CAUSE AND EFFECT
AN ENQUIRY CONCERNING HUMAN UNDERSTANDING
DAVID HUME
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All the objects of human reason or enquiry
may naturally be divided into two kinds,
to wit, relations of ideas, and matters of
fact. Of the first kind are the sciences
of geometry, algebra, and arithmetic, and
in short, every affirmation which is either
intuitively or demonstratively certain. that
the square of the hypotenuse is equal to
the square of the two sides, is a proposition
which expresses a relation between these
figures. Three times five is equal to the
half of thirty, expresses a relation between
these numbers.
Propositions of this kind are discoverable
by the mere operation of thought, without
dependence on what is anywhere existent in
the universe. Though there never were a circle
or triangle in nature, the truths demonstrated
by Euclid would for ever retain their certainty
and evidence.
Matters of fact, which are the second objects
of human reason, are not ascertained in the
same manner; nor is our evidence of their
truth, however great, of a like nature with
the foregoing. The contrary of every matter
of fact is still possible, because it can
never imply a contradiction, and is conceived
by the mind with the same facility and distinctness,
as if ever so conformable to reality. that
the sun will not rise tomorrow is no less
intelligible a proposition, and implies no
more contradiction, than the affirmation,
that it will rise. We should in vain, therefore,
attempt to demonstrate its falsehood. Were
it demonstratively false, it would imply
a contradiction, and could never be distinctly
conceived by the mind.
It may, therefore, be a subject worthy of
curiosity, to enquire what is the nature
of that evidence which assures us of any
real existence and matter of fact. beyond
the present testimony of our senses, or the
records of our memory. This part of philosophy,
it is observable, has been little cultivated,
either by the ancients or moderns, and therefore
our doubts and errors, in the prosecution
of so important an enquiry, may be the more
excusable, while we march through such difficult
paths without any guide or direction. They
may even prove useful, by exciting curiosity,
and destroying that implicit faith and security,
which is the bane of all reasoning and free
enquiry. The discovery of defects in the
common philosophy, if any such there be,
will not, I presume, be a discouragement,
but rather an incitement, as is usual, to
attempt something more full and satisfactory
than has yet been proposed to the public.
All reasonings concerning matter of fact
seem to be founded on the relation of cause
and effect. By means of that relation alone
we can go beyond the evidence of our memory
and senses. If you were to ask a man, why
he believes any matter of fact, which is
absent, (for instance, that his friend is
in the country, or in France) he would give
you a reason, and this reason would be some
other fact, as a letter received from him,
or the knowledge of his former resolutions
and promises. A man finding a watch or any
other machine in a desert island, would conclude
that there had once been men on that island.
All our reasonings concerning fact are of
the same nature. And here it is constantly
supposed that there is a connection between
the present fact and that which is inferred
from it. Were there nothing to bind them
together, the inference would be entirely
precarious. The hearing of an articulate
voice and rational discourse in the dark
assures us of the presence of some person.
Why? Because these are the effects of the
human make and fabric, and closely connected
with it. If we anatomise all the other reasonings
of this nature, we shall find that they are
founded on the relation of cause and effect,
and that this relation is either near or
remote, direct or collateral. Heat and light
are collateral effects of fire, and the one
effect may justly be inferred from the other.
If we would satisfy ourselves, therefore,
concerning the nature of that evidence, which
assures us of matters of fact, we must enquire
how we arrive at the knowledge of cause and
effect.
I shall venture to affirm, as a general proposition,
which admits of no exception, that the knowledge
of this relation is not, in any instance,
attained by reasonings a priori, but arises
entirely from experience, when we find that
any particular objects are constantly conjoined
with each other. Let an object be presented
to a man of ever so strong natural reason
and abilities; if that object be entirely
new to him, he will not be able, by the most
accurate examination of its sensible qualities,
to discover any of its causes or effects.
Adam, though his rational faculties be supposed,
at the very first, entirely perfect, could
not have inferred from the fluidity and transparency
of water that it would suffocate him, or
from the light and warmth of fire that it
would consume him. No object ever discovers,
by the qualities which appear to the senses,
either from the causes which produced it,
or the effects which will arise from it;
nor can our reason, unassisted by experience,
ever draw any inference concerning real existence
and matter of fact.
