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Exposition and general division of the theme
This course sets for itself the task of posing
the basic problems of phenomenology, elaborating them, and proceeding to some
extent toward their solution. Phenomenology
must develop its concept out of what it takes
as its theme and how it investigates its
object. Our considerations are aimed at the
inherent content and inner systematic relationships of the basic problems. The goal is to achieve
a fundamental illumination of these problems.
In negative terms this means that our purpose
is not to acquire historical knowledge about
the circumstances of the modern movement
in philosophy called phenomenology. We shall
be dealing not with phenomenology but with
what phenomenology itself deals with. And,
again, we do not wish merely to take note
of it so as to be able to report then that
phenomenology deals with this or that subject;
instead, the course deals with the subject
itself, and you yourself are supposed to
deal with it, or learn how to do so, as the
course proceeds. The point is not to gain
some knowledge about philosophy but to be
able to philosophise. An introduction to
the basic problems could lead to that end.
And these basic problems themselves? Are
we to take it on trust that the ones we discuss
do in fact constitute the inventory of the
basic problems? How shall we arrive At these
basic problems? Not directly but by the roundabout
way of a discussion of certain individual problems. From these we shall sift out the basic
problems and determine their systematic interconnection.
Such an understanding of the basic problems
should yield insight into the degree to which
philosophy as a science is necessarily demanded
by them.
The course accordingly divides into three parts. At the outset we may outline them roughly
as follows:
-
Concrete phenomenological inquiry leading
to the basic problems
-
The basic problems of phenomenology in their
systematic order and foundation
-
The scientific way of treating these problems
and the idea of phenomenology
The path of our reflections will take us from certain
individual problems to the basic problems.
The question therefore arises, How are we
to gain the starting point of our considerations?
How shall we select and circumscribe the
individual problems? Is this to be left to
chance and arbitrary choice? In order to
avoid the appearance that we have simply
assembled a few problems at random, an introduction
leading up to the individual problems is
required.
It might be thought that the simplest and
surest way would be to derive the concrete
individual phenomenological problems from
the concept of phenomenology. Phenomenology
is essentially such and such; hence it encompasses
such and such problems. But we have first
of all to arrive at the concept of phenomenology.
This route is accordingly closed to us. but
to circumscribe the concrete problems we
do not ultimately need a clear-cut and fully
validated concept of phenomenology. Instead
it might be enough to have some acquaintance
with what is nowadays familiarly known by
the name "phenomenology." Admittedly,
within phenomenological inquiry there are
again differing definitions of its nature
and tasks. But, even if these differences
in defining the nature of phenomenology could
be brought to a consensus, it would remain
doubtful whether the concept of phenomenology
thus attained, a sort of average concept,
could direct us toward the concrete problems
to be chosen. For we should have to be certain
beforehand that phenomenological inquiry
today has reached the center of philosophy's
problems and has defined its own nature by
way of their possibilities. As we shall see,
however, this is not the case - and so little
is it the case that one of the main purposes
of this course is to show that conceived
in its basic tendency, phenomenological research
can represent nothing less than the more
explicit and more radical understanding of
the idea of a scientific philosophy which
philosophers from ancient times to Hegel
sought to realize time and again in a variety
of internally coherent endeavours.
Hitherto, phenomenology has been understood,
even within that discipline itself, as a
science propaedeutic to philosophy, preparing
the ground for the proper philosophical disciplines
of logic, ethics, aesthetics, and philosophy
of religion. But in this definition of phenomenology
as a preparatory science the traditional
stock of philosophical disciplines is taken
over without asking whether that same stock
is not called in question and eliminated
precisely by phenomenology itself. Does not
phenomenology contain within itself the possibility
of reversing the alienation of philosophy
into these disciplines and of revitalising
and reappropriating in its basic tendencies
the grearadition of philosophy with its essential
answers? We shall maintain that phenomenology
is not just one philosophical science among
others, nor is it the science preparatory
to the rest of them; rather, the expression "phenomenology" is the name for the method of scientific philosophy in general.
Clarification of the idea of phenomenology
is equivalent to exposition of the concept
of scientific philosophy. To be sure, this
does not yeell us what phenomenology means
as far as its content is concerned, and it
tells us even less about how this method
is to be put into practice. But it does indicate
how and why we must avoid aligning ourselves
with any contemporary tendency in phenomenology.
We shall not deduce the concrete phenomenological
problems from some dogmatically proposed
concept of phenomenology; on the contrary,
we shall allow ourselves to be led to them
by a more general and preparatory discussion
of the concept of scientific philosophy in
general. We shall conduct this discussion
in tacit apposition to the basic tendencies
of Western philosophy from antiquity to Hegel.
In the early period of ancient thought philosophia
means the same as science in general. Later,
individual philosophies, that is to say,
individual sciences - medicine, for instance,
and mathematics - become detached from philosophy.
The term philosophia then refers to a science
which underlies and encompasses all the other
particular sciences. Philosophy becomes science
pure and simple. More and more it takes itself
to be the first and highest science or, as
it was called during the period of German
idealism, absolute science. If philosophy
is absolute science, then the expression
"scientific philosophy" contains
a pleonasm. It then means scientific absolute
science. It suffices simply to say "philosophy."
This already implies science pure and simple.
Why then do we still add the adjective "scientific"
to the expression "philosophy"?
A science, not to speak of absolute science,
is scientific by the very meaning of the
term. We speak of "scientific philosophy"
principally because conceptions of philosophy
prevail which not only imperil but even negate
its character as science pure and simple.
These conceptions of philosophy are not just
contemporary but accompany the development
of scientific philosophy throughout the time
philosophy has existed as a science. On this
view philosophy is supposed not only, and
not in the first place, to be a theoretical
science, but to give practical guidance to
our view of things and their interconnection
and our attitudes toward them, and to regulate
and direct our interpretation of existence
and its meaning. Philosophy is wisdom of
the world and of life, or, to use an expression
current nowadays, philosophy is supposed
to provide a Weltanschauung, a world-view. Scientific philosophy can
thus be set off against philosophy as world-view.
