PLATO'S DISCUSSION OF KNOWLEDGE IN THE THEAETETUS
AND THE REPUBLIC
NIGEL J. A. HOLDEN
UNIVERSITY OF CENTRAL LANCASHIRE
|
Modern 'design theory'
PLATO'S DISCUSSION OF KNOWLEDGE IN THE THEAETETUS
AND THE REPUBLIC Socrates Plato
By Nigel J. A. Holden University of Central
Lancashire In discussing Plato's theory of
knowledge I propose to offer the view that
his discussion of this topic in both The
Republic and the Theaetetus not only represents
a unified theory of knowledge, but that this
argument is linear in nature - that there
are no discrepancies, though it may appear
there are - and that all parts work as a
unified whole to bring the reader to a specific
conceptual destination.
On and contrast Plato's discussion of knowledge
in The Republic and Theaetetus.
In discussing Plato's theory of knowledge
I propose to offer the view that his discussion
of this topic in both The Republic and the
Theaetetus not only represents a unified
theory of knowledge, but that this argument
is linear in nature - that there are no discrepancies,
though it may appear there are - and that
all parts work as a unified whole to bring
the reader to a specific conceptual destination.
This concept of a unified doctrine is based
on a reading of the presentation of the theory
of knowledge, which does appear to begin
in The Republic and conclude in the Theaetetus.
But is this apparent relationship support
by the chronology in which the dialogues
were written? It is generally accepted that
Plato's dialogues fit into the three groups:
early (also known as Group I), middle (Group
II), and late (Group III) - as defined by
Campbell, using an analysis of both style
and content (Kahn, 1996, p. 43-4). Campbell
assigns both The Republic and Theaetetus
to Group II. For our study it is important
to have some idea of where The Republic and
Theaetetus stand in chronology within Group
II. Kahn believes that The Republic is the
first text chronologically of Group II, and
that the Theaetetus is the last text written
within that same group. Kahn's attempt to
arrange the texts is based on the literary
presentation of Socrates, and 'the different
approaches to the philosophical position
within The Republic' (Kahn, 1996, p. 48).
This approach does seem reasonable, and I
believe is validated by the order of argument
within these two dialogues. This then will
be my approach within this essay. I shall
begin with The Republics' principle Cave
and Line analogy, showing their relationship
to each other. Then I shall introduce the
discussions on knowledge within the Theaetetus,
breaking this down into its two principle
parts. Therein I shall show the significance
of the Cave and Line analogy, and thus the
answer to the problem as contained within
Theaetetus.
The Republic is essentially a discussion
on how a State should be run. The main thrust
of this is a discussion of justice - is it
better to be just or unjust? The discussions
are, therefore, of an ethical nature (Brown,
2003). In trying to define his ethical terms,
Plato has to show what 'knowledge' is - and
for Plato this concept is central because
it affects how the individual acts, and therefore
how society should function (since his political
society would be lead by philosophers - those
who had gained true knowledge).
In book VI (509d) we are presented with the
analogy of the line. We are to take a line
and split it into two unequal sections -
one representing the visible , the other
the intelligible. This line has to be split
again in the same ratio. One subsection of
the visible then contains the images (perception),
the other the originals of these images
(belief). The intelligible is also subdivided
- the lower section representing mathematics
(understanding), the higher section reason.
Socrates (509d) clearly states that the intellectual
world and the visible worlds must be kept
in mind as two distinct kingdoms. As Murphy
(1932) clearly points out to us, this analogy
is to be taken literally. The purpose of
the Line is to categorise things as they
appear to us in reality - and the point of
this is to act as a key to understanding
the Cave analogy.