This proposition, that causes and effects
are discoverable, not by reason but by experience,
will readily be admitted with regard to such
objects, as we remember to have once been
altogether unknown to us, since we must be
conscious of the utter inability, which we
then lay under, of foretelling what would
arise from them. present two smooth pieces
of marble to a man who has no tincture of
natural philosophy: he will never discover
that they will adhere together in such a
manner as to require great force to separate
them in a direct line, while they make so
small a resistance to a lateral pressure.
Such events, as bear little analogy to the
common course of nature, are also readily
confessed to be known only by experience,
nor does any man imagine that the explosion
of gunpowder, or the attraction of a lodestone,
could ever be discovered by arguments a priori.
In like manner, when an effect is supposed
to depend upon an intricate machinery or
secret structure of parts, we make no difficulty
in attributing all our knowledge of it to
experience. Who will assert that he can give
the ultimate reason, why milk or bread is
proper nourishment for a man, not for a lion
or a tiger?
But the same truth may not appear, at first
sight, to have the same evidence with regard
to events, which have become familiar to
us from our first appearance in the world,
which bear a close analogy to the whole course
of nature, and which are supposed to depend
on the simple qualities of objects, without
any secret structure of parts. We are apt
to imagine that we could discover these effects
by the mere operation of our reason, without
experience. We fancy, that were we brought
on a sudden into this world, we could at
first have inferred that one billiard ball
would communicate motion to another upon
impulse, and that we needed not to have waited
for the event, in order to pronounce with
certainty concerning it. Such is the influence
of custom, that, where it is strongest, it
not only covers our natural ignorance but
even conceals itself, and seems not to take
place, merely because it is found in the
highest degree.
But to convince us that all the laws of nature,
and all the operations of bodies without
exception, are known only by experience,
the following reflections may, perhaps, suffice.
Were any object presented to us, and were
we required to pronounce concerning the effect,
which will result from it, without consulting
past observation, after what manner, I beseech
you, must the mind proceed in this operation?
It must invent or imagine some event, which
it ascribes to the object as its effect,
and it is plain that this invention must
be entirely arbitrary. The mind can never
possibly find the effect in the supposed
cause, by the most accurate scrutiny and
examination. For the effect is totally different
from the cause, and consequently can never
be discovered in it. Motion in the second
billiard ball is a quite distinct event from
the motion in the first. nor is there anything
in the one to suggest the smallest hint of
the other. A stone or piece of metal raised
into the air, and left without any support.
immediately falls: but to consider the matter
a priori, is there anything we discover in
this situation which can beget the idea of
a downward, rather than an upward, or any
other motion, in the stone or metal?
And as the first imagination or invention
of a particular effect, in all natural operations,
is arbitrary, where we consult not experience,
so must we also esteem the supposed tie or
connection between the cause and effect,
which binds them together, and renders it
impossible that any other effect could result
from the operation of that cause. When I
see, for instance, a billiard ball moving
in a straight line towards another; even
suppose motion in the second ball should
by accident be suggested to me, as the result
of their contact or impulse, may I not conceive,
that a hundred different events might as
well follow from the cause? May not both
these balls remain at absolute rest? May
not the first ball return in a straight line,
or leap off from the second in any line or
direction? All these suppositions are consistent
and conceivable. Why then should we give
the preference to one, which is no more consistent
or conceivable than the rest? All our reasonings
a priori will never be able to show us any
foundation for this preference.
In a word, then, every effect is a distinct
event from its cause. It could not, therefore,
be discovered in the cause, and the first
invention or conception of it, a priori,
must be entirely arbitrary. And even after
it is suggested, the conjunction of it with
the cause must appear equally arbitrary,
since there are always many other effects,
which, to reason, must seem fully as consistent
and natural. In vain, therefore, should we
pretend to determine any single event, or
infer any cause or effect, without the assistance
of observation and experience.
