THE CRISIS OF EUROPEAN SCIENCES
EDMUND HUSSERL
PHENOMENLOGIST 1859-1938
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Husserl is the father of phenomenology. Born
in the former Czechloslovakia, Husserl studied
in Leipzig, Berlin and Vienna, where he also
taught. He began his studies as a mathemetician,
but his studies were influenced by Brentano,
who moved him to study more psychology and
philosophy. He wrote his first book in 1891,
The Philosophy of Arithmetic. This book dealt
mostly with mathematical issues, but his
interests soon shifted. Husserl immersed
himself in the study of logic from 1890-1900,
and he soonafter produced another text: Logical
Investigations(1901).
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Part IIIB:
The Way into Phenomenological Transcendental
Philosophy from Psychology.
57. The fateful separation of transcendental
philosophy and psychology
LET US GO BACK to the times in which modern
man and the modern philosopher still believed
in themselves and in a philosophy, when,
in the context of the transcendental motivation,
they struggled for a new philosophy with
the responsible seriousness of an inner,
absolute calling that one senses in every
word of the genuine philosopher..
Even after the so-called collapse of the
Hegelian philosophy, in which the line of
development determined by Kant culminated,
this seriousness remained intact for a time
in the philosophies reacting against Hegel
(even though its original force was weakened).
But why did transcendental philosophy not
achieve the unity of a development running
through all its interruptions? Why did self-criticism
and reciprocal criticism among those still
animated by the old spirit not lead to the
integration of compelling cognitive accomplishments
into the unity of an edifice of knowledge
which grew from generation to generation,
which merely needed perfecting through constantly
renewed criticism, correction, and methodical
refinement? In this regard the following
general remark must first be made: an absolutely
novel procedure like that of transcendental
science, which was lacking any sort of guidance
by analogy, could be before the mind at first
only as a sort of instinctive anticipation.
An obscure dissatisfaction with the previous
way of grounding in all science leads to
the setting of new problems and to theories
which exhibit a certain self-evidence of
success in solving them in spite of many
difficulties that are unnoticed or, so to
speak, drowned out. This first self-evidence
can still conceal within itself more than
enough obscurities which lie deeper, especially
in the form of unquestioned, supposedly quite
obvious presuppositions. Yet such first theories
continue to be helpful historically; the
obscurities become more troublesome, what
is supposedly obvious is questioned, the
theories are criticised for this, and this
creates the stimulus for new attempts.
Furthermore, transcendental philosophy, for
essential reasons (which are perfectly clear
from our systematic presentations), can never
undergo the unnoticed transformation into
a mere techni and thus into a process of
depletion whereby what has become a technique
retains only a hidden meaning - one whose
full depths, indeed, can be revealed only
transcendentally. We can understand, accordingly,
that the history of transcendental philosophy
first had to be a history of renewed attempts
just to bring transcendental philosophy to
its starting point and, above all, to a clear
and proper self-understanding of what it
actually could and must undertake. Its origin
is a "Copernican turn," that is,
a turning-away in principle from the manner
of grounding in naïve-objective science.
As we know, transcendental philosophy appears
in its primal form, as a seed, in the first
Cartesian Meditations as an attempt at an
absolutely subjectivistic grounding of philosophy
through the apodictic ego; but here it is
unclear and ambiguous, and it immediately
subverts its genuine sense. Neither the new
stage, the reaction of Berkeley and Hume
against the philosophical naïveté of mathematical,
natural-scientific exactness, nor even Kant's
new beginning led to the genuine sense of
the required Copernican turn - the sense,
that is, of grounding once and for all a
systematic transcendental philosophy in the
rigorous scientific spirit. A true beginning,
achieved by means of a radical liberation
from all scientific and prescientific traditions,
was not attained by Kant. He does not penetrate
to the absolute subjectivity which constitutes
everything that is, in its meaning and validity,
nor to the method of attaining it in its
apodicticity, of interrogating it and of
explicating it apodictically.
From then on, the history of this philosophy
was necessarily a continued struggle precisely
for the clear and genuine sense of the transcendental
turn to be carried out and of its method
of work; to put it in another way, it was
a struggle for the genuine "transcendental
reduction." Our critical reflections
on Kant have already made clear to us the
danger of impressive and yet still unclear
insights or, if you will, the illumination
of pure insights in the form of vague anticipations
while one is still working with questions
posed on an unclarified ground (that of what
is "obvious"); and this also made
comprehensible how he was forced into a mythical
concept-construction and into a physics in
the dangerous sense inimical to all genuine
science. All the transcendental concepts
of Kant - those of the "I" of transcendental
apperception, of the different transcendental
faculties, that of the "thing in itself"
(which underlies souls as well as bodies)
- are constructive concepts which resist
in principle an ultimate clarification. This
is even more true in the later idealistic
systems. This is the reason for the reactions,
which were in fact necessary, against those
systems, against their whole manner of philosophising.
To be sure, if one became willingly engrossed
in such a system, one could not deny the
force and moment of its thought-constructions.
Yet their ultimate incomprehensibility gave
rise to profound dissatisfaction among all
those who had educated themselves in the
great new sciences. Even though these sciences,
according to our clarification and manner
of speaking, furnish a merely "technical"
self-evidence, and even though transcendental
philosophy can never become such a techni,
this techni is still an intellectual accomplishment
which must be clear and understandable at
every step, must possess the self-evidence
of the step made and of the ground upon which
it rests; and to this extent (taken thus
formally) the same thing holds for it that
holds for every technically self-evident
science practiced artfully, such as mathematics,
for example. It helps not at all to try to
explain the incomprehensibility of the transcendental
constructions by outlining, in the same spirit,
a constructive theory of the necessity of
such incomprehensible things; nor does it
help to try to suggest that the overwhelming
profundity of the transcendental theories
implies corresponding difficulties of understanding
and that people are too lazy to overcome
them. So much is correct, that any transcendental
philosophy must, and with essential necessity,
create extraordinary difficulties for the
natural man's understanding - for "common
sense" - and thus for all of us, since
we cannot avoid having to rise from the natural
ground to the transcendental region. The
complete inversion of the natural stance
of life, thus into an "unnatural"
one, places the greatest conceivable demands
upon philosophical resolve and consistency.
Natural human understanding and the objectivism
rooted in it will view every transcendental
philosophy as a flighty eccentricity, its
wisdom as useless foolishness; or it will
interpret it as a psychology which seeks
to convince itself that it is not psychology.
No one who is truly receptive to philosophy
is ever frightened off by difficulties. But
modern man, as man shaped by science, demands
insight; and thus, as the image of sight
correctly suggest, he demands the self-evidence
of "seeing" the goals and the ways
to them and every step along the way. The
way may be long, and many years of toilsome
study may be necessary; this is true in mathematics,
but it does not frighten him whose life-interest
is mathematics. The great transcendental
philosophies did not satisfy the scientific
need for such self-evidence, and for this
reason their ways of thinking were abandoned.
Turning back to our subject, we shall now
be able to say, without being misunderstood:
just as the emerging incomprehensibility
of the rationalistic philosophy of the Enlightenment,
understood as "objective" science,
called forth the reaction of transcendental
philosophy, so the reaction against the incomprehensibility
of the attempted transcendental philosophies
had to lead beyond them.
But now we are faced with the question: How
is it to be understood that such an unscientific
style could be developed and propagated at
all, in great philosophers and their philosophies,
when the development of modern philosophy
was so animated by the will to science? These
philosophers were by no means mere poets
of ideas. They were not at all lacking in
the serious will to create philosophy as
an ultimately grounding science, however
one may wish to transform the sense of ultimate
grounding. (Consider, for example, the emphatic
declarations of Fichte in the drafts of his
Wissenschaftslehre or those of Hegel in the
"Preface" to his Phenomenology
of Mind.) How is it that they remained bound
to their style of mythical concept-constructions
and of world-interpretations based on obscure
physical anticipations and were not able
to penetrate to a scientifically rigorous
type of concepts and method and that every
successor in the Kantian series conceived
one more philosophy in the same style? Part
of transcendental philosophy's own meaning
was that it arose out of reflections on conscious
subjectivity through which the world, the
scientific as well as the everyday intuitive
world, comes to be known or achieves its
ontic validity for us; thus transcendental
philosophy recognised the necessity of developing
a purely mental approach to the world. But
if it had to deal with the mental, why did
it not turn to the psychology that had been
practiced so diligently for centuries? Or,
if this no longer sufficed, why did it not
work out a better psychology? One will naturally
answer that the empirical man, the psychophysical
being, himself belongs, in soul as well as
body, to the constituted world. Thus human
subjectivity is not transcendental subjectivity,
and the psychological theories of knowledge
of Locke and his successors serve as continued
admonitions against "psychologism,"
against any use of psychology for transcendental
purposes. But in exchange, transcendental
philosophy always had to bear its cross of
incomprehensibility.
