On Hegel Notes on Dialectics:
PART II The Hegelian Logic
The Doctrine of Being
C L R James |
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L. R. James died in May 1989. His death coincided
with the explosion of popular forces across
China and eastern Europe which shook some
of the most oppressive political regimes
in human history. These momentous events,
calling into question the structure of the
modern world order, throw into sharp relief
the life and work of one of this century's
most outstanding figures. For James was pre-eminently
a man of the twentieth century. His legacy
reflects the scope and diversity of his life's
work, the unique conditions of particular
times and places; and yet at its core lies
a vision of humanity which is universal and
integrated, progressive and profound.
Anna Grimshaw - C. L. R. James: A Revolutionary
Vision for the 20th Century
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Willi
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On Hegel Notes on Dialectics:
PART II (CONTINUED)
The Hegelian Logic
The Doctrine of Being
C L R James
ESSENCE IS A MOVEMENT OF NEGATION
Here goes then, right into the heart of it,
and take the worst first. Brace yourself:
Becoming in Essence - its reflective movement
- is hence the movement from Nothing to Nothing
and through Nothing back to itself. The transition
or Becoming transcends itself in its transition:
that Other which arises in the course of
this transition is not the Not-being of a
Being, but the Nothing of a Nothing - which
constitutes Being - Being exists only as
the movement of Nothing to Nothing, and thus
is Essence; and Essence does not contain
this movement in itself but is this movement,
an absolute Show and pure negativity, which
has nothing without it that could negate
it, but negates only its own negativity,
which is only in this negation.
It is as tough a passage as you can have.
Yet we can break its back. Just try to remember.
Hegel must write this way. If he said, as
we do, the labour movement this and that,
or atomic energy, or the theory of the state,
he would at once limit himself. The reader
would think of this as politics or whatever
it was Hegel had chosen. The movement would
be from politics to something else, then
to something else, and so on ad infinitum.
Besides it would, I feel sure, limit his
freedom of analysis. He examines instead
an infinite number of processes, studies
the relation between stages, and extracts,
abstracts the essential movement. Besides,
as I read him, I got the impression that
from the study of phenomena and the methods
of other philosophers he had learnt to handle
these abstractions by themselves, and as
a man does in mathematics, push them further
by their own movement. So they have to be
accepted as valid.
We are to take this passage all ways, worry
it like a dog. What is the central idea?
The thing that I want you to notice is where
he says Essence does not contain a movement,
but is that movement.
Imagine a spirit, a genie Ariel, a disembodied
being flitting around in the spiritual void.
He does not know who he is or what he is.
But he wants to find out and he has been
told that inside his spiritual constellation
are a number of elements which periodically
explode into an object, stone, flower, horse,
ape, man, etc. He gets a chance in these
to see what he really is. But he will know
whether this is the real thing or not. If
after a while he feels that this is not the
real thing he dissolves it and he steps back
again into a pure spirit. His only way of
knowing anything about himself is to become
one of the things that is in him. The day
he becomes something and knows, feels, that
this is it, then he is something new at last.
He has we may say a notion of his true self
at last. But, except as something that has
become something for a while, he himself
is a pure spirit, abstract, waiting in those
cold regions.
The essence is the fact that something continually
becomes something else and negates it because
it isn't what the thing that is becoming
wants to be. This "being" that
it becomes, we know from the Doctrine of
Being has "become" out of Nothing.
All immediate being comes out of Nothing
and can go back to nothing. The difference
with Essence is that it creates a lot of
different beings; they go back to nothing,
but essence keeps on trying, for poor Essence
is the fact that he has to keep on trying.
He is a kind of being that does not rest
at becoming nothing but from his very nature
must keep on trying and trying again. We
can now go back to the passage and concentrate
on certain things.
Now we can do a loose paraphrase. (As far
as Essence is concerned, the process of becoming
is being, that is to say it comes from nothing,
stays as being for a while and goes back
to nothing, but thereby gets back to itself,
which is the imperative necessity to "become"
once more.) Ordinary being is the movement
of nothing to being-for-other and going on,
or maybe, just becoming and disappearing,
and that's that. But Essence tries again.
So that the being in which Essence tries
to find itself is pure Show; it does not
become a quality, which becomes a quantity,
which becomes a Measure, etc. No, sir. Pure
Show. Absolute Negativity. Show No. 1. No
good. Negated. Show No. 2. Not what I am
looking for - out with it into limbo. Show
No. 3. No good. Negate it. Negate them all.
One day we'll get to it (and we'll see a
lot of things which we could not see before).
But for the time being Essence can truly
say, "Me! I know what I am by now. I
am just Negativity, becoming something and
negating it. I am a movement, me. Yes, that's
it. I am movement of negation. But that isn't
all of me. One day I'll find out." Essence
of course does not know that there is a logic
to his negativity. A philosopher, a Hegelian
philosopher, who was watching him through
an atomic microscope would say: first he
was a stone, then he was a flower, then he
was a horse, then he was an ape, then he
was a man. The poor abstraction doesn't know
it, but I think one day he will be an angel.
That's what all this restlessness and negativity
must mean. But that of course does not concern
us here.
Now from there into the labour movement.
We know what the labour movement is. It was
at one time the 1848 revolutions, including
Chartism, 1839-48. It took the form of the
First International. It took the form of
the Second International at its highest peak.
The unions were also organised. There are
asses who would say: the Commune, for example,
took place in one city, how can you say that
was a form of the whole labour movement?
Think of all the millions and millions who
had no connection with the Commune. Fools.
Since 1917 the labour movement in country
after country has repeatedly tried to imitate
the Commune. Europe and Asia seethe with
would-be Communards. So it is obvious that
the Commune (in a single city) showed the
pattern of the future - to the millions and
millions in the hundreds and thousands of
cities who perhaps paid little attention
to the Commune - which was a form of nothing
in particular. The Commune represented them.
So these forms show the labour movement going
somewhere. But the 1848 revolutions, they
came and went, the Commune came and went.
The First International came and went. The
Second International remains, but is a relic.
Look at it in France - the Third Force. It
is a joke. In France the two forces are De
Gaulle and the Third International. Who chooses
to bother himself about the Second International
and Catholic workers is in the same position
as those who did not understand that it was
the Commune and not the apparently inert
millions that was decisive for the future
of Europe. Marx pounced on it.
