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The problems which that earlier period considered
fundamental to all science were those of
the theory of knowledge: What is true in
our sense perceptions and thought? and In
what way do our ideas correspond to reality?
Philosophy and the natural sciences attack
these questions from opposite directions,
but they are the common problems of both.
Philosophy, which is concerned with the mental
aspect, endeavours to separate out whatever
in our knowledge and ideas is due to the
effects of the material world, in order to
determine the nature of pure mental activity.
The natural sciences, on the other hand,
seek to separate out definitions, systems
of symbols, patterns of representation, and
hypotheses, in order to study the remainder,
which pertains to the world of reality whose
laws they seek, in a pure form. Both try
to achieve the same separation, though each
is interested in a different part of the
divided field.
The natural scientist no more than the philosopher
can ignore epistemological questions when
he is dealing with sense perception or when
he is concerned with the fundamental principles
of geometry, mechanics, or physics. Since
my work has entered many times into both
the region of science and the region of philosophy,
I should like to attempt to survey what has
been done from the side of the natural sciences
to answer the questions which have just been
stated. The laws of thought, after all, are
the same for the scientist as for the philosopher.
In all cases where the facts of daily experience,
which are already very copious, afford a
clear-sighted thinker with a disinterested
sense of the truth sufficient information
for making correct judgments, the scientist
must be satisfied to recognise that a methodologically
complete collection of the facts of experience
will simply confirm those judgments, though
there are occasionally, of course, some conflicting
cases. This is my excuse (if it must be excused)
for the fact that in general, in the following
paper, no completely new answers - on the
contrary, only rather old answers, long since
given to the questions to be dealt with -
will be presented to you. Often enough, of
course, even old concepts gain new illumination
and new meaning from newly ascertained facts.
Shortly before the beginning of the present
century, Kant expounded a theory of that
which, in cognition, is prior or antecedeno
all experience; that is, he developed a theory
of what he called the transcendental forms
of intuition and thought. These are forms
into which the content of our sensory experience
must necessarily be fitted if it is to be
transformed into ideas. As to the qualities
of sensations themselves, Locke had earlier
pointed out the role which our bodily and
mental structure or organisation plays in
determining the way things appear to us.
Along this latter line, investigations of
the physiology of the senses, in particular
those which Johannes Müller carried out and
formulated in the law of the specific energies
of the senses, have brought (one can almost
say, to a completely unanticipated degree)
the fullest confirmation. Further, these
investigations have established the nature
of - and in a very decisive manner have clarified
the significance of - the antecedently given
subjective forms of intuition. This subject
has already been discussed rather frequently,
so I can begin with it at once today.
Among the various kinds of sensations, two
quite different distinctions must be noted.
The most fundamental is that among sensations
which belong to different senses, such as
the differences among blue, warm, sweet,
and high-pitched. In an earlier work I referred
to these as differences in the modality of
the sensations. They are so fundamental as
to exclude any possible transition from one
to another and any relationship of greater
or less similarity. For example, one cannot
ask whether sweet is more like red or more
like blue.
The second distinction, which is less fundamental,
is that among the various sensations of the
same sense. I have referred to these as differences
in quality. Fichte thought of all the qualities
of a single sense as constituting a circle
of quality; what I have called differences
of modality, he designated differences between
circles of quality. Transitions and comparisons
are possible only within each circle; we
can cross over from blue through violet and
carmine to scarlet, for example, and we can
say that yellow is more like orange than
like blue.
Physiological studies now teach that. the
more fundamental differences are completely
independent of the kind of external agent
by which the sensations are excited. They
are determined solely and exclusively by
the nerves of sense which receive the excitations.
Excitations of the optic nerves produce only
sensations of light, whether the nerves are
excited by objective light (that is, by the
vibrations in the ether), by electric currents
conducted through the eye, by a blow on the
eyeball, or by a strain in the nerve trunk
during the eyes' rapid movements in vision.
The sensations which result from the latter
processes are so similar to those caused
by objective light that for a long time men
believed it was possible to produce light
in the eye itself. It was Johannes Müller
who showed that internal production of light
does not take place and that the sensation
of light exists only when the optic nerve
is excited.
Every sensory nerve, then, when excited by
even the most varied stimuli, produces a
sensation only within its own specific circle
of quality. The same external stimulus, therefore,
if it strikes different nerves, produces
diverse sensations, which are always within
the circles of quality of the nerves excited.
The same vibrations of the ether which the
eye experiences as light, the skin feels
as heat. The same vibrations of the air which
the skin feels as a flutter, the ear hears
as sound. In the former case the differences
between the sensations are so great that
physicists once felt justified in postulating
two agents, analogous and in part, equivalent
to each other, one of which appears to us
as light and the other as radiant heat. Only
later, after careful, exhaustive experimental
investigations, was the complete similarity
of the physical characteristics of these
two agents established.
Within the circle of quality of each individual
sense, where the nature of the stimulating
object determines at least in part the quality
of the resulting sensation, the most unexpected
incongruities have also been found. In this
connection a comparison of sight and hearing
is instructive, for the objects of both -
light and sound - are vibrational movements
which, depending upon the frequency of the
vibrations, produce sensations of different
colours in vision and differences of pitch
in hearing. If, for greater clarity, we refer
to the relationships among the vibrations
of light in terms of the musical intervals
formed by sound vibrations, the following
points are evident: The ear is sensitive
to abouen octaves of differenones, while
the eye is sensitive to only a musical sixth.
With both sound and light, however, vibrations
exist outside of these ranges, and their
physical existence can be demonstrated.
In its short scale the eye has only three
independent, fundamental sensations - red,
green, and blue-violet - out of which all
of the other colours are formed by various
combinations. These three sensations are
combined in vision without being altered
or disturbed. The ear, on the other hand,
distinguishes an enormous number of tones
of different pitch, and no one chord sounds
exactly like another made up of differenones.
In vision, the same sensation of white can
be produced by combining the red and the
green-blue of the spectrum; or green, red,
and violet; or yellow and ultramarine blue;
or green-yellow and violet; or any two, or
three, or indeed all of these combinations
together. If the same thing occurred in hearing,
the simultaneous striking of c and f with
d and g, or with e and a, or with c, d, e,
f, g, a, and so on, would all produce the
same sound. Thus it should be emphasised,
with reference to the objective significance
of colours, that except for the effect on
the eye there is no single objective combination
of colours which can be related invariantly
to any one sensation of colour.