The difference between empirical and transcendental
subjectivity remained unavoidable; yet just
as unavoidable, but also incomprehensible,
was their identity. I myself, as transcendental
ego, "constitute" the world, and
at the same time, as soul, I am a human ego
in the world. The understanding which prescribes
its law to the world is my transcendental
understanding, and it forms me, too, according
to these laws; yet it is my - the philosopher's
- psychic faculty. Can the ego which posits
itself, of which Fichte speaks, be anything
other than Fichte's own? If this is supposed
to be not an actual absurdity but a paradox
that can be resolved, what other method could
help us achieve clarity than the interrogation
of our inner experience and an analysis carried
out within its framework? If one is to speak
of a transcendental "consciousness in
general," if I, this singular, individual
ego, cannot be the bearer of the nature-constituting
understanding, must I not ask how I can have,
beyond my individual self-consciousness,
a general, a transcendental intersubjective
consciousness? The consciousness of intersubjectivity,
then, must become a transcendental problem;
but again, it is not apparent how it can
become that except through an interrogation
of myself, [one that appeals to] inner experience,
i. e., in order to discover the manners of
consciousness through which I attain and
have others and a fellow mankind in general,
and in order to understand the fact that
I can distinguish, in myself between myself
and others and can confer upon them the sense
of being "of my kind." Can psychology
be indifferent here? Must it not deal with
all this? The same or similar questions address
themselves, as they do to Kant, to all his
successors who became so lost in obscure
physics or mythology. One would think, after
all, that we could attain a scientific concept
even of an absolute reason and its accomplishments
only after working out a scientific concept
of our human reason and of human, or of humanity's,
accomplishments - that is, only through a
genuine psychology.
The first answer to this question is that
transcendental philosophy (and also philosophy
of any other attempted style), quite apart
from concern about psychologism, had reason
enough not to hope for any counsel from psychology.
This was due to psychology itself and to
the fateful, erroneous path forced upon it
by the peculiarity of the modern idea of
an objectivistic universal science more geometrico,
with its psychophysical dualism. In the following
I shall try to show (paradoxical as this
thesis must appear here) that it is precisely
this restriction placed upon psychology,
which falsifies its meaning and to the present
day has kept it from grasping its peculiar
task, that bears the primary responsibility
for the fact that transcendental philosophy
found no way out of its uncomfortable situation
and was thus caught in the concepts and construction
it used to interpret its - in themselves
valuable - empirical observations, concepts,
and constructions, which are completely devoid
of any legitimation from original self-evidence.
If psychology had not failed, it would have
performed a necessary mediating work for
a concrete, working transcendental philosophy,
freed from all paradoxes. Psychology failed,
however, because, even in its primal establishment
as a new kind of [science] alongside the
new natural science, it failed to inquire
after what was essentially the only genuine
sense of its task as the universal science
of psychic being. Rather, it let its task
and method be set according to the model
of natural science or according to the guiding
idea of modern philosophy as objective and
thus concrete universal science - a task
which, of course, considering the given historical
motivation, appeared to be quite obvious.
So remote was any sort of doubt in this matter
that it was not until the end of the nineteenth
century that it became a philosophical motif
of thought at all. Thus the history of psychology
is actually only a history of crises. And
for this reason psychology could also not
aid in the development of a genuine transcendental
philosophy, since this was possible only
after a radical reform through which psychology's
essentially proper task and method were clarified
through the deepest sort of reflection upon
itself. The reason for this is that the consistent
and pure execution of this task had to lead,
of itself and of necessity, to a science
of transcendental subjectivity and thus to
its transformation into a universal transcendental
philosophy.
§ 58. The alliance and the difference between
psychology and transcendental philosophy.
Psychology as the decisive field.
ALL THIS WILL BECOME understandable if, in
order to elucidate the difficult, even paradoxical,
relation between psychology and transcendental
philosophy, we make use of the systematic
considerations through which we made clear
to ourselves the sense and the method of
a radical and genuine transcendental philosophy.
By now we are without doubt that a scientific
psychology of the modern style - no matter
which of the many attempts since Hobbes and
Locke we may consider - can never take part
in the theoretical accomplishments, can never
provide any premises for those accomplishments,
which are the task of transcendental philosophy.
The task set for modern psychology, and taken
over by it, was to be a science of psychophysical
realities, of men and animals as unitary
beings, though divided into two real strata.
Here all theoretical thinking moves on the
ground of the taken-for-granted, pre-given
world of experience, the world of natural
life; and theoretical interest is simply
directed as a special case to one of the
real aspects of it, the souls, while the
other aspect is supposed to be already known,
or is yet to be known, by the exact natural
sciences according to its objective, true
being-in-itself. For the transcendental philosopher,
however, the totality of real objectivity
- not only the scientific objectivity of
all actual and possible sciences but also
the prescientific objectivity of the life-world,
with its "situational truths" and
the relativity of its existing objects -
has become a problem, the enigma of all enigmas.
The enigma is precisely the taken-for-grantedness
in virtue of which the "world"
constantly and pre-scientifically exists
for us, "world" being a title for
an infinity of what is taken for granted,
what is indispensable for all objective sciences.
As I, philosophising, reflect in pure consistency
upon myself as the constantly functioning
ego throughout the alteration of experiences
and the opinions arising out of them, as
the ego having consciousness of the world
and dealing with the world consciously through
these experiences, as I inquire consistently
on all sides into the what and the how of
the manners of givenness and the modes of
validity, and the manner of ego-centeredness,
I become aware that this conscious life is
through and through an intentionally accomplishing
life through which the life-world, with all
its changing representational contents, in
part attains anew and in part has already
attained its meaning and validity. All real
mundane objectivity is constituted accomplishment
in this sense, including that of men and
animals and thus also that of the "souls."
Psychic being, accordingly, and objective
spirit of every sort (such as human societies,
cultures), and in the same manner psychology
itself, are among the transcendental problems.
It would be absurdly circular to want to
deal with such problems on a naïve, objective
basis through the method of the objective
sciences.
Nevertheless, psychology and transcendental
philosophy are allied with each other in
a peculiar and inseparable way, namely, in
virtue of the alliance of difference and
identity - which is no longer an enigma for
us, but has been clarified - between the
psychological ego (the human ego, that is,
made worldly in the spatio-temporal world)
and the transcendental ego, its ego-life,
and its accomplishment. According to our
clarifications, the ultimate self-understanding
here allows us to say: in my naïve self-consciousness
as a human being knowing himself to be living
in the world, for whom the world is the totality
of what for him is valid as existing, I am
blind to the immense transcendental dimension
of problems. This dimension is in a hidden
[realm of] anonymity. In truth, of course,
I am a transcendental ego, but I am not conscious
of this; being in a particular attitude,
the natural attitude, I am completely given
over to the object-poles, completely bound
by interests and tasks which are exclusively
directed toward them. I can, however, carry
out the transcendental reorientation - in
which transcendental universality opens itself
up - and then I understand the one-sided,
closed, natural attitude as a particular
transcendental attitude, as one of a certain
habitual one-sidedness of the whole life
of interest. I now have, as a new horizon
of interest, the whole of constituting life
and accomplishment with all its correlations
- a new, infinite scientific realm - if I
engage in the appropriate systematic work.
In this reorientation our tasks are exclusively
transcendental; all natural data and accomplishments
acquire a transcendental meaning, and within
the transcendental horizon they impose completely
new sorts of transcendental tasks. Thus,
as a human being and a human soul, I first
become a theme for psychophysics and psychology;
but then in a new and higher dimension I
become a transcendental theme. Indeed, I
soon become aware that all the opinions I
have about myself arise out of self-apperceptions,
out of experiences and judgments which I
- reflexively directed toward myself - have
arrived at and have synthetically combined
with other apperceptions of my being taken
over from other subjects through my contact
with them. My ever new self-apperceptions
are thus continuing acquisitions of my accomplishments
in the unity of my self-objectification;
proceeding on in this unity, they have become
habitual acquisitions, or they become such
ever anew. I can investigate transcendentally
this total accomplishment of which I myself,
as the "ego," am the ultimate ego-pole,
and I can pursue its intentional structure
of meaning and validity.
By contrast, as a psychologist I set myself
the task of knowing myself as the ego already
made part of the world, objectified with
a particular real meaning, mundanised, so
to speak - concretely speaking, the soul
- the task of knowing myself precisely in
the manner of objective, naturally mundane
knowledge (in the broadest sense), myself
as a human being among things, among other
human beings, animals, etc. Thus we understand
that in fact an indissoluble inner alliance
obtains between psychology and transcendental
philosophy. But from this perspective we
can also foresee that there must be a way
whereby a concretely executed psychology
could lead to a transcendental philosophy.