The allegory of the Cave at the beginning
of Book VII presents us with a story of prisoners
chained in a cave. They face a wall, and
cannot move. Behind them a fire burns, and
between them and the fire a wall, upon which
people walk and move many things. These cast
shadows on the wall the prisoners face, and
from the shadows they guess at what is really
behind them. One of these prisoners is set
free, and he makes it to the surface. But
he cannot look at things directly in the
sunlight because it is too much for his eyes
to cope with - he looks at reflections in
the water. Eventually he becomes used to
the daylight, and begins to look at things
directly as they are. He then goes back into
the cave, and sees that his fellow prisoners
do not really know from the shadows what
is truly behind them. In this simile the
shadows, and those things in the dark, are
symbols of the visibles themselves. Those
visibles seen clearly in the light of day
are those things perceived by the intellect
(this is clearly stated in 508 c-d). The
people living in the cave are symbolic of
those who have not as yet turned towards
the ideal world - their perception of the
visibles is limited, and not enlightened
by the intellect. The purpose of this whole
analogy is to show the way to escape the
entrapment of the visible (sensual) world
(Murphy, 1932). It is made quite clear in
508d that the soul is blind when it focuses
on sensible things, but when focused on ideas
it is enlightened. This enlightenment is
due to the Good who gives truth (508e) to
the intellect. In both the Line and Cave
simile opinion is contrasted with knowledge.
Those inside the cave have opinions, while
he who escapes into the world of the sun
sees things for what they are.
The Cave simile clearly shows us the path
of the individual from shadows to illumined
understanding of the truth of all things
(Murphy, 1932). Murphy believes there are
three levels to this enlightenment - the
first the mental level of the un-philosophical
(this is seen in the firelight images); the
second that of mathematics (the puppets,
the originals of these images); and finally
that of the dialectic, the originals of the
puppets outside the Cave - seen in shadow,
then in the water, and finally directly themselves
via the sunlight. Although there are only
three stages, there are four grades of reality
- firelight images, puppets, the originals
of puppets outside the cave, and the things
themselves seen in sunlight - and these four
grades correspond with the four points of
the Line. This conversion from the superficial
view of life, to the philosophical is achieved
via an intellectual education, as Socrates
explicitly states in 524 d-e (Murphy, 1932).
It is the second level of enlightenment -
that of mathematics - which is of vital importance
to Plato. When using mathematics the intellect
is using the 'intelligible character' to
look at sensible things (Murphy, 1932). This
is a half way point, where the mind is being
induced into the intellectual sphere through
visibles - but it is incomplete, it is still
dependent on the visible realm, and so the
ideas derived in this way are inferior in
nature. It is this that is the 'conversion'
referred to in 525a (Murphy. 1932). After
this occurs the ascent: once he is converted
man is able to ascend towards the Good, and
so see things as they actually are with all
clarity, as stated in 521c (Murphy, 1932).
In the Line analogy Murphy claims Plato does
no more than prepare the reader for the analogy
of the Cave - Plato does this by giving us,
via the Line, the ratios of the groups of
things which are in the Cave analogy
(Murphy, 1932). The groups are descriptions
of things as they appear in reality. The
Line, then, is a list of the four classes
of objects and their corresponding states
of mind, graded 'according to reality and
clearness'
(Murphy, 1932). The Cave analogy shows us
how the individual through education rises
through these real objects (Murphy, 1932).
The prisoner who is released passes through
these things, represented in the Cave via
the different regions. Hence, the Line is
a description of states of mind, whereas
the Cave is about stages of development (Murphy,
1932).
The Theaetetus is a presentation of a dialogue
between Socrates and Theaetetus, a student
of mathematics. Socrates poses the question
to Theaetetus of, 'what is knowledge?' -
and to this Theaetetus gives many examples
from the sciences. These are not acceptable
to Socrates - but slowly a definition is
built up, beginning with knowledge as perception;
then, knowledge as true belief; and finally
knowledge as true belief with an account
(logos). Socrates dream sequence, in which
it is shown him that we cannot have knowledge
because we cannot know elements, is a central
tool by which the answer to this conundrum
is given. The dialogue appears to end in
aporia - there is no way of answering the
question, 'What is knowledge' (Chappell,
2005).
This dialogue is split into two principle
arguments. In the first part of the argument
(which begins at 185c) Plato states that
those things of existence which belong to
sense perception are not themselves objects
of sense perception (in their being, or existence).
(Holland, 1973). Plato informs us (184e-185c)
that any object of sense perception is private
to that sense (Holland, 1973). What he wants
is for us to recognise - and he tells us
in 186 - that being (existence) is the common
feature of all things and that this cannot
be perceived by the senses (Holland, 1973).