But, as I say, these forms disappear. But
the proletarian movement continues. They
have an external being, and these vanish,
the new external forms appear. We can always,
if we are Marxists, see the form and what
for the moment we will call the Essence.
But the Essence is not one thing that changes.
No, the form was the First International;
the essence was the labour, the proletarian,
the revolutionary movement of 1871, which
was different from that of 1848. And we have
established that the revolutionary movement
today, the workers that follow Stalinism,
are not the same workers who followed Menshevism.
They are further advanced qualitatively,
further advanced along the road of their
ultimate goal.
The Commune, therefore, the First International,
the 1905 struggles were just Being, they
were Nothing. They did not exist, they existed,
they did not exist any more. They were from
nothing and went back to nothing. But their
experience, represented was stored up. It
was not lost. Essence is a movement but a
movement of stored up Being. The workers
under Stalinism have the experience of Leninism.
"Essence we may certainly regard as
past Being, remembering however meanwhile
that the past is not utterly denied, but
only laid aside and thus at the same time
preserved."
The reactionary Third International has,
stored up in it, the past being of Leninism
which is gone - it exists no longer. Philosophers,
Marxists, have to trace this.
The thing that continues to move, however,
is the labour movement, the revolutionary
movement itself. It stored up the experience
of the follies and weaknesses of Proudhonism
and Bakuninism. It learnt the value of organisation.
It stored up the experience of parliamentarianism,
national defence, etc. It became richer and
richer. (It organised the ideas too, but
always as a result of the objective movement,
changing, developing capitalism.)
At a given moment, this proletarian movement
looks like the First International or the
Commune or 1917-20. And if you stop, look
at it, and be precise about it, as you have
to do (remember you cannot think unless you
have fixed and precise determinations), then
you see that the essential movement is reflected
in the form. The First International reflected
it, 1915 reflected it, etc. The reflections
disappear. What they reflected is stored
up and becomes part of the new proletariat.
This process, the disappearance of the reflection,
and the new proletariat with its experience
of the reflection stored up in it, starting
off again, this process is Essence. The essence
of a thing is the fact that it must move,
reflect itself, negate the reflection, which
was nothing, become being, and then become
nothing again, while the thing itself must
move on because it is its nature to do so.
That it must move, the consistent direction
in which it moves, its necessity to negate
its reflections, store them up, and go on
to some ultimate goal, this is its Essence.
The essence of the proletariat is its movement
to incorporate in itself experience of the
evils of capitalism until it overcomes capitalism
itself. The essence of the proletariat is
not that it is revolutionary and tries a
lot of different parties and rejects them
because they fail. It is not "an existent
substratum". It negates not only its
reflection, it does more than that, it further
negates its own experiences and stores them
up, so it is always further than it was before
in its own special purpose. Nor does it negate
in general. (The quote will show.) Its negation
is a specific negation of its own contradictions,
inherent in capitalism and therefore inherent
in it as inseparable from and in fact unthinkable
except as an opposite to capitalism. And
now, sentence by sentence.
Becoming in Essence - its reflective moment
- is hence the movement from Nothing to Nothing
and through Nothing back to itself.
Obvious. Commune, First International, Leninism,
all, as existing entities, all pure being.
The proletariat had a being, a certain feeling,
ideas, impulses, desires, will. It gained
these in its experience, objective experience
with capitalism, with its past stored-up
being. This was abstract being, abstract
proletarian being. But abstract being is
Nothing. The Nature of being is to become
determinate. Just as thought organises impulses,
desire, will, etc., the proletarian party
organises itself, becomes determinate in
Lenin, Bukharin, Trotsky, Rakovsky, the Bolshevik
Party, the Third International, determinate
being.
Leninism, therefore, the Third International,
is a crystallisation of abstract being, which
is Nothing. Leninism negates this nothing
by becoming something. Then it is superseded
by Stalinism. But the fact that this takes
place is the essence of the proletariat.
Its desires, will, impulses, needs (basically
implanted in it by its position vis-a-vis
capitalism) are always first abstract being,
i. e., nothing, then take determinate form,
then these vanish back into nothing, but
their essence is stored up. The proletariat,
in essence, has an Other, its reflection,
but this just comes and goes.
The transition or Becoming transcends itself
in its transition: that Other which arises
in the course of this transition is not the
Not being of a Being, but the Nothing of
a Nothing; and it is this - the fact that
it is the negation of a Nothing - which constitutes
being.
This is an exercise in the development of
the ideas of the Doctrine of Being. This
passage contains the key. Read it slowly
and get it:
Being exists only as the movement of Nothing
to Nothing, and thus is Essence- and Essence
does not contain this movement in itself
but is this movement, an absolute Show and
pure negativity, which has nothing without
it that could negate it, but negates only
its own negativity, which is only in this
negation.
So that looking back we can see that we had
one kind of being in quality, immediate being,
which went its own way. Now we have another
kind of being, Essence, which has its way,
constant negativity of the Show, in which
it must find itself. The rest of Essence
is to trace the dialectical development of
this Show, and the movement that constantly
negates it. (I do not guarantee these interpretations.
The point is once they are down we begin
to Bet somewhere. I am not afraid of mistakes.)
So now we have Essence. It is a form of Reflection.
As Hegel describes it in the smaller Logic:
This word "reflection" is originally
applied when a ray of light in a straight
line impinging upon the surface of a mirror
is thrown back from it. In this phenomenon
we have two things, first an immediate fact
which is, and secondly the deputed, derivated,
or transmitted phase of the same. Something
of this sort takes place when we reflect,
or think upon an object; for here we want
to know the object, not in its immediacy,
but as derivative or mediated.
Mediated. A lovely word. Hug it to your bosom.
I say, we say that people's consciousness
is one thing, immediacy, an entity that we
can say has "quality". But as Marxists
we know that consciousness is in essence
the reflection of economic and political,
i. e. social environment. The social background,
therefore, is mediated through consciousness.
In the doctrine of Being, quality was, if
you like, mediated into quantity. In the
Doctrine of Essence quality is, or rather
would be a Show of something which is reflecting
itself through quality. Hegel goes on:
The problem or aim of philosophy is often
represented as the ascertainment of the essence
of things: a phrase which only means that
things instead of being left in their immediacy,
must be shown to be mediated by, or based
upon, something else. The immediate Being
of things is thus conceived under the image
of a rind or curtain behind which the Essence
lies hidden.
