewhat clumsy system of cross-references
is omitted in favor of the multi-level numbering
of Buridan's subdivisions. The ninth treatise,
the Sophismata, is best characterized as
a collection of logical exercises, perhaps
used to enhance the skills and deepen the
understanding of more advanced students.
This may explain its rather different structure,
centered on the discussion of problem-sentences
gathered thematically according to the characteristic
difficulty they involve, as well as the rather
ambiguous relationship between this treatise
and the rest of the Summulae.
There is a clear, but in its details somewhat
loose, correspondence between the first eight
treatises of the Summulae and the books of
the Aristotelian Organon, supplemented by
Porphyry's Isagoge.[18]
The first treatise corresponds to Aristotle's
On Interpretation, the second to the Isagoge,
the third to the Categories, the fifth to
the Prior Analytics (but it also contains
material related to Boethius's On Hypothetical
Syllogisms), the sixth to the Topics, and
the seventh to the Sophistical Refutations.
The eighth treatise corresponds to the Posterior
Analytics, but it also contains material
from Boethius' logical works, especially
his On Division, as well as Buridan's own
rather original theory of definitions. Finally,
the fourth treatise contains Buridan's highly
original treatment of topics characteristic
of medieval terminist logic, namely, the
celebrated properties of terms: signification,
supposition, appellation, ampliation and
restriction.[19]
The first treatise covers certain introductory
items, such as the definitions of noun and
verb as the primary components of propositions,
which, in turn, being the bearers of truth
and falsity, are the primary concern of logic,
the art that serves as a general tool for
reaching truth and avoiding falsity in any
field of knowledge.
The introductory character of these opening
remarks also allows Buridan to introduce
some of his own characteristic tenets at
the outset, laying the foundations for his
uncompromising nominalist doctrine. Most
important from this point of view is his
emphasis on the (semantic) primacy of mental
language, and the consequent treatment of
written and spoken propositions as conventionally
assigned token-symbols, which designate the
primary bearers of truth and falsity, namely,
mental propositions, construed as singular
acts of individual human minds.
For Buridan (and, for that matter, medieval
philosophers in general), the entities primarily
accounting for the possibility of reasoning
in any human language are acts of the human
mind. But before anyone should jump to conclusions
on the basis of this remark, and would dismiss
Buridan's logic as some sort of subjectivist
psychologism, relying on "spooky"
mental entities, let me hasten to point out
that Buridan's commitment to mental language
in its semantic function has nothing to do
with such modern worries.
For medieval logicians, the commitment to
mental language in its semantic function
is simply the recognition of the trivial
fact that articulate sounds in themselves
are not meaningful: a conventionally significative
utterance is meaningful only in virtue of
its being associated with (or "subordinated
to") some cognitive act of a human mind.
Such a cognitive act, a concept, is simply
something on account of which a human being
conceives of, or is in some way aware of,
something.[20] Thus, a meaningful utterance
ultimately signifies just that thing or those
things which it makes anyone who understands
it aware of, that is, anyone who has the
corresponding concept and knows that the
utterance in question is associated in common
usage with that concept.[21] In other words,
an utterance is meaningful in virtue of its
being subordinated to a human concept, and
thus it will immediately signify that human
concept, but ultimately it will signify the
object(s) of that concept, whatever that
concept represents. Therefore, according
to Buridan, what a meaningful utterance signifies
is neither just "an extramental thing",
nor just something "in the head".
For a meaningful utterance immediately signifies
(or is subordinated to) a concept (whatever
a concept is in its own nature); but in virtue
of this immediate signification it ultimately
signifies that thing which is (or those things
which are) conceived of or represented by
this concept (whatever it is or whatever
they are in their nature), in the way it
is (or they are) represented. In fact, Buridan
also considers an analogous relationship
between utterances and inscriptions, as illustrated
by the following diagram.
However, given that human concepts for Buridan
are individual acts of individual human minds,
this conception may immediately give rise
to worries about the objectivity of meaning
or signification. For if utterances are just
labels of our mental acts, could not we switch
these labels at will (ad placitum), whenever
we want?
Buridan's answer is that this is in fact
the case. We really are able to impose any
utterance on any concept at will, but, of
course, we can understand each other only
if we manage to attach the same utterances
to the same concepts in the actual use of
a common language. So, although any user
of a language has the power to impose any
utterance on any concept he or she has, the
utterance will become generally understood
by other users only if the usage "catches
on", that is, only if this utterance
will be received in common usage as being
subordinated to that same concept, namely,
to an act of my mind by which I conceive
of the same thing(s) in the same way as you
do by a corresponding act of your mind, and
vice versa.[22] Furthermore, once such a
usage is established, one can again use the
same utterance improperly, not in accordance
with that usage, but as subordinated to another
concept, say, analogically, metaphorically,
ironically or, perhaps, simply incompetently.
Given this dynamic conception of signification
based on the interplay between individual
understanding and common usage, Buridan may
duly be credited with giving concrete meaning
to the idea expressed by the contemporary
slogan "meaning is use".[23]
Having established the primacy of mental
language in his semantics in the above-described
manner, Buridan puts it to heavy theoretical
use in developing his nominalist conception
of the relationships between mind, language
and reality.
This is obvious first of all in his treatment
of what we would refer to as the issue of
compositionality. We all know that we are
able to understand complex phrases we have
never heard before, on the basis of our understanding
the meanings of their component parts. Thus,
it seems to be an obvious feature of complex
phrases that their meaning is determined
by the meanings of their components. It is
this feature of complex phrases that we refer
to as compositionality, which in the technical
language of contemporary semantics is usually
expressed in the more general form that the
semantic value of a complex phrase is a function
of the semantic values of its components.