We shall try to examine this distinction
more critically and to decide whether it
is valid or whether it has to be absorbed
into one of its members. In this way the
concept of philosophy should become clear
to us and put us in a position to justify
the selection of the individual problems
to be dealt with in the first part. It should
be borne in mind here that these discussions
concerning the concept of philosophy can
be only provisional - provisional not just
in regard to the course as a whole but provisional
in general. For the concept of philosophy
is the most proper and highest result of
philosophy itself. Similarly, the question
whether philosophy is at all possible or
not can be decided only by philosophy itself.
§ 2. The concept of philosophy
Philosophy and world-view
In discussing the difference between scientific
philosophy and philosophy as world-view,
we may fittingly start from the latter notion
and begin with the term "Weltanschauung," "world-view." This expression
is not a translation from Greek, say, or
Latin. There is no such expression as kosmotheoria. The word "Weltanschauung" is of specifically German coinage;
it was in fact coined within philosophy.
It first turns up in its natural meaning
in Kant's Critique of Judgment - world-intuition in the sense of contemplation
of the world given to the senses or, as Kant
says, the mundus sensibilis - a beholding of the world as simple apprehension
of nature in the broadest sense. Alexander
von Humboldt thereupon used the word in this
way. This usage dies out in the thirties
of the last century under the influence of
a new meaning given to the expression "Weltanschauung" by the Romantics and principally by
Schelling. In the Introduction to the draft
of a System of Philosophy of Nature, (1799),
Schelling says: "Intelligence is productive
in a double manner, either blindly and unconsciously
or freely and consciously; it is unconsciously
productive in Weltanschauung and consciously productive in the creation
of an ideal world." Here Weltanschauung is directly assigned not to sense-observation
but to intelligence, albeit to unconscious
intelligence. Moreover, the factor of productivity,
the independent formative process of intuition,
is emphasised. Thus the word approaches the
meaning we are familiar with today, a self-realised,
productive as well as conscious way of apprehending
and interpreting the universe of beings.
Schelling speaks of a schematism ofWeltanschauung, a schematised form for the different possible
world-views which appear and take shape in
fact. A view of the world, understood in
this way, does not have to be produced with
a theoretical intention and with the means
of theoretical science. In his Phenomenology of Spirit, Hegel speaks of a "moral world-view."
Görres makes use of the expression "poetic
world-view." Ranke speaks of the "religious
and Christian world-view." Mention is
made sometimes of the democratic, sometimes
of the pessimistic world-view or even of
the medieval world-view. Schleiermacher says:
"It is only our world-view that makes
our knowledge of God complete." Bismarck
at one point writes to his bride: "What
strange views of the world there are among
clever people!" From the forms and possibilities
of world-view thus enumerated it becomes
clear that what is meant by this term is
not only a conception of the contexture of
natural things but at the same time an interpretation
of the sense and purpose of the human Dasein [the being that we are ourselves] and hence
of history. A world-view always includes
a view of life. A world-view grows out of
an all-inclusive reflection on the world
and the human Dasein, and this again happens in different ways,
explicitly and consciously in individuals
or by appropriating an already prevalent
world-view. We grow up within such a world-view
and gradually become accustomed to it. Our
world-view is determined by environment -
people, race, class, developmental stage
of culture. Every world-view thus individually
formed arises out of a natural world-view,
out of a range of conceptions of the world
and determinations of the human Dasein which are at any particular time given more
or less explicitly with each such Dasein. We must distinguish the individually formed
world-view or the cultural world-view from
the natural world-view.
A world-view is not a matter of theoretical
knowledge, either in respect of its origin
or in relation to its use. It is not simply
retained in memory like a parcel of cognitive
property. Rather, it is a matter of a coherent
conviction which determines the current affairs
of life more or less expressly and directly.
A world-view is related in its meaning to
the particular contemporary Dasein at any given time. In this relationship to
the Dasein the world-view is a guide to it and a source
of strength under pressure. Whether the world-view
is determined by superstitions and prejudices
or is based purely on scientific knowledge
and experience or even, as is usually the
case, is a mixture of superstition and knowledge,
prejudice and sober reason it all comes to
the same thing; nothing essential is changed.
This indication of the characteristic traits
of what we mean by the term "world-view"
may suffice here. A rigorous definition of
it would have to be gained in another way,
as we shall see. In his Psychologie der Weltanschauungen, Jaspers says that "when we speak of
world-views we mean Ideas, what is ultimate
and total in man, both subjectively, as life-experience
and power and character, and objectively,
as a world having objective shape."
For our purpose of distinguishing between
philosophy as world-view and scientific philosophy,
it is above all important to see that the
world-view, in its meaning, always arises
out of the particular factical existence
of the human being in accordance with his
factical possibilities of thoughtful reflection
and attitude-formation, and it arises thus
for this factical Dasein. The world-view is something that in each
case exists historically from, with, and
for the factical Dasein. A philosophical world-view is one that
expressly and explicitly or at any rate preponderantly
has to be worked out and brought about by
philosophy, that is to say, by theoretical
speculation, to the exclusion of artistic
and religious interpretations of the world
and the Dasein. This world-view is not a by-product of
philosophy; its cultivation, rather, is the
proper goal and nature of philosophy itself.
In its very concept philosophy is world-view
philosophy, philosophy as world-view. If
philosophy in the form of theoretical knowledge
of the world aims at what is universal in
the world and ultimate for the Dasein - the whence, the whither, and the wherefore
of the world and life - then this differentiates
it from the particular sciences, which always
consider only a particular region of the
world and the Dasein, as well as from the artistic and religious
attitudes, which are not based primarily
on the theoretical attitude. It seems to
be without question that philosophy has as
its goal the formation of a world-view. This
task must define the nature and concept of
philosophy. Philosophy, it appears, is so
essentially world-view philosophy that it
would be preferable to reject this latter
expression as an unnecessary overstatement.