The maestro is taking it easy. "Everything,
it is said, has an Essence; that is, things
really are not immediately show themselves.
There is something more to be done than merely
rove from one quality to another, and merely
to advance from qualitative to quantitative
and vice versa: there is a permanent in things
and that permanent is in the first instance
their Essence."
That is simple enough. Why didn't I begin
with it? No. Because that simple phrase "in
the first instance" covers a lot and
it would have given us a lot of trouble.
You would have believed you understood something
which you did not. The essence of consciousness
is social environment. But you get there
an impression that is static. It is only
because consciousness is a kind of show,
which must reflect environment, and environment
must go on expressing itself, forever seeking,
can we call it Essence. The importance of
this cannot be overestimated. If you do not
see that clearly, you get the conception
of trying this, trying that, trying the other.
You soon say: it never seems to learn, because
"it" is static. Then your essence
becomes a thing. But when you see Essence
as the movement, and the movement which stores
up the superseded being, but yet is impelled
to go on, then you have Essence in truth
and in fact.
Now to know that Essence is a movement which
reflects into a Show (which is dismissed)
and then goes off again, to know this is
only to know Essence in general. This is
the beginning of Essence. Essence, a movement,
moves on dialectically. The reflection and
the thing reflected have their own life;
they develop into different things and we
trace them, and see how at each stage they
change into something else. Hegel calls their
most important form the Reflections of Determinations.
Remember that for a long time they are creations
of thought. For example, when you look at
consciousness, you do not see it divided
into consciousness and existence, to use
Marx's word. Consciousness is consciousness.
Thought, however, makes this separation,
these determinations of the object, into
its component parts.
We see Leninism as a determination which
reflects a certain stage of development of
the perpetual movement. But Leninism is a
thought-determination. There is the proletariat,
in capitalist society, at a certain stage
of development. To isolate what we call Leninism
is a determination of thought. To isolate
it as a fact and give it an independent life
of its own, ah! Jesus, that is something
that brings a terrible retribution. Listen
to Hegel even before he begins to develop
the Determinations of Reflection, telling
us how certain people get stuck:
. . . the reflected determinations are of
a kind different from the merely immediate
determinations of Being. Of the latter it
is easily admitted that they are transitory
and merely relative, related to something
other, while the reflected determinations
have the form of Being-in-and-for-Self. They
accordingly assert themselves as essential,
and instead of passing over into their opposites,
they appear rather as absolute, free, and
indifference to one another. They therefore
stubbornly resist their movement: their Being
is their self-identity in their determinateness,
according to which, while presupposing one
another, they yet preserve themselves as
absolutely separate in this relation.
Leninism is Leninism and Stalinism is Stalinism;
the Fourth International is the Fourth International.
This is giving them the form of Being-in-and-for-Self.
The above extract poses the problem. There
is no need to take everything sentence by
sentence. A looser interpretation is here
indicated. (And Hegel will sing this song
for nearly five hundred pages .) If you look
at the "immediate" determinations
of being, you see Leninism, and you say:
it will pass; things come and go. l remember
the French consul in an island where I stayed
who told me that the French politician Briand
was a socialist in his youth, but there always
arise people more to the left than you, which
pushes you to the right. That idea appears
to have movement, but it takes Briand and
those "more left" than he as "immediates"-
The reflection is external.
And Hegel (in the complete extract - I have
left out some of the paragraph) says it is
easy for serious thinkers to throw these
external determinations aside. But when you
think seriously, see the apparent being as
merely reflections of essence, then these
determinations become themselves essential.
The Commune, the Second International, Leninism,
Stalinism, etc., become "free".
They become independent of life. They live
on after they are dead, and what does live
on is dead - for Understanding. You see,
you know you are a superior thinker. These
determinations you have traced to their roots.
They "presuppose" one another "of
course". Leninism is "in a way"
connected with Menshevism, and Stalinism
comes from Leninism. They are in inseparable
connection with developing capitalism and
the developing proletariat. "Of course,
of course", but yet they are kept "separate".
The individual thinker, having worked hard,
overcome vulgar common sense, and established
these, holds tight on to them. His creative
energy is exhausted. Or his energy for organisation
of concrete things is such that he throws
himself into organisation within these categories.
He would ordinarily do little harm. But when
these marvellous, new categories were established,
they came from the impulses, will, desire,
etc., of people. And there are always some
people who, for objective reasons, wish to
stay right there. They catch hold of this
individual and make him a hero. The Logic
of Understanding has a base.
But there are some even more pathetic cases,
and as I think of this, I am moved to tears.
There is the powerful intellect and spirit
which moves in categories that, once powerful
in their day, now have no objective base.
What wasted effort! What vain sacrifices!
Hegel knew. All the time he keeps saying:
"That is the enemy, thinking in the
categories which were precise, but acquire
independent life and do not move." He
is going to tell us about opposites and transition.
That is the main content of Essence. But
before he begins he says that this Understanding
type of thought can strangle us before we
can get started.
Identity, Difference and Contradiction, especially
Contradiction
We now approach the core of Hegel's system,
in the three noted above. It must not, however,
be forgotten that the larger Logic is nine
hundred pages in all. Take for example the
question of Ground which follows these three.
Ground, says Hegel, is the real self-mediation
of Essence. OK. And then he is off. Absolute
Ground which is further determined into Determined
Ground, which he further analyses into Formal
Ground and Real Ground, which finally ends
up as Complete Ground. But the sub-divisions
of Absolute Ground alone are (a) Form and
Essence, (b) Form and Matter, (c) Form and
Content. It is thirty-four pages in all.
What the hell can we do with that? And yet
it contains such crucial things as Form and
Content, Existence, Appearance, Substance,
and so on and on. You will read it for yourselves.
My selections are arbitrary. We take bits.
But in reality there are no arbitrary selections.
My purpose, my knowledge of the Logic, my
knowledge of the labour movement, my knowledge
of my probable readers, are all at work deciding
which bits I shall take. If my knowledge
is not too superficial and my purpose not
too narrow, a real insight into the Logic
will be given and a real insight into the
labour movement too. But we must know the
limits of what we are doing. We are getting
an idea of the thing, that's all. However,
when it comes to Identity and Difference
and Contradiction, I think we should make
some attempt to follow his abstract method,
as we did to some degree in the Doctrine
of Being. They are, as I say, the core.