But in view of Buridan's two-tier conception
of signification, in his semantics compositionality
will not be just the simple issue of determining
the semantic values of complex phrases as
functions of the semantic values of their
components. In fact, if an utterance is imposed
as a whole on a complex concept, this conception
clearly allows for complexity, and so, for
compositionality, on the mental level without
a corresponding complexity on the syntactic
level of spoken phrases.[24]
These considerations presuppose the distinction
between simple and complex concepts. A simple
concept is one that does not consist of further
concepts, whereas a complex concept is one
consisting of several simple concepts.
To be sure, whenever Buridan is talking about
complexity on the mental level, we need not
take him as attributing the same sort of
syntactic complexity to a complex concept
as we can observe in spoken or written complex
expressions. The complexity of a complex
concept corresponding to a complex spoken
or written expression is nothing but the
functional dependence of its semantic values[25]
on the semantic values of the simple concepts
corresponding to the syntactic parts of the
syntactically complex spoken or written expression.
But this semantic complexity of a complex
concept clearly need not be carried by any
sort of syntactic complexity of its constituents,
for the simple concepts corresponding to
the syntactic parts of the complex spoken
or written expression upon which the signification
of the complex concept depends need not be
the syntactic constituents of this merely
semantically complex concept. In fact, just
as a syntactically simple spoken or written
term can be semantically complex, because
its semantic values are dependent on the
semantic values of other simple terms that
are not its syntactic parts, so there is
no inconsistency in attributing semantic
complexity to ontologically (and hence also
syntactically) simple mental acts on the
basis of the dependence of their semantic
values on the semantic values of other simple
concepts, which are not their syntactic parts.
In case anyone has doubts concerning the
viability of this distinction between syntactic
and semantic complexity, and whether it is
indeed inherent in Buridan's conception,
let us briefly consider here Buridan's own
discussion of what he describes as the simplicity
of the name 'Iliad' from the grammarian's
point of view (syntactic simplicity) and
its complexity from the logician's point
of view (semantic complexity).[26]
The name 'Iliad' is syntactically simple,
because it has no separately significative
parts. (Although of course it does have some
parts, namely, its syllables.) Still, if
it is made to signify the same things in
the same manner as does the whole Trojan
story, then of course it becomes semantically
complex, because its semantic values will
be functionally dependent on the semantic
values of all the simple words that make
up that story, but which are not its syntactic
parts.[27] Thus, in an analogous manner,
we can also have an ontologically, and hence
also syntactically simple concept (namely,
a simple mental act which has no parts, and
hence no separately significative parts either),
which nevertheless may be semantically complex
because of its representative function (that
is, its semantic value) being dependent on
other, both semantically and syntactically
simple concepts. But then, on the basis of
this analogy, Buridan is clearly entitled
to speak of these concepts as the (semantic)constituents
that make up a (semantically) complex
concept, without thereby compromising their
ontological and syntactical simplicity.[28]
The simple concepts making up complex concepts
are usually combined by means of what Buridan
calls complexive concepts.[29] Complexive
concepts are acts of the mind the function
of which is not to represent something by
themselves, but rather to join several concepts
into a complex concept. Such complexive concepts
(most importantly, the concept corresponding
to the copula)[30] are syncategorematic concepts,
that is, concepts whose function is not to
represent something by themselves, but to
modify the representative function of per
se representative concepts, also referred
to as categorematic concepts.[31]
But then it can happen that even if a spoken
phrase is complex, not all of its components
have extramental semantic values, but some
of them indicate merely complexive concepts.
Therefore it is possible that two expressions
may signify exactly the same things outside
the mind [ad extra] despite the fact that
they may signify different concepts in the
mind [apud mentem], the difference being
accounted for by the different syncategorematic
concepts. For example, as Buridan argues,
the propositions 'God is God' and 'God is
not God', signify exactly one and the same
thing outside of the mind, namely, God.[32]
But of course they do not have the same signification
in the mind, for the mental proposition designated
by the first involves an affirmative copula,
while that designated by the second involves
a negative copula, whence they are contradictories.
Indeed, for the same reason, despite the
fact that it is again one and the same simple
entity that is signified by the simple term
'God', Buridan is not committed to the absurd
claim that the aforementioned propositions
signify the same as this simple term, for
although they all signify the same ad extra,
they do not signify the same apud mentem.
This simple example nicely illustrates Buridan's
general tactic of reducing the ontological
commitment of his logic: the syntactic and/or
semantic complexity of a spoken or written
expression may reflect
(semantic) complexity on the mental level,
but need not reflect any corresponding complexity
on the ontological level.[33] So, by means
of his two-tier semantics, Buridan can consistently
maintain both that these propositions are
not synonymous, because they are not subordinated
to the same concept, and that they do not
signify in external reality anything over
and above what the term 'God' signifies.
The only thing that distinguishes these two
propositions in their semantic function from
this simple term is that they have separately
meaningful parts, on account of the fact
that these parts are systematically associated
with distinct concepts. The term 'God' is
subordinated to the concept by which we conceive
of God in an absolute manner. The copula
'is' is subordinated to the simple complexive
concept that forms the mental proposition
affirming the identity of the thing conceived
by the concept subordinated to the subject
term and of the thing conceived by the concept
subordinated to the predicate term of the
spoken proposition (in this case the two
terms and the corresponding concepts are
the same). Finally, in the case of the negative
proposition, the negation 'not' is subordinated
to the syncategorematic concept which, applied
to the concept of the copula, denies the
identity affirmed by the affirmative proposition.