By anticipation, one can say: If I myself
effect the transcendental attitude as a way
of lifting myself above all world - apperceptions
and my human self-apperception, purely for
the purpose of studying the transcendental
accomplishment in and through which I "have"
the world, then I must also find this accomplishment
again, later, in a psychological internal
analysis - though in this case it would have
passed again into an apperception, i. e.,
it would be apperceived as something belonging
to the real soul as related in reality to
the real living body.
[If I learn to clarify, to understand from
my own point of view as an ego, how other
human beings are simply human beings for
themselves, how the world is constantly valid
for them as existing, the world in which
they live together with others and with me,
and how they, too, are ultimately transcendental
subjects through their accomplishments of
world - and self-objectification, then once
again I must say to myself: I must take the
results of my transcendental clarification
in respect to the transcendental self-objectification
of others and apply them to their human existence,
which is to be judged psychologically].
And, conversely: a radical, psychological
unfolding of my apperceptive life and of
the particular world appearing in it, in
respect to the how of the particular appearances
(thus of the human "world-picture"
) - this, in the transition to the transcendental
attitude, would immediately have to take
on transcendental significance as soon as
I now, at the higher level, constantly take
into account the meaning-conferring accomplishment
which is responsible for the objective apperception,
i. e., the accomplishment through which the
world-representation has the sense of something
really existing, something human and psychic,
the sense of being my psychic life and that
of other human beings - the life in which
everyone has his world-representations, finds
himself as existing, representing, acting
according to purposes in the world.
This to us rather obvious consideration,
which is nevertheless still in need of a
deeper grounding, could of course not be
accessible prior to the transcendental reduction;
but was not the alliance between psychology
and transcendental philosophy always strongly
noticeable, in spite of all obscurity? Indeed,
this alliance was, in fact, a motif which
constantly codetermined the [historical]
development. Thus it must at first appear
curious that transcendental philosophy since
Kant found no real usefulness at all in the
psychology which, since the time of Locke,
after all, wanted to be psychology grounded
in inner experience. On the contrary, every
transcendental philosophy which was not erring
in the direction of empiricism and scepticism
saw the slightest admixture of psychology
as a betrayal of its true undertaking, and
waged a constant battle against psychologism
- a battle that was meant to have, and did
have, the effect that the philosopher was
not permitted to concern himself at all with
objective psychology.
To be sure, even after Hume and Kant it remained
a great temptation, for all those who were
not to be aroused from their dogmatic slumbers,
to want to deal psychologically with epistemological
problems. In spite of Kant, Hume was still
not understood; the very fundamental systematic
work of his scepticism, the Treatise, was
little studied; English empiricism, i. e.,
the psychological theory of knowledge in
the Lockean style, continued to spread, even
flourished. Thus it is true that transcendental
philosophy, posing completely new kinds of
questions, naturally had to struggle against
this psychologism. But our present question
is no longer concerned with this, for it
is directed not at the philosophical naturalists
but at the true transcendental philosophers,
including the creators of the great systems
themselves. Why did they not concern themselves
at all with psychology, not even with analytic
psychology based on inner experience? The
answer already indicated, which still demands
further exposition and grounding, is: psychology
since Locke in all its forms, even when it
sought to be analytic psychology based on
"inner experience," mistook its
peculiar task.
All of modern philosophy, in the original
sense of a universal ultimately grounding
science, is, according to our presentation,
at least since Kant and Hume, a single struggle
between two ideas of science: the idea of
an objectivistic philosophy on the ground
of the pre-given world and the idea of a
philosophy on the ground of absolute, transcendental
subjectivity - the latter being something
completely new and strange historically,
breaking through in Berkeley, Hume, and Kant.
Psychology is constantly involved in this
great process of development, involved, as
we have seen, in different ways; indeed,
psychology is the truly decisive field. It
is this precisely because, though it has
a different attitude and is under the guidance
of a different task, its subject matter is
universal subjectivity, which in its actualities
and possibilities is one.
§ 59. Analysis of the reorientation from
the psychological attitude into the transcendental
attitude. Psychology "before" and
"after" the phenomenological reduction.
(The problem of "flowing in.")
HERE WE AGAIN take up the notion which we
previously anticipated from the transcendental-philosophical
point of view, the notion which already suggested
to us the idea of a possible way from psychology
into transcendental philosophy. In psychology
the natural, naïve attitude has the result
that the human self-objectifications of transcendental
intersubjectivity, which belong with essential
necessity to the makeup of the constituted
world pre-given to me and to us, inevitably
have a horizon of transcendentally functioning
intentionalities which are not accessible
to reflection, not even psychological-scientific
reflection. "I, this man," and
likewise "other men" - these signify,
respectively, a self-apperception and an
apperception of others which are transcendental
acquisitions involving everything psychic
that belongs to them, acquisitions which
flowingly change in their particularity through
transcendental functions which are hidden
from the naïve attitude. We can inquire back
into the transcendental historical dimension,
from which the meaning and validity - accomplishment
of these apperceptions ultimately stems,
only by breaking with naïveté through the
method of transcendental reduction. In the
unbroken naïveté in which all psychology,
all humanistic disciplines, all human history
persists, I, the psychologist, like everyone
else, am constantly involved in the performance
of self-apperceptions and apperceptions of
others. I can, of course, in the process
thematically reflect upon myself, upon my
psychic life and that of others, upon my
and others' changing apperceptions; I can
also carry out recollections; observingly,
with theoretical interest, I can carry out
self-perceptions and self- recollections,
and through the medium of empathy I can make
use of the self-apperceptions of others.
I can inquire into my development and that
of others; I can thematically pursue history,
society's memory, so to speak - but all such
reflection remains within transcendental
naïveté; it is the performance of the transcendental
world-apperception which is, so to speak,
ready-made, while the transcendental correlate
- i. e., the
(immediately active or sedimented) functioning
intentionality, which is the universal apperception,
constitutive of all particular apperceptions,
giving them the ontic sense of "psychic
experiences of this and that human being"
- remains completely hidden. In the naïve
attitude of world-life, everything is precisely
worldly: that is, there is nothing but the
constituted object-poles - though they are
not understood as that. Psychology, like
every objective science, is bound to the
realm of what is prescientifically pre-given,
i. e., bound to what can be named, asserted,
described in common language - in this case,
bound to the psychic, as it can be expressed
in the language of our linguistic community
(construed most broadly, the European community).
For the life-world - the "world for
us all" - is identical with the world
that can be commonly talked about. Every
new apperception leads essentially, through
apperceptive transference, to a new typification
of the surrounding world and in social intercourse
to a naming which immediately flows into
the common language. Thus the world is always
such that it can be empirically, generally
(intersubjectively) explicated and, at the
same time, linguistically explicated.
But with the break with naïveté brought about
by the transcendental-phenomenological reorientation
there occurs a significant transformation,
significant for psychology itself. As a phenomenologist
I can, of course, at any time go back into
the natural attitude, back to the straightforward
pursuit of my theoretical or other life-interests;
I can, as before, be active as a Father,
a citizen, an official, as a "good European,"
etc., that is, as a human being in my human
community, in my world. As before - and yet
not quite as before. For I can never again
achieve the old naïveté; I can only understand
it. My transcendental insights and purposes
have become merely inactive, but they continue
to be my own. More than this: my earlier
naïve self-objectification as the empirical
human ego of my psychic life has become involved
in a new movement. All the new sorts of apperceptions
which are exclusively tied to the phenomenological
reduction, together with the new sort of
language (new even if I use ordinary language,
as is unavoidable, though its meanings are
also unavoidably transformed) - all this,
which before was completely hidden and inexpressible,
now flows into the self-objectification,
into my psychic life, and becomes apperceived
as its newly revealed intentional background
of constitutive accomplishments. I know through
my phenomenological studies that I, the previously
naïve ego, was none other than the transcendental
ego in the mode of naïve hiddenness; I know
that to me, as the ego again straightforwardly
perceived as a human being, there belongs
inseparably a reverse side which constitutes
and thus really first produces my full concreteness;
I know of this whole dimension of transcendental
functions, interwoven with one another throughout
and extending into the infinite. As was the
case previously with the psychic, everything
that has newly flowed in is now concretely
localised in the world through the living
body, which is essentially always constituted
along with it. I - the-man, together with
the transcendental dimension now ascribed
to me, am somewhere in space at some time
in the world's time. Thus every new transcendental
discovery, by going back into the natural
attitude, enriches my psychic life and (apperceptively
as a matter of course ) that of every other.
§ 60. The reason for the failure of psychology:
dualistic and physicalistic presuppositions.