The treatment of Identity in the smaller
Logic is one of the most baffling and most
irritating things in Hegel. I suspect that
a thorough knowledge of the old-fashioned
logic would help. In any case Hegel seems
to be saying something like this: "You
see that tablecloth? It is more than a tablecloth;
a thorough knowledge now of a tablecloth
is absolutely necessary to understand logic;
let us now go on to the next section."
My explanation, as many of my explanations,
undoubtedly will commit violations. But you
will probably learn something from it. I
have read numbers of brief explanations of
Hegel and the Logic in particular, which
explained nothing. That is why I am using
my own method. As the translators of the
larger Logic say quite frankly: "We
have no doubt that we have failed to understand
the thought in many places. " I too
know how easy it is to misinterpret. But
that need not deter us. Now -
I look at something and in my view I get
a picture of it (how I could tear that formulation
to pieces!) - book, stone, horse, house,
labour movement, scientific theory, dish
of ice-cream. I define it to myself: I establish
its identity. I can be quite precise. I say:
that house, I designed it. I built it. I
live in it. I know all about it. I can describe
it, maybe make an inventory. That house is
that house. What I write on the paper, the
plans, the photographs, the memories, etc.,
all correspond to that house. But the conception
- that house, which I think I have established
so clearly, eludes me even as I establish
it. The house is changing. (I am changing
too, but forget that, or rather put it aside
for the moment.) In two years that house
will be another house: paint gone, holes
in the roof, furniture waterlogged, grass
growing in the patio. Instead of that house
being in Class A that house has degenerated
into Class C. It happened in two years, but
it was in reality happening all the time.
The whole existence of the house is a struggle
against precisely such a degeneration. Now
Hegel says, and this is the first (broad)
statement of his particular Hegelian method,
he says: I who know this, when I look at
the house, l must say - this house is, but
at the same time it is not, or to be more
precise, it is and it is not what it is,
it is also something else. You find it in
the books as A is not equal to A. That formula
is the most misleading formula that could
be. Any fool can agree with it, and any fool
can disagree. Simply because by itself it
proves nothing. You have to take the whole
of the Hegelian argument or you had better
leave it alone.
For Hegel, having established the uncertain
character of Identity, moves on at once to
Difference. And here he is equally bold but
a little easier to follow. He says that if
identity implies difference, then equally
difference implies identity. I do not compare
a camel to a French dictionary. Those are
merely things which are unlike; there is
no "difference" between them. Sure
they are "different", but that
is a vulgar difference, as vulgar in its
way as the identity that house is house.
I can seriously compare the differences of
two books, two novels, two novels of the
same period, two novels of the same author.
Difference, difference worth talking about,
can only exist on the basis of some identity.
And identity conversely can only exist on
the basis of difference, this house is and
is not that house. And this house today is
not this house tomorrow or in two years'
time.
In fact Hegel says at the moment you think,
whether you know it or not, you negate the
existent. "This house is worth $5,000"
means it was worth more and that tomorrow
it will be worth only $4000, or if the inflation
goes on, $10,000, Negroes and all. If I am
saying that this house is worth $5,000, was
always worth $5,000 and will always be worth
$5,000, for ever and ever, 1 am saying nothing,
at least I am not seriously thinking. Thought
has significance only when the house has
relation to other houses which do not possess
this priceless attribute of constantly maintaining
the price.
Identity means difference. Difference means
identity. And now with a leap we can get
into it. Hegel says that this principle becomes
important, in fact decisive, when you watch,
make a philosophical cognition, about a single
object. Within the identity of an object,
you have to establish the specific difference,
and within its specific difference, you have
to establish the identity. If you have established
the specific difference, the difference which
belongs to the object, which distinguishes
it from all other objects and their differences,
then you have the Other of the object. The
other is the difference that matters, the
essential difference. But as it is special
(essential) difference to no other object,
then Other is therefore identical with its
object. To find that out is to find out what
makes the object move. l look at bourgeois
society and I see capital, but labour is
its other. In capital is essential difference,
but both capital and labour are one identity.
I think myself that all this is thrilling.
Let us now take this principle a little further,
letting Hegel himself do most of the talking,
if even I do not always use quotes. He says
that this question of essential difference
within every identity is the indispensable
necessity for philosophic cognition. Later
he will tell us when you say Father, you
have in mind son. Son is interpenetrated
with Father. Father has no meaning except
in relation to son. Above has no meaning
except in relation to below. If I did not
mean Father in relation to son I would not
say Father, I would say: man or baseball-player
or something, but then I am looking at another
object or objects. So that simple, abstract
identity is a fiction, a deadly trap for
thinkers.
It is of the greatest importance to recognise
this quality of the Determinations of Reflection
which have been considered here, that their
truth consists only in their relation to
each other, and therefore in the fact that
each contains the other in its own concept.
This must be understood and remembered, for
without this understanding not a step can
really be taken in philosophy.
That is how house is not merely house. House
is essentially a protection against Nature.
So that identical with house is its Other,
destruction by Nature. House can be a fort
containing soldiers. So identical with house
in that connection is its destruction by
artillery, etc. House can be also a source
of income. So that identical with it is decline
in rent. Everything has its own specific
complex of relations, and the something has
different complexes of relations which continue
to give it a specific Other, in other words,
control its movement. That is a very important
aspect of dialectic. And as Hegel loves to
say, dialectic is not practised only by philosophers.
The real-estate merchant, the architect,
all these people know the particular Other
of their house very well. It is always in
their concept. True the dialectic of the
house is as a rule on a very low level, except
in case of Florida hurricanes, fire, or runaway
inflation. But that Hegel knows too. And
he knows too that where you examine great
social and intellectual forms in society,
then you have got to remember that every
object contains its Other in its own concept
and every determination of thought has its
other in its concept too. Labour always has
capital in its concept. That is why labour
in 1864 had the capital of 1864 in its concept,
labour in 1948 has the capital of 1948 in
its concept. Menshevism had Leninism in its
concept, and Leninism had Stalinism in its
concept. How Stalinism? Because as long as
the new organism, socialism, had not been
achieved, the revolutionary determination,
Leninism, would be attacked by the reflection
within it of the fundamental enemy of the
proletariat, capital, and state capital within
the labour movement is precisely Stalinism,
as Menshevism was monopoly capital (in its
stage of super-profits from imperialism)
within the labour movement. You don't know
this? You cannot move a foot. It is worse.