And what is even more, to propose to strive
for a scientific philosophy is a misunderstanding.
For the philosophical world-view, it is said,
naturally ought to be scientific. By this
is meant: first, that it should take cognisance
of the results of the different sciences
and use them in constructing the world-picture
and the interpretation of the Dasein; secondly, that it ought to be scientific
by forming the world-view in strict conformity
with the rules of scientific thought. This
conception of philosophy as the formation
of a world-view in a theoretical way is so
much taken for granted that it commonly and
widely defines the concept of philosophy
and consequently also prescribes for the
popular mind what is to be and what ought
to be expected of philosophy. Conversely,
if philosophy does not give satisfactory
answers to the questions of world-view, the
popular mind regards it as insignificant.
Demands made on philosophy and attitudes
taken toward it are governed by this notion
of it as the scientific construction of a
world-view. To determine whether philosophy
succeeds or fails in this task, its history
is examined for unequivocal confirmation
that it deals knowingly with the ultimate
questions - of nature, of the soul, that
is to say, of the freedom and history of
man, of God.
If philosophy is the scientific construction
of a world-view, then the: distinction between
"scientific philosophy" and "philosophy
as world-view" vanishes. The two together
constitute the essence of philosophy, so
that what is really emphasised ultimately
is the task of the world-view. This seems
also to be the view of Kant, who put the
scientific character of philosophy on a new
basis. We need only recall the distinction
he drew in the introduction to the Logic
between theacademic and the cosmic conceptions of philosophy. Here we turn to an oft-quoted Kantian distinction
which apparently supports the distinction
between scientific philosophy and philosophy
as world-view or, more exactly, serves as
evidence for the fact that Kant himself,
for whom the scientific character of philosophy
was central, likewise conceives of philosophy
as philosophical world-view.
According to the academic concept or, as Kant also says, in the scholastic
sense, philosophy is the doctrine of the
skill of reason and includes two parts: "first,
a sufficient stock of rational cognitions
from concepts; and, secondly, a systematic
interconnection of these cognitions or a
combination of them in the idea of a whole."
Kant is here thinking of the fact that philosophy
in the scholastic sense includes the interconnection
of the formal principles of thought and of
reason in general as well as the discussion
and determination of those concepts which,
as a necessary presupposition, underlie our
apprehension of the world, that is to say,
for Kant, of nature. According to the academic
concept, philosophy is the whole of all the
formal and material fundamental concepts
and principles of rational knowledge.
Kant defines the cosmic concept of philosophy or, as he also says, philosophy
in the cosmopolitan sense, as follows: "But
as regards philosophy in the cosmic sense
(in sensu cosmico), it can also be called a science of the
supreme maxims of the use of our reason,
understanding by 'maxim' the inner principle
of choice among diverse ends." Philosophy
in the cosmic sense deals with that for the
sake of which all use of reason, including
that of philosophy itself, is what it is.
"For philosophy in the latter sense
is indeed the science of the relation of
every use of knowledge and reason to the
final purpose of human reason, under which,
as the supreme end, all other ends are subordinated
and must come together into unity in it.
In this cosmopolitan sense the field of philosophy
can be defined by the following questions:
1) What can I know? 2) What should I do?
3) What may I hope? 4) What is man?"
At bottom, says Kant, the first three questions
are concentrated in the fourth, "What
is man?" For the determination of the
final ends of human reason results from the
explanation of what man is. It is to these
ends that philosophy in the academic sense
also must relate.
Does this Kantian separation between philosophy
in the scholastic sense and philosophy in
the cosmopolitan sense coincide with the
distinction between scientific philosophy
and philosophy as world-view? Yes and no.
Yes, since Kant after all makes a distinction
within the concept of philosophy and, on
the basis of this distinction, makes the
questions of the end and limits of human
existence central. No, since philosophy in
the cosmic sense does not have the task of
developing a world-view in the designated
sense. What Kant ultimately has in mind as
the task of philosophy in the cosmic sense,
without being able to say so explicitly,
is nothing but the a priori and therefore ontological circumscription
of the characteristics which belong to the
essential nature of the human Dasein and which also generally determine the concept
of a world-view. As the most fundamentala priori determination of the essential nature of
the human DaseinKant recognises the proposition: Man is a
being which exists as its own end. Philosophy
in the cosmic sense, as Kant understands
it, also has to do with determinations of
essential nature. It does not seek a specific
factual account of the merely factually known
world and the merely factually lived life;
rather, it seeks to delimit what belongs
to world in general, to the Dasein in general, and thus to world-view in general.
Philosophy in the cosmic sense has for Kant
exactly the same methodological character
as philosophy in the academic sense, except
that for reasons which we shall not discuss
here in further detail Kant does not see
the connection between the two. More precisely,
he does not see the basis for establishing
both concepts on a common original ground.
We shall deal with this later on. For the
present it is clear only that, if philosophy
is viewed as being the scientific construction
of a world-view, appeal should not be made
to Kant. Fundamentally, Kant recognises only
philosophy as science.
A world-view, as we saw, springs in every
case from a factical Dasein in accordance with its factical possibilities,
and it is what it is always for this particular
Dasein. This in no way asserts a relativism of
world-views. What a world-view fashioned
in this way says can be formulated in propositions
and rules which are related in their meaning
to a specific really existing world, to the
particular factically existing Dasein. Every world-view and life-view posits;
that is to say, it is related being-ly to
some being or beings. It posits a being,
something that is; it is positive. A world-view
belongs to each Dasein and, like this Dasein, it is always in fact determined historically.
To the world-view there belongs this multiple
positivity that it is always rooted in aDasein which is in such and such a way; that as
such it relates to the existing world and
points to the factically existent Dasein. It is just because this positivity - that
is, the relatedness to beings, to world that
is, Daseinthat is - belongs to the essence of the world-view,
and thus in general to the formation of the
world-view, that the formation of a world-view
cannot be the task of philosophy. To say
this is not to exclude but to include the
idea that philosophy itself is a distinctive
primal form of world-view. Philosophy can
and perhaps must show, among many other things,
that something like a world-view belongs
to the essential nature of the Dasein. Philosophy can and must define what in
general constitutes the structure of a world-view.