THIS IMPORTANT SUPPLEMENT to our systematic
expositions clarifies the essential difference
between the essentially limited thematic
horizon, beyond which a psychology on the
basis of the naïve having of the world (i.
e., any psychology of the past prior to transcendental
phenomenology) cannot think in principle
- it would have not the least conception
of a plus ultra - and, on the other hand,
the new thematic horizon which a psychology
receives only when the transcendental, coming
from transcendental phenomenology, flows
into psychic being and life, i. e., only
when naïveté is overcome.
With this the alliance between psychology
and transcendental philosophy is illuminated
and understood in a new way; and at the same
time we are provided with a new guideline
for understanding the failure of psychology
throughout its whole modern history, over
and above everything we have attained in
our earlier systematic considerations by
way of motives for evaluating it.
Psychology had to fail because it could fulfil
its task, the investigation of concrete,
full subjectivity, only through a radical,
completely unprejudiced reflection, which
would then necessarily open up the transcendental-subjective
dimension. For this it would obviously have
required considerations and analyses in the
pre-given world similar to those we carried
out in an earlier lecture in connection with
Kant [ §§ 28 ff., above] . There our gaze
was guided at first by bodies, in their manners
of pre-givenness in the life-world, whereas,
in the analyses required here, we would have
to take our point of departure from the manners
in which souls are pre-given in the life-world.
An original reflective question is now directed
toward what and how souls - first of all
human souls - are in the world, the life-world,
i. e., how they "animate" physical
living bodies, how they are localised in
space-time, how each one 'lives" psychically
in having "consciousness" of the
world in which it lives and is conscious
of living; how each one experiences "its"
physical body, not merely in general, as
a particular physical body, but in a quite
peculiar way as "living body,"
as a system of its "organs" which
it moves as an ego (in holding sway over
them); how it thus "takes a hand"
in its consciously given surrounding world
as "I strike," 'I push," "I
lift" this and that, etc. The soul "is",
of course, "in" the world. But
does this mean that it is in the world in
the way that the physical body is and that,
when men with living bodies and souls are
experienced in the world as real, their reality,
as well as that of their living bodies and
souls, could have the same or even a similar
sense to that of the mere physical bodies?
Even though the human living body is counted
among the physical bodies, it is still "living"
- "my physical body," which I "move,"
in and through which I "hold sway,"
which I "animate." If one fails
to consider these matters - which soon become
quite extensive - thoroughly, and actually
without prejudice, one has not grasped at
all what is of a soul's own essence as such
(the word "soul" being understood
here not at all physically but rather in
the sense of the original givenness of the
psychic in the life-world); and thus one
has also failed to grasp the genuine ultimate
substrate for a science of "souls."
Rather than beginning with the latter, psychology
began with a concept of soul which was not
at all formulated in an original way but
which stemmed from Cartesian dualism, a concept
furnished by a prior constructive idea of
a corporeal nature and of a mathematical
natural science. Thus psychology was burdened
in advance with the task of being a science
parallel to physics and with the conception
that the soul - its subject matter - was
something real in a sense similar to corporeal
nature, the subject matter of natural science.
As long as the absurdity of this century-old
prejudice is not revealed, there can be no
psychology which is the science of the truly
psychic, i. e., of what has its meaning originally
from the life-world; for it is to such a
meaning that psychology, like any objective
science, is inevitably bound. It is no wonder,
then, that psychology was denied that constant,
advancing development displayed by its admired
model, natural science, and that no inventive
spirit and no methodical art could prevent
its repeated involvement in crisis. Thus
we have just witnessed a crisis in the psychology
which only a few years ago, as an international
institute - psychology, was filled with the
inspiring certainty that it could finally
be placed on a level with natural science.
Not that its work has been completely fruitless.
Through scientific objectivity many remarkable
facts relating to the life of the human soul
have been discovered. But did this make it
seriously a psychology, a science in which
one learned something about the mind's own
essence? (I emphasise once again that this
refers not to a mystical "physical"
essence but to one's own being-in-oneself
and for-oneself which, after all, is accessible
to the inquiring, reflecting ego through
so-called "inner" or "self-perception.")
§61. Psychology in the tension between the
(objectivistic-philosophical) idea of science
and empirical procedure: the incompatibility
of the two directions of psychological inquiry
(the psychophysical and that of "psychology
based on inner experience").
ALL SCIENTIFIC empirical inquiry has its
original legitimacy and also its dignity.
But considered by itself, not all such inquiry
is science in that most original and indispensable
sense whose first name was philosophy, and
thus also in the sense of the new establishment
of a philosophy or science since the Renaissance.
Not all scientific empirical inquiry grew
up as a partial function within such a science.
Yet only when it does justice to this sense
can it truly be called scientific. But we
can speak of science as such only where,
within the indestructible whole of universal
philosophy, a branch of the universal task
causes a particular science, unitary in itself,
to grow up, in whose particular task, as
a branch, the universal task works itself
out in an originally vital grounding of the
system. Not every empirical inquiry that
can be pursued freely by itself is in this
sense already a science, no matter how much
practical utility it may have, no matter
how much confirmed, methodical technique
may reign in it. Now this applies to psychology
insofar as, historically, in the constant
drive to fulfil its determination as a philosophical,
i. e., a genuine, science, it remains entangled
in obscurities about its legitimate sense,
finally succumbs to temptations to develop
a rigorously methodical psychophysical -
or better, a psychophysicist's empirical
inquiry, and then thinks that it has fulfilled
its sense as a science because of the confirmed
reliability of its methods. By contrast to
the specialists' psychology of the present,
our concern - the philosopher's concern -
is to move this "sense as a science"
to the central point of interest - especially
in relation to psychology as the "place
of decisions" for a proper development
of a philosophy in general - and to clarify
its whole motivation and scope. In this direction
of the original aim toward - as we say -
"philosophical" scientific discipline,
motifs of dissatisfaction arose again and
again, setting in soon after the Cartesian
beginnings. There were troublesome tensions
between the [different] tasks which descended
historically from Descartes: on the one hand,
that of methodically treating souls in exactly
the same way as bodies and as being connected
with bodies as spatio-temporal realities,
i. e., the task of investigating in a physicalistic
way the whole life-world as "nature"
in a broadened sense; and, on the other hand,
the task of investigating souls in their
being in-themselves and for-themselves by
way of "inner experience" - the
psychologist's primordial inner experience
of the subjectivity of his own self - or
else by way of the intentional mediation
of likewise internally directed empathy (i.
e., directed toward what is internal to other
persons taken thematically ) . The two tasks
seemed obviously connected in respect to
both method and subject matter, and yet they
refused to harmonise. Modern philosophy had
prescribed to itself from the very beginning
the dualism of substances and the parallelism
of the methods of mos geometricus - or, one
can also say, the methodical ideal of physicalism.
Even though this became vague and faded as
it was transmitted, and failed to attain
even the serious beginnings of an explicit
execution, it was still decisive for the
basic conception of man as a psychophysical
reality and for all the ways of putting psychology
to work in order to bring about methodical
knowledge of the psychic. From the start,
then, the world was seen "naturalistically"
as a world with two strata of real facts
regulated by causal laws. Accordingly, souls
too were seen as real annexes of their physical
living bodies (these being conceived in terms
of exact natural science); the souls, of
course, have a different structure from the
bodies; they are not res extensae, but they
are still real in a sense similar to bodies,
and because of this relatedness they must
also be investigated in a similar sense in
terms of "causal laws," i. e.,
through theories which are of the same sort
in principle as those of physics, which is
taken as a model and at the same time as
an underlying foundation.
§62. Preliminary discussion of the absurdity
giving equal status in principle to souls
and bodies as realities; indication of the
difference in principle between the temporality,
the causality, and the individuation of natural
things and those of souls.
THIS EQUALISATION in principle of bodies
and souls in the naturalistic method obviously
presupposes their more original equalisation
in principle in respect to their prescientific,
experiential givenness in the life- world.
Body and soul thus signified two real strata
in this experiential world which are integrally
and really connected similarly to, and in
the same sense as, two pieces of a body.
Thus, concretely, one is external to the
other, is distinct from it, and is merely
related to it in a regulated way. But even
this formal equalisation is absurd; it is
contrary to what is essentially proper to
bodies and souls as actually given in life-world
experience, which is what determines the
genuine sense of all scientific concepts.
Let us first of all pick out several concepts
which are common to natural science and psychology
and which supposedly have the same sense
in both instances, and let us test this sameness
of sense against what actual experience,
as determining sense quite originally, shows,
prior to the theoretical superstructures
which are the concern of procuring exact
science; that is, let us test it against
what is given as physical and as psychic
in straightforward life-world experience.
What we must do now is something that has
never been done seriously on either side
and has never been done radically and consistently:
we must go from the scientific fundamental
concepts back to the contents of "pure
experience," we must radically set aside
all presumptions of exact science, all its
peculiar conceptual superstructures - in
other words, we must consider the world as
if these sciences did not yet exist, the
world precisely as life-world, just as it
maintains its coherent existence in life
throughout all its relativity, as it is constantly
outlined in life in terms of validity.