You can move but in the wrong direction.
Their truth consists only in their relation
to each other. Each contains the other in
its own concept. Know this. Read it in the
two Logics. Reflect on it. For if you don't,
you cannot think. Their truth consists only
in their relation to each other. The truth
of the labour movement consists only in its
relation to capital. How we have sweated
to show that the truth of the First International
can only be grasped in relation to the specific
capital of the day, that the Second International
had a similar relation, that the truth of
the Third International, in relation to the
Fourth International, must be the same. Understand
it and remember it. Remember it. Remember
that Menshevism as a political tendency in
the labour movement had its precise opposite,
Leninism. That is the history of the Second
International, of the Second International
and no other. When Menshevism reached its
peak it perished and Leninism took its place.
That is the way it went, and it could move
no other way. The Labour movement could move
from the revolutionary ideas of 1889 to 1917
only by way of an opposition, a transition
through the growth of Menshevism, and by
overcoming it. (We know but we have to repeat
that these represented objective forces.
But for the time being, let us concentrate
on the process of thought.) I don't know
if you have it. A determination of reflection
is identity and difference. And the difference,
the Other, emerges, becomes strong, and the
Identity has to overcome it, for identity
is the beginning of Essence, the movement
forward.
The history of the Third International is
the history of the supersession of Leninism
by Stalinism. Hold the movement tight. You
see what was show is now more than show.
It is Other which forms the heartbreaking
mountain that Identity has to create and
climb before it can reach the height to re-establish
itself as Identity once more on a higher
plane. Thus the reflections of determination
must be viewed. Do not give them a free,
independent life of their own. They will
murder you. Look into them. See their Other,
and see if when something serious appears
it is not Other which is coming out. Then
you know it, you can trace it, you know why
it is there, and you can mobilise forces
to overcome it. But if you do not see it
as Difference in identity, cruel, murderous,
but (given the objective forces) necessary
transition, then you rush off into fantastic
explanations such as "tools of the Kremlin"
or the incapacity of the workers to understand
politics and such like. Once more. That which
ultimately becomes the obstacle over which
you must climb is an Other which was inside
it, identical with it and yet essential difference.
If the Fourth International is to supersede
Stalinism then it must "contain"
Stalinism in its concept of itself. It begins
from all the things that Stalinism took over
from Leninism and kept (objective forces
bring out Other - different objective forces
would bring out a different Other). The moment
you think, or allow it to lurk in your mind
that the workers are backward or deceived,
you repudiate two or three decades of history
and your concept contains as its opposite,
Menshevism. You then fight a ghost. The British
workers, the American workers are not Menshevik,
neither are the workers in Norway and Sweden.
A poll taken a few months ago in all the
European countries showed that over sixty
per cent of the populations were ready to
abolish customs duties, integrate economies,
etc. What was vanguardism in Lenin's day
is now an essential part of the whole populations.
The Other of Menshevism was Leninism. The
Other of Stalinism is an international socialist
economic order, embracing from the start
whole continents. Their truth consists only
in relation to each other. Each contains
the other in its own concept. It goes forward
by overcoming this specific opposite. We
have not laboured in vain. We have now (I
hope) grasped without knowing what Hegel
means by his great principle of contradiction.
Contradiction
The most important pages in the Doctrine
of Essence I have found to be Observation
3 of the larger Logic. I think when we have
finished with this the hump will be behind
us, though much will remain to be done.
Hegel in his tantalising way begins by talking
calmly about Identity, Variety and Opposition,
which he calls the primary determinations
of Reflection. I preferred to talk about
Identity Difference and Contradiction. Go
look them up yourself if you want to. Then
he says that contradiction is the root of
all movement and life and only through it
anything moves and has impulse and activity.
Everybody, every Marxist, knows those statements.
Then Hegel does something very characteristic.
He says that in regard to the assertion of
some people that contradiction does not exist,
"we may disregard this statement".
Just leave it. First of all he is, blessed
man, not a politician. In politics you cannot
disregard opponents. Secondly he cannot begin
by proving such a statement. To ask him to
do this is, he considers, unscientific. The
proof is all that he will say and the conclusions
that he will reach. If you don't like it
go your way. Then after a lot of the same
panegyric to contradiction, he ends:
Speculative thought consists only in this,
that thought holds fast Contradiction, and,
in Contradiction, itself, and not in that
it allows itself to be dominated by it -
as happens to imagination - or suffers its
determinations to be resolved into other,
or into Nothing .
You have not got "quite simple insight"
into what this means, I am quite sure when
you do you understand dialectic. Until you
have that simple insight you do not understand
it. To get that simple insight is going to
be a job. Let us get down to it.
You remember that each contains the other
in its own concept. I talked about organisation
and spontaneity, party and mass, politics
and economics. To say that each of these
concepts must contain the other is to make
a profound but general statement. Much work
has been done in Bolshevism to show that
politics contains economics in its concept.
No work, absolutely none, has been done on
the others, except for some marvellous beginnings
by Lenin. (The subjects of organisation and
spontaneity, party and mass, were not urgent
in Marx's day.)
As I said: to say that the truth of party
consists in its relation with mass, the truth
of organisation consists in its relation
to spontaneity, is to say an abstract truth,
but still important truth, a beginning. The
one concept has life and movement because
of the opposition of the other. It moves
because of the other, because the other moves.
It cannot move otherwise. And thought must
know this and hold it. Look at Hegel's actual
procedure in the Logic.
We begin with Identity. That became difference.
He has now carried it to contradiction. Each
is carried to its limit and so becomes a
point of transition for its opposite. That
is how quality becomes quantity. That is
how quantity became measure.
That, then, is what Hegel is getting at by
his treatment of identity, Difference, Contradiction,
Variety, Opposition and his statement that
contradiction is the source of all movement.
When you observe what is an apparent identity,
know that within it the contradictions exist,
the essential differences. How will you know?
In that annoying section in the smaller Logic
dealing with Identity he uses a superb phrase,
"Identity is the ideality of Being".
The difference is first in your head, the
Idea. (I asked you, remember, not to forget
this, but to put it aside.) What happens
in your head when you look at something can
never be a simple reflection, an ordinary
identity with it. You know where it is going,
what it is aiming at. It has its being, the
being is concrete, but its essence is that,
because of its Other, it will move in a certain
direction and your Idea tells you how to
search for the Contradiction. Without that
you cannot think. Look at what passes in
the Marxist movement today as analysis of
organisation.