Finally, consonance and dissonance in music
are due entirely to the phenomenon of beats.
These in turn are due to the rapid variations
in the intensity of sound which result when
two tones of almost equal pitch are alternatively
in and out of phase, thus causing first strong
and then weak vibrations in any body oscillating
harmonically with them. As a physical phenomenon,
beats can be produced just as readily by
the interaction of two trains of light waves
as by the interaction of two trains of sound
waves. In order to be aware of them, however,
the nerves would have to be affected by both
wave trains, and the alternations between
strong and weak intensities would have to
follow each other at just the right intervals.
In this respect the auditory nerves are greatly
superior to the optic nerves.
Each fibre among the auditory nerves is sensitive
to only a single tone from a narrow interval
of the scale, so that in general only tones
lying close together can interact with one
another, while those at a distance cannot.
If the latter do interact, they produce not
beats but an overtone or some combination
tone. It is in connection with these, as
you know, that the difference between harmonic
and non-harmonic intervals, that is, between
consonance and dissonance, makes its appearance.
In contrast again, every optic nerve fibre
is sensitive to the entire spectrum, although,
to be sure, they are sensitive in different
degrees to different parts of the spectrum.
If it were possible to detect by means of
the optic nerves the enormously rapid beats
resulting from the interaction of different
vibrations of light, every mixed colour would
appear as a dissonance.
It is apparent that all these differences
among the effects of light and sound are
determined by the way in which the nerves
of sense react. Our sensations are simply
effects which are produced in our organs
by objective causes; precisely how these
effects manifest themselves depends principally
and in essence upon the type of apparatus
that reacts to the objective causes. What
information, then, can the qualities of such
sensations give us about the characteristics
of the external causes and influences which
produce them? Only this: our sensations are
signs, not images, of such characteristics.
One expects an image to be similar in some
respect to the object of which it is an image;
in a statue one expects similarity of form,
in a drawing similarity of perspective, in
a painting similarity of colour. A sign,
however, need not be similar in any way to
that of which it is a sign. The sole relationship
between them is that the same object, appearing
under the same conditions, must evoke the
same sign; thus different signs always signify
different causes or influences.
To popular opinion, which accepts on faith
and trust the complete veridicality of the
images which our senses apparently furnish
of external objects, this relationship may
seem very insignificant. In truth it is not,
for with it something of the greatest importance
can be accomplished: we can discover the
lawful regularities in the processes of the
external world. And natural laws assert that
from initial conditions which are the same
in some specific way, there always follow
consequences which are the same in some other
specific way. If the same kinds of things
in the world of experience are indicated
by the same signs, then the lawful succession
of equal effects from equal causes will be
related to a similar regular succession in
the realm of our sensations. If, for example,
some kind of berry in ripening forms a red
pigment and sugar at the same time, we shall
always find a red colour and a sweeaste together
in our sensations of berries of this kind.
Thus, even if in their qualities our sensations
are only signs whose specific nature depends
completely upon our make-up or organisation,
they are not to be discarded as empty appearances.
They are still signs of something - something
existing or something taking place - and
given them we can determine the laws of these
objects or these events. And that is something
of the greatest importance!
Thus, our physiological make-up incorporates
a pure form of intuition, insofar as the
qualities of sensation are concerned. Kant,
however, went further. He claimed that, not
only the qualities of sense experience, but
also space and time are determined by the
nature of our faculty of intuition, since
we cannot perceive anything in the external
world which does not occur at some time and
in some place and since temporal location
is also a characteristic of all subjective
experience. Kanherefore called time the a
priori and necessary transcendental form
of the inner, and space the corresponding
form of the outer, intuition. Further, Kant
considered that spatial characteristics belong
no more to the world of reality (the dinge
an sich) than the colours we see belong to
external objects. On the contrary, according
to him, space is carried to objects by our
eyes.
Even in this claim, scientific opinion can
go along with Kant up to a certain point.
Let us consider whether any sensible marks
are present in ordinary, immediate experience
to which all perception of objects in space
can be related. Indeed, we find such marks
in connection with the fact that our body's
movement sets us in varying spatial relations
to the objects we perceive, so that the impressions
which these objects make upon us change as
we move. The impulse to move, which we initiate
through the innervation of our motor nerves,
is immediately perceptible. We feel that
we are doing something when we initiate such
an impulse. We do not know directly, of course,
all that occurs; it is only through the science
of physiology that we learn how we set the
motor nerves in an excited condition, how
these excitations are conducted to the muscles,
and how the muscles in turn contract and
move the limbs. We are aware, however, without
any scientific study, of the perceptible
effects which follow each of the various
innervations we initiate.
The fact that we become aware of these effects
through frequently repeated trials and observations
can be demonstrated in many, many ways. Even
as adults we can still learn the innervations
necessary to pronounce the words of a foreign
language, or in singing to produce some special
kind of voice formation. We can learn the
innervations necessary to move our ears,
to turn our eyes inward or outward, to focus
them upward or downward, and so on. The only
difficulty in learning to do these things
is that we must try to do them by using innervations
which are unknown, innervations which have
not been necessary in movement previously
executed. We know these innervations in no
form and by no definable characteristics
other than the fact that they produce the
observable effects intended. This alone distinguishes
the various innervations from one another.
If we initiate an impulse to move - if we
shift our gaze, say, or move our hands, or
walk back and forth - the sensations belonging
to some circles of quality (namely, those
sensations due to objects in space) may be
altered. Other Psychical states and conditions
that we are aware of in ourselves, however,
such as recollections, intentions, desires,
and moods, remain unchanged. In this way
a thoroughgoing distinction may be established
in our immediate experience between the former
and the latter. If we use the term spatial
to designate those relations which we can
alter directly by our volition but whose
nature may still remain conceptually unknown
to us, an awareness of mental states or conditions
does not enter into spatial relations at
all.
All sensations of external senses, however,
must be preceded by some kind of innervation,
that is, they must be spatially determined.
Thus space, charged with the qualities of
our sensations of movement, will appear to
us as that through which we move or that
about which we gaze. In this sense spatial
intuition is a subjective form of intuition,
just as the qualities of sensation (red,
sweet, cold) are. Naturally, this does not
mean that the determination of the position
of a specific object is only an illusion,
any more than the qualities of sensation
are.