In view of this, for Buridan the logical
import of any expression is primarily determined
by what sort of conceptual structures are
conveyed by its syntactical features. Thus,
users of a spoken language must rely on such
syntactical clues to figure out the conceptual
structure determining the logical import
of the expressions of the language. Given
the systematic connection between these syntactical
clues and the corresponding conceptual constructions
as established by common usage, the task
is not impossible. However, in view of all
the irregularities and ambiguities of actual
spoken languages, in which the commonly (and,
for the most part, only tacitly and unreflectively)
acknowledged rules of syntax and semantics
are not only mechanically applied but also
dynamically changed by the interaction of
individual users, the task can be rather
difficult. Indeed, occasionally, when theoretically
unsophisticated common usage does not yield
unambiguous rules, Buridan, following common
scholastic practice, is also willing to indulge
in "legislation", stipulating just
what syntactical constructions are supposed
to convey what sort of conceptual constructions
(for the sake of precise expression in philosophical
or scientific discourse).
The result of this is what is often described
as a "regimented", technical Latin,
in which, for instance, differences of word
order can function as syntactic indicators
of different conceptual constructions, which
in turn may determine different semantic
values for the expressions subordinated to
them. In this way, for example, the sentences
(1) Homo non est asinus ['A man is not a
donkey'] and (2) Homo est non asinus ['A
man is a non-donkey'] will correspond to
different mental propositions, which will
differ only in their structure resulting
from the different ways in which the simple
concepts involved in them are construed with
one another, as indicated by the different
word order of these sentences (i. e., spoken
or written propositions). The mental proposition
corresponding to (1) can be regarded as being
obtained by first applying the complexive
concept of the copula to the categorematic
concepts of man and donkey, and then applying
the syncategorematic concept of negation
to the resulting complex concept, whence
the negation of the copula in the surface
syntax must yield the negation of the whole
proposition. On the other hand, the mental
proposition corresponding to (2) can be obtained
by first applying the concept of negation
to the concept of donkey (which is a case
of what Buridan, following Aristotle, calls
infinitizing negation) and then applying
the concept of the copula to the concept
of man and to the complex of the negation
and the concept of donkey.[34]
According to Buridan, the difference in the
logical import of these two constructions,
which otherwise contain exactly the same
constituents, is that (1) is a negative proposition
which can be true even if no human beings
exist, but (2) is affirmative and hence can
be true only if there are human beings (who
are non-donkeys). Thus, in this case, the
difference in word order indicates a difference
in conceptual structure, which in turn yields
the further difference in what is required
for the truth or falsity of the resulting
mental propositions.
Even though in this way truth and falsity
are primarily the attributes of the mental
propositions designated by the corresponding
spoken or written propositions (sentences),
the latter can also be said to be true, insofar
as they are the (complex) signs of the former.
In fact, the corresponding sentences of another
language can also be said to be true for
the same reason. Thus (1') 'A man is not
a donkey' and (2') 'A man is a non-donkey'
are equivalent to (1) and (2), respectively,
because they designate mental propositions
which are similar in their structure to the
ones designated by the corresponding Latin
sentences.
Buridan's reason for treating these sentences
in this way is simple: for him the complexive
concept to which the affirmative copula is
subordinated signifies the identity of the
thing(s) referred to by the terms flanking
the copula.[35] Now, clearly, if there is
nothing for these terms to refer to, then
they cannot refer to the same thing(s), and
so the affirmative proposition stating this
identity must be false. But in that case
the contradictory negative proposition must
be true. We have just seen, however, that
on the basis of how the mental proposition
corresponding to (1) is constructed, the
negation of the copula in it produces precisely
the contradictory of the corresponding affirmative
mental proposition. This is what Buridan
means by claiming that the contradictory
of a categorical proposition is formed by
denying its formal part, namely, the copula.[36]
Given this understanding of the copula and
its negation, the "laws of opposition"
summarized in the Square of Opposition automatically
follow.[37] For in this way a universal affirmative
proposition states that whatever its subject
stands for is identical with something its
predicate stands for. For example, 'Every
man is an animal' in this analysis affirms
that whatever the subject term stands for
(i. e., any individual human being) is identical
with something that the predicate term stands
for, that is, an animal. But then, if there
are no human beings, there is nothing for
the subject to stand for, and thus nothing
that the subject stands for can be identical
with an animal, in which case this proposition
is false. However, if it is false, then its
contradictory is true. Now the contradictory
of a proposition is obtained by denying the
proposition as a whole, by placing a negation
in front of the whole proposition. In this
case, we obtain 'Not every man is an animal'.
But 'Not every' is equivalent to 'Some .
not', where the negation is the negation
of the embedded affirmation following it,
which, in accordance with the foregoing considerations,
must be expressed by negating its copula,
whence we obtain 'Some man is not an animal'.
However, if this is really the contradictory
of 'Every man is an animal', which is false
when there are no people, then this yields
the counterintuitive result that 'Some man
is not an animal' is true under the same
circumstances.
The main reason why this may sound counterintuitive
is our tendency to interpret a proposition
like 'Some man is not an animal' as not being
strictly equivalent to 'Not every man is
an animal', i. e., 'It is not the case that
every man is an animal', but rather as being
equivalent to 'Some man is a non-animal',
which clearly does entail the existence of
human beings. Therefore, once the relevant
distinction is made, Buridan can claim that
it is only sloppy usage that obscures this
clear-cut conceptual distinction, and so
this distinction obviously demands a little
"regimentation" of usage, at least
in strict scientific and philosophical contexts,
where much hinges precisely on such, otherwise
easily overlooked, distinctions.[38]
However, this may not be the only reason
for our reluctance to accept this conclusion.