Now if each sense perceives privately it
cannot possibly perceive the same 'existence'
as another sense - and yet the objects of
the different senses do share the same 'existence'.
Hence, 'existence' cannot be known through
the senses (Holland, 1973).
In the second stage of the argument we are
told that awareness of 'existence' is necessarily
apart of knowledge, and hence true knowledge
involves more than the senses
(Holland, 1973). In 186c-d it is pointed
out that Plato believes that we need to grasp
'existence' in order to be able to know truth
- which in turn gives us knowledge. But Plato
has made it abundantly clear to us that we
cannot know of existence via our senses.
So, how can we attain the knowledge of existence?
In The Republic the same problem is related
- the problem, that is, of sense perception.
In 523-4 we are told that the senses give
us an inadequate report of their objects,
and it is the mind that has to make sense
of what is perceived. We arrive at the same
conclusion as the Theaetetus - the senses
do not put us in touch with reality, and
therefore existence as it is (Holland, 1973).
Let us return to the Theaetetus in the hope
of answering this riddle. The main thrust
of the Theaetetus is a discussion of the
validity of the statement 'that knowledge
is true belief with an account' (Fine, 1979).
The first stage of this discussion is carried
out via Socrates' dream, which states that
some things are unknowable (the basic elements
of anything), and the regress of the theory
of knowledge based on knowledge is finite.
Essentially this means nothing is knowable,
since knowledge cannot be based on nothing.
Plato rejects this thesis, insisting on the
idea that knowledge is true belief with a
logos. The logos referred to is a list of
a given thing's elements (206e - 207). This
is the same thing as the 'What is it?' question
of Socrates (Fine, 1979). He then proceeds
in the second argument to investigate the
concept of logos (Fine, 1979).
The key to the problem of knowledge of the
elements is in the analogy of letters and
syllables. An important point is when Theaetetus'
classifies 'S' within a phonetic system (Fine,
1979). Socrates' endorses this fundamental
notion by referring to how one learns to
spell, showing that in so doing one learns
to discriminate the letters, to know how
they work in different combinations (Fine,
1979). In other words, one must know the
elements of any complex system in order to
know the system itself - hence, elements
must be knowable (Fine, 1979). This is what
Fine calls the 'interrelation account' (Fine,
1979). Compounds are known from their parts,
and knowledge of the parts is achieved in
relating them one to another - and to compounds
(Fine, 1979). So, this conception of knowledge
is circular.
Plato shows that knowledge is the mastery
of a subject, the understanding of how a
fields elements work together to their end.
This concept is proposed by Fine, and he
refers to this particular understanding as
the 'interrelation model' (Fine, 1979). The
part of 'true belief' requires several accounts
- not just one. In this thesis there is no
terminus of knowledge or belief, instead
explanations of things continue in a circulatory
manner
(Fine, 1979). We never know just one object,
but objects are always known in relation
to the other objects which connect to them.
Knowledge, therefore, always necessitates
the ability to link the elements within a
discipline (Fine, 1979). In this view an
object is known only within the context of
a large spectrum of objects with which it
interrelates (Fine, 1979). And it is this
which enables us to give an account of any
given object
(Fine, 1979). Claims to knowledge based on
this interrelation model do not literally
continue into infinity, but exist only within
the context of the framework of the discipline
at hand (Fine, 1979). Nevertheless, this
is a circular model, to Plato all knowledge
is part of an interconnected system - and
if this system of beliefs is large enough
it will form elements of knowledge (Fine,
1979).
The Republic has shown us the same thing
in the Cave analogy - in that the 'conversion'
of mind necessary to begin the process of
seeing things as they are is instigated via
mathematical knowledge. Mathematical knowledge
is axiomatic (Morrow, 1970) - it functions
in the same way as Plato's conception of
philosophy does. The principle difference
is it does not lead to the Good, it merely
lays the fundamental structure upon which
philosophy can be built.