Hence we may discover the reason why no philosopher,
who is rational and modest, has ever pretended
to assign the ultimate cause of any natural
operation, or to show distinctly the action
of that power, which produces any single
effect in the universe. It is confessed,
that the utmost effort of human reason is
to reduce the principles, productive of natural
phenomena, to a greater simplicity, and to
resolve the many particular effects into
a few general causes, by means of reasonings
from analogy, experience, and observation.
But as to the causes of these general causes,
we should in vain attempt their discovery,
nor shall we ever be able to satisfy ourselves,
by any particular explication of them. These
ultimate springs and principles are totally
shut up from human curiosity and enquiry.
Elasticity, gravity, cohesion of parts, communication
of motion by impulse: These are probably
the ultimate causes and principles which
we shall ever discover in nature, and we
may esteem ourselves sufficiently happy,
if, by accurate enquiry and reasoning, we
can trace up the particular phenomena to,
or near to, these general principles. The
most perfect philosophy of the natural kind
only staves off our ignorance a little longer,
as perhaps the most perfect philosophy of
the moral or physical kind serves only to
discover larger portions of it. Thus the
observation of human blindness and weakness
is the result of all philosophy, and meets
us at every turn, in spite of our endeavours
to elude or avoid it.
Nor is geometry, when taken into the assistance
of natural philosophy, ever able to remedy
this defect, or lead us into the knowledge
of ultimate causes, by all that accuracy
of reasoning for which it is so justly celebrated.
Every part of mixed mathematics proceeds
upon the supposition that certain laws are
established by nature in her operations,
and abstract reasonings are employed, either
to assist experience in the discovery of
these laws, or to determine their influence
in particular instances, where it depends
upon any precise degree of distance and quantity.
Thus, it is a law of motion, discovered by
experience, that the moment of force of any
body in motion is in the compound ratio or
proportion of its solid contents and its
velocity, and consequently, that a small
force may remove the greatest obstacle or
raise the greatest weight, if, by any contrivance
or machinery, we can increase the velocity
of that force, so as to make it an overmatch
for its antagonist. Geometry assists us in
the application of this law, by giving us
the just dimensions of all the parts and
figures which can enter into any species
of machine; but still the discovery of the
law itself is owing merely to experience,
and all the abstract reasonings in the world
could never lead us one step towards the
knowledge of it. When we reason a priori,
and consider merely any object or cause,
as it appears to the mind, independent of
all observation, it never could suggest to
us the notion of any distinct object, such
as its effect, much less show us the inseparable
and inviolable connection between them. A
man must be very sagacious who could discover
by reasoning that crystal is the effect of
heat, and ice of cold, without being previously
acquainted with the operation of these qualities.
Part II
But we have not yet attained any tolerable
satisfaction with regard to the question
first proposed. Each solution still gives
rise to a new foundation. It is allowed on
all hands that there is no known connection
between the sensible qualities and the secret
powers; and consequently, that the mind is
not led to form such a conclusion concerning
their constant and regular conjunction, by
anything which it knows of their nature.
As to past experience, it can be allowed
to give direct and certain information of
those precise objects only, and that precise
period of time, which fell under its cognisance;
but why this experience should be extended
to future times, and to other objects, which
for aught we know, may be only in appearance
similar-this is the main question on which
I would insist. The bread, which I formerly
ate, nourished me: that is, a body of such
sensible qualities was, at that time, endued
with such secret powers; but does it follow,
that other bread must also nourish me at
another time, and that like sensible qualities
must always be attended with like secret
powers? The consequence seems nowise necessary.
At least, it must be acknowledged that there
is here a consequence drawn by the mind,
that there is a certain step taken-a process
of thought, and an inference, which wants
to be explained. These two propositions are
far from being the same: I have found that
such an object has always been attended with
such an effect, and I foresee, that other
objects, which are, in appearance, similar,
will be attended with similar effects. I
shall allow, if you please, that the one
proposition may justly be inferred from the
other; I know, in fact, that it always is
inferred. But if you insist that the inference
is made by a chain of reasoning, I desire
you to produce that reasoning. The connection
between these propositions is not intuitive.
There is required a medium, which may enable
the mind to draw such an inference, if indeed
it be drawn by reasoning and argument. what
that medium is, I must confess, passes my
comprehension, and it is incumbent on those
to produce it, who assert that it really
exists, and is the origin of all our conclusions
concerning matter of fact.