For one may find attributing existential
import to the universal affirmative proposition
counterintuitive in the first place. After
all, is not 'Every man is an animal' a necessary
truth, which must hold regardless of whether
there is actually anything to which it applies?
Are not all necessary, law-like statements
precisely of this sort, namely, that their
truth cannot depend on some actual, contingent
state of affairs?
In response to these questions, first of
all we must make a distinction between an
assertoric proposition [de inesse] that is
necessary, namely, one that cannot be false,
and a modal proposition about necessity [de
necessario], which makes the claim that the
predicate necessarily belongs to the subject,
and which is false if the predicate does
not necessarily belong to the subject. According
to Buridan, the proposition 'Every man is
necessarily an animal' is true, for the predicate
does indeed necessarily belong to the subject,
and this is so even when there are no human
beings. In fact, for the truth of this proposition
it is not required that the subject should
refer to any actually existing human being.
In accordance with Buridan's version of the
medieval theory of ampliation,[39] the modal
context ampliates, i. e., extends, the range
of reference of the subject term, so that
this proposition is equivalent to 'Everything
that is or can be a man is necessarily an
animal', which of course is true even if
there are no human beings.
(By contrast, the proposition 'every round
square is necessarily round' is false, for
on this analysis it is equivalent to 'Everything
that is or can be a round square is necessarily
round', and thus it is an affirmative proposition
the subject of which refers to nothing, since
nothing can be a round square.)[40]
Nevertheless, despite the fact that the proposition
about necessity [de necessario] 'Every man
is necessarily an animal' is true even if
there are actually no human beings, the assertoric
'Every man is an animal', analyzed as a simple
proposition about actuality [de inesse] is
false in that actual situation.[41] However,
as Buridan points out, this is not the only
possible analysis of this proposition. Precisely
because the corresponding modal proposition
is true, this assertoric proposition can
also be analyzed as what we would call a
law-like statement, in which the range of
reference of the subject is not restricted
to the actual present time connoted by the
copula, but covers everything that did, does,
or will fall under the subject, because the
subject term in this proposition has the
type of reference that Buridan calls natural
supposition. As he writes in 4.3.4:
Again, just as the intellect is able to conceive
of man and animal without any distinction
of time by means of the concepts whence the
terms 'man' and 'animal' are imposed, so
it is likely that it is able to form a complexive
concept without any distinction of time.
But then the mental proposition [formed with
this concept] will be indifferent with respect
to all present, past and future times, and
so also [its] terms will supposit for everything
from those times indifferently. But we do
not have an utterance properly imposed to
signify such a mental copula, so we can use
the verb 'is' by convention [ad placitum]
to signify such a copula by which the present
time will no more be signified than is the
past or the future; indeed, [it will signify]
no time at all, and so there will occur a
natural supposition of the terms. In fact,
perhaps we can show from our faith that we
are able to form such mental propositions.
For God could preserve all things in rest,
without motion (I mean all things other than
motion). So let us suppose that He does so.
Then nothing would be time, if every time
is motion, as Aristotle shows in bk. 4 of
the Physics.[42] Nevertheless, the souls
of the blessed would know and understand
by mental propositions that God is good and
that they are present to Him; and by the
copulas of those mental propositions they
would not co-understand [cointelligerent]
time, for they would also know that there
is no time, and so they would know that neither
they themselves nor God did exist in the
present time, and that they did not coexist
with the present time either. And it appears
to me that a spoken copula imposed precisely
to signify such a complexive concept would
be purely syncategorematic, while others,
which connote a certain time, already share
[the characteristics of] categorematic [terms],
in that beyond their concept they also signify
an external thing conceived besides the things
signified by the subject and the predicate,
namely, time.
In this way, then, Buridan is able to account
for both the validity of the relationships
of the Square of Opposition and the intuition
that the truth of 'Every man is an animal'
should not depend on the contingent fact
of whether there actually are any human beings.
Nevertheless, he would still hold that the
proper interpretation of the assertoric proposition
does involve the connotation of the copula,
which is properly modified only in a modal
proposition, and thus the modal proposition,
even when it is about necessity, need not
entail the assertoric proposition.
But the case is somewhat different with what
Buridan would call a composite modal, that
is, one in which the mode ('necessary', 'possible',
'impossible', etc.) does not modify the copula,
but in which the mode is predicated of (or
is subjected to) a nominalized form of a
proposition by means of an assertoric copula.[43]
For example, the proposition 'That a man
is an animal is necessary' is such a composite
modal, in which the predicate term is the
mode, and the subject term is the that-clause
attached to it by the assertoric, unmodified
copula 'is'.
Buridan's reason for calling such composite
modals not properly modal propositions is
precisely this, namely, that their main copula
is not modified by the mode but remains assertoric.
Here the mode has only the function of asserting
the modal status of the proposition referred
to by the corresponding complex nominal phrase,
but not of modifying the copula.
The nominal phrase in question in Buridan's
Latin is an accusative with infinitive construction.
For example, in Hominem esse album est possibile/necessarium/verum,
etc. ['That a man is white is possible/necessary/true,
etc.'] the subject term is the accusative
with infinitive phrase hominem esse album,
which is a nominalization of the sentence
homo est albus, formed from the accusative
form of the subject and the predicate and
from the infinitive of the verb. In English
we have analogous constructions, for example,
'I believe him to be insane', but the same
construction is not available with the modalities
listed here. On the other hand, since such
constructions are almost always convertible
into a construction with a that-clause, as
in 'I believe that he is insane', which also
works with the modalities, I use that- clauses
in the translation to render Buridan's accusative-with-infinitives,
and adjust explicit references to the construction
itself in the text accordingly. When this
practice causes major discrepancies, I add
an explanatory note or a brief reference
to the present discussion.