Trotsky, we repeat, having failed for years
to understand Lenin on "organisation",
in 1917 was converted; and this is what is
true, forthwith converted it into a fetish,
i. e. a persistent Understanding. For that
is what fetishism is. (The Stalinists did
the same.) Lenin's "principles of organisation"
are today on all lips. They have become a
complete abstraction, Understanding. That
you can think of organisation only in relation
to its opposite, spontaneity, this nobody,
not a single soul, ever says a word about.
I shall take this up concretely before long,
but for the time being let us listen to Hegel
and understand him.
He tells us first the way Imagination thinks
and by Imagination (we had it a few minutes
ago) Hegel means the kind of thought that
deals only with what is familiar. Note what
he calls it - Imagination. At first sight
it seems incongruous. But I think he wants
to contrast it with scientific method, analysis.
In any case:
Thus although imagination everywhere has
Contradiction for content, it never becomes
aware of it, it remains an external reflection,
which passes from Likeness to Unlikeness
. . . It keeps these two determinations external
to each other, and has in mind only these,
not their transition, which is the essential
matter and contains the Contradiction.
Note their transition. That is the essential
matter. The transition shows the contradiction.
Remember the growth of Bernsteinism within
the revolutionary Second International in
contradiction to the whole essential aim
and purpose of the organisation; and after
this growth the break of 1914-21, the point
of the transition, when the revolutionary
proletariat overcomes this and reasserts
its essential purpose on a higher plane.
You nod your head and say: yes, yes, OK.
I have it, I have it. Baloney. You will be
a little more chastened, you will be much
more chastened later, but you will be a little
chastened now when you reflect that Lenin
never saw this, until after, and Trotsky
it can truly be said never saw it - up to
1923 at least he was singing the same old
tune. So a little modesty please while we
go on.
Imagination, in so far as it is revolutionary,
sees Stalinism here, and "democratic
socialism" over there; and never sees
them, their identity or their unity as opposites.
It does not see that the labour movement,
being what it is in essence, the bureaucratic,
criminal, organisational domination of Stalinism,
will form inevitably the point of transition
for another stage higher. It sees the degrading
organisation and in despair
(or hope) scans the horizon looking for salvation.
The Hegelian dialectic keeps its eyes glued
on the Stalinist organisation for it knows
that the Other of it is there. Now see Hegel's
chief enemy Understanding make its bow:
On the other hand intelligent reflection,
if we may mention this here, consists in
the understanding and enunciating of Contradiction.
It does not express the concept of things
and their relations and has only determinations
of imagination for material and content;
but still it relates them, and the relation
contains their contradiction, allowing their
concept to show through the contradiction.
Understanding is the same as intelligent
reflection. Understanding cannot, does not
express the concept of things and their relations.
Its determinations are what is familiar to
it, not what is familiar in general but what
is familiar to it, what once it worked out.
It operates with bureaucracies which are
unalterably tied to private property, and
reformist internationals which always in
crisis defend private property and the national
state, things familiar to it. But Understanding
relates these determinations - it thinks,
it has perspectives. It says, "this
is what it is, and this is what it ought
to be." You are able to glimpse the
genuine concept. It shows through the contradiction.
It is possible to have a more just, a more
precise appraisal of the nature of Trotsky's
writings? And now to see are, by seeing still
more clearly are not. Let us see how the
true Dialectic, Thinking Reason, handles
these things. This is a clause by clause
section. I hope you get it the first time.
We worked hard enough.
Thinking Reason, on the other hand, sharpens
(so to speak) the blunt difference of Variety,
the mere manifold of imagination, into essential
difference, that is, Opposition.
Magnificent. MAG-nificent. Imagination sees
a lot of various things, and sees them as
Like and Unlike, a manifold variety. Reflection,
Understanding, relates them and shows how
they contradict each other. See how Stalinism
contradicts a true revolutionary organisation.
But Reason, Reason, catches hold of the variety
and seeks out the Opposition, the Contradiction,
and drives them together, ties them together,
makes one the Other of the other. Then things
happen.
The manifold entities acquire activity and
liveliness in relation to one another only
when driven on the sharp point of Contradiction.
That is it. When they are both jammed together,
locked together, each in the other, that
is the guarantee of their movement. When
you concentrate all attention on the contradiction
between Stalinist bureaucratism and the necessity
of the proletariat for free creative activity,
then all the phenomena begin to move. They
do this only when the contradiction is at
its sharpest. Hegel means that we can see
the movement, only when we have clarified
the contradiction - "thence they draw
negativity" .
Quite so. The negativity of the free creative
activity of the proletariat can only come
completely into play when it is in contradiction
with a concrete obstacle, something which,
to release its own nature, it must overcome.
It is the unbearable nature of the contradiction
that creates negativity, "which is the
inherent pulsation of self-movement and liveliness".
Thus it is not a blemish, a fault, a deficiency
in a thing if a Contradiction is to be found
in it. That is its life.
On the contrary, every determination, every
concrete, every concept is essentially a
union of distinguished and distinguishable
moments, which pass over through determinate
and essential difference into contradictory
moments.
I wonder if you have got the extreme, the
unparalleled boldness of that statement.
I can well imagine so many of the people
we know saying, "Hegel, there is something
in what you say. But as usual you exaggerate."
Every determination. Every concrete. Every
concept. That is his way of saying everything
has these moments, these oppositions; one
of them is the opposite of what is the real,
the essential nature of the organism. By
its struggle against this the organism finds
more of its real, its genuine nature. Writers
on American political economy, writers on
American history, students of Greek drama,
writers on the development of unions, all
of you, get this into your bones. It is not
simple. Strive to see it, to see it "simply",
as Hegel said in the Introduction. If there
is no sharp contradiction, then there is
no movement to speak of and there is stagnation,
a compromise. That is the only reason why
there is compromise and stagnation - because
the contradiction is not sharp enough.
The paragraph isn't concluded yet, but I
propose to stay here for a while. First of
all, listen to Hegel again, in the smaller
Logic. Just as he approaches the climax of
his work, his exposition of the Absolute
Idea.