This negative argument must certainly, in
process of time, become altogether convincing.
if many penetrating and able philosophers
shall turn their enquiries this way and no
one be ever able to discover any connecting
proposition or intermediate step, which supports
the understanding in this conclusion. But
as the question is yet new, every reader
may not trust so far to his own penetration,
as to conclude, because an argument escapes
his enquiry, that therefore it does not really
exist. For this reason it may be requisite
to venture upon a more difficult task, and
enume all the branches of human knowledge,
endeavour to show that none of them can afford
such an argument.
All reasonings may be divided into two kinds,
namely, demonstrative reasoning or that concerning
relations of ideas, and moral reasoning,
or that concerning matter of fact and existence.
that there are no demonstrative arguments
in the case seems evident; since it implies
no contradiction that the course of nature
may change, and that an object, seemingly
like those which we have experienced, may
be attended with different or contrary effects.
May I not clearly and distinctly conceive
that a body, falling from the clouds, and
which, in all other respects, resembles snow,
has yet the taste of salt or feeling of fire?
Is there any more intelligible proposition
than to affirm, that all the trees will flourish
in December and January, and decay in May
and June? Now whatever is intelligible, and
can be distinctly conceived, implies no contradiction,
and can never be proved false by any demonstrative
argument or abstract reasoning a priori.
If we be, therefore, engaged by arguments
to put trust in past experience, and make
it the standard of our future judgement,
these arguments must be probable only, or
such as regard matter of fact and real existence,
according to the division above mentioned.
But that there is no argument of this kind,
must appear, if our explication of that species
of reasoning be admitted as solid and satisfactory.
We have said that all arguments concerning
existence are founded on the relation of
cause and effect, that our knowledge of that
relation is derived entirely from experience,
and that all our experimental conclusions
proceed upon the supposition that the future
will be conformable to the past. To endeavour,
therefore, the proof of this last supposition
by probable arguments, or arguments regarding
existence, must be evidently going in a circle,
and taking that for granted, which is the
very point in question.
In reality, all arguments from experience
are founded on the similarity which we discover
among natural objects, and by which we are
induced to expect effects similar to those
which we have found to follow from such objects.
And though none but a fool or madman will
ever pretend to dispute the authority of
experience, or to reject that great guide
of human life, it may surely be allowed a
philosopher to have so much curiosity at
least as to examine the principle of human
nature, which gives this mighty authority
to experience, and makes us draw advantage
from that similarity which nature has placed
among different objects. From causes which
appear similar we expect similar effects.
This is the sum of all our experimental conclusions.
Now it seems evident that, if this conclusion
were formed by reason, it would be as perfect
at first, and upon one instance, as after
ever so long a course of experience. But
the case is far otherwise. Nothing so like
as eggs; yet no one, on account of this appearing
similarity, expects the same taste and relish
in all of them. It is only after a long course
of uniform experiments in any kind, and we
attain a firm reliance and security with
regard to a particular event. Now where is
that process of reasoning which, from one
instance, draws a conclusion so different
from that which it infers from a hundred
instances that are nowise different from
that single one? This question I propose
as much for the sake of information, as with
an intention of raising difficulties. I cannot
find, I cannot imagine any such reasoning.
But I keep my mind still open to instruction,
if any one will vouchsafe to bestow it on
me.
Should it be said that, from a number of
uniform experiments, we infer a connection
between the sensible qualities and the secret
powers: this, I must confess, seems the same
difficulty, couched in different terms. The
question still recurs, on what process of
argumenhis inference is founded? Where is
the medium, the interposing ideas, which
join propositions so very wide of each other?
It is confessed that the colour, consistence,
and other sensible qualities of bread appear
not, of themselves, to have any connection
with the secret powers of nourishment and
support. For otherwise we could infer these
secret powers from the first appearance of
these sensible qualities, without the aid
of experience, contrary to the sentiment
of all philosophers, and contrary to plain
matter of fact. Here, then, is our natural
state of ignorance with regard to the powers
and influence of all objects. How is this
remedied by experience? It only shows us
a number of uniform effects, resulting from
certain objects, and teaches us that those
particular objects, at that particular time,
were endowed with such powers and forces.