Let us first reduce spatio-temporality (temporality
as simultaneity and successivity) to the
spatio-temporality of this pure life-world,
the real world in the prescientific sense.
Taken in this way it is the universal form
of the real world in and through which everything
real in the life-world is formally determined.
But do souls have spatio-temporality in the
true sense, in existence in this form, as
do bodies? It has always been noted that
psychic being in and for itself has no spatial
extension and no location. This denial of
the spatiality of the psychic was obviously
oriented around the actual content of experience,
[though] without a radical distinction between
life-world and scientifically thought world.
But can world-time (the form of successivity)
be separated from spatiality? Is it not,
as full space-time, the proper essential
form of mere bodies, in which form the souls
take part only indirectly? All objects in
the world are in essence "embodied,"
and for that very reason all "take part"
in the space-time of bodies - "indirectly,"
then, in respect to what is not bodily about
them. This applies to spiritual objects of
every sort, primarily to souls, but also
to spiritual objects of every other sort
(such as art works, technical constructions,
etc.). According to what gives them spiritual
signification, they are "embodied"
through the way in which they "have"
bodily character. In an inauthentic way they
are here or there and are coextended with
their bodies. Equally indirectly they have
past being and future being in the space-time
of bodies. Everyone experiences the embodiment
of souls in original fashion only in his
own case. What properly and essentially makes
up the character of a living body I experience
only in my own living body, namely, in my
constant and immediate holding sway [over
my surroundings] through this physical body
alone. Only it is given to me originally
and meaningfully as "organ" and
as articulated into particular organs; each
of its bodily members has its own features,
such that I can hold sway immediately through
it in a particular way - seeing with the
eyes, touching with the fingers, etc. - that
is, such that I can hold sway in a particular
perception in just the ways peculiar to these
functions. Obviously it is only in this way
that I have perceptions and, beyond this,
other experiences of objects in the world.
All other types of holding-sway, and in general
all relatedness of the ego to the world,
are mediated through this. Through bodily
"holding sway" in the form of striking,
lifting, resisting, and the like, I act as
ego across distances, primarily on the corporeal
aspects of objects in the world. It is only
my being - as ego, as holding sway, that
I actually experience as itself, in its own
essence; and each person experiences only
his own. All such holding-sway occurs in
modes of "movement," but the "I
move" in holding-sway (I move my hands,
touching or pushing something) is not in
itself the spatial movement of a physical
body, which as such could be perceived by
everyone. My body - in particular, say, the
bodily part "hand" - moves in space;
[but] the activity of holding sway, "kinesthesis,"
which is embodied together with the body's
movement, is not itself in space as a spatial
movement but is only indirectly co-localised
in that movement. Only through my own originally
experienced holding sway, which is the sole
original experience of living - bodiliness
as such, can I understand another physical
body as a living body in which another "I"
is embodied and holds sway; this again, then,
is a mediation, but one of a quite different
sort from the mediation of inauthentic localisation
upon which it is founded. Only in this way
do other ego-subjects firmly belong to "their"
bodies for me and are localised here or there
in space-time; that is, they are inauthentically
inexistent in this form of bodies, whereas
they themselves, and thus souls in general,
considered purely in terms of their own essence,
have no existence at all in this form. Furthermore,
causality too - if we remain within the life-world,
which originally grounds ontic meaning -
has in principle quite a different meaning
depending on whether we are speaking of natural
causality or of "causality" among
psychic events or between the corporeal and
the psychic. A body is what it is as this
determined body, as a substrate of "causal"
properties which is, in its own essence,
spatio-temporally localised. Thus if one
takes away causality, the body loses its
ontic meaning as body, its identifiability
and distinguishability as a physical individual.
The ego, however, is "this one"
and has individuality in and through itself;
it does not have individuality through causality.
To be sure, because of the character of the
physical living body, the ego can become
distinguishable by any other ego and thus
by everyone in respect to its position in
the space of physical bodies, a position
which is inauthentic and which it owes to
its physical, living body. But its distinguishability
and identifiability in space for everyone,
with all the psychophysically conditioned
factors that enter in here, make not the
slightest contribution to its being as ens
per se. As such it already has, in itself,
its uniqueness. For the ego, space and time
are not principles of individuation; it knows
no natural causality, the latter being, in
accord with its meaning, inseparable from
spatio-temporality. Its effectiveness is
its holding-sway-as-ego; this occurs immediately
through its kinesthesis, as holding-sway
in its living body, and only mediately (since
the latter is also a physical body) extends
to other physical bodies.
In terms of the life-world, this means nothing
other than that a body, which as such can
already be explicated with its experiential
meaning through its own essential properties,
is always at the same time a body, in its
being-such, under particular "circumstances."
First of all, it belongs to the most general
structure of the life-world that the body
has, so to speak, its habits of being in
its being-such, that it belongs within a
type which is either known or, if it is "new?"
to us, is still to be discovered, a type
within which the explicable properties belong
together in typical ways. But it is also
part of the life-world's formal typology
that bodies have typical ways of being together,
in coexistence (above all in a given perceptual
field) and in succession - i. e., a constant
universal spatio-temporal set of types. It
is due to the latter that each particular
experienced body is not only necessarily
there together with other bodies in general
but is there as being of this type, among
other bodies typically belonging to it, in
a typical form of belonging together which
runs its course within a typical pattern
of succession. Accordingly each body "is",
in the way that it is, under "circumstances";
a change of properties in one body indicates
changes of properties in another - though
this must be understood roughly and relatively,
just as it is, essentially, in the life-world;
there can be no question of "exact"
causality, which pertains to the idealising
substructions of science.
§63. The questionable character of the concepts
of "outer" and "inner"
experience. Why has the experience of the
bodily thing in the life-world, as the experience
of something "merely subjective,"
not previously been included in the subject
matter of psychology?
THE FUNDAMENTAL MISTAKE of wanting to view
men and animals seriously as double realities,
as combinations of two different sorts of
realities which are to be equated in the
sense of their reality, and accordingly the
desire to investigate souls also through
the method of the science of bodies, i. e.,
souls as existing within natural causality,
in space-time, like bodies - this gave rise
to the supposed obviousness of a method to
be formed as an analogue to natural science.
The understandable result of both natural-scientific
method and the new psychological method was
the false parallelism of "inner"
and "outer" experience. Both concepts
remained unclear in respect to sense and
function (their scientific function for physics,
psychology, psychophysics).
On both sides, experiences are conceived
as being performed in theoretical function;
natural science is supposed to be based on
outer, psychology on inner, experience. In
the former, physical nature is given; and
in the latter, psychic being, that of the
soul. In accord with this, "psychological
experience" becomes an equivalent expression
for "inner experience." To put
it more precisely: what is actually experienced
is the world as simply existing, prior to
all philosophy and theory - existing things,
stones, animals, men. In natural, direct
life, this is experienced as simply, perceptually
"there" ( as simply existing, ontically
certain presence) or, just as simply, in
terms of memory, as "having been there,"
etc. Even to this natural life, possible
and occasionally necessary straightforward
reflection belongs. Then relativity comes
into view, and what is valid as simply being
there, in the particularity of its manners
of givenness in life itself, is transformed
into a "merely subjective appearance";
and specifically it is called an appearance
in relation to the one thing, the "entity
itself," which emerges - though again
only relatively - through corrections when
the gaze is directed upon the alteration
of such "appearances." And the
same thing is true in respect to the other
modalities of experience or their correlative
temporal modalities.
This has already been carefully thought through
in another connection, and if we bring it
to mind here with renewed, lively clarity,
there results the question: Why does the
whole flowing life-world not figure at the
very beginning of a psychology as something
"psychic," indeed as the psychic
realm which is primarily accessible, the
first field in which immediately given psychic
phenomena can be explicated according to
types? And correlatively: why is the experience
which actually, as experience, brings this
life-world to givenness and, within it, especially
in the primal mode of perception, presents
mere bodily things - why is this experience
not called psychological experience rather
than "outer experience," supposedly
by contrast to psychological experience?
Naturally there are differences in the manner
of life-world experience, depending on whether
one experiences stones, rivers, mountains
or, on the other hand, reflectively experiences
one's experiencing of them or other ego-activity,
one's own or that of others, such as holding
sway through the living body. This may be
a significant difference for psychology and
may lead to difficult problems. But does
this change the fact that everything about
the life-world is obviously "subjective"?
Can psychology, as a universal science, have
any other theme than the totality of the
subjective? Is it not the lesson of a deeper
and not naturalistically blinded reflection
that everything subjective is part of an
indivisible totality?
§64. Cartesian dualism as the reason for
the parallelisation. Only the formal and
most general features of the schema "descriptive
vs. explanatory science" are justified.