In the course of its process the Idea creates
that illusion, by setting an antithesis to
confront it; and its action consists in getting
rid of the illusion which it has created.
Only out of this error does the truth arise.
In this fact lies the reconciliation with
error and with finitude. Error or other-being,
when superseded, is still a necessary dynamic
element of truth: for truth can only be where
it makes itself its own result.
If you had to write this, you would know
the bowed admiration with which I read phrases
like "necessary dynamic element of truth"
to describe error; and the majesty, the completeness
of the phrase "truth can only be where
it makes itself its own result". The
proletariat itself will smash Stalinism to
pieces. This experience will teach it its
final lesson, that the future lies in itself,
and not in anything which claims to represent
it or direct it.
This is the thing that people glibly write
as thesis, antithesis and synthesis. Who
ever understood that? Maybe a lot of other
people understood it well and I was just
dumb. But it took me a long, long time to
see it, to get it in my bones, to get "simple
insight" into it everywhere, in everything.
What am I saying? The thing constantly evades
me, but I chase it. A few things of great
importance can be said at once, one general,
and one particular.
By this doctrine, Hegel gets rid of that
tendency to ignore reality or to be overwhelmed
by it, which is always lurking around to
hold our movement by the throat. He had the
utmost contempt for people who tried to brush
away the harsh, the cruel, the bitter concrete,
the apparently unadulterated evil. This is
the way, and the only way that truth and
the good come. Thus he could say that the
real was rational. However evil reality might
be, it had its place, its function in the
scheme of development.
The great idealist, the man of World-Spirit,
etc., did not depend on World-Spirit concretely
to teach people anything. Therefore he was
the last man to expect people to be inspired,
to see the light, to "recognise"
that "we" were right all the time,
or worst of all to be "educated"
by a few gifted people. In fact he believed
that Spirit, conscious knowledge, was only
the province of a few philosophers. As far
as great masses or classes of people learnt
anything, they learnt it concretely in struggle
against some concrete thing. Hegel's doctrine
was reactionary but that isn't what concerns
us here. What does concern us is this. He
would have laughed to scorn the idea that
any party would teach the masses free creative
activity. He would have said instead: they
will find themselves inevitably up against
such a system of oppression, bureaucracy,
manipulation and corruption within their
own arena, their own existence, that they
will have to overcome it to live, and free
creative activity can only come into existence
when it is faced with something that only
free activity and free activity alone can
overcome. That is the point of transition
to a higher stage of existence. There is
no other. The Stalinist bureaucracies thus
become a stage of development. Free creative
activity becomes immeasurably more concrete
in our heads. Our notion of socialism changes
and we see the harsh reality differently.
And finally, note that the Logic itself moves
by just this method of opposition, transition,
timeliness. His analysis of identity, variety,
opposition, ground, actuality, etc., particularly
in the Doctrine of Essence, always represents,
as he tells us, pairs of correlatives. One
of them becomes overwhelming, it threatens
to disrupt the whole process, the other overcomes
it, and we find ourselves further on. That
is how identity splits into difference; difference
appears just as variety, but variety, variety,
variety all over the place makes no sense;
the manifold variety either disintegrates
into craziness (and this happens; it means
only that the object as such comes to an
end) or this manifold variety crystallises
into opposition. And so on. I think we got
some place. Back now to the rest of the page.
I attach great methodological importance
to this page. Among other reasons I have
it on my conscience for the way I am jumping
from place to place and the still bigger
jumps I am going to make. (Hegel would not
be too angry. He would say: This impertinence
of James, this undoubted evil is a necessary
point of transition to some people so that
they will read the whole book.) The thirty
pages of Ground which I shall probably skip
are on my conscience. But this page happens
to say a great deal which will cover Ground
(I hope). So here goes. I think I shall write
freely and then quote lengthily.
Every concept there has these opposing movements.
One becomes objectionable, evil, and this
forms the bridge, the transition, for the
real nature of the concept, to show itself.
But when this overcoming does take place,
what happens? The new thing is a resolved
contradiction. It is, isn't it? Bernsteinism
has been overcome. That contradiction is
resolved. But inasmuch as the complete nature
of the organism has not been revealed, i.
e. socialism has not been achieved as yet,
Leninism contains a new contradiction. Now
this thing (forgive me, philosophical friends
- for Christ's sake, I need no forgiveness,
I have just seen that Hegel himself calls
it "thing") . . . now this thing
that is always producing contradictions,
resolving them, and then finding new contradictions,
this is the subject or the concept. It is
not yet the complete, the concrete Absolute,
i. e. the proletariat, self-conscious, self-acting,
beginning the real history of humanity. The
Russian workers were not that in 1917. It
is therefore finite, as yet limited. Therefore
contradictory. It still has negation before
it. The finite, limited multiplicity, the
manifold of which it consists, has a certain
identity, a unity. But it constitutes a variety,
and this variety can be seen to form itself
into an opposition; we have a contradiction.
But at any rate it is unified once more ready
for the business of further splitting up
and further negation. (You remember the last
extract from the Phenomenology?) These stages
of unification of resolved contradiction
when Essence prepares for negation show us
what is the real nature of the thing - its
Ground. The fact that it keeps on finding
higher and richer Grounds, that is its Essence.
Whenever it sets up a good strong concrete
stage of resolved contradiction we can see
what is its Ground.
On the contrary, every determination, every
concrete, every concept is essentially a
union of distinguished and distinguishable
moments, which pass over through determinate
and essential difference into contradictory
moments.
It is true that this contradictory concretion
resolves itself into nothing - it passes
back into its negative unity. Now the thing,
the subject, or the concept is itself just
this negative unity: it is contradictory
in itself, but also it is resolved Contradiction;
it is the Ground which contains and supports
its determinations. The thing, subject, or
concept, as intro-refracted in its sphere,
is its resolved Contradiction; but its whole
sphere again is determinate and various;
it is therefore finite, and this means contradictory.
Itself it is not the resolution of this higher
Contradiction; but it has a higher sphere
for its negative unity or Ground. Accordingly,
finite things in the indifferent multiplicity
are simply this fact, that, contradictory
in themselves, they are intro-refracted and
pass back into their Ground.
