Could the Soul be Software?
By John Haldane, University of St Andrews
In the remarkable advances that have
been
made, and the threats that those might
be
felt to pose, there is one area of
technology
-- the area of computation and artificial
intelligence -- that gets rather close
to
the heart of human concerns. One thing
people
have been very exercised about is the
possibility
that before long there might be machines
that will not only be able to think,
but
able to think about us , and and that
on
this subject they will take a somewhat
dim
view.
Recently I found myself in a discussion
with
Professor Igor Alexander who attained
considerable
public attention for his claim that
MAGNUS,
a machine he has built, is conscious
and
has a measure of free will. The occasion
of our discussion was a BBC radio programme
-- Start the Week with Melvin Bragg.
About
a week before, The Daily Telegraph
of London
had produced an article entitled 'I'm
Magnus:
I think therefore I am' in which someone
called Warwick Collins, a defence expert
and writer, warned that thinking computers
could end up wiping out the human race
unless
their development is policed. The relevant
section of the article runs:
Mr Collins, who wrote a novel, Computer
One,
based on his fears that computers will
one
day annihilate their creators, called
for
the government to establish rules on
the
attributes that scientists can give
machines.
He likened the threat posed by computers
with the ability to repair themselves,
to
that of nuclear holocaust in the 1960s.
Mr
Collins said that within 30-50 years
a web
of millions of computers could be acting
as a single organism. "If they're
allowed
to design and manufacture other computers,
as they soon will be able to, then
they have
become a species". Mr Collins
said plutonium
stores or biological weapons could
be released
by military computers in an attack
on the
entire human race. If computers no
longer
needed humans and saw them as a threat
they
could, without warning, said Mr Collins
wipe
us out.
Against the background of such hysteria
it
seems appropriate for a philosopher
to turn
down the volume a little, and to think
reflectively
about that possibility. The question
'Could
the Soul be Software?' nicely combines,
as
it were, ancient and modern, because
while
talk of software picks up on a phraseology
and a way of thinking that really only
came
into being with computers, talk of
the soul
seems very ancient. And for that very
reason
it might be thought that these two
ideas
do not fit together very well. What
we need
to do first of all, therefore, is try
to
analyse that question -- 'Could the
Soul
be Software?' -- by thinking about
what might
be meant by the soul and what somebody
might
mean by software, and see what conclusions
can be drawn.
To the extent that anybody would use
the
term 'the soul' nowadays, they tend
to equate
the soul with the mind, the thinking
thing.
Consequently we could revise our question
along in the following lines -- 'Could
the
Mind be Software?'. In fact we can
extend
the notion of software a little. Since
it
is correlative with that of hardware,
and
thus related to a general understanding
of
how computers work, the original question
can be expressed something like this:
'Could
the Mind be a Computer?'
Of course, some people think not only
that
the human mind could be a computer,
but that
it is. I am doubtful that minds or
souls
are to be thought of as computers,
and my
purpose here is to justify that doubt
by
showing first, that computers can't
think,
second that there are souls, and third
that
souls aren't software.
I Thinking about the nature of the
soul falls
broadly into three historical periods.
I
mean that reflection about the nature
of
the soul or the mind -- for the moment
we
can take the two to be interchangeable
--
can be divided roughly into these three
periods:
the pre-modern, the modern and the
contemporary.
Though we obviously want to end up
with contemporary
thinking, it is instructive to say
something
brief about each of these.
In the earliest phase of classical
antiquity,
people's thinking about the nature
of persons,
the nature of soul, is very animistic,
in
this sense: it is concerned with what
it
is that makes things to be alive. In
early
antiquity, generally speaking, people
were
fairly promiscuous in their attitudes
about
where life principles could be found
and
so believed that many things were animated
by souls. This general idea is given
considerable
philosophical refinement in Plato and
in
Aristotle. In the Patristic and Mediaeval
periods, roughly the thousand years
from
the intellectual establishment of Christianity
to shortly before the Reformation,
thought
on these matters was dominated by Christianized
versions of the beliefs of classical
antiquity.