FOR GALILEAN natural science, mathematical-physical
nature is objective-true nature; it is this
nature that is supposed to manifest itself
in the merely subjective appearances. It
is thus clear - and we have already pointed
this out - that nature, in exact natural
science, is not the actually experienced
nature, that of the life-world. It is an
idea that has arisen out of idealisation
and has been hypothetically substituted for
actually intuited nature. [Cf. § 36.] The
conceptual method of idealisation is the
fundament of the whole method of natural
science (i. e., of the pure science of bodies
), the latter being the method of inventing
"exact" theories and formulae and
also of reapplying them within the praxis
which takes place in the world of actual
experience.
Here, then, lies the answer - sufficient
for our present train of thought - to the
question posed, as to how it happens that
nature, as given in the life-world, this
merely subjective aspect of "outer experience,"
is not included under psychological experience
in traditional psychology and that psychological
experience is instead opposed to outer experience.
Cartesian dualism requires the parallelisation
of mens and corpus, together with the naturalisation
of psychic being implied in this parallelisation,
and hence also requires the parallelisation
of the required methods. To be sure, because
of the way in which the ready-made geometry
of the ancients was taken over, the idealisation
which thoroughly determines its sense was
almost forgotten; and on the psychic side
such an idealisation, as an actually executed
and original accomplishment in a manner appropriate
to the nature of the psychic, was not required,
or rather not missed. Of course it should
have been evident that the idealisation in
fact has no place on this side, since there
could be no question here of anything like
perspectivisation and kinestheses, of measurement
or of anything analogous to measurement.
The prejudice of the appropriateness of the
same method produced the expectation that,
by practicing this method in its appropriate
version, one could arrive, without any deeper
subjective-methodical considerations, at
stable theorising and a methodical technique.
But it was a vain hope. Psychology never
became exact; the parallelisation could not
actually be carried out, and - as we understand
- for essential reasons. This much we can
say even here, though much still needs to
be done for the sake of the much needed ultimate
clarity on all sides, so that we can also
understand the survival of those various
forms in which modern dualistic and psychophysiological
(or psychophysical) psychology for long periods
could have the appearance of a properly aimed
methodical execution and the conviction of
continued success as truly a fundamental
science of the psychic; also, so that we
can understand why psychophysical empirical
inquiry, which is thoroughly legitimate and
quite indispensable could not count as the
pathway to or the execution of a genuine
psychology which would do justice to the
proper essence of the psychic itself. In
any case, we can already say in advance,
on the basis of insight, that the psychic,
considered purely in terms of its own essence,
has no physical nature, has no conceivable
in-itself in the natural sense, no spatio-temporally
causal, no idealisable and mathematisable
in-itself, no laws after the fashion of natural
laws; here there are no theories with the
same relatedness back to the intuitive life-world,
no observations or experiments with a function
for theorising similar to natural science
- in spite of all the self-misunderstandings
of empirical experimental psychology. But
because the fundamental insight has been
lacking, the historical inheritance of dualism,
with its naturalisation of the psychic, retains
its force, but it is so vague and unclear
that the need is not even felt for a genuine
execution of the dualism of the exact sciences
on both sides, such as is required by the
sense of this dualism.
Thus the schema of descriptive vs. theoretically
explanatory science, too, was kept in readiness
as being obvious; we find it sharply emphasised
in respect to psychology in Brentano and
Dilthey, and in general in the nineteenth
century - the time of passionate efforts
finally to bring about a rigorously scientific
psychology which could show its face alongside
natural science. By no means do we wish to
imply by this that the concept of a pure
description and of a descriptive science,
or beyond that ' even the difference between
descriptive and explanatory method, can find
no application at all in psychology, any
more than we deny that the pure experience
of bodies must be distinguished from the
experience of the psychic or the spiritual.
Our task is critically to make transparent,
down to its ultimate roots, the naturalistic
- or, more exactly, the physicalistic - prejudice
of the whole of modern psychology, on the
one hand in respect to the never clarified
concepts of experience which guide the descriptions
and on the other hand in respect to the way
in which the contrast between descriptive
and explanatory disciplines is interpreted
as parallel and similar to the same contrast
in natural science.
It has already become clear to us that an
"exact" psychology, as an analogue
to physics (i. e., the dualistic parallelism
of realities, of methods, and of sciences),
is an absurdity. Accordingly there can no
longer be a descriptive psychology which
is the analogue of a descriptive natural
science. In no way, not even in the schema
of description vs. explanation, can a science
of souls be modelled on natural science or
seek methodical counsel from it. It can only
model itself on its own subject matter, as
soon as it has achieved clarity on this subject
matter's own essence. There remains only
the formal and most general notion that one
must not operate with empty word-concepts,
must not move in the sphere of vagueness,
but must derive everything from clarity,
from actually self-giving intuition, or,
what is the same thing, from self-evidence
- in this case from the original life-world
experience of, or from what is essentially
proper to, the psychic and nothing else.
This results, as it does everywhere, in an
applicable and indispensable sense of description
and of descriptive science and also, at a
higher level, of "explanation"
and explanatory science. Explanation, as
a higher-level accomplishment, signifies
in this case nothing but a method which surpasses
the descriptive realm, a realm which is realisable
through actually experiencing intuition.
This surpassing occurs on the basis of the
"descriptive" knowledge, and, as
a scientific method, it occurs through a
procedure of insight which ultimately verifies
itself by means of the descriptive data.
In this formal and general sense there is
in all sciences the necessary fundamental
level of description and the elevated level
of explanation. But this must be taken only
as a formal parallel and must find its meaning-fulfilment
in each science through its own essential
sources; and the concept of ultimate verification
must not be falsified in advance by assuming,
as in physics, that certain propositions
in the specifically physical (that is, the
mathematically idealised) sphere are the
ultimately verifying propositions.
§ 65. Testing the legitimacy of an empirically
grounded dualism by familiarising oneself
with the factual procedure of the psychologist
and the physiologist.
WHEN DESCRIPTION is understood in this way,
then, it must characterise the beginning
of the only psychology which is true to its
origins, the only possible psychology. But
it soon becomes manifest that clarity, genuine
self-evidence, in general but especially
here, is not to be bought cheaply. Above
all, as we have already indicated, the arguments
of principle against dualism, against the
double stratification which already falsifies
the sense of experience purely within the
life-world, against the supposed likeness
of the reality (in the life-world) of physical
and psychic being in respect to the innermost
sense of reality, against the likeness of
temporality and individuality in the two
cases - these arguments are too philosophically
oriented, too oriented toward principle,
to be able to make any sort of lasting impression
on the psychologists and scientists of our
time or even on the "philosophers."
One is tired of arguments of principle, which,
after all, lead to no agreement; from the
start one listens with only half an ear,
prefers to trust in the power of the indubitable
accomplishments performed in the great experiential
sciences, to trust in their actual methods,
their actual work of experiencing - experiencing
which is, naturally, in each case peculiar
to the area in question: experience of the
physical for the physicists, of the biological
for the biologists, of the human for the
humanists. Certainly it is quite proper that
they are called experiential sciences. If
we pay attention not to the reflections in
which scientists speak about their method
and their work, i. e., philosophise (as in
the usual academic orations for special occasions),
but rather to the actual method and work
itself, it is certain that the scientists
here constantly have recourse in the end
to experience. But if we place ourselves
within this experience, the experience itself
showed it will be argued against us - that,
in respect to the corporeal and the spiritual,
the mistaken dualistic interpretation is
taken up into the supposed experiential meaning
and gives researchers the right to do justice
to dualism, which is actually purely empirically
grounded, and to operate just as they do
with inner and outer experience, with temporality,
reality, and causality. The philosopher can
speak as insistently as he wants about absurdity
in principle, but he cannot prevail against
the power of tradition. Now we too, of course,
are by no means ready to sacrifice our objections,
precisely because they are radically different
from argumentations using concepts which
are historically inherited and not newly
interrogated in respect to their original
sense, and because our objections themselves
where derived from precisely the most original
sources, as anyone can convince himself who
tests our presentation. This does not mean,
however, that the procedure of the working
experiential sciences, the sense and the
limitation of their legitimacy, is explicitly
made clear; and as for psychology in particular,
our present subject, its procedure, always
psychophysiological, is not made clear -
neither its legitimacy nor the temptations
it offers. This is true not only of all the
primitive methodical forms of former times
but also of the most highly developed forms
that have appeared since the second half
of the nineteenth century. The necessity
of separating the experience of bodies from
the experience of the spirit has not been
clearly established; nor has the legitimacy,
claimed in advance, of taking the experience
of bodies, with the constant signification
it has for the psychologist as for everyone
else, and including it in the psychic, thus
making its universality an all- encompassing
one. This, of course, involves us in paradoxical
difficulties. But difficulties that can be
pushed to one side by good, successfully
functioning work cannot be pushed to one
side by a universal philosophy; rather, they
must be overcome, since philosophy exists
precisely in order to remove all the blinders
of praxis, especially scientific praxis,
and to reawaken, indeed to rescue, the true
and actual, the full purpose, that science
(here psychology) should fulfil as its inborn
meaning. Thus we cannot be spared from inquiring
back into the most general ground from which
the possible tasks of psychology, as of every
objective science, arise, namely, the ground
of the common experience within which the
experiential sciences work, to which, then,
they appeal, if - denying all "physics
- they claim to satisfy the inviolable demands
of experience.