Here comes now a superb piece of analysis,
the maestro at his best. I shall again refrain
from clause-by-clause analysis, difficult
as it is. I shall interpret freely and you
will have the passage. Matthew Arnold in
a famous piece of criticism says that you
should know certain passages in poetry by
heart and let them act as a test and touchstone
of other poetry. The method has its dangers,
but on the whole it is good. With the Logic
it is even more so. You must have some passages
that you will read and re-read. They are
more than a test. They are a handrail. With
the more intricate passages, being busy with
other things, I forget what I know. I patiently
have to re-educate myself. These long quotations,
in a context, with examples of familiar material
serve this purpose too. You begin to understand
and to use the Logic when you read these
and begin to dig with them into material
of your own.
Ground: the Proof of the Absolute
We have been (continues Hegel) inferring
the necessity of an essential, continuous,
infinite movement from watching and analysing
a fixed, limited series of determinations.
We shall have to examine this procedure later.
But we must remember that we do not make
this inference because the being, the determination,
persists, becomes a Ground, breaks up, becomes
another Ground, being much the same all the
time. Not at all. It is because the limited,
finite, determination constantly collapses
and transcends itself that we can infer continuous
motion.
Let us stop here a minute. It is not one
International that tries a certain form,
and when this fails, tries another form,
and when this fails, tries another form (not
the same people of course, but the same organisation).
No. We could not draw any conclusions from
that. The First International is one entity.
It collapses. A new one is formed, and this
shows us the Ground of these formations.
It has the same aim and purpose as the first,
though now enriched, developed, concretised.
That collapses. A new one is formed. Thus
whatever form it may accidentally take (contingency)
we can see that it posits something fundamental
to it, i. e. shows that this something will
appear in the course of negation of the finite.
In ordinary thinking the Form, the constantly
appearing Internationals, seem to be the
Ground of our idea of a fully developed,
concrete, international socialism some day.
The Absolute Idea exists because the finite
concretions keep appearing. No, says Hegel
(and he is right as I shall demonstrate in
a moment). The Absolute conception exists
precisely because the finite Internationals
are always collapsing. The first commonsense
thinking says: the continued appearance of
Internationals shows that there is an Absolute.
The Hegelian dialectic says: the fact that
all these Internationals lack so much, struggle
and collapse, this is the proof of the existence
of an absolute. We do not add the different
ones and come to a conclusion. No. As we
watch them striving, failing but always incorporating,
we recognise that they are expressing a movement
to something prior to their contingent appearance.
I have a suspicion that I have vulgarised
this somewhat: you will read for yourself.
Hegel is dealing here with a strictly philosophical
problem and what I have written is horatory.
I don't mind really because he is going to
come back to this and by the time he is finished
with it, all our opponents will shrink from
argument. I feel contradict that the truth
of the philosophical problem posed is contained
in my vulgarisation, and that Hegel has this
at the back of his head. You cannot prove
inevitability or certainty merely from repetition
of the concrete.
You cannot prove inevitability or certainty
from a constant series of empirical facts,
however often repeated. that the sun has
risen every day for a million years is no
proof that it will rise tomorrow. For absolute
certainty you must have a philosophical conception,
which has its own unshakeable basis. Hegel
sought logical tightness in the World-Spirit.
Marx found it in his philosophical concept
of the nature of man- activity. I take Hegel
to be saying here that Essence is a movement
and we can be sure it is seeking an Absolute
because every form is finite, seeking something
further. But if your proof of the Absolute
is the merely finite appearance, then every
limitation, every collapse that is not an
immediate and obvious resolution of contradiction
into Ground is a terrible blow. but to jump
a little, if you have Absolute in your head,
for this is what it amounts to, then the
finitude, limitations, etc., become stages
of advance, and above all advance in thought.
It is obvious that involved here is the inevitability
of socialism. We have seen this weakness
which Hegel is warning against in the last
few years so near home and in such high places
that we can spend a little more time on this.
Hegel knew that you had to have a certainty
that did not depend upon limited fixed determinations
and categories. It had to depend on something
else, and this, in the last analysis, is
what drove him to World- Spirit. Elsewhere
'¡ we have treated the inevitability of socialism
as a necessity of logical thinking in dialectical
terms. But it is wise to recall here that
this necessity of having some ultimate goal
between your present stage as the twin poles
between which your thoughts must move, this
also is the product of experience. Philosophers
and great men of action have always thought
in that manner. Few things are more amusing
that the passage from Corinthians, I. 15,
which is read at Episcopalian burial services.
St Paul's "inevitability of socialism"
was that the dead rise again. It seems that
some tired radicals in Corinth had sneered
at the comrades there, asking them: You believe
in the resurrection of the dead? How are
the dead raised up, and with what body do
they come? Paul unloosed all his forces and
it is a tour de force of gorgeous rhetoric,
sophistry and passionate conviction. He said
point-blank: Let this go and everything else
goes.
The Puritans were the same. It was ordained,
they said. Same with the philosophers of
the eighteenth century. Just get rid of the
reaction and the reason inherent in all things
will take over. It is the merit, not the
weakness of Hegel, that he saw the necessity
of giving this a solid logical foundation.
The empiricists call it teleology, religion
and all sorts of abusive names. I have dealt
with them in Dialectical Materialism and
the Fate of Humanity, and shown the contradictions
in which they find themselves.
Here is the final extract.
The nature of the true inference of an absolutely
necessary Essence from a finite and contingent
entity will be considered below. Such an
essence is not inferred from the finite and
contingent entity as from a Being which both
is and remains Ground, but, as is also implied
immediately in contingency, this absolute
necessity is inferred from a merely collapsing
and self-contradicting Being- or rather it
is demonstrated that contingent Being passes
automatically back into its Ground, where
it transcends itself - and, further, in this
retrogression it posits Ground in such a
manner only that it makes itself into the
posited element. In an ordinary inference
the Being of the finite appears as the Ground
of the absolute: the absolute is because
the finite is. The truth, however, is that
the absolute is just because the finite is
self-contradictory opposition - just because
it is not. In the former meaning an inference
runs thus: The Being of the finite is the
Being of the absolute; - but in the latter:
The Not-being of the finite is the Being
of the absolute.
I hope you get it. I think it is a beautiful
example of Hegel's method. This is all we
can do: give some idea of what Ground is
and why it is necessary. Essence is a movement.
It is the analysis of Ground which tells
us exactly what that movement is: Our abstract
little spirit who didn't know what he was
by his futile becomings was by degrees establishing
some Ground. If you want more Ground, there
it is.
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