From this point of view, space is the necessary
form of outer intuition, since we consider
only what we perceive as spatially determined
to constitute the external world. Those things
which are not perceived in any spatial relation
we think of as belonging to the world of
inner intuition, the world of self-consciousness.
Space is an a priori form of intuition, necessarily
prior to all experience, insofar as the perception
of it is related to the possibility of motor
volitions, the mental and physical capacity
for which must be provided by our physiological
make-up before we can have intuitions of
space.
There can be no doubt about the relationship
between the sensible signs or marks mentioned
above and the changes in our perception of
objects in space which result from our movements.
We still must consider the question, however,
whether it is only from this source that
all the specific characteristics of our intuition
of space originate. To this end we must reflect
further upon some of the conclusions concerning
perception at which we have just arrived.
Let us try to set ourselves back to the state
or condition of a man without any experience
at all. In order to begin without any intuition
of space, we must assume that such an individual
no longer recognises the effects of his own
innervations, except to the extent that he
has now learned how, by means of his memory
of a first innervation or by the execution
of a second one contrary to the first, to
return to the state out of which he originally
moved. Since this mutual self-annulment of
different innervations is completely independent
of what is actually perceived, the individual
can discover how to initiate innervations
without any prior knowledge of the external
world.
Let us assume that the man at first finds
himself to be just one object in a region
of stationary objects. As long as he initiates
no motor impulses, his sensations will remain
unchanged. However, if he makes some movement
(if he moves his eyes or his hands, for example,
or moves forward), his sensations will change.
And if he returns (in memory or by another
movement) to his initial state, all his sensations
will again be the same as they were earlier.
If we call the entire group of sensation
aggregates which can potentially be brought
to consciousness during a certain period
of time by a specific, limited group of volitions
the temporary presentabilia in contrast to
the present, that is, the sensation aggregate
within this group which is the object of
immediate awareness - then our hypothetical
individual is limited at any one time to
a specific circle of presentabilia, out of
which, however, he can make any aggregate
present at any given moment by executing
the proper movement. Every individual member
of this group of presentabilia, therefore,
appears to him to exist at every moment of
the period of time, regardless of his immediate
present, for he has been able to observe
any of them at any moment he wished to do
so. This conclusion - that he could have
observed them at any other moment of the
period if he had wished - should be regarded
as a kind of inductive inference, since from
any moment a successful inference can easily
be made to any other moment of the given
period of time.
In this way the idea of the simultaneous
and continuous existence of a group of different
but adjacent objects may be attained. Adjacent
is a term with spatial connotations, but
it is legitimate to use it here, since we
have used spatial to define those relations
which can be changed by volition. Moreover,
we need not restrict the term adjacent so
that it refers only to material objects.
For example, it can legitimately be said
that "to the right it is bright, to
the left dark," and "forward there
is opposition, behind there is nothing,"
in the case where "right" and "left"
are only names for specific movements of
the eyes and "forward" and "behind"
for specific movements of the hands.
At other times the circles of presentabilia
related to this same group of volitions are
different. In this way circles of presentabilia,
along with their individual members, come
to be something given to us, that is, they
come to be objects. Those changes which we
are able to bring about or put an end to
by familiar acts of volition come to be separated
from those which do not result from and cannot
be set aside by such acts. This last statement
is negative: in Fichte's quite appropriate
terminology, the Non-Ego forces the recognition
that it is distinct from the Ego.
When we inquire into the empirical conditions
under which our intuition of space is formed,
we must concentrate in particular upon the
sense of touch, for the blind can form complete
intuitions of space without the aid of vision.
Even if space turns out to be less rich in
objects for them than for people with vision,
it seems highly improbable that the foundation
of the intuition of space is completely different
for the two classes of people. If, in the
dark or with our eyes closed, we try to perceive
only by touch, we are definitely able to
feel the shapes of the objects lying around
us, and we can determine them with accuracy
and certainty. Moreover, we are able to do
this with just one finger or even with a
pencil held in the hand the way a surgeon
holds a probe. Ordinarily, of course, if
we want to find our way about in the dark
we touch large objects with five or ten fingertips
simultaneously. In this way we get from five
to ten times as much information in a given
period of time as we do with one finger.
We also use the fingers to measure the sizes
of objects, just as we measure with the tips
of an open pair of compasses.
It should be emphasised that with the sense
of touch, the fact that we have an extended
skin surface with many sensitive points on
it is of secondary importance. What we are
able to find out, for example, about the
impression on a medal by the sensations in
the skin when our hand is stationary is very
slight and crude in comparison with what
we can discover even with the tip of a pencil
when we move our hand. With the sense of
sight, perception is more complicated due
to the fact that besides the most sensitive
spot on the retina, the fovea central, or
pit, which in vision rushes as it were about
the visual field, there are also a great
many other sensitive points acting at the
same time and in a much richer way than is
the case with the sense of touch.
It is easy to see that by moving our fingers
over an object, we can learn the sequences
in which impressions of it present themselves
and that these sequences are unchanging,
regardless which finger we use. Further,
these are not single-valued or fixed sequences,
whose elements must always be covered, either
forward or backward, in the same order. They
are not linear sequences; on the contrary,
they form a plane coextension or, using Riemann's
terminology, a manifold of the second order.
The fingers are moved over a surface by means
of motor impulses which differ from those
necessary to carry them from one point on
the surface to another, and different surfaces
require different movements for the fingers
to glide over them. Consequently, the space
in which the fingers move requires a manifold
of a higher order than that of a surface;
the third dimension must be introduced.
Three dimensions are sufficient, however,
for all our experience, since a closed surface
completely divides space as we know it. Moreover,
substances in a gaseous or fluid state, which
are not dependent at all on the nature of
man's mental faculties, cannot escape from
a completely closed surface. And, just as
a continuous line can enclose only a surface
and not a space - that is, a spatial form
of two and not of three dimensions - so a
surface can enclose only a space of three
and not of four dimensions.
It is thus that our knowledge of the spatial
arrangement of objects is attained. Judgments
concerning their size result from observations
of the congruence of our hand with parts
or points of an object's surface, or from
the congruence of the retina with parts or
points of the retinal image.