In any case, whichever nominal form we use,
the semantic function assigned to it by Buridan
is clear: as a common term, it primarily
has the function of referring materially
to individual tokens of the corresponding
proposition. Therefore, such a nominalization
is also quantifiable; that is, Buridan admits
constructions such as 'Every that a man is
wise is true' which is true if and only if
every proposition-token of the form 'A man
is wise' is true. Hence, if there are no
such proposition-tokens in existence at the
present time, say, because all written sentences
of this form are eliminated, nobody utters
this sentence, and nobody forms the corresponding
mental proposition, then 'Every that a man
is wise is true' is false according to Buridan,
even if there exists a wise person at this
time.[44]
Such sentential nominalizations, however,
do not merely perform the function of referring
to corresponding proposition-tokens. For
clearly, in the construction hominem secare
est hominem agere ['For a man to cut is for
a man to act' or 'That a man cuts is that
a man acts'], the subject and the predicate
cannot refer to the corresponding propositions:
this sentence does not state that the proposition
'A man cuts' is the proposition 'A man acts'.[45]
Still, consistently with his uncompromising
nominalism, Buridan would not allow even
in this case that these constructions stand
for complexe significabilia, the alleged
total significata of the corresponding propositions
(endorsed, for example, by Gregory of Rimini),[46]
which Buridan regarded as unacceptable additions
to one's ontology. Instead, he argues that
when these sentential nominalizations do
not stand materially for the corresponding
sentence-tokens, but are taken significatively,
then they stand for those individuals of
which their categorematic terms are jointly
true, if they are true of anything; otherwise
they just stand for nothing.[47]
All these considerations, as well as the
more traditional topics Buridan covers in
the treatises on the Porphyrian predicables
and the Aristotelian categories (in treatises
2 and 3) make use of technical semantic notions
which Buridan will treat systematically only
in treatise 4, On Suppositions.
First among these is signification, which
I touched on earlier. Here I must add only
one further distinction, which, as we shall
see, is crucial from the point of view of
Buridan's nominalism. The distinction concerns
the types of signification that common categorematic
terms may have. On this basis, common categorematic
terms can be classified as either absolute
(non-connotative) or appellative (connotative).
One should note here that Buridan does not
provide an explicit definition of any of
the basic properties of terms that he covers
in this treatise. Instead, his aim seems
to be to teach them in practice, by pointing
out their differences through examples. Nevertheless,
on the basis of these examples we may attempt
to provide some definitions for our own use.
Thus, we may say that the signification of
a common categorematic term is its relation
to its ultimate significata, namely, the
things naturally represented by the universal
concept to which the term is subordinated.
Now some of these concepts are connotative,
i. e. they represent the things they directly
represent in relation to some things
(which hence they represent only obliquely,
as somehow related to the things they directly
represent), while others are absolute, i.
e., they represent the things they directly
represent not in relation to anything. Accordingly,
an appellative term is one that, in virtue
of its being subordinated to such a concept,
signifies its significata in relation to
some things, and then those things are called
its connotata or appellata.[48] An absolute
term, on the other hand, is one that signifies
its significata absolutely, not in relation
to anything. For example, the term 'father'
or the term 'husband' signifies men in relation
to their children or to their wives, for
any father is somebody's father and any husband
is somebody's husband, whereas the term 'man'
in the sense of 'human being' signifies all
human persons not in relation to any thing,
but only as the members of the species of
rational animals. By contrast, the term 'man'
in the sense of 'male human person' would
signify men not absolutely, but in respect
of their accidental difference of gender,
distinguishing them from women.
Signification, therefore, is a property of
these terms in virtue of which they are meaningful
at all, and on account of which they are
related to the things that their concepts
represent, in the manner in which the things
are represented by these concepts.
Supposition, on the other hand, is the referring
function of terms in propositions, i. e.,
their relation to those things that they
are actually taken to stand for in the context
of a given proposition, in the manner determined
by that context. For Buridan, a term has
material supposition when it is taken to
stand in a proposition for any of the token-terms
similar to it, including itself, or for a
concept immediately signified by such a token-term
in an individual human mind. A term is said
to have personal supposition when it stands
for its ultimate significata, i. e., the
things represented by the concept it immediately
signifies.[49]
If the term in question is appellative, then
in a proposition in which it has personal
supposition it supposits for its supposita
in relation to its appellata. For example,
the term 'father' in the proposition 'Every
father is a man' supposits for men in relation
to their children, and thus not for all men
but only for those who have children.
In general, for Buridan, the appellation
of a term is the relation of the term in
a proposition to its appellata, i. e., those
things in relation to which it supposits
for its supposita.[50] So, in the proposition
'Every father is a man' the supposita of
the term 'father' are those ultimate significata
of the same term which it signifies in relation
to their children, who, in the context of
the proposition, are the term's appellata,
as illustrated by the following diagram.