§ 66. The world of common experience: its
set of regional types and the possible universal
abstractions within it: "nature"
as correlate of a universal abstraction;
the problem of "complementary abstractions."
WE SHALL BEGIN with a general consideration
in which we simply repeat what has been said
earlier, though deepening it, in order to
be able to say something decisive, with original
and vital clarity, about the questions raised.
We already know that all theoretical accomplishment
in objective science has its place on the
ground of the pre-given world, the life-world
- that it presupposes prescientific knowing
and the purposive reshaping of the latter.
Straightforward experience, in which the
life-world is given, is the ultimate foundation
of all objective knowledge. Correlatively,
this world itself, as existing prescientifically
for us
(originally) purely through experience, furnishes
us in advance, through its invariant set
of essential types, with all possible scientific
topics.
First we consider what is most general here:
that the universe is pre-given as a universe
of "things." In this broadest sense
"thing" is an expression for what
ultimately exists and what "has"
ultimate properties, relations, interconnections
(through which its being is explicated);
the thing itself is not what is "had"
in this manner but precisely what ultimately
"has" - in short (but understood
quite unphysically), it is the ultimate substrate.
Things have their concrete set of types,
finding their expression in the "substantives"
of a given language. But all particular sets
of types come under the most general of all,
the set of "regional" types. In
life it is the latter that determines praxis,
in constant factual generality; and it first
becomes explicit with essential necessity
through a method of inquiry into essences.
Here I mention distinctions such as living
vs. lifeless things land, within the sphere
of living things, the animals, i. e., those
living not merely according to drives but
also constantly through ego-acts, as opposed
to those living only according to drives
(such as plants). Among animals, human beings
stand out, so much so, in fact, that mere
animals have ontic meaning as such only by
comparison to them, as variations of them.
Among lifeless things, humanised things are
distinguished, things that have signification
(e. g., cultural meaning) through human beings.
Further, as a variation on this, there are
things which refer meaningfully in a similar
way to animal existence, as opposed to things
that are without signification in this sense.
It is clear that these very general separations
and groupings derived from the life-world,
or the world of original experience, determine
the separation of scientific areas, just
as they also determine the internal interconnections
between the sciences in virtue of the internal
interconnection and overlapping of the regions.
On the other hand, universal abstractions,
which encompass all concretions, at the same
time also determine subjects for possible
sciences. It is only in the modem period
that this latter path has been followed;
and it is precisely this path that is relevant
for us here. The natural science of the modem
period, establishing itself as physics, has
its roots in the consistent abstraction through
which it wants to see, in the life-world,
only corporeity. Each "thing" "has"
corporeity even though, if it is
(say) a human being or a work of art, it
is not merely bodily but is only "embodied,"
like everything real. Through such an abstraction,
carried out with universal consistency, the
world is reduced to abstract-universal nature,
the subject matter of pure natural science.
It is here alone that geometrical idealisation,
first of all, and then all further mathematising
theorisation, has found its possible meaning.
It is based on the self- evidence of "outer
experience," which is thus in fact an
abstracting type of experience. But within
the abstraction it has its essential forms
of explication, it relativities, its ways
of motivating idealisations, etc.
Now what about human souls? It is human beings
that are concretely experienced. Only after
their corporeity has been abstracted - within
the universal abstraction which reduces the
world to a world of abstract bodies - does
the question arise, presenting itself now
as so obvious, as to the "other side,"
that is, the complementary abstraction. Once
the bodily "side" has become part
of the general task of natural science and
has found its theoretically idealising treatment
there, the task of psychology is characterised
as the "complementary" task, i.
e., that of subjecting the psychic side to
a corresponding theoretical treatment with
a corresponding universality. Does this ground
the dualistic science of man and assign to
psychology its original sense, as it almost
seems to do, in an unassailable manner, i.
e., truly purely on the basis of life-world
experience, without any physical admixture?
Thus it applies first to the realm of human
beings and then, obviously in the same manner,
to the realm of animals. This would also,
then - or so it seems - give order in advance
to the procedure of the sciences of social
and objectified spirit (the humanistic disciplines).
As the correlative abstraction teaches us,
man (and everything else that is real in
animal form) is, after all, something real
having two strata and is given as such in
pure experience, purely in the life-world;
what is required for the regional science
of man, then, is obviously first of all what
is sometimes called (by contrast to social
psychology) individual psychology. Human
beings, concretely, in the space-time of
the world, have their abstractly distinguished
souls distributed among bodies, which make
up, when we adopt the purely naturalistic
consideration of bodies, a universe to be
considered in itself as a totality. The souls
themselves are external to one another only
in virtue of their embodiment; that is, in
their own abstract stratum they do not make
up a parallel total universe. Thus psychology
can be the science of the general features
of individual souls only; this follows from
the way in which they are determined in their
own essence by the psychophysical framework,
by their being integrated into nature as
a whole. This individual psychology must,
then, be the foundation for a sociology and
likewise for a science of objectified spirit
(of cultural things), which after all refers,
in its own way, to the human being as person,
i. e., to the life of the soul. And all this
can be applied by analogy - just as far as
the analogy reaches - to animals, to animal
society, to the surrounding world with its
specifically animal signification.
Do these considerations, which have led us
back to the ground of life-world experience
- that is, to the source of self-evidence,
to which we must ultimately appeal here -
not justify the traditional dualism of body
and psychic spirit or the dualistic interrelation
between physiology, as the science of the
human ( and also animal ) body, on the one
hand, and psychology, as the science of the
psychic side of man, on the other? Even more
than this: is this not indeed an improvement
upon dualism as compared with the rationalistic
tradition instituted by Descartes, who also
influenced empiricism? Namely, is dualism
not freed from all physical substruction
by the fact that it wants to be nothing more
than a faithful expression of what experience
itself teaches? To be sure, this is not quite
the case, according to the way in which psychologists,
physiologists, and physicists understand
"experience"; and we have indicated
the sense of experience which is decisive
for the scientists' work, correcting their
usual self-interpretation. A physical residuum
is to be found in the fact that natural scientists
consider nature to be concrete and overlook
the abstraction through which their nature
has been shaped into a subject matter for
science. Because of this, the souls, too,
retain something of a substantiality of their
own, though it is not a self-sufficient substantiality,
since, as experience teaches us, the psychic
can be found in the world only in connection
with bodies. But before we could pose further
and now important questions, we had to take
this step. We had first to help empirical
inquiry toward an understanding of itself;
we had to make visible, through reflection,
its anonymous accomplishment, namely, the
"abstraction" we described. In
doing this, we are thus more faithful to
empirical inquiry than the psychologists
and the natural scientists; the last residuum
of the Cartesian theory of two substances
is defeated simply because abstracta are
not "substances."
§ 67. The dualism of the abstractions grounded
in experience. The continuing historical
influence of the empiricist approach (from
Hobbes to Wundt). Critique of data-empiricism
BUT NOW WE MUST ASK what there is in dualism
and in the "stratification" of
man and of the sciences, after the new legitimacy
of the latter has been shown through the
above theory of abstraction, that is and
remains truly meaningful. We have deliberately
made no use of our first critique of this
dualism, of our indication of the way in
which the spatio-temporal localisation and
individuation of psychic being are secondary
in principle; our intention was to familiarise
ourselves completely with the psychophysical
dualistic empiricism of the scientists in
order to arrive at our decisions within the
universal framework of the total world of
experience as the primal ground. In addition
to new insights, which are fundamentally
essential, as we shall see, for the understanding
of the genuine task of psychology, we shall
also find again those earlier insights mentioned
above.