Mathematics is occupied with making true
beliefs into necessary true beliefs - in
showing that knowledge is infallible (Morrow,
1970). Those things 'intuitively' known -
or hypothesis - are the starting point for
mathematics to find proofs for them - infallible
proofs (Morrow, 1970). Mathematical theorems
have in their nature the criteria of necessary
assent, once understood - they cannot be
questioned (Morrow, 1970). Plato believes
this is exactly the purpose of philosophy
- to discover absolute infallible truth.
Mathematics deals with intellectual objects
which are changeless, they exist as ideas
in thought (Morrow, 1970) - but it is a science
linked with the sensory material world. This
dual role of mathematics is vital - it is
the link between the world of opinions and
the Forms, reality as enlightened by the
Good.
The Socratic method is at one with that of
mathematicians (Morrow, 1970). The whole
Socratic system is that of finding axioms
that are infallible, and working towards
a discovery of the ultimate end of all causation.
The Socratic methodology of the elenchus
may in the early dialogues be used to destroy
the fallacious beliefs of men, but in the
middle dialogues it is applied with the concept
of hypothesis to the discovery of axioms,
and so does act in a process alike to mathematics
(Morrow, 1970). Having explained not only
the Cave and Line analogy of The Republic,
but its significance in relation to the Theaetetus,
we can see that it is the key to unravelling
the apparent conundrum and aporia therein
contained. It is now, therefore, possible
to see the whole purpose of the discussion
of knowledge in both The Republic and Theaetetus,
and this is to lay before us Plato's conception
of philosophy - that it is a axiomatic system.
And the point of this model of philosophy
is to reach a point at which we come into
contact with the Forms. As Plato says in
511b, 'reasoning itself lays hold of the
dialectic when it treats hypothesis as things
laid down like steps on which one may mount
up to the first principle of the whole'.
The philosopher must see his hypothesis as
assumptions, prove these assumptions so as
to turn them into axioms, and then use them
as steps to move towards the first principle
of all (Morrow, 1970). He turns these hypothesis
into infallible truths through the development
of the inter-relational model of knowledge.
It is this system of philosophy that Plato
wishes to have his readers learn - it is
not the answer to the question 'what is knowledge'
that is important, it is learning the way
to discover this for ourselves that is paramount.
Hence the use of aporia - it is a false conundrum
he proposes in order to force us to look
at the structure of his argument, which is
itself the answer to the question, 'What
is knowledge'.
References
Brown, E. (2003) 'Plato's Ethics and Politics
in The Republic', Stanford Encyclopedia of
Philosophy [Online]. Available at: http://plato.stanford.edu/entries/plato-ethics-politics/
(Accessed: 14th November 2006).
Chappell, T (2005) 'Plato on Knowledge in
the Theaetetus', Standford Encyclopedia of
Philosophy [Online]. Available at: http://plato.stanford.edu/entries/plato-theaetetus/#2
(Accessed: 14th November 2006).
Fine, G. J. (1979) 'Knowledge and Logos in
the Theaetetus', The Philosophical Review,
88 (3), pp. 366-397 JSTOR [Online]. Available
at: http://www.jstor.org/ (Accessed: 21st
October 2006).
Holland, A. J. (1973) 'An Argument in Plato'sTheaetetus:
184-6', The Philosophical Quarterly, 23 (91),
pp. 97-116 JSTOR [Online]. Available at:
http://www.jstor.org/ (Accessed: 20th October
2006).
Kahn, C. (1996) Plato and the Socratic Dialogue.
Cambridge: Cambridge University Press
Morrow, G. R. (1970) 'Plato and the Mathematicians:
An Interpretation of Socrates' Dream in the
Theaetetus (206e-206c), The Philosophical
Review, 79 (3), pp. 309-333 JSTOR [Online].
Available at: http://www.jstor.org/ (Accessed:
21st October 2006).
Murphy, N. R. (1932) 'The 'Simile of Light'
in Plato's Republic', The Classical Quarterly,
26 (2), pp. 93-102. JSTOR [Online] Available
at: http://www.jstor.org/ (Accessed: 21st
October 2006). Plato (1997) Complete Works.
Edited by John M. Cooper. Indianapolis: Hacket
Publishing Company
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