On the basis of this understanding of appellation,
Buridan is able to claim that it is not only
appellative terms that can have appellation
in a proposition. For absolute terms can
also have appellation, when they are not
the subject or the predicate of a proposition
themselves but parts of complex subjects
or predicates. In that case they either appellate
the ultimate significata of their nominative
forms (i. e., the entities which would be
their personal supposita of their nominative
form if they were the subject or predicate
of a proposition), or the immediate significata
of their nominative forms, i. e., the concepts
to which their nominative forms are subordinated.[51]
For example, in the sentence Hominis asinus
est animal ['A man's donkey is an animal'],
the subject term is the possessive construction
hominis asinus, in which the genitive form
hominis ['man's'] of the absolute term homo
['man'] does not supposit, for only the complex
term as a whole supposits, but it appellates
men as possessors of donkeys, and so, owing
precisely to this appellation, the whole
term will supposit in this proposition only
for donkeys actually possessed by men. Indeed,
it is on the basis of this type of analysis
of the structure of complex terms that Buridan
can successfully handle propositions with
oblique terms (i. e. terms in cases other
than the nominative case, which they receive
in Latin when they enter into the constitution
of a complex term), which modern logicians
would regard as involving multiple quantification,
such as Cuiuslibet hominis asinus currit
['Of every man a donkey runs'].[52]
But the philosophically more intriguing case
of appellation is that of the appellation
of concepts, appellatio rationis, which is
at once Buridan's most influential theory
for treating the problems of reference in
intentional contexts and his most efficient
instrument of nominalist logical analysis,
where at first sight a realist solution would
seem to be more plausible.
Consider the proposition 'I promise you a
horse'.[53] In accordance with Buridan's
general account of categorical propositions,
this proposition must be analyzed as 'I am
someone promising you a horse', which is
true if its terms supposit for the same thing,
that is, if its predicate supposits for me.
Now apparently, this predicate can supposit
for me only if I am someone promising you
a horse, that is, if the term 'someone promising
you a horse' supposits for me in relation
to you and in relation to a horse. But which
horse? If I promise you a horse in general
without having any particular horse in mind,
which I can certainly do, then this term
cannot supposit for me in relation to Brownie,
for I do not promise you Brownie, and the
same goes for any particular horse.
Does this mean that if I promise you a horse
in general, then, since I do not promise
you any horse in particular, I promise you
a universal horse? In fact, according to
the realist analysis of this sentence provided
by Walter Burleigh, in this case I promise
you a universal horse, which, however, I
can deliver only in a particular horse, indeed,
in any particular horse.[54]
But this solution runs counter to the intuition
that the object of my promise must be precisely
what I eventually deliver (and not only somehow
connected with what I deliver), but what
I deliver must be a particular horse, for
you would certainly not be satisfied unless
you can ride away on the back of the object
of my promise, which you can do only with
a visible, tangible, particular horse, existing
under its determinate dimensions in space
(which we could not say of a universal horse,
whatever that is). But then, if any horse
that could count as fulfilling my promise
must be a particular horse, and yet, I did
not promise you any particular horse, should
this mean that I promised you no horse at
all?
Buridan's ingenious solution to this problem
is provided in terms of his theory of appellation
of concepts. The term 'horse' in 'I promise
you a horse' does not stand for a universal
horse, nor just for a particular horse, but
for any singular horse along with the appellation
of the universal concept of horses, since
a promise concerning any horse in general
is precisely one that is made by conceiving
of any particular horse in general, by means
of the universal concept of horses. Summarizing
his analysis of appellation of concepts,
Buridan writes:
These are the things to be said about the
special conditions of these verbs and the
special mode of confusion of the accusatives
which follow them [i. e., their grammatical
objects]. They seem to arise entirely from
the fact that these accusatives somehow appear
to participate in material supposition. For
they appellate their concepts, although they
do not supposit for them, and so it is not
possible to descend to the supposita of other
concepts. They appellate these concepts in
this way because we think of things by means
of those concepts, but it is not in this
way, i. e., not by means of a concept, that
fire heats water, or that a stone hits the
ground.[55]
But since for Buridan universal concepts
are just universally representing singular
acts of individual human minds, this solution
does not compromise his nominalist ontology,
whereas it provides both a logically satisfactory
solution to the puzzles of reference in intentional
contexts and a philosophically intriguing
explanation for their emergence in the first
place.
Indeed, in general, the greatest appeal of
Buridan's logic is precisely this comprehensive
consistency, whereby it provides a coherent
explanation from a unifying standpoint even
in cases where it seems the least likely
to succeed in keeping to the principles of
his nominalist metaphysics. To be sure, this
need not mean that Buridan is absolutely
right, or that by this comprehensive consistency
his nominalist metaphysics is entirely justified.
In the next section, I shall conclude this
discussion with a brief evaluation of Buridan's
doctrine in its own historical contextas
well as sub specie aeternitatis.
The historical and philosophical import of
Buridan's doctrine The best way to understand
the philosophical import of Buridan's nominalism
is to consider it in comparison with its
historical alternative, medieval realism.[56]
According to the charges of their opponents,
most notably, Ockham and Buridan, the realists
are guilty of adhering to a fundamental error
in their understanding of the relationships
between mind, language and reality. As Ockham
most famously put it, the realists' fundamental
error is "multiplying beings according
to the multiplicity of terms ... which, however,
is erroneous and leads far away from the
truth".[57] Or, as Buridan declares:
"We should note that concerning action
and passion and the four other remaining
categories, I do not intend to follow the
doctrine of the author of The Book of Six
Principles.[58] For I think that he was mistaken,
since he believed that no terms that pertain
to diverse categories can supposit for the
same thing, and so he maintained that action
is one form and passion is another, and that
passion would hence be an effect of action;
this is totally false, and thus his doctrine
made many people err."[59]
These typical nominalist charges, however,
are not quite justified. To be sure, if we
compare Buridan's semantic principles with
the corresponding principles of what may
be described as a realist or via antiqua
semantics,[60] then one may easily get the
impression that the latter is heavily burdened
by ontological commitment to a host of strange
entities, rightfully rejected by the nominalists.