Let us take up the abstraction we discussed;
it will reveal its hidden difficulties all
too soon. Let us take it quite straightforwardly
and naturally as a differentiated direction
of gaze and interest on the basis of the
concrete experience of man. Obviously we
can pay attention to his mere corporeity
and be one-sidedly and consistently interested
only in it; and likewise we can pay attention
to the other side, being interested purely
in what is psychic about him. In this way
the distinction between "outer"
and "inner" experience (and first
of all perception) also seems to be automatically
clear, to have an inviolable legitimacy,
together with the division of man himself
into two real sides or strata. To the question
of what belongs to the psychic side and what
of this is given purely in inner perception,
one answers in the familiar way: it is a
person, substrate of personal properties,
of original or acquired psychic dispositions
(faculties, habits). This, however, supposedly
refers back to a flowing 'life of consciousness,"
a temporal process in which the first and
especially noticeable feature is that of
the ego-acts, though these are on a background
of passive states . It is supposedly this
current of "psychic experiences"
that is experienced in that abstractive attitude
of focus upon the psychic. What is directly
and actually perceived (and it is even thought
to be perceived with a particular sort of
apodictic self-evidence) is the presence-sphere
of the psychic experiences of one man, and
only by that man himself, as his sinner perception";
the experiences of others are given only
through the mediated type of experience called
"empathy" - unless this latter
type of experience is reinterpreted as an
inference, as it generally used to be.
However, all this is by no means so simple
and so obvious as it was taken to be, without
any closer consideration, for centuries.
A psychology derived from an abstraction
which is parallel to the physicist's abstraction,
on the basis of an "inner perception"
and other types of psychological experience
which are parallel to outer perception, must
be seriously questioned; indeed, taken in
this way, it is impossible in principle.
This obviously applies to every dualism of
the two real sides or strata of man, and
every dualism of the sciences of man, which
appeals purely to experiencing intuition.
From the historical point of view we must
consider the empiricist psychology and the
sensationalism that have become dominant
since the time of Hobbes and Locke and have
corrupted psychology up to our own day. In
this first form of naturalism, supposedly
on the basis of experience, the soul is set
off by itself in the closed unity of a space
of consciousness as its own real sphere of
psychic data. The naïve equation of these
data of psychological data-experience with
those of the experience of bodies leads to
a reification of the former; the constant
view to the exemplary character of natural
science misleads one into taking these data
as psychic atoms or atom-complexes and into
considering the tasks of the two sides to
be parallel. Psychic faculties or, as they
later come to be called, psychic dispositions
- become analogues of physical forces, titles
for merely causal properties of the soul,
either belonging to its own essence or arising
from its causal relationship with the living
body, but in any case in such a way that
reality and causality are understood in the
same way on both sides. Of course, right
away, in Berkeley and Hume, the enigmatic
difficulties of such an interpretation of
the soul announce themselves and press toward
an immanent idealism which swallows up one
of the two "parallels." Yet up
through the nineteenth century this changes
nothing about the way in which psychology
and physiology, which supposedly follow experience,
in fact do their work. It was easy to carry
the "idealistic" naturalism of
the immanent philosophy of those successors
of Locke over into the dualistic psychology.
The epistemological difficulties made so
noticeable by Hume's fictionalism were overcome
- precisely through "epistemology."
Reflections which were appealing, but which
unfortunately evaded genuine radicalism,
were undertaken in order to justify ex post
facto what one does in any case in the natural
striving to follow the evidence of experience.
Thus the growing acquisition of obviously
valuable empirical facts took on the appearance
of having a meaning which could be understood
philosophically. We have a perfect example
of the sort of epistemological-physical interpretations
which follow in the footsteps of science
in the reflections of Wundt and his school,
in the doctrine of the "two points of
view," of the theoretical utilisation
of the one common experience through a twofold
"abstraction." This doctrine appears
to be on the way toward overcoming all traditional
physics and to lead to a self-understanding
of psychology and natural science; but in
fact it merely changes empirical dualistic
naturalism into a monistic naturalism with
two parallel faces - i. e., a variation of
Spinozistic parallelism. In addition, this
Wundtian way, as well as the other ways of
justifying the psychology which is bound
to empirical dualism, retains the naturalistic
data-interpretation of consciousness in accord
with the Lockean tradition; though this does
not keep them from speaking of representation
and will, of value and the setting of goals
as data in consciousness, without radically
posing the question of how, through such
data and their psychic causality, one is
supposed to understand the rational activity
presupposed by all psychological theories,
which are reason's accomplishments - whereas
here, in the theories themselves, this activity
is supposed to appear as one result among
the others.
§ 68. The task of a pure explication of consciousness
as such: the universal problem of intentionality.
(Brentano's attempt at a reform of psychology.)
THE FIRST THING we must do here is overcome
the naïveté which makes the conscious life,
in and through which the world is what it
is for us - as the universe of actual and
possible experience - into a real property
of man, real in the same sense as his corporeity,
i. e., according to the following schema.
In the world we have things with different
peculiarities, and among these there are
also some that experience, rationally know,
etc., what is outside them. Or, what is the
same thing: The first thing we must do, and
first of all in immediate reflective self-experience,
is to take the conscious life, completely
without prejudice, just as what it quite
immediately gives itself, as itself, to be.
Here, in immediate givenness, one finds anything
but colour data, tone data, other "sense"
data or data of feeling, will, etc.; that
is, one finds none of those things which
appear in traditional psychology, taken for
granted to be immediately given from the
start. Instead, one finds, as even Descartes
did (naturally we ignore his other purposes),
the cogito, intentionality, in those familiar
forms which, like everything actual in the
surrounding world, find their expression
in language: "I see a tree which is
green; I hear the rustling of its leaves,
I smell its blossoms," etc.; or, "I
remember my schooldays," "I am
saddened by the sickness of a friend,"
etc. Here we find nothing other than "consciousness
of..." - consciousness in the broadest
sense, which is still to be investigated
in its whole scope and its modes.
This is the place to recall the extraordinary
debt we owe to Brentano for the fact that
he began his attempt to reform psychology
with an investigation of the peculiar characteristics
of the psychic (in contrast to the physical)
and showed intentionality to be one of these
characteristics; the science of "psychic
phenomena," then, has to do everywhere
with conscious experiences. Unfortunately,
in the most essential matters he remained
bound to the prejudices of the naturalistic
tradition; these prejudices have not yet
been overcome if the data of the soul, rather
than being understood as sensible (whether
of outer or inner "sense"), are
simply understood as data having the remarkable
character of intentionality; in other words,
if dualism, psychophysical causality, is
still accepted as valid. This also applies
to his idea of a descriptive natural science,
as is shown by his conception of their parallel
procedure - setting the task of classifying
and descriptively analysing psychic phenomena
completely in the spirit of the old traditional
interpretation of the relation between descriptive
and explanatory natural sciences. None of
this would have been possible if Brentano
had penetrated to the true sense of the task
of investigating conscious life as intentional
- and investigating it first of all on the
basis of the pre-given world, since it was
a question of grounding psychology as an
objective science. Thus Brentano set up a
psychology of intentionality as a task only
formally, but had no way of attacking it.
The same is true of his whole school, which
also, like Brentano himself, consistently
refused to accept what was decisively new
in my Logical Investigations ( even though
his demand for a psychology of intentional
phenomena was put into effect here). What
is new in the Logical Investigations is found
not at all in the merely ontological investigations,
which had a one-sided influence contrary
to the innermost sense of the work, but rather
in the subjectively directed investigations
(above all the fifth and sixth, in the second
volume of 1901) in which, for the first time,
the cogitata qua cogitata, as essential moments
of each conscious experience as it is given
in genuine inner experience, come into their
own and immediately come to dominate the
whole method of intentional analysis. Thus
"self-evidence" (that petrified
logical idol) is made a problem there for
the first time, freed from the privilege
given to scientific evidence and broadened
to mean original self-giving in general.
The genuine intentional synthesis is discovered
in the synthesis of several acts into one
act, such that, in a unique manner of binding
one meaning to another, there emerges not
merely a whole, an amalgam whose parts are
meanings, but rather a single meaning in
which these meanings themselves are contained,
but in a meaningful way. With this the problems
of correlation, too, already announce themselves;
and thus, in fact, this work contains the
first, though of course very imperfect, beginnings
of "phenomenology."
End note:
Husserl, editor of the Yearbook of Phenomenology,
had the following simple definition.
'A philosophy that states only what a person
experiences matters, not the science of sensory
input nor the philosophies of the past. Science
proves that senses "lie" to the
mind, but the lie is still "reality"
to the individual. What matters is what we
think we experience, not what science might
"prove" we experience. Existentialism
grew from phenomenology; usually the two
are studied together. That is why science
is excluded from phenomenology -- it cannot
determine what someone experiences; science
is limited to what inputs are recognized,
not how they are interpreted.
You and I watch a movie. Science can explain
the movie: light through film, reflecting
on a screen, then filtered by cones and rods
in our eyes. Science cannot explain what
the movie means or what emotions it triggers
in us. So, we ignore the science, which adds
nothing to understanding the movie as an
event. We also ignore past philosophies,
which might not apply to the movie's viewers.
Left only with the film and two people, we
have to ask each person what the movie meant
to them as individuals. We are then forced
to accept that what they say it meant might
not be honest. That's existentialism and
phenomenology in a nutshell -- what you and
I experience is never the same, even if science
says the event is one thing and one thing
only.'
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