When a new object, endowed with similar sensible
qualities, is produced, we expect similar
powers and forces, and look for a like effect.
From a body of like colour and consistence
with bread we expect like nourishment and
support. But this surely is a step or progress
of the mind, which wants to be explained.
When a man says, "I have found, in all
past instances, such sensible qualities conjoined
with such secret powers," and when he
says, "Similar sensible qualities will
always be conjoined with similar secret powers,"
he is not guilty of a tautology, nor are
these propositions in any respect the same.
You say that the one proposition is an inference
from the other. But you must confess that
the inference is not intuitive, neither is
it demonstrative. Of what nature is it, then?
To say it is experimental, is begging the
question. For all inferences from experience
suppose, as their foundation, that the future
will resemble the past, and that similar
powers will be conjoined with similar sensible
qualities. If there be any suspicion that
the course of nature may change, and that
the past may be no rule for the future. all
experience becomes useless, and can give
rise to no inference or conclusion. It is
impossible, therefore, that any arguments
from experience can prove this resemblance
of the past to the future, since all these
arguments are founded on the supposition
of that resemblance. let the course of things
be allowed hitherto ever so regular; that
alone, without some new argument or inference,
proves not that, for the future, it will
continue so. In vain do you pretend to have
learned the nature of bodies from your past
experience. Their secret nature, and consequently
all their effects and influence, may change,
without any change in their sensible qualities.
This happens sometimes, and with regard to
some objects; why may it not happen always,
and with regard to all objects? What logic,
what process of argument secures you against
this supposition? My practice, you say, refutes
my doubts. But you mistake the purport of
my question. As an agent, I am quite satisfied
in the point; but as a philosopher, who has
some share of curiosity, I will not say scepticism,
I want to learn the foundation of this inference.
No reading, no enquiry has yet been able
to remove my difficulty, or give me satisfaction
in a matter of such importance. Can I do
better than propose the difficulty to the
public, even though, perhaps, I have small
hopes of obtaining a solution? We shall at
least, by this means, be sensible of our
ignorance, if we do not augment our knowledge.
I must confess that a man is guilty of unpardonable
arrogance who concludes, because an argument
has escaped his own investigation, that therefore
it does not really exist. I must also confess
that, though all the learned, for several
ages, should have employed themselves in
fruitless search upon any subject, it may
still, perhaps, be rash to conclude positively
that the subject must, therefore, pass all
human comprehension. Even though we examine
all the sources of our knowledge, and conclude
them unfit for such a project, there may
still remain a suspicion, that the enumeration
is not complete, or the examination not accurate.
But with regard to the present subject, there
are some considerations which seem to remove
all this accusation of arrogance or suspicion
of mistake.
It is certain that the most ignorant and
stupid peasants-nay infants, nay even brute
beasts-improve by experience, and learn the
qualities of natural objects, by observing
the effects which result from them. When
a child has felt the sensation of pain from
touching the flame of a candle, he will be
careful not to put his hand near any candle,
but will expect a similar effect from a cause
which is similar in its sensible qualities
and appearance. If you assert, therefore,
that the understanding of the child is led
into this conclusion by any process of argument
or ratiocination, I may justly require you
to produce that argument, nor have you any
pretence to refuse so equitable a demand.
You cannot say that the argument is abstruse,
and may possibly escape your enquiry; since
you confess that it is obvious to the capacity
of a mere infant. If you hesitate, therefore,
a moment, or if, after reflection, you produce
any intricate or profound argument, you,
in a manner, give up the question, and confess
that it is not reasoning which engages us
to suppose the past resembling the future,
and to expect similar effects from causes
which are, to appearance, similar. This is
the proposition which I intended to enforce
in the present section. If I be right, I
pretend not to have made any mighty discovery.
And if I be wrong, I must acknowledge myself
to be indeed a very backward scholar, since
I cannot now discover an argument which,
it seems, was perfectly familiar to me long
before I was out of my cradle.
From: An Enquiry Concerning Human Understanding
(1772). Hackett Publ Co. 1993; Chapter on
Cause and Effect.
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