So, Plato's view of the soul as an
immaterial
entity in some way associated with
or inhabiting
the body is very much to the fore in
St Augustine,
and Aristotle's view, about which there
is
more to be said later, is to be found
re-expressed
in Aquinas. It is interesting to note
that
Islamic and Jewish theology of the
twelfth
and thirteenth centuries do a similar
thing
to Christianity - they develop a religious
version of Aristotle.
Moving into the modern period we find
that,
while people carry forward the idea
that
what makes human beings the kinds of
things
they are is some property or substance
possessed
of a power of thinking, they have slightly
different, and changing, theories about
what
it is. Nevertheless in the modern no
less
than the premodern period there is
broad
agreement on the supposition that human
beings
are distinguished from other things
by having
powers of thought and rational deliberation
issuing in action.
Now when we get to the contemporary
period
a very large question looms in the
minds
of thinkers, philosophers and scientists.
It is this: Whereas up to this point
people
were quite happy to allow that whatever
it
was that made human beings special
and distinctive,
it could not be identified with matter,
that
the mind or the soul went beyond the
material,
in the contemporary period people thought
such an idea no longer tenable. In
part this
was because they believed in something
known,
roughly, as the unity of knowledge
and the
unity of the world. According to this
belief
in unity, the whole of reality must
in some
way be continuous. So if there are
persons,
or minds, or, if you like, souls, and
it
is these that make human beings distinctive,
they must nevertheless be accommodated
within
and explained by the broad scientific
categories
that the contemporary period has adopted.
It is in this period that there emerges
what
I shall call scientific psychology,
that
is to say, the attempt to try to understand
thought, deliberation and action, in
terms
that can be accommodated within broad
empirical
science.
Some people were sceptical about the
possibility
of a scientific psychology, of course,
notably
religious believers who thought that
since
the thing that makes people people
transcends
the material order, scientific psychology
is an impossibility. This is not to
deny
that aspects of human behaviour can
be studied
scientifically, only that what underlies
human behaviour, transforms mere bodily
movement
into action and makes it the expression
of
intelligence, is not something that
can itself
be explained scientifically. Interestingly,
in the last ten to fifteen years some
scientists
have themselves come to this same conclusion,
and no longer believe that there can
be a
scientific psychology. However, instead
of
giving up on science, they give up
on psychology.
That is to say, they draw the conclusion
there is no such thing as the mind
as traditionally
conceived. On this view, religious
believers
and the people of antiquity and the
early
modern period were right to think that
the
nature of the mind would, if it existed,
make mind transcendent of matter. But
since
matter is all there is, there cannot
be such
a thing.
This explains the tendency in recent
years
towards scientific eliminativism, i.
e. the
view that there simply is no such thing
as
the mind. According to the eliminativist,
the notion of the mind is a bit like
the
notion of a witch. There just is no
such
thing as a witch, There are still people
who behave strangely, but we have learned
better than to call them witches. Now
we
must think of them as, say, psychologically
disturbed, though this description
is not
much better from the point of view
of scientific
eliminativism since there is no psyche
to
be disturbed. At any rate, what were
formerly
though of as witches are no more than
complex
lumps of matter, behaving in non-standard
ways.
Thus baldly stated, scientific eliminativism
can seem crazy. Isn't the thought that
there
are no such things as persons, because
there
is no such thing as thinking, itself
a thought?
Doesn't this position refute itself?.
But
scientific eliminativists are not quite
as
crazy as they appear. By their reckoning
there are indeed sounds coming out
of human
heads, and people behaving in response
to
those sounds in ways that are patterned
and
regular, and so on. The mistake, they
contend,
is to suppose that the explanation
of this
range of observed behaviour must invoke
such
outmoded ideas as 'thought' and 'choice'.
