Is Isn't Be
The main claim of this paper is that the
uninflected copula (be) and the inflected
copula (is, am, etc.) in English are syntactically
different entities: the uninflected copula
heads a VP projection, while the inflected
copula heads IP. That is, the inflected copula
is not simply the inflected instantiation
of a single underlying copula, raised from
a V position. Evidence for the existence
of a V-type copula and an Infl-type copula
comes from a consideration of a semantic
alternation in standard English make-complements,
African American English (AAE) habitual be,
Hebrew predicatives and omission of the copula
in child English. By associating V but not
Infl with the projection of an Event argument
(Davidson, 1967), we can account for the
eventive or active interpretation of complements
with be and the lack of this interpretation
of predicates with is.
Small clause complements of make may or
may not contain an uninflected copula, as
in (1).
(1) a. Max made Rodney polite.
b. Max made Rodney be polite. As discussed
in Rothstein (1999) (1b) means that Max forced
Rodney to act in a polite way, while (1a)
means that Max coached or tutored Rodney
and thereby made him into a polite person.
Rothstein argues that the reason for this
difference in meaning is that (1b) contains
a verbal predicate, and all verbal predicates
project an Event argument. (1a) contains
an adjectival (nonverbal) predicate, and
as such does not project an Event argument.
It is the presence of the Event argument
in (1b) that yields the eventive/stage-level
reading.
Moreover, the predicate in (2b) has a somewhat
less inherent or individual-level feel to
it than the predicate in (2a) (Rothstein,
1999).
(2) a. Mark considers Tim very clever.
b. Mark considers Tim to be very clever.
This semantic effect of the presence of be
in these constructions supports the view
that be is a verb and that it projects an
Event argument (Rothstein, 1999; Sch"utze,
2000). The problem is that in contrast to
clauses with be, no such interpretation is
forced when the predicate occurs with the
inflected copula.
(3) a. Rodney is polite.
b. Tim is clever. Thus, whatever property
the uninflected copula has that induces an
active/eventive meaning of the predicate,
the inflected copula does not share this
property. I agree with Rothstein that the
relevant property of uninflected be is that
it projects an Event argument, and it does
so because it is a verb. The suggestion being
made here is that the inflected copula does
not project an Event argument because it
is not a verb. Rather, it is generated in
Infl as the pronunciation of finiteness features.
In AAE the be vs. is contrast plays out
in main clauses. There is a clear semantic
difference between main clauses with an uninflected
(invariant) be and those with the inflected
copula, which may be either null or overt.
(4) a. Sean ('s/is/0) tired.
b. Sean be tired.
(4a) means that Sean is tired at the time
of utterance; (4b) means that Sean is habitually
tired. Green (2000) argues that in clauses
with invariant be, the predicate projects
an Event argument which is then bound by
a Habitual operator (hab). That invariant
be occupies a V position (not Infl) can be
shown by its position with respect to negation
(it is lower than the inflected/null copula),
and the fact that a tag question applied
to a clause with this copula contains the
auxiliary do, not be, as with main verbs
(e. g. Sean be tired/like cake, don't/*ain't/*isn't
he?). Since invariant be is a V it projects
an Event argument, and in this it is like
the standard English be of embedded clauses,
illustrated above.
Hebrew also contains two syntactically distinct
copulas. The copula in past and future tense
predicatives (h. y. y) is a V, as can be
shown by its tense inflection and its position
with respect to negation (e. g. Rapoport,
1987) (in both respects it is like other
verbs). In present tense predicatives the
copular element is not a V (by the same criteria
that show the past/future copula to be a
V); it is the spell-out of agreement features
in Infl.
Further support comes from child standard
English (around age 2), in which the nonfinite
version of is is arguably a null copula (0),
not be. Children's main clauses may be nonfinite,
unlike in adult English. In addition to the
finite/nonfinite alternation in clauses containing
main verbs (e. g. lady have/has a dress on),
children's predicative constructions can
be either finite (one finds an inflected
copula) or nonfinite (there is no copula).
Thus, I argue here that a null copula, not
an uninflected copula, is the nonfinite form
of the inflected copula: children almost
never produce an overt uninflected copula
in main clauses (less than 1%) (Becker, 2000).
One of the consequences of this argument
is that it allows us to dispense with the
stipulation (Chomsky, 1957, and much other
work) that be and have are the only verbs
in English that raise to I. That is, it allows
us to say simply that no verbs in English
raise from V to I (see Lasnik (2000) for
discussion), because is is not a V to begin
with
(although something more must be said about
auxiliary have). Another welcome consequence
is that we have a straightforward account
of the ellipsis asymmetry noted by Lasnik
(1999) between main verbs and the copula.
(5) a. John runs faster than Bill will [run]
b. * John is taller than Bill will [be]
Ellipsis is possible in (5a) because the
main verb is deleted under identity in the
second clause; it is not possible in (5b)
because there is no identity: be is not the
same thing as is.
Another piece of data we can account for
is the particular meaning of the so-called
"active be" construction (John
is being polite=John is acting in a polite
way (Partee,
1977)). Here the added verbal copula (being)
yields an eventive interpretation.
Apparent counterexamples are discussed.
For example in free adjuncts containing stage-level
predicates the presence of being affects
the interpretation, but not by making it
more eventive (Stump, 1985). Nevertheless,
these data are unproblematic: in free adjuncts
without being (e. g. Clean-shaven, John might
impress the dean), the predicate is interpreted
modally; no eventuality of being clean-shaven
is actually asserted. In free adjuncts with
being (e. g. Being clean-shaven, John might
impress the dean), an eventuality is asserted
to hold at the time of utterance, consistent
with there being an Event argument projected
by the predicate.
References
Becker, Misha. 2000. The Development of the Copula in Child English:
The lightness of be. Doctoral Dissertation, UCLA.
Chomsky, Noam. 1957. Syntactic structures. The Hague: Mouton. Davidson, Donald. 1967. The logical form of action sentences. In Essays on actions and events, 105-148.
Oxford: Oxford University Press.
Green, Lisa. 2000. Aspectual be-type constructions and coercion in African American English. Natural
Language Semantics .
Lasnik, Howard. 1999. Minimalist analysis. Malden, MA: Blackwell. Lasnik, Howard. 2000. Syntactic structures revisited . Cambridge, MA: MIT Press. Partee, Barbara. 1977. John is easy to please. In Linguistic structures processing, ed. A. Zampolli. Amsterdam: Holland.
Rapoport, Tova. 1987. Copular, nominal and small clauses: A study of Israeli Hebrew. Doctoral Dissertation,
MIT.
Rothstein, Susan. 1999. Fine-grained structure in the eventuality domain: The semantics of predicative
adjective phrases and be. Natural Language Semantics 7:347-420.
Sch"utze, Carson. 2000. Semantically empty lexical heads as last resorts. In Semi-lexical categories: On the content of function words and the function of content words, ed. Norbert Corver and Henk van Riemsdijk. Berlin: Mouton de Gruyter.
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