But it can never develop and posit some specific
world-view qua just this or that particular
one. Philosophy is not essentially the formation
of a world-view; but perhaps just on this
account it has an elementary and fundamental
relation to all world-view formation, even
to that which is not theoretical but factually
historical.
The thesis that world-view formation does
not belong to the task of philosophy is valid,
of course, only on the presupposition that
philosophy does not relate in a positive
manner to some being qua this or that particular
being, that it does not posit a being. Can
this presupposition that philosophy does
not relate positively to beings, as the sciences
do, be justified? what then is philosophy
supposed to concern itself with if not with
beings, with that which is, as well as with
the whole of what is? What is not, is surely
the nothing. Should philosophy, then, as
absolute science, have the nothing as its
theme? What can there be apart from nature,
history, God, space, number? We say of each
of these, even though in a different sense,
that it is. We call it a being. In relating
to it, whether theoretically or practically,
we are comporting ourselves toward a being.
Beyond all these beings there is nothing.
Perhaps there is no other being beyond what
has been enumerated, but perhaps, as in the
German idiom for "there is," es gibt [literally, it gives], still something else
is given, something else which indeed is
not but which nevertheless, in a sense yet
to be determined, is given. Even more. In
the end something is given which must be
given if we are to be able to make beings
accessible to us as beings and comport ourselves
toward them, something which, to be sure,
is not but which must be given if we are
to experience and understand any beings at
all. We are able to grasp beings as such,
as beings, only if we understand something
like being. If we did not understand, even
though at first roughly and without conceptual
comprehension, what actuality signifies,
then the actual would remain hidden from
us. If we did not understand what reality
means, then the real would remain inaccessible.
If we did not understand what life and vitality
signify, then we would not be able to comport
ourselves toward living beings. If we did
not understand what existence and existentiality
signify, then we ourselves would not be able
to exist as Dasein. If we did not understand what permanence
and constancy signify, then constant geometric
relations or numerical proportions would
remain a secret to us. We must understand
actuality, reality, vitality, existentiality,
constancy in order to be able to comport
ourselves positively toward specifically
actual, real, living, existing, constant
beings. We must understand being so that
we may be able to be given over to a world
that is, so that we can exist in it and be
our own Dasein itself as a being. We must be able to understand
actuality before all factual experience of
actual beings. This understanding of actuality
or of being in the widest sense as over against
the experience of beings is in a certain
sense earlier than the experience of beings.
To say that the understanding of being precedes
all factual experience of beings does not
mean that we would first need to have an
explicit concept of being in order to experience
beings theoretically or practically. We must
understand being - being, which may no longer
itself be called a being, being, which does
not occur as a being among other beings but
which nevertheless must be given and in fact
is given in the understanding of being.
§ 3. Philosophy as science of being
We assert now that being is the proper and sole theme of philosophy. This is not our own invention; it is a
way of putting the theme which comes to life
at the beginning of philosophy in antiquity,
and it assumes its most grandiose form in
Hegel's logic. At present we are merely asserting
that being is the proper and sole theme of
philosophy. Negatively, this means that philosophy
is not a science of beings but of being or,
as the Greek expression goes, ontology. We take this expression in the widest possible
sense and not in the narrower one it has,
say, in Scholasticism or in modern philosophy
in Descartes and Leibniz.
A discussion of the basic problems of phenomenology
then is tantamount to providing fundamental
substantiation for this assertion that philosophy
is the science of being and establishing
how it is such. The discussion should show
the possibility and necessity of the absolute
science of being and demonstrate its character
in the very process of the inquiry. Philosophy
is the theoretical conceptual interpretation
of being, of being's structure and its possibilities.
Philosophy is ontological. In contrast, a
world-view is a positing knowledge of beings
and a positing attitude toward beings; it
is not ontological but ontical. The formation
of a world-view falls outside the range of
philosophy's tasks, but not because philosophy
is in an incomplete condition and does not
yet suffice to give a unanimous and universally
cogent answer to the questions pertinent
to world-views; rather, the formation of
a world-view falls outside the range of philosophy's
tasks because philosophy in principle does
not relate to beings. It is not because of
a defect that philosophy renounces the task
of forming a world-view but because of a
distinctive priority: it deals with what
every positing of beings, even the positing
done by a world-view, must already presuppose
essentially. The distinction between philosophy
as science and philosophy as world-view is
untenable, not - as it seemed earlier - because
scientific philosophy has as its chief end
the formation of a world-view and thus would
have to be elevated to the level of a world-view
philosophy, but because the notion of a world-view
philosophy is simply inconceivable. For it
implies that philosophy, as science of being,
is supposed to adopt specific attitudes toward
and posit specific things about beings. To
anyone who has even an approximate understanding
of the concept of philosophy and its history,
the notion of a world-view philosophy is
an absurdity. If one term of the distinction
between scientific philosophy and world-view
philosophy is inconceivable, then the other,
too, must be inappropriately conceived. Once
it has been seen that world-view philosophy
is impossible in principle if it is supposed
to be philosophy, then the differentiating
adjective "scientific" is no longer
necessary for characterising philosophy.
That philosophy is scientific is implied
in its very concept. It can be shown historically
that at bottom all the great philosophies
since antiquity more or less explicitly took
themselves to be, and as such sought to be,
ontology. In a similar way, however, it can
also be shown that these attempts failed
over and over again and why they had to fail.
I gave the historical proof of this in my
courses of the last two semesters, one on
ancient philosophy and the other on the history
of philosophy from Thomas Aquinas to Kant.
We shall not now refer to this historical
demonstration of the nature of philosophy,
a demonstration having its own peculiar character.
Let us rather in the whole of the present
course try to establish philosophy on its
own basis, so far as it is a work of human
freedom. Philosophy must legitimate by its
own resources its claim to be universal ontology.
In the meantime, however, the statement that
philosophy is the science of being remains
a pure assertion. Correspondingly, the elimination
of world-view formation from the range of
philosophical tasks has not yet been warranted.
We raised this distinction between scientific
philosophy and world-view philosophy in order
to give a provisional clarification of the
concept of philosophy and to demarcate it
from the popular concept. The clarification
and demarcation, again, were provided in
order to account for the selection of the
concrete phenomenological problems to be
dealt with next and to remove from the choice
the appearance of complete arbitrariness.
Philosophy is the science of being. For the
future we shall mean by "philosophy"
scientific philosophy and nothing else. In
conformity with this usage, all non-philosophical
sciences have as their theme some being or
beings, and indeed in such a way that they
are in every case antecedently given as beings
to those sciences. They are posited by them
in advance; they are a positum for them. All the propositions of the non-philosophical
sciences, including those of mathematics,
are positive propositions. Hence, to distinguish
them from philosophy, we shall call all non-philosophical
sciences positive sciences. Positive sciences
deal with that which is, with beings; that
is to say, they always deal with specific
domains, for instance, nature. Within a given
domain scientific research again cuts out
particular spheres: nature as physically
material lifeless nature and nature as living
nature. It divides the sphere of the living
into individual fields: the plant world,
the animal world. Another domain of beings
is history; its spheres are art history,
political history, history of science, and
history of religion. Still another domain
of beings is the pure space of geometry,
which is abstracted from space pre-theoretically
uncovered in the environing world. The beings
of these domains are familiar to us even
if at first and for the most part we are
not in a position to delimit them sharply
and clearly from one another. We can, of
course, always name, as a provisional description
which satisfies practically the purpose of
positive science, some being that falls within
the domain. We can always bring before ourselves,
as it were, a particular being from a particular
domain as an example. Historically, the actual
partitioning of domains comes about not according
to some preconceived plan of a system of
science but in conformity with the current
research problems of the positive sciences.
We can always easily bring forward and picture
to ourselves some being belonging to any
given domain. As we are accustomed to say,
we are able to think something about it.
What is the situation here with philosophy's
object? Can something like being be imagined?
If we try to do this, doesn't our head start
to swim? Indeed, at first we are baffled
and find ourselves clutching at thin air
A being - that's something, a table, a chair,
a tree, the sky, a body, some words, an action.
A being, yes, indeed - but being? It looks
like nothing - and no less a thinker than
Hegel said that being and nothing are the
same. Is philosophy as science of being the
science of nothing? At the outset of our
considerations, without raising any false
hopes and without mincing matters, we must
confess that under the heading of being we
can at first think to ourselves nothing.
On the other hand, it is just as certain
that we are constantly thinking being. We
think being just as often as, daily, on innumerable
occasions, whether aloud or silently, we
say "This issuch and such," "That other isnot so," "That was," "It will be." In each use of a verb we have already
thought, and have always in some way understood,
being. We understand immediately "Today
is Saturday; the sun is up." We understand
the "is" we use in speaking, although
we do not comprehend it conceptually. The
meaning of this "is" remains closed
to us. This understanding of the "is"
and of being in general is so much a matter
of course that it was possible for the dogma
to spread in philosophy uncontested to the
present day that being is the simplest and
most self-evident concept, that it is neither
susceptible of nor in need of definition.
Appeal is made to common sense. But wherever
common sense is taken to be philosophy's
highest court of appeal, philosophy must
become suspicious. In On the Essence of Philosophical Criticism, Hegel says: "Philosophy by its very
nature is esoteric; for itself it is neither
made for the masses nor is it susceptible
of being cooked up for them. It is philosophy
only because it goes exactly contrary to
the understanding and thus even more so to
'sound common sense,' the so-called healthy
human understanding, which actually means
the local and temporary vision of some limited
generation of human beings. To that generation
the world of philosophy is in and for itself
a topsy-turvy, an inverted, world. The demands
and standards of common sense have no right
to claim any validity or to represent any
authority in regard to what philosophy is
and what it is not.
What if being were the most complex and most
obscure concept? What f arriving at the concept
of being were the most urgent task of philosophy,
the task which has to be taken up ever anew?
Today, when philosophising is so barbarous,
so much like a St. Vitus' dance, as perhaps
in no other period of the cultural history
of the West, and when nevertheless the resurrection
of physics is hawked up and down all the
streets, what Aristotle says on one of his
most important investigations in the physics has been completely forgotten. "That
which has been sought for from of old and
now and in the future and constantly, and
that on which inquiry founders over and over
again, is the problem What is being?"
If philosophy is the science of being, then
the first and last and basic problem of philosophy
must be, What does being signify? Whence
can something like being in general be understood?
How is understanding of being at all possible?
§ 4. The four theses about being
and the basic problems of phenomenology
Before we broach these fundamental questions,
it will be worthwhile first to make ourselves
familiar for once with discussions about
being. To this end we shall deal in the first
part of the course with some characteristic
theses about being as individual concrete
phenomenological problems, theses that have
been advocated in the course of the history
of Western philosophy since antiquity. In
this connection we are interested, not in
the historical contexts of the philosophical
inquiries within which these theses about
being make their appearance, but in their
specifically inherent content. This content
is to be discussed critically, so that we
may make the transition from it to the above-mentioned
basic problems of the science of being. The
discussion of these theses should at the
same time render us familiar with the phenomenological
way of dealing with problems relating to
being. We choose four such theses:
-
Kant's thesis: Being is not a real predicate.
-
The thesis of medieval ontology (Scholasticism)
which goes back to Aristotle: To the constitution
of the being of a being there belong (a)
whatness, essence (Was-sein, essentia), and (b) existence or extantness(existentia, Vorhandensein).
-
The thesis of modern ontology: The basic
ways of being are the being of nature (res
extensa) and the being of mind (res cogitans).
-
The thesis of logic in the broadest sense:
Every being, regardless of its particular
way of being, can be addressed and talked
about by means of the "is." The
being of the copula.
These theses seem at first to have been gathered
together arbitrarily. Looked at more closely,
however, they are interconnected in a most
intimate way. Attention to what is denoted
in these theses leads to the insight that
they cannot be brought up adequately - not
even as problems - as long as the fundamental question of the whole science of being has not been
put and answered: the question of the meaning of being in general. The second part of our course will deal
with this question. Discussion of the basic
question of the meaning of being in general
and of the problems arising from that question
constitutes the entire stock of basic problems
of phenomenology in their systematic order
and their foundation. For the present we
delineate the range of these problems only
roughly.
On what path can we advance toward the meaning
of being in general? Is not the question
of the meaning of being and the task of an
elucidation of this concept a pseudo-problem
if, as usual, the opinion is held dogmatically
that being is the most general and simplest
concept? What is the source for defining
this concept and in what direction is it
to be resolved?
Something like being reveals itself to us
in the understanding of being, an understanding
that lies at the root of all comportment
toward beings. Comportment toward beings
belongs, on its part, to a definite being,
the being which we ourselves are, the humanDasein. It is to the human Dasein that there belongs the understanding of being
which first of all makes possible every comportment
toward beings. The understanding of being
has itself the mode of being of the human Dasein. The more originally and appropriately we
define this being in regard to the structure
of its being, that is to say, ontologically,
the more securely we are placed in a position
to comprehend in its structure the understanding
of being that belongs to the Dasein, and the more clearly and unequivocally
the question can then be posed, What is it
that makes this understanding of being possible
at all? Whence - that is, from which antecedently
given horizon - do we understand the like
of being?
The analysis of the understanding of being
in regard to what is specific to this understanding
and what is understood in it or its intelligibility
presupposes an analytic of the Dasein ordered to that end. This analytic has the
task of exhibiting the basic constitution
of the human Dasein and of characterising the meaning of theDasein's being. In this ontological analytic of
the Dasein, the original constitution of the Dasein's being is revealed to be temporality. The interpretation of temporality leads
to a more radical understanding and conceptual
comprehension of time than has been possible
hitherto in philosophy. The familiar concept
of time as traditionally treated in philosophy
is only an offshoot of temporality as the
original meaning of the Dasein. If temporality constitutes the meaning
of the being of the human Dasein and if understanding of being belongs to
the constitution of the Dasein's being, then this understanding of being,
too, must be possible only on the basis of
temporality. Hence there arises the prospect
of a possible confirmation of the thesis
that time is the horizon from which something
like being becomes at all intelligible. We
interpret being by way of time (tempus). The interpretation is a Temporal one.
The fundamental subject of research in ontology,
as determination of the meaning of being
by way of time, isTemporality.
We said that ontology is the science of being.
But being is always the being of a being.
Being is essentially different from a being,
from beings. How is the distinction between
being and beings to be grasped? How can its
possibility be explained? If being is not
itself a being, how then does it nevertheless
belong to beings, since, after all, beings
and only beings are? What does it mean to
say that being belongs to beings? The correct
answer to this question is the basic presupposition
needed to set about the problems of ontology
regarded as the science of being. We must
be able to bring out clearly the difference
between being and beings in order to make
something like being the theme of inquiry.
This distinction is not arbitrary; rather,
it is the one by which the theme of ontology
and thus of philosophy itself is first of
all attained. It is a distinction which is
first and foremost constitutive for ontology.
We call it the ontological difference - the differentiation between being and beings.
Only by making this distinction -krineinin Greek - not between one being and another
being but between being and beings do we
first enter the field of philosophical research.
Only by taking this critical stance do we
keep our own standing inside the field of
philosophy. Therefore, in distinction from
the sciences of the things that are, of beings,
ontology, or philosophy in general, is the
critical science, or the science of the inverted
world, With this distinction between being
and beings and that selection of being as
theme we depart in principle from the domain
of beings. We surmount it, transcend it.
We can also call the science of being, a
critical science,transcendental science. In doing so we are not simply taking over
unaltered the concept of the transcendental
in Kant, although we are indeed adopting
its original sense and its true tendency,
perhaps still concealed from Kant. We are
surmounting beings in order to reach being.
Once having made the ascent we shall not
again descend to a being, which, say, might
lie like another world behind the familiar
beings. The transcendental science of being
has nothing to do with popular physics, which
deals with some being behind the known beings;
rather, the scientific concept of physics
is identical with the concept of philosophy
in general - critically transcendental science
of being, ontology. It is easily seen that
the ontological difference can be cleared
up and carried out unambiguously for ontological
inquiry only if and when the meaning of being
in general has been explicitly brought to
light, that is to say, only when it has been
shown how temporality makes possible the
distinguishability between being and beings.
Only on the basis of this consideration can
the Kantian thesis that being is not a real
predicate be given its original sense and
adequately explained.
Every being is something, it has its what and as such has a specific
possible mode of being. In the first part of our course, while
discussing the second thesis, we shall show
that ancient as well as medieval ontology
dogmatically enunciated this proposition
- that to each being there belongs a what
and way of being, essentiaand existentia - as if it were self-evident. For us the
question arises, Can the reason every being
must and can have a what, a ti, and a possible way of being be grounded
in the meaning of being itself, that is to
say, Temporally? Do these characteristics,
whatness and way of being, taken with sufficient
breadth, belong to being itself? "Is"
being articulated by means of these characteristics
in accordance with its essential nature?
With this we are now confronted by the problem of the basic articulation of
being, the question of the necessary belonging-together
of whatness and way-of-being and of the belonging of the two of them in their unity
to the idea of being in general.
Every being has a way-of-being. The question
is whether this way-of-being has the same
character in every being - as ancient ontology
believed and subsequent periods have basically
had to maintain even down to the present
- or whether individual ways-of-being are
mutually distinct. Which are the basic ways
of being? Is there a multiplicity? How is
the variety of ways-of-being possible and
how is it at all intelligible, given the
meaning of being? How can we speak at all
of a unitary concept of being despite the
variety of ways-of-being? These questions
can be consolidated into the problem of the possible modifications
of being and the unity of being's variety.
Every being with which we have any dealings
can be addressed and spoken of by saying
"it is" thus and so, regardless
of its specific mode of being. We meet with
a being's being in the understanding of being.
It is understanding that first of all opens
up or, as we say, discloses or reveals something
like being. Being is given only in the specific
disclosedness that characterises the understanding
of being. But we call the disclosedness of
something truth. That is the proper concept
of truth, as it already begins to dawn in
antiquity. Being is given only if there is
disclosure, that is to say, if there is truth.
But there is truth only if a being exists
which opens up, which discloses, and indeed
in such a way that disclosure itself belongs
to the mode of being of this being. We ourselves
are such a being. TheDasein Itself exists in the truth. To the Dasein there belongs essentially a disclosed world
and with that the disclosedness of the Dasein itself. The Dasein, by the nature of its existence, is "in"
truth, and only because it is "in"
truth does it have the possibility of being
"in" untruth. Being is given only
if truth, hence if theDasein, exists. And only for this reason is it
not merely possible to address beings but
within certain limits sometimes - presupposing
that the Dasein exists - necessary. We shall consolidate
these problems of the interconnectedness
between being and truth into the problem of the truth-character of being (veritas transcendentalis).
We have thus identified four groups of problems
that constitute the content of the second
part of the course: the problem of the ontological
difference, the problem of the basic articulation
of being, the problem of the possible modifications
of being in its ways of being, the problem
of the truth-character of being. The four
theses treated provisionally in the first
part correspond to these four basic problems.
More precisely, looking backward from the
discussion of the basic problems in the second
half, we see that the problems with which
we are provisionally occupied in the first
part, following the lead of these theses,
are not accidental but grow out of the inner
systematic coherence of the general problem
of being.
§ 5. The character of ontological method
The three basic components of Phenomenological
method
Our conduct of the ontological investigation
in the first and second parts opens up for
us at the same time a view of the way in
which these phenomenological investigations
proceed. This raises the question of the
character of method in ontology. Thus we
come to the third part of the course: the
scientific method of ontology and the idea
of phenomenology.
The method of ontology, that is, of philosophy
in general, is distinguished by the fact
that ontology has nothing in common with
any method of any of the other sciences,
all of which as positive sciences deal with
beings. On the other hand, it is precisely
the analysis of the truth-character of being
which shows that being also is, as it were,
based in a being, namely, in the Dasein. Being is given only if the understanding
of being, hence the Dasein, exists. This being accordingly lays claim
to a distinctive priority in ontological
inquiry. It makes itself manifest in all
discussions of the basic problems of ontology
and above all in the fundamental question
of the meaning of being in general. The elaboration
of this question and its answer requires
a general analytic of the Dasein. Ontology has for its fundamental discipline
the analytic of the Dasein. This implies at the same time that ontology
cannot be established in a purely ontological
manner. Its possibility is referred back
to a being, that is, to something ontical
- the Dasein. Ontology has an ontical foundation, a fact
which is manifest over and over again in
the history of philosophy down to the present.
For example, it is expressed as early as
Aristotle's dictum that the first science,
the science of being, is theology. As the
work of the freedom of the human Dasein, the possibilities and destinies of philosophy
are bound up with man's existence, and thus
with temporality and with historicality,
and indeed in a more original sense than
is any other science. Consequently, in clarifying
the scientific character of ontology, the first task is the demonstration of its
ontical foundation and the characterisation of this foundation
itself.
The second task consists in distinguishing the mode of knowing
operative in ontology as science of being,
and this requires us to work out the methodological structure of
ontological-transcendental differentiation. In early antiquity it was already seen
that being and its attributes in a certain
way underlie beings and precede them and
so are a proteron, an earlier. The term denoting
this character by which being precedes beings
is the expression a priori, apriority, being earlier or prior. As a priori, being is earlier than beings. The meaning
of this a priori, the sense of the earlier and its possibility,
has never been cleared up. The question has
not even once been raised as to why the determinations
of being and being itself must have is character
of priority and how such priority is possible.
To be earlier is a determination of time,
but it does not pertain to the temporal order
of the time that we measure by the clock;
rather, it is an earlier that belongs to
the "inverted world." Therefore,
this earlier which characterises being is
taken by the popular understanding to be
the later. Only the interpretation of being
by way of temporality can make clear why
and how this feature of being earlier, apriority,
goes together with being. The a priori character of being and of all the structures
of being accordingly calls for a specific
kind of approach and way of apprehending
being - a priori cognition.
The basic components of a priori cognition constitute what we callphenomenology. Phenomenology is the name for the method
of ontology, that is, of scientific philosophy.
Rightly conceived, phenomenology is the concept
of a method. It is therefore precluded from
the start that phenomenology should pronounce
any theses about being which have specific
content, thus adopting a so-called standpoint.
We shall not enter into detail concerning
which ideas about phenomenology are current
today, instigated in part by phenomenology
itself. We shall touch briefly on just one
example. It has been said that my work is
Catholic phenomenology - presumably because
it is my conviction that thinkers like Thomas
Aquinas and Duns Scotus also understood something
of philosophy, perhaps more than the moderns.
But the concept of a Catholic phenomenology
is even more absurd than the concept of a
Protestant mathematics. Philosophy as science
of being is fundamentally distinct in method
from any other science. The distinction in
method between, say, mathematics and classical
philology is not as great as the difference
between mathematics and philosophy or between
philology and philosophy. The breadth of
the difference between philosophy and the
positive sciences, to which mathematics and
philology belong, cannot at all be estimated
quantitatively. In ontology, being is supposed
to be grasped and comprehended conceptually
by way of the phenomenological method, in
connection with which we may observe that,
while phenomenology certainly arouses lively
interest today, what it seeks and aims at
was already vigorously pursued in Western
philosophy from the very beginning.
Being is to be laid hold of and made our
theme. Being is always being of beings and
accordingly it becomes accessible at first
only by starting with some being. Here the
phenomenological vision which does the apprehending
must indeed direct itself toward a being,
but it has to do so in such a way that the
being of this being is thereby brought out
so that it may be possible to mathematise
it. Apprehension of being, ontological investigation,
always turns, at first and necessarily, to
some being; but then, in a precise way, it is led away from that
being and led back to its being. We call this basic component of phenomenological
method - the leading back or reduction of
investigative vision from a naively apprehended
being to being phenomenological reduction. We are thus adopting a central term of
Husserl's phenomenology in its literal wording
though not in its substantive intent. For Husserl the phenomenological reduction, which he
worked out for the first time expressly in
the Ideas Toward a Pure Phenomenology and Phenomenological
Philosophy (1913), is the method of leading phenomenological
vision from the natural attitude of the human
being whose life is involved in the world
of things and persons back to the transcendental
life of consciousness and its noetic-noematic
experiences, in which objects are constituted
as correlates of consciousness. For us phenomenological
reduction means leading phenomenological
vision back from the apprehension of a being,
whatever may be the character of that apprehension,
to the understanding of the being of this
being (projecting upon the way it is unconcealed).
Like every other scientific method, phenomenological
method grows and changes due to the progress
made precisely with its help into the subjects
under investigation. Scientific method is
never a technique. As soon as it becomes
one it has fallen away from its own proper
nature.
Phenomenological reduction as the leading
of our vision from beings to being nevertheless
is not the only basic component of phenomenological
method; in fact, it is not even the central
component. For this guidance of vision back
from beings to being requires at the same
time that we should bring ourselves forward
toward being itself. Pure aversion from beings
is a merely negative methodological measure
which not only needs to be supplemented by
a positive one but expressly requires us
to be led toward being; it thus requires
guidance. Being does not become accessible
like a being. We do not simply find it in
front of us. As is to be shown, it must always
be brought to view in a free projection.
This projecting of the antecedently given
being upon its being and the structures of
its being we call phenomenological construction.
But the method of phenomenology is likewise
not exhausted by phenomenological construction.
We have heard that every projection of being
occurs in a reductive recursion from beings.
The consideration of being takes its start
from beings. This commencement is obviously
always determined by the factual experience
of beings and the range of possibilities
of experience that at any time are peculiar
to a factical Dasein, and hence to the historical situation of
a philosophical investigation. It is not
the case that at all times and for everyone
all beings and all specific domains of beings
are accessible in the same way; and, even
if beings are accessible inside the range
of experience, the question still remains
whether, within naive and common experience,
they are already suitably understood in their
specific mode of being. Because the Dasein is historical in its own existence, possibilities
of access and modes of interpretation of
beings are themselves diverse, varying in
different historical circumstances. A glance
at the history of philosophy shows that many
domains of beings were discovered very early
- nature, space, the soul - but that, nevertheless,
they could not yet be comprehended in their
specific being. As early as antiquity a common
or average concept of being came to light,
which was employed for the interpretation
of all the beings of the various domains
of being and their modes of being, although
their specific being itself, taken expressly
in its structure, was not made into a problem
and could not be defined. Thus Plato saw
quite well that the soul, with its logos,
is a being different from sensible being.
But he was not in a position to demarcate
the specific mode of being of this being
from the mode of being of any other being
or non-being. Instead, for him as well as
for Aristotle and subsequent thinkers down
to Hegel, and all the more so for their successors,
all ontological investigations proceed within
an average concept of being in general. Even
the ontological investigation which we are
now conducting is determined by its historical
situation and, therewith, by certain possibilities
of approaching beings and by the preceding
philosophical tradition. The store of basic
philosophical concepts derived from the philosophical
tradition is still so influential today that
this effect of tradition can hardly be overestimated.
It is for this reason that all philosophical
discussion, even the most radical attempt
to begin all over again, is pervaded by traditional
concepts and thus by traditional horizons
and traditional angles of approach, which
we cannot assume with unquestionable certainty
to have arisen originally and genuinely from
the domain of being and the constitution
of being they claim to comprehend. It is
for this reason that there necessarily belongs
to the conceptual interpretation of being
and its structures, that is, to the reductive
construction of being, a destruction - a critical process in which the traditional
concepts, which at first must necessarily
be employed, are de-constructed down to the
sources from which they were drawn. Only
by means of this destruction can ontology
fully assure itself in a phenomenological
way of the genuine character of its concepts.
These three basic components of phenomenological
metho - reduction, construction, destruction
- belong together in their content and must
receive grounding in their mutual pertinence.
Construction in philosophy is necessarily
destruction, that is to say, a de-constructing
of traditional concepts carried out in a
historical recursion to the tradition. And
this is not a negation of the tradition or
a condemnation of it as worthless; quite
the reverse, it signifies precisely a positive
appropriation of tradition. Because destruction
belongs to construction, philosophical cognition
is essentially at the same time, in a certain
sense, historical cognition. History of philosophy,
as it is called, belongs to the concept of
philosophy as science, to the concept of
phenomenological investigation. The history
of philosophy is not an arbitrary appendage
to the business of teaching philosophy, which
provides an occasion for picking up some
convenient and easy theme for passing an
examination or even for just looking around
to see how things were in earlier times.
Knowledge of the history of philosophy is
intrinsically unitary on its own account,
and the specific mode of historical cognition
in philosophy differs in its object from
all other scientific knowledge of history.
The method of ontology thus delineated makes
it possible to characterise the idea of phenomenology
distinctively as the scientific procedure
of philosophy. We therewith gain the possibility
of defining the concept of philosophy more
concretely. Thus our considerations in the
third part lead back again to the starting
point of the course.
From: The Basic Problems of Phenomenology (1954) Published by Indiana University Press,
1975. Introduction, p 1 - 23 reproduced here.
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