A strange consequences characteristic of
the ideas in the minds of individuals with
at least some experience - follows from the
fact that the perceived spatial ordering
of things originates in the sequences in
which the qualities of sensations are presented
by our moving sense organs: the objects in
the space around us appear to possess the
qualities of our sensations. They appear
to be red or green, cold or warm, to have
an odour or a taste, and so on. Yehese qualities
of sensations belong only to our nervous
system and do not extend at all into the
space around us. Even when we know this,
however, the illusion does not cease, for
it is the primary and fundamental truth.
The illusion is quite simply the sensations
which are given to us in spatial order to
begin with.
You can see how the most fundamental properties
of our spatial intuition can be obtained
in this way. Commonly, however, an intuition
is taken to be something which is simply
given, something which occurs without reflection
or effort, something which above all cannot
be reduced to other mental processes. This
popular interpretation, at least insofar
as the intuition of space is concerned, is
due in part to certain theorists in physiological
optics and in part to a strict adherence
to the philosophy of Kant. As is well known,
Kanaught, not only that the general form
of the intuition of space is given transcendentally,
but also that this form possesses, originally
and prior to a possible experience, certain
more specific characteristics which are commonly
given expression in the axioms of geometry.
These axioms may be reduced to the following
propositions:
1. Between two points there is only one possible
shortest line. We call such a line straight.
2. A plane is determined by three points.
A plane is a surface which contains completely
any straight line between any two of its
points.
3. Through any point there is only one possible
line parallel to a given straight line. Two
straight lines are parallel if they lie in
the same plane and do not intersect upon
any finite extension.
Kant used the alleged fact that these propositions
of geometry appear to us necessarily true,
along with the fact that we cannot imagine
or represent to ourselves any irregularities
in spatial relations, as direct proof that
the axioms must be given prior to all experience.
It follows that the conception of space contained
in them or implied by them must also constitute
a transcendental form of intuition independent
of all experience.
I would like to emphasise here, in connection
with the controversies which have sprung
up during the past few years as to whether
the axioms of geometry are transcendental
or empirical propositions, that this question
is absolutely different from the one mentioned
earlier, namely, whether space in general
is a transcendental form of intuition or
not.
Our eyes see everything in the field of vision
as a number of colored plane surfaces. That
is their form of intuition. However, the
particular colours that appear at any one
time, the relationships among them, and the
order in which they appear are the effects
of external causes and are not determined
by any law of our organisation. Equally,
the fact that space is a form of intuition
implies just as little concerning the facts
which are expressed by the axioms. If these
axioms are not empirical propositions but
rather pertain to a necessary form of intuition,
this is a further and quite specific characteristic
of the general form, and the same reasoning
which was used to establish that the general
form of intuition of space is transcendental
is not necessarily sufficient to establish
that the axioms also have a transcendental
origin.
In his assertion that it is impossible to
conceive of spatial relations which contradict
the axioms of geometry, as well as in his
general interpretation of intuition as a
simple, irreducible mental process, Kant
was influenced by the mathematics and the
physiology of the senses of his time.
In order to try to conceive of something
which has never been seen before, it is necessary
to know how to imagine in detail the series
of sense impressions which, in accordance
with well-known laws, would be experienced
if the thing in question - and any changes
in it - were actually perceived by any of
the sense organs from all possible positions.
Further, these impressions must be such that
all possible interpretations of them except
one can be eliminated. If these series of
sense impressions can be specified completely
and uniquely in this way, then in my opinion
one must admit that the object clearly is
conceivable.
Since by hypothesis the object has never
been observed before, no previous experience
can come to our aid and guide our imagination
to the required series of impressions. Such
guidance can be provided only by the concepts
of the objects and relationships to be represented.
Such concepts are first developed analytically
as much as is necessary for the investigation
at hand. Indeed, the concepts of spatial
forms to which nothing in ordinary experience
corresponds can be developed with certainty
only by the use of analytic geometry. It
was Gauss who, in 1828 in his treatise on
the curvature of surfaces, first presented
the analytical tools necessary for the solution
of the present problem, the tools which Riemann
later used to establish the logical possibility
of his system of geometry. These investigations
have been called, not improperly,
-mathematical.
Furthermore, in 1829 and in 1840 Lobachevsky,
using the ordinary, intuitive, synthetic
method, developed a geometry without the
axiom of parallels which is in complete agreement
with the corresponding parts of the new analytical
investigations. Beltrami has given us a method
for representing -mathematical spaces in
parts of Euclidean space, a method by which
it is possible to imagine the appearance
of such spaces in perspective vision with
relative ease. Finally, Lipschitz has pointed
out how the general principles of mechanics
can be transferred to such spaces, so that
the series of sense impressions which would
occur in them can be specified completely.
Thus, in my opinion, the conceivability of
such spaces in the sense just indicated has
been established.
There is considerable disagreement, however,
on this issue. For a demonstration of conceivability
I require only that, for every means of observation,
the corresponding sense impressions be sketched
out clearly and unambiguously, if necessary
with the aid of scientific knowledge of the
laws of these methods of observation. To
anyone who knows these laws, the objects
or relationships to be represented seem almost
real. Indeed, the task of representing the
various spatial relationships of -mathematical
spaces requires training in the understanding
of analytical methods, perspective constructions,
and optical phenomena.
This, however, goes counter to the older
conception of intuition, according to which
only those things whose ideas come instantly
- that is, without reflection and effort
- to consciousness along with the sense impressions
are to be regarded as given through intuition.
It is true that our attempts to represent
-mathematical spaces do not have the effortlessness,
speed, or immediate clarity of our perceptions
of, say, the shape of a room which we enter
for the first time or of the arrangement
and shape of the objects in it, the materials
out of which they are made, and many other
things. If this kind of immediate evidence
is really a fundamental, necessary characteristic
of an intuition, we cannot rightly claim
the conceivability of -mathematical spaces.
But upon further consideration we find that
there are a large number of experiences which
show that we can develop speed and certainty
in forming specific ideas after receiving
specific sense impressions, even in cases
where there are no natural connections between
the ideas and the impressions. One of the
most striking examples of this is learning
a native language. Words are arbitrarily
or accidentally selected signs, and in every
language they are different. Knowledge of
these signs is not inherited; to a German
child who has been raised among French-speaking
people and who has never heard German spoken,
it is a foreign language. A child learns
the meanings of words and sentences only
by examples of their use; and before he understands
the language, it is impossible to make intelligible
to him the fact that the sounds he hears
are signs which have meaning. Finally, however,
after he has grown up, he understands these
words and sentences without reflection, without
effort, and without knowing when, where,
or through what examples he learned them.
He understands the most subtle shifts in
their meaning, shifts which are often so
subtle that any attempt to define them logically
could be carried out only with difficulty.
It is not necessary for me to add further
examples; our daily life is more than rich
enough in them. Art, most clearly poetry
and the plastic arts, is based directly upon
such experiences. The highest kind of perception,
that which we find in the artist's vision,
is an example of this same basic kind of
understanding, in this case the understanding
of new aspects of man and nature. Among the
traces which frequently repeated perceptions
leave behind in the memory, the ones conforming
to law and repeated with the greatest regularity
are strengthened, while those which vary
accidentally are obliterated. In a receptive,
attentive observer, intuitive images of the
characteristic aspects of the things that
interest him come to exist; afterward he
knows no more about how these images arose
than a child knows about the examples from
which he learned the meanings of words. That
an artist has beheld the truth follows from
the fact that we too are seized with the
conviction of truth when he leads us away
from currents of accidentally related qualities.
An artist is superior to us in that he knows
how to find the truth amid all the confusion
and chance events of daily experience.
So much to remind ourselves how effective
these mental processes are, from the loweso
the highest reaches of our intellectual life.
In some of my earlier works I called the
connections of ideas which take place in
these processes unconscious inferences. These
inferences are unconscious insofar as their
major premise is not necessarily expressed
in the form of a proposition; it is formed
from a series of experiences whose individual
members have entered consciousness only in
the form of sense impressions which have
long since disappeared from memory. Some
fresh sense impression forms the minor premise,
to which the rule impressed upon us by previous
observations is applied. Recently I have
refrained from using the phrase unconscious
inference in order to avoid confusion with
what seems to me a completely obscure and
unjustified idea which Schopenhauer and his
followers have designated by the same name.
Obviously we are concerned here with the
elementary processes which are the real basis
of all thought, even though they lack the
critical certainty and refinemeno be found
in the scientific formation of concepts and
in the individual steps of scientific inferences.
Returning now to the question of the origin
of the axioms of geometry, our lack of facility
in developing ideas of -mathematical spatial
relations because of insufficient experience
cannot be used validly as an argument against
their conceivability. On the contrary, these
spatial relations are completely conceivable.
Kant's proof of the transcendental nature
of the geometrical axioms is therefore untenable.
Indeed, investigation of the facts of experience
shows that the axioms of geometry, taken
in the only sense in which they can be applied
to the external world, are subject to proof
or disproof by experience.
The memory traces of previous experience
play an even more extensive and influential
role in our visual observations. An observer
who is not completely inexperienced receives
without moving his eyes (this condition can
be realised experimentally by using the momentary
illumination of an electric discharge or
by carefully and deliberately staring) images
of the objects in front of him which are
quite rich in content. We can easily confirm
with our own eyes, however, that these images
are much richer and especially much more
precise if the gaze is allowed to move about
the field of vision, in this way making use
of the kind of spatial observations which
I have previously described as the most fundamental.
Indeed, we are so used to letting our eyes
wander over the objects we are looking at
that considerable practice is required before
we succeed in making them - for purposes
of research in physiological optics - fix
on a point without wandering.
In my work on physiological optics I have
tried to explain how our knowledge of the
field open to vision is gained from visual
images experienced as we move our eyes, given
that there are some perceptible differences
of location on the retina among otherwise
qualitatively similar sensations. Following
Lotze's terminology, these spatially different
retinal sensations were called local signs.
It is not necessary to know prior to visual
experience that these signs are local signs,
that is, that they are related to various
objective differences in place. The fact
that people blind from birth who afterward
gain their sight by an operation cannot,
before they have touched them, distinguish
between such simple forms as a circle and
a square by the use of their eyes has been
confirmed even more fully by recent studies.
Investigations in physiology show that with
the eyes alone we can achieve rather precise
and reliable comparisons of various lines
and angles in the field of vision, provided
that through the eyes' normal movements the
images of these figures can be formed quickly
one after another on the retina. We can even
estimate the actual size and distance of
objects which are not too far away from us
with considerable accuracy by means of changing
perspectives in our visual field, although
making such judgments in the three dimensions
of space is much more complicated than it
is in the case of a plane image. As is well
known, one of the greatest difficulties in
drawing is being able to free oneself from
the influence which the idea of the true
size of a perceived object involuntarily
has upon us. These are all facts which we
would expect if we obtain our knowledge of
local signs through experience. We can learn
the changing sensory signs of something which
remains objectively constant much more easily
and reliably than we can the signs of something
which changes with every movement of the
body, as perspective images do.
To a great many physiologists, however, whose
point of view we shall call nativistic, in
contrast to the empirical position which
I have sought to defend, the idea that knowledge
of the field of vision is acquired is unacceptable.
It is unacceptable to them because they have
not made clear to themselves what even the
example of learning a language shows so clearly,
namely, how much can be explained in terms
of the accumulation of memory impressions.
Because of this lack of appreciation of the
power of memory, a number of different attempts
have been made to account for at least part
of visual perception through innate mechanisms
by means of which specific sensory impressions
supposedly induce specific innate spatial
ideas. In an earlier work I tried to show
that all hypotheses of this kind which had
been formulated were insufficient, since
cases were always being discovered in which
our visual perceptions are more precisely
in agreement with reality than is stated
in these hypotheses. With each of them we
are forced to the additional assumption that
ultimately experience acquired during movement
may very well prevail over the hypothetical
inborn intuition and thus accomplish in opposition
to it what, according to the empirical hypothesis,
it would have accomplished without such a
hindrance.
Thus nativistic hypotheses concerning knowledge
of the field of vision explain nothing. In
the first place, they only acknowledge the
existence of the facts to be explained, while
refusing to refer these facts to well-confirmed
mental processes which even they must rely
on in certain cases. In the second place,
the assumption common to all nativistic theories
- that ready-made ideas of objects can be
produced by means of organic mechanisms -
appears much more rash and questionable than
the assumption of the empirical theory that
the non-cognitive materials of experience
exist as a result of external influences
and that all ideas are formed out of these
materials according to the laws of thought.
In the third place, the nativistic assumptions
are unnecessary. The single objection that
can be raised against the empirical theory
concerns the sureness of the movements of
many newborn or newly hatched animals. The
smaller the mental endowment of these animals,
the sooner they learn how to do all that
they are capable of doing. The narrower the
path on which their thoughts musravel, the
easier they find their way. The newborn human
child, on the other hand, is at first awkward
in vision; it requires several days to learn
to judge by its visual images the direction
in which to turn its head in order to reach
its mother's breast.
The behaviour of young animals is, in general,
quite independent of individual experience.
Whatever these instincts are which guide
them - whether they are the direct hereditary
transmission of their parents' ideas, whether
they have to do only with pleasure and pain,
or whether they are motor impulses related
to certain aggregates of experience - we
do not know. In the case of human beings
the last phenomenon is becoming increasingly
well understood. Careful and critically employed
investigations are most urgently needed on
this whole subject.
Arrangements such as those which the nativistic
hypotheses assume can at best have only a
certain pedagogical value; that is, they
may facilitate the initial understanding
of uniform, lawful relations. And the empirical
position is, to be sure, in agreement with
the nativistic on a number of points - for
example, that local signs of adjacent places
on the retina are more similar than those
farther apart and that the corresponding
points on the two retina are more similar
than those that do not correspond. For our
present purposes, however, it is sufficient
to know that complete spatial intuition can
be achieved by the blind and that for people
with vision, even if the nativistic hypotheses
should prove partially correct, the final
and most exact determinations of spatial
relations are obtained through observations
made while moving in various ways.
I should like, now, to return to the discussion
of the most fundamental facts of perception.
As we have seen, we not only have changing
sense impressions which come to us without
our doing anything; we also perceive while
we are being active or moving about. In this
way we acquire knowledge of the uniform relations
between our innervations and the various
aggregates of impressions included in the
circles of presentabilia. Each movement we
make by which we alter the appearance of
objects should be thought of as an experiment
designed to test whether we have understood
correctly the invariant relations of the
phenomena before us, that is, their existence
in definite spatial relations.
The persuasive force of these experiments
is much greater than the conviction we feel
when observations are carried out without
any action on our part, for with these experiments
the chains of causes run through our consciousness.
One factor in these causes is our volitions,
which are known to us by an inner intuition;
we know, moreover, from what motives they
arise. In these volitions originates the
chain of physical causes which results in
the final effect of the experiment, so we
are dealing with a process passing from a
known beginning to a known result. The two
essential conditions necessary for the highest
degree of conviction are (1) that our volitions
not be determined by the physical causes
which simultaneously determine the physical
processes and (2) that our volitions not
influence psychically the resulting perceptions.
These last points should be considered more
fully. The volition for a specific movement
is a psychic act, and the perceptible change
in sensation which results from it is also
a psychic event. is it possible for the first
to bring about the second by some purely
mental process? It is certainly not absolutely
impossible. Whenever we dream, something
similar to this takes place.
While dreaming we believe that we are executing
some movement, and then we dream further
that the natural results of this movement
occur. We dream that we climb into a boat,
shove it off from shore, guide it over the
water, watch the surrounding objects shift
position, and so on. In cases like this it
seems to the dreamer that he sees the consequences
of his actions and that the perceptions in
the dream are brought about by means of purely
Psychical processes. Who can say how long
and how finely spun, how richly elaborated,
such dreams may be! If everything in dreams
were to occur in ultimate accordance with
the laws of nature, there would be no distinction
between dreaming and waking, except that
the person who is awake may break off the
series of impressions he is experiencing.
I do not see how a system of even the most
extreme subjective idealism, even one which
treats life as a dream, can be refuted. One
can show it to be as improbable, as unsatisfactory
as possible (in this connection I concur
with the severest expressions of condemnation),
but it can be developed in a logically consistent
manner, and it seems to me important to keep
this in mind. How ingeniously Calderon carried
out this theme in Life Is a Dream is well
known.
Fichte also believed and taughhahe Ego constructs
the Non-Ego, that is, the world of phenomena,
which it requires for the development of
its Psychical activities. His idealism is
to be distinguished from the one mentioned
above, however, by the fact that he considered
other individuals not to be dream images
but, on the basis of moral laws, to be other
Egos with equal reality. Since the images
by which all these Egos represent the Non-Ego
must be in agreement, he considered all the
individual Egos to be part of or emanations
from an Absolute Ego. The world in which
they find themselves is the conceptual world
which the World Spirit constructs. From this
a conception of reality results similar to
that of Hegel.
The realistic hypothesis, on the other hand,
accepts the evidence of ordinary personal
experience, according to which the changes
in perception which result from an act have
more than a mere psychical connection with
the antecedent volition. It accepts what
seems to be established by our daily perception,
that is, that the material world about us
exists independently of our ideas. Undoubtedly
the realistic hypothesis is the simpleshat
can be formulated. It is based upon and confirmed
by an extraordinarily large number of cases.
It is sharply defined in all specific instances
and is therefore unusually useful and fruitful
as a foundation for behaviour.
Even if we take the idealistic position,
we can hardly talk about the lawful regularity
of our sensations other than by saying: "Perceptions
occur as if the things of the material world
referred to in the realistic hypothesis actually
did exist." We cannot eliminate the
"as if" construction completely,
however, for we cannot consider the realistic
interpretation to be more than an exceedingly
useful and practical hypothesis. We cannot
assert that it is necessarily true, for opposed
to it there is always the possibility of
other irrefutable idealistic hypotheses.
It is always well to keep this in mind in
order not to infer from the facts more than
can rightly be inferred from them. The various
idealistic and realistic interpretations
are physical hypotheses which, as long as
they are recognised as such, are scientifically
completely justified. They may become dangerous,
however, if they are presented as dogmas
or as alleged necessities of thought. Science
must consider thoroughly all admissible hypotheses
in order to obtain a complete picture of
all possible modes of explanation. Furthermore,
hypotheses are necessary to someone doing
research, for one cannot always wait until
a reliable scientific conclusion has been
reached; one must sometimes make judgments
according to either probability or aesthetic
or moral feelings. physical hypotheses are
not to be objected to here either. A thinker
is unworthy of science, however, if he forgets
the hypothetical origin of his assertions.
The arrogance and vehemence with which such
hidden hypotheses are sometimes defended
are usually the result of a lack of confidence
which their advocates feel in the hidden
depths of their minds about the qualifications
of their claims.
What we unquestionably can find as a fact,
without any hypothetical element whatsoever,
is the lawful regularity of phenomena. From
the very first, in the case where we perceive
stationary objects distributed before us
in space, this perception involves the recognition
of a uniform or law-like connection between
our movements and the sensations which result
from them. Thus even the most elementary
ideas contain a mental element and occur
in accordance with the laws of thought. everything
that is added in intuition to the raw materials
of sensation may be considered mental, provided
of course that we accept the extended meaning
of mental discussed earlier.
If "to conceive" means "to
form concepts," and if it is true that
in a concept we gather together a class of
objects which possess some common characteristic,
then it follows by analogy that the concept
of some phenomenon which changes in time
must encompass that which remains the same
during that period of time. As Schiller said,
the wise man
Seeks for the familiar law amidst the awesome
multiplicity of accidental occurrences, Seeks
for the eternal Pole Star amidst the constant
flight of appearances.
That which, independently of any and everything
else, remains the same during all temporal
changes, we call a substance; the invariant
relation between variable but related quantities
we call a law. We perceive only the latter
directly. Knowledge of substances can be
attained only through extensive investigation,
and as further investigation is always possible,
such knowledge remains open to question.
At an earlier time both light and heat were
thought to be substances; later it turned
out that both were only transitory forms
of motion. We must therefore always be prepared
for some new analysis of what are now known
as the chemical elements.
The first product of the rational conception
of phenomena is its lawfulness or regularity.
If we have fully investigated some regularity,
have established its conditions completely
and with certainty and, at the same time,
with complete generality, so that for all
possible subsequent cases the effect is unequivocally
determined - and if we have therefore arrived
at the conviction that the law is true and
will continue to hold true at all times and
in all cases - then we recognise it as something
existing independently of our ideas, and
we label it a cause, or that which underlies
or hes behind the changes taking place. (Note
that the meaning I give to the word cause
and its application are both exactly specified,
although in ordinary language the word is
also variously used to mean antecedent or
motive.)
Insofar as we recognise a law as a power
analogous to our will, that is, as something
giving rise to our perceptions as well as
determining the course of natural processes,
we call it a force. The idea of a force acting
in opposition to us arises directly out of
the nature of our simplest perceptions and
the way in which they occur. From the beginning
of our lives, the changes which we cause
ourselves by the acts of our will are distinguished
from those which are neither made nor can
be set aside by our will. Pain, in particular,
gives us the most compelling awareness of
the power or force of reality. The emphasis
falls here on the observable fact that the
perceived circle of presentabilia is not
created by a conscious act of our mind or
will. Fichte's Non-Ego is an apt and precise
expression for this. In dreaming, too, that
which a person believes he sees and feels
does not appear to be called forth by his
will or by the known relations of his ideas,
for these also may often be unconscious.
They constitute a Non-Ego for the dreamer
too. It is the same for the idealists who
see the Non-Ego as the world of ideas of
the World Spirit.
We have in the German language a most appropriate
word for that which stands behind the changes
of phenomena and acts, namely, "the
real". This word implies only action;
it lacks the collateral meaning of existing
as substance, which the concept of "the
actual" or "the essential"
includes. In the concept of "the objective",
on the other hand, the notion of the complete
form of objects is introduced, something
that does not correspond to anything in our
most basic perceptions. In the case of the
logically consistent dreamer, it should be
noted, we must use the words "effective"
and "real" to characterise those
Psychical conditions or motives whose sensations
correspond uniformly to, and which are experienced
as the momentary states of, his dreamed world.
In general, it is clear that a distinction
between thought and reality is possible only
when we know how to make the distinction
between that which the ego can and that which
it cannot change. This, however, is possible
only when we know the uniform consequences
which volitions have in time. From this fact
it can be seen that conformity to law is
the essential condition which something must
satisfy in order to be considered real.
I need not go into the fact that it is a
contradictio in abjecto to try to present
the actual or Kant's ding an sich in positive
statements without comprehending it within
our forms of representation. This fact has
been pointed out often enough already. What
we can attain, however, is knowledge of the
lawful order in the realm of reality, since
this can actually be presented in the sign
system of our sense impressions.
All things transitory But as symbols are
sent. [Faust]
I take it to be a propitious sign that we
find Goethe with us here, as well as further
along on this same path. Whenever we are
dealing with a question requiring a broad
outlook, we can trust completely his clear,
impartial view as to where the truth lies.
He demanded of science that it be only an
artistic arrangement of facts and that it
form no abstract concepts concerning them,
for he considered abstract concepts to be
empty names which only hide the facts. In
somewhat the same sense, Gustav Kirchhoff
has recently stated that the task of the
most abstract of the natural sciences, mechanics,
is to describe completely and in the simplest
possible way the kinds of motion appearing
in nature.
As to the question whether abstract concepts
hide the facts or not, this indeed happens
if we remain in the realm of abstract concepts
and do not examine their factual content,
that is, if we do not try to make clear what
new and observable invariant relations follow
from them. A correctly formulated hypothesis,
as we observed a moment ago, has its empirical
content expressed in the form of a general
law of nature. The hypothesis itself is an
attempt to rise to more general and more
comprehensive uniformities or regularities.
Anything new, however, that an hypothesis
asserts about facts must be established or
confirmed by observation and experiment.
Hypotheses which do not have such factual
reference or which do not lead to trustworthy,
unequivocal statements concerning the facts
falling under them should be considered only
worthless phrases.
Every reduction of some phenomenon to underlying
substances and forces indicates that something
unchangeable and final has been found. We
are never justified, of course, in making
an unconditional assertion of such a reduction.
Such a claim is not permissible because of
the incompleteness of our knowledge and because
of the nature of the inductive inferences
upon which our perception of reality depends.
Every inductive inference is based upon the
belief that some given relation, previously
observed to be regular or uniform, will continue
to hold in all cases which may be observed.
In effect, every inductive inference is based
upon a belief in the lawful regularity of
everything that happens. This uniformity
or lawful regularity, however, is also the
condition of conceptual understanding. Thus
belief in uniformity or lawful regularity
is at the same time belief in the possibility
of understanding natural phenomena conceptually.
If we assume that this comprehension or understanding
of natural phenomena can be achieved - that
is, if we believe that we shall be able to
discern something fundamental and unchanging
which is the cause of the changes we observe
- then we accept a regulative principle in
our thinking. It is called the law of causality,
and it expresses our belief in the complete
comprehensibility of the world.