This, in fact, is where computers and
software
start to enter the picture, because
this
kind of reductivist scientific materialism
says something along the following
lines:
there are no such things as witches,
but
it does not follow that there was no
behaviour
which people in darker ages attributed
to
witchcraft. There were certainly human
beings
behaving in non-standard ways. The
myth lay
in supposing that the explanation of
their
behaviour required an appeal to witches
or
demonic possession or anything of that
sort.
Likewise, scientific materialism does
not
deny that people make noises and move
in
systematic ways, only that the notion
of
a mind or a soul is needed to explain
it.
All we need is the notion of the brain
as
a complex and intricate system which
responds
in systematic and regular ways to features
of its environment.
How exactly would such an explanation
work?
Computers seem to come to our aid by
providing
a model of material objects that are
very
intricate and respond to features of
their
environment in complex ways. If we
think
of pressing on a computer keyboard
as a kind
of environmental input to the machine,
then
the machine responds by calculating
something,
printing something on a piece of paper,
or
even speaking sentences in English
or some
other natural language.
If we ask once more 'Could the Soul
be Software?',
here is one answer -- 'Yes - in a sense'.
The old idea of the soul has to be
discarded
as a result of the movement of thought
from
the premodern to the contemporary period
-- from the soul as the thing that
thinks,
to the brain as the thing that thinks,
to
the brain as hardware, in which the
'mind'
or 'soul' is embedded, but only in
something
like the way of a computer program.
Consequently,
software, or the model of software,
is what
we are talking about when we talk about
thinking,
or choices, or decisions. That is really
all there is to talk about.
II I myself think this sort of reductionism
deeply mistaken, and I want not only
to reveal
its error, but to show what the truth
of
the matter is. Let us begin by focussing
on the brain. What we might call 'physical
personalism' holds that persons are
animated
human beings and that a man thinks
and chooses.
Brains, or souls for that matter, don't
think
and choose; people think and choose.
This
was in fact the view of the University
of
Aberdeen's most famous philosopher,
namely
Thomas Reid.
In 1751 Reid was appointed to the University
of Aberdeen as a Regent, and on four
occasions
following his appointment he gave the
graduation
orations. Reid took the opportunity
of these
orations to lay out his philosophy
and in
the third he presents a consideration
which
is remarkably prescient with respect
to this
question about computers.
It is my intention at this time to
set forth
a few observations about the human
intellect
and its primary and most simple operations
and to entrust them to the judgement
and
good faith of this learned assembly.
Formerly
I suspected, but now I know for certain,
that the philosophy of the human intellect,
even though it has been subjected to
study
by excellent minds in this generation
and
in the previous century, has yet right
up
to the present time been enveloped
in darkness
and based on hypotheses and fancies
of the
human mind rather than on an accurate
analysis
of the operations of the intellect.
Reid goes on to discuss these in various
ways and he raises for us a very interesting
problem. How is it possible that there
should
be such a thing as thinking? I can
be sitting
here in Scotland and thinking of St
Paul's
in London. How is that possible? The
object
is distant and yet somehow the mind
can,
as it were, pass through space, or
indeed
time -- I could think about some past
event
which, as I think about it, it is immediately
present to me in memory. How is that
possible?
What Reid was concerned to deny was
that
the explanation could lie with any
intermediaries,
representations or ideas. Any theory
which
explains my thinking of some distant
object
in terms of my thinking of some internal
mental object that in some way represents
it, is inadequate for two reasons.
First,
if it were true that all we really
think
about are internal, mental, objects,
we are
not in touch with the world at all,
and this
seems absurd. As Reid says, it is the
church
I think of, not an image of the church.
Second,
the postulation of an intermediary
does not
solve the problem. To answer the question
'How do I think about things? by saying
'You
think about them by thinking about
representations'
both leaves a gap between me and the
object
of thought, and worse, creates a second
gap
waiting to be bridged -- the gap between
the representation and the thing.
It is this second issue that Reid turns
to
later in the third oration: 'How can
there
be representations of things?' He considers
various possibilities, including the
then
dominant notion that these representations
are images or pictures in the mind
; it possible
to think about St Paul's churchyard
in London
by entertaