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Is Isn't Be
The main claim of this paper
is that the
uninflected copula (be) and the
inflected
copula (is, am, etc.) in English
are syntactically
different entities: the uninflected
copula
heads a VP projection, while
the inflected
copula heads IP. That is, the
inflected copula
is not simply the inflected instantiation
of a single underlying copula,
raised from
a V position. Evidence for the
existence
of a V-type copula and an Infl-type
copula
comes from a consideration of
a semantic
alternation in standard English
make-complements,
African American English (AAE)
habitual be,
Hebrew predicatives and omission
of the copula
in child English. By associating
V but not
Infl with the projection of an
Event argument
(Davidson, 1967), we can account
for the
eventive or active interpretation
of complements
with be and the lack of this
interpretation
of predicates with is.
Small clause complements of make
may or may
not contain an uninflected copula,
as in
(1).
(1) a. Max made Rodney polite.
b. Max made Rodney be polite.
As discussed
in Rothstein (1999) (1b) means
that Max forced
Rodney to act in a polite way,
while (1a)
means that Max coached or tutored
Rodney
and thereby made him into a polite
person.
Rothstein argues that the reason
for this
difference in meaning is that
(1b) contains
a verbal predicate, and all verbal
predicates
project an Event argument. (1a)
contains
an adjectival (nonverbal) predicate,
and
as such does not project an Event
argument.
It is the presence of the Event
argument
in (1b) that yields the eventive/stage-level
reading.
Moreover, the predicate in (2b)
has a somewhat
less inherent or individual-level
feel to
it than the predicate in (2a)
(Rothstein,
1999).
(2) a. Mark considers Tim very
clever.
b. Mark considers Tim to be very
clever.
This semantic effect of the presence
of be
in these constructions supports
the view
that be is a verb and that it
projects an
Event argument (Rothstein, 1999;
Sch"utze,
2000). The problem is that in
contrast to
clauses with be, no such interpretation
is
forced when the predicate occurs
with the
inflected copula.
(3) a. Rodney is polite.
b. Tim is clever. Thus, whatever
property
the uninflected copula has that
induces an
active/eventive meaning of the
predicate,
the inflected copula does not
share this
property. I agree with Rothstein
that the
relevant property of uninflected
be is that
it projects an Event argument,
and it does
so because it is a verb. The
suggestion being
made here is that the inflected
copula does
not project an Event argument
because it
is not a verb. Rather, it is
generated in
Infl as the pronunciation of
finiteness features.
In AAE the be vs. is contrast
plays out in
main clauses. There is a clear
semantic difference
between main clauses with an
uninflected
(invariant) be and those with
the inflected
copula, which may be either null
or overt.
(4) a. Sean ('s/is/0) tired.
b. Sean be tired.
(4a) means that Sean is tired
at the time
of utterance; (4b) means that
Sean is habitually
tired. Green (2000) argues that
in clauses
with invariant be, the predicate
projects
an Event argument which is then
bound by
a Habitual operator (hab). That
invariant
be occupies a V position (not
Infl) can be
shown by its position with respect
to negation
(it is lower than the inflected/null
copula),
and the fact that a tag question
applied
to a clause with this copula
contains the
auxiliary do, not be, as with
main verbs
(e. g. Sean be tired/like cake,
don't/*ain't/*isn't
he?). Since invariant be is a
V it projects
an Event argument, and in this
it is like
the standard English be of embedded
clauses,
illustrated above.
Hebrew also contains two syntactically
distinct
copulas. The copula in past and
future tense
predicatives (h. y. y) is a V,
as can be
shown by its tense inflection
and its position
with respect to negation (e.
g. Rapoport,
1987) (in both respects it is
like other
verbs). In present tense predicatives
the
copular element is not a V (by
the same criteria
that show the past/future copula
to be a
V); it is the spell-out of agreement
features
in Infl.
Further support comes from child
standard
English (around age 2), in which
the nonfinite
version of is is arguably a null
copula (0),
not be. Children's main clauses
may be nonfinite,
unlike in adult English. In addition
to the
finite/nonfinite alternation
in clauses containing
main verbs (e. g. lady have/has
a dress on),
children's predicative constructions
can
be either finite (one finds an
inflected
copula) or nonfinite (there is
no copula).
Thus, I argue here that a null
copula, not
an uninflected copula, is the
nonfinite form
of the inflected copula: children
almost
never produce an overt uninflected
copula
in main clauses (less than 1%)
(Becker, 2000).
One of the consequences of this
argument
is that it allows us to dispense
with the
stipulation (Chomsky, 1957, and
much other
work) that be and have are the
only verbs
in English that raise to I. That
is, it allows
us to say simply that no verbs
in English
raise from V to I (see Lasnik
(2000) for
discussion), because is is not
a V to begin
with
(although something more must
be said about
auxiliary have). Another welcome
consequence
is that we have a straightforward
account
of the ellipsis asymmetry noted
by Lasnik
(1999) between main verbs and
the copula.
(5) a. John runs faster than
Bill will [run]
b. * John is taller than Bill
will [be] Ellipsis
is possible in (5a) because the
main verb
is deleted under identity in
the second clause;
it is not possible in (5b) because
there
is no identity: be is not the
same thing
as is.
Another piece of data we can
account for
is the particular meaning of
the so-called
"active be" construction
(John
is being polite=John is acting
in a polite
way (Partee,
1977)). Here the added verbal
copula (being)
yields an eventive interpretation.
Apparent counterexamples are
discussed. For
example in free adjuncts containing
stage-level
predicates the presence of being
affects
the interpretation, but not by
making it
more eventive (Stump, 1985).
Nevertheless,
these data are unproblematic:
in free adjuncts
without being (e. g. Clean-shaven,
John might
impress the dean), the predicate
is interpreted
modally; no eventuality of being
clean-shaven
is actually asserted. In free
adjuncts with
being (e. g. Being clean-shaven,
John might
impress the dean), an eventuality
is asserted
to hold at the time of utterance,
consistent
with there being an Event argument
projected
by the predicate.
References
Becker, Misha. 2000. The Development of the
Copula in Child English: The
lightness of
be. Doctoral Dissertation, UCLA.
Chomsky, Noam. 1957. Syntactic
structures.
The Hague: Mouton. Davidson,
Donald. 1967.
The logical form of action sentences.
In
Essays on actions and events,
105-148.
Oxford: Oxford University Press.
Green, Lisa. 2000. Aspectual
be-type constructions
and coercion in African American
English.
Natural
Language Semantics .
Lasnik, Howard. 1999. Minimalist
analysis.
Malden, MA: Blackwell. Lasnik,
Howard. 2000.
Syntactic structures revisited
. Cambridge,
MA: MIT Press. Partee, Barbara.
1977. John
is easy to please. In Linguistic
structures
processing, ed. A. Zampolli.
Amsterdam: Holland.
Rapoport, Tova. 1987. Copular,
nominal and
small clauses: A study of Israeli
Hebrew.
Doctoral Dissertation,
MIT.
Rothstein, Susan. 1999. Fine-grained
structure
in the eventuality domain: The
semantics
of predicative
adjective phrases and be. Natural
Language
Semantics 7:347-420.
Sch"utze, Carson. 2000.
Semantically
empty lexical heads as last resorts.
In Semi-lexical
categories: On the content of
function words
and the function of content words,
ed. Norbert
Corver and Henk van Riemsdijk.
Berlin: Mouton
de Gruyter.
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