Indeed, this impression seems to be justified
already by a quick look at the differences
between the nominalist and the realist conceptions
of the signification of common terms and
their corresponding alternative theories
of predication.
According to the realist theory, the function
of a common categorematic term is not to
signify the particulars for which it supposits
in personal supposition, but to signify the
common nature on account of which the things
having this nature fall under this term;
this is why the term can be used to refer
to these things in a proposition. For example,
according to realists, the function of the
term 'man' is not to signify individual human
beings, but this term signifies human nature
in abstraction from its individuating conditions,
which is why it can be used to refer to any
individual human person when the term has
personal supposition in the context of a
proposition.[61]
Despite possible appearances to the contrary,
this much in itself does not involve commitment
to abstract Platonic universals in reality.
For the common human nature signified by
the term 'man' according to this conception
need not be construed as a really existing
universal entity, which is numerically one
in itself but is somehow common to all the
individuals that have it.[62] On the contrary,
in reality there are only individual human
beings with their individual human natures
(that is, the human nature of Socrates, which
renders him a human being, is not the same
thing as the human nature of Plato, which
renders him a human being), but their human
natures are conceived by our intellects in
abstraction from their individuating conditions
(that is, the human nature of Socrates and
that of Plato are not conceived as the human
nature of Socrates and that of Plato, but
simply as human nature, disregarding to whom
they belong). This is why they can be signified
universally by the term subordinated to the
concept by which we conceive of human beings
in this manner. Thus, human nature does not
exist in abstraction from singulars, it is
only conceived in this way (i. e., disregarding
its individuating conditions which it has
in singulars, without which it could not
exist at all), and hence it is also signified
in this way by the term 'man'. This does
not mean that the term must refer to (supposit
for) human nature conceived in this way in
the context of a proposition in which the
term has personal supposition. On the contrary,
as I have said, in personal supposition the
term will refer to those individuals that
have such a nature (namely, each its own).
So what is ultimately signified by this term
is the individualized human natures of individual
humans, and this is precisely why the term
can personally supposit for individual human
beings, i. e., the things that actually have
this nature. Indeed, it is this conception
of signification that accounts not only for
this interpretation of personal supposition,
but also for the characteristic theory of
predication that goes hand in hand with this
conception of signification, which historians
of medieval logic have dubbed the inherence
theory, as opposed to the nominalists' identity
theory.[63]
As we have seen, for Buridan an affirmative
categorical proposition is true if and only
if its terms supposit for the same thing
or things.[64] By contrast, according to
the inherence theory such a proposition is
true if and only if the universal nature
signified by its predicate actually inheres
in the supposita of its subject, that is,
if the supposita of its subject are actual
in respect of the universal nature signified
in them by the predicate. For example, the
proposition 'Socrates is a man' is true according
to the identity theory if and only if Socrates
is identical with one of the personal supposita
of the term 'man', whereas according to the
inherence theory the same proposition is
true if and only if Socrates is actual in
respect of the nature signified by the predicate,
i. e., if Socrates' human nature is actual.
Again, the proposition 'Socrates is a father'
is true according to the identity theory
if and only if Socrates is one of the supposita
of the term 'father', i. e., if he is one
of the men signified by this term in relation
to a child (who, in turn, is one of the appellata
of this term), whereas according to the inherence
theory the same proposition is true if and
only if the nature signified by the predicate
term in Socrates, namely Socrates' fatherhood
in respect of a child, is actual. This can
clearly be seen if we consider the following
diagram:
Now, even though the realist conception so
interpreted is not committed to the real
existence of Platonic universal entities
(for on the medieval realist view universals
as such are only objects of the abstractive
intellect, which can consider a universal
nature in abstraction from its individuating
conditions, despite the fact that this universal
nature cannot exist in itself apart from
its individuating conditions in the individuals
it informs), apparently, it is still committed
to a huge number of rather strange entities,
namely, the "inherent universals"
ultimately signified by common terms in respect
of the individuals falling under them. So,
this still seems to justify Ockham's charge
that according to this conception:
a column is to the right by to-the-rightness,
God is creating by creation, is good by goodness,
just by justice, mighty by might, an accident
inheres by inherence, a subject is subjected
by subjection, the apt is apt by aptitude,
a chimera is nothing by nothingness, someone
blind is blind by blindness, a body is mobile
by mobility, and so on for other, innumerable
cases.[65]
And so realism would still seem to amount
to "multiplying beings according to
the multiplicity of terms".[66]
We should notice, however, that this alleged
multiplication of beings with the multiplicity
of terms can occur only if the ultimate significata
of these terms are taken to be distinct both
from their supposita and from each other.
To illustrate this point, let us take a piece
of wax. Let us assume that it is a wax ball
with a diameter of one inch. The nominalists
would be justified in claiming that the realists
are multiplying beings with the multiplicity
of terms only if the latter were committed
to holding that the terms 'wax', 'ball',
'round', 'one-inch wide', etc., which are
all true of this wax ball, signify forms
or inherent natures of this wax ball, which
are all distinct from each other and from
the ball itself. For it is only in that case
that we should count the following as distinct
entities, adding to the number of the beings
in our universe: the wax ball, its wax- ness,[67]
its ball-ness, its roundness, its one-inch
width, and so on, whatever is signified in
this ball, according to the realists, by
its true predicates.