Conceptual understanding, in the sense in
which I have just described it, is the method
by which the world is submitted to our thoughts,
facts are ordered, and the future predicted.
It is our right and duty to extend the application
of this method to all occurrences, and significant
results have already been achieved in this
way. We have no justification other than
its results, however, for the application
of the law of causality. We might have lived
in a world in which every atom was different
from every other one and where nothing was
stable. In such a world there would be no
regularity whatsoever, and our conscious
activities would cease.
The law of causality is in reality a transcendental
law, a law which is given a priori. It is
impossible to prove it by experience, for,
as we have seen, even the most elementary
levels of experience are impossible without
inductive inferences, that is, without the
law of causality. And even if the most complete
experience should teach us that everything
previously observed has occurred uniformly
- a point concerning which we are not yet
certain - we could conclude only by inductive
inferences, that is, by presupposing the
law of causality, that the law of causality
will also be valid in the future. We can
do no more than accept the proverb, "Have
faith and keep on!"
The earth's inadequacies Will then prove
fruitful. [Faust]
That is the answer we must give to the question:
what is true in our ideas? In giving this
answer we find ourselves at the foundation
of Kant's system and in agreement with what
has always seemed to me the most fundamental
advance in his philosophy.
I have frequently noted in my previous works
the agreement between the more recent physiology
of the senses and Kant's teachings. I have
not meant, of course, that I would swear
in verbs magistri to all his more minor points.
I believe that the most fundamental advance
of recenimes must be judged to be the analysis
of the concept of intuition into the elementary
processes of thought. Kant failed to carry
out this analysis or resolution; this is
one reason why he considered the axioms of
geometry to be transcendental propositions.
It has been the physiological investigations
of sense perception which have led us to
recognise the most basic or elementary kinds
of judgment, to inferences which are not
expressible in words. These judgments or
inferences will, of course, remain unknown
and inaccessible to philosophers as long
as they inquire only into knowledge expressed
in language.
Some philosophers who retain an inclination
toward physical speculation consider what
we have treated as a defect in Kant's system,
resulting from the lack of progress of the
special sciences in his time, to be the most
fundamental part of his philosophy. Indeed,
Kant's proof of the possibility of physics,
the alleged science he did nothing further
to develop, rests completely upon the belief
that the axioms of geometry and the related
principles of mechanics are transcendental
propositions, given a priori. As a matter
of fact, however, Kant's entire system really
conflicts with the possibility of physics,
and the more obscure points in his theory
of knowledge, over which so much has been
argued, stem from this conflict.
Be that as it may, the natural sciences have
a secure, well-established foundation from
which they can search for the laws of reality,
a wonderfully rich and fertile field of endeavour.
As long as they restrict themselves to this
search, they need not be troubled with any
idealistic doubts. Such work will, of course,
always seem modeso some people when compared
to the high-flown designs of the physicians.
For with Gods must Never a mortal Measure
himself. If he mounts upwards, Till his head
Touch the star-spangled heavens, His unstable
feet Feel no ground beneath them; Winds and
wild storm-clouds Make him their plaything;-
Or if, with sturdy, Firm-jointed bones, he
Treads the solid, unwavering Floor of the
earth; yet Reaches he not Commonest oaks,
nor E'en with the vine may Measure his greatness.
[Goethe, The Limits of Man]
The author of this poem has provided us with
a model of a man who still retains clear
eyes for the truth and for reality, even
when he touches the stars with the crown
of his head. The true scientist must always
have something of the vision of an artist,
something of the vision which led Goe Leonardo
da Vinci to great scientific thoughts. Both
artists and scientists strive, even if in
different ways, toward the goal of discovering
new uniformities or lawful regularities.
But one must never produce idle swarms and
mad fantasies in place of artistic vision.
The true artist and the true scientist both
know how to work steadily and how to give
their work a convincing, truthful form.
Moreover, reality has always unveiled the
truth of its laws to the sciences in a much
richer, more sublime fashion than she has
painted it for even the most consummate efforts
of mystical fantasy and physical speculation.
What have all the monstrous offspring of
indiscreet fancy, heapings of gigantic dimensions
and numbers, to say of the reality of the
universe, of the period of time during which
the sun and earth were formed, or of the
geological ages during which life evolved,
adapting itself always in the moshoroughgoing
way to the increasingly more moderate physical
conditions of our planet?
What physics has concepts in readiness to
explain the effects of magnetic and induced
electrical forces upon each other - effects
which physics is now struggling to reduce
to well-established elementary forces, without
having reached any clear solution? Already,
however, in physics light appears to be nothing
more than another form of movement of these
two agents, and the ether (the electrical
and magnetic medium which pervades all space)
has come to have completely new characteristics
or properties.
And in what schema of scholastic concepts
shall we put the store of energy capable
of doing work, whose constancy is stated
in the law of the conservation of energy
and which, indestructible and incapable of
increase like a substance, is acting as the
motive power in every movement of inanimate
as well as animate materials store of energy
which is neither mind nor matter, yet is
like a Proteus, clothing itself always in
new forms; capable of acting throughout infinite
space, yet not infinitely divisible like
space; the effective cause of every effect,
the mover in every movement? Did the poet
have a notion of it?
In the tides of Life, in Action's storm,
A fluctuant wave, A shuttle free, Birth and
the Grave, An eternal sea, A weaving, flowing
Life, all-glowing, Thus at time's humming
loom't is my hand prepares The garment of
Life which the Deity wears ! [Faust]
We are particles of dust on the surface of
our planet, which is itself scarcely a grain
of sand in the infinite space of the universe.
We are the youngest species among the living
things of the earth, hardly out of the cradle
according to the time reckoning of geology,
still in the learning stage, hardly half-grown,
said to be mature only through mutual agreement.
Nevertheless, because of the mighty stimulus
of the law of causality, we have already
grown beyond our fellow creatures and are
overcoming them in the struggle for existence.
We truly have reason to be proud that it
has been given to us to understand, slowly
and through hard work, the incomprehensibly
great scheme of things. Surely we need not
feel in the least ashamed if we have not
achieved this understanding upon the first
flight of an Icarus.
The Facts of Perception (1878) from Selected
Writings of Hermann Helmholtz, Wesleyan University
Press. The Whole speech, barring introductory
paragraphs and appendices are reproduced
here.
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