But, in fact, there is nothing in the semantic
conception of the realists that would force
a commitment to the distinctness of these
significata. To be sure, one may think that
it is quite easy to establish such a commitment.
For example, when the wax ball is shaped
into a cube, then, in accordance with the
realists' principles, its roundness ceases
to exist, while the piece of wax itself continues
to exist, whence the piece of wax in question
(and so also its wax-ness) cannot be identified
with its roundness (and ball-ness, for that
matter).
However, we should notice that this simple
piece of reasoning, which can be referred
to as the "argument from separability",[68]
is valid only if we assume that the piece
of wax can cease to be round if and only
if the entity which is its roundness ceases
to exist, that is to say, that the entity
which is its roundness is essentially a roundness.[69]
But why should it be? After all, one can
as well say that the shape of the piece of
wax, which used to be its roundness, is now
not a roundness but (given that the same
piece of wax is now cubical) a cubical shape
(a cubicity). But this only means that the
shape which used to be a round shape is now
a cubical shape; it need not mean that the
shape which used to be a round shape ceased
to exist. On the contrary, since the shape
of the wax can be understood as being but
a certain characteristic arrangement of the
dimensions of the wax, nothing prevents the
identification of this shape with the dimensive
quantity of the wax, which at one time may
be arranged so that it falls under the concept
of round shape, and at another in a different
way, so that it falls under the concept of
cubical shape. The only critical point in
this identification is that it must abandon
the assumption that the terms 'roundness'
and 'cubicity' should be regarded as essential
predicates of what they refer to, and that,
instead, they should be construed as referring,
at different times, to the permanent but
changing dimensive quantity of the same thing
which is now round and then cubical. Of course,
the same goes for any other terms in any
other category. Therefore, whoever wants
to get rid of unwanted ontological commitment
to distinct "inherent universals"
apparently demanded by the realist semantic
theory can do so by simply rejecting the
assumption that the abstract terms referring
to the ultimate significata of concrete common
terms in the realist semantic framework are
essential predicates of these significata.
In fact, this is precisely what most realists
did, identifying the semantic values of terms
across categories, especially where the last
six categories were concerned, without any
danger of inconsistency arising from arguments
from separability.[70]
Now, in Buridan's nominalist framework abstract
terms do not have the essential semantic
function that they did in the realist framework
(namely, to refer to something, whatever
it is, whose existence verifies the corresponding
concrete terms of their personal supposita).
Furthermore, whenever Buridan needs to give
an account of the semantics of abstract terms,
he can identify their semantic values with
those of terms in other categories by simply
providing the nominal definitions expounding
their connotations, which at once, "automatically"
establishes these terms as denominative,
non-essential predicates of their particulars.[71]
Still, the relative ease with which Buridan
can handle the apparent ontological commitments
generated by the use of abstract terms does
not justify the claim that it is only in
the framework of his nominalist semantics
that one can get rid of the unwanted ontological
commitment to distinct semantic values of
such terms, or that the realist semantic
framework necessarily entailed such a commitment.
In fact, the realists had their own, rather
different tactics to reduce the ontological
commitment of their semantic theory, both
in terms of identifying the semantic values
of terms across categories, and in terms
of distinguishing various, diminished senses
in which a thing (once it is regarded as
distinct from other things) can be said to
exist.[72]
To be sure, from the point of view of nominalist
logic, "inherent universals" signified
by common terms in all categories, and other
"spurious entities" (such as abstract
universals existing only as objects of the
mind along with other sorts of entia rationis,
as well as the total significata of propositions,
the notorious enuntiabilia or complexe significabilia)
are semantically superfluous, and ontologically
weird items.[73] And one should also admit
that in the "realist"logic such
items necessarily emerge in the role of the
semantic values of terms and propositions.
Nevertheless, these semantic values can either
be accounted for separately, in a relatively
independent ontology (in terms of distinguishing
various kinds or senses of being), or they
may be "eliminated" by identifying
them across categories (that is to say, on
this basis, semantically distinct linguistic
categories need not be mapped onto correspondingly
distinct ontological categories).
Thus, we can conclude that -- despite the
nominalists' claims to the contrary -- what
made the big difference between the realists'
and the nominalists' approach was not the
difference in the ontological commitment
of their respective semantic theories, but
rather the more basic differences in their
conceptions concerning how words, concepts
and things are related to one another, and
the resulting differences in the various
tactics by which they handled issues of ontological
commitment and other metaphysical problems
within their alternative semantic frameworks.
For this reason, the new, nominalist semantics
did not, and could not, replace the older
realist framework by conclusively refuting
it; rather it simply emerged as an alternative
way (indeed, "the modern way",
via moderna) for doing logic, philosophy
and science in general.
The emergence of late-medieval nominalism,
largely owing to Buridan's extraordinary
logical acumen as well as to his pragmatic,
decidedly non-revolutionary attitude, generated
a new type of theoretical conflict, quite
unparalleled in the previous history of medieval
philosophy (and perhaps the whole previous
history of philosophy in general): it was
no longer the conflict of incompatible theories
formulated within basically the same conceptual
framework, but it became the conflict of
competing "paradigms", in a manner
all too familiar to us, the historical heirs
of these developments. From this point of
view, the emergence of medieval nominalism
as an alternative way in late-medieval philosophy
can be regarded as the first and most significant
move towards modern philosophy, where opening
up radically different conceptual alternatives,
as opposed to propounding alternative theories
within basically the same conceptual framework,
has become the rule, rather than the exception.
Clearly, we can understand our modern situation
better if we carefully study this phenomenon
at its roots, when it first emerged in a
very different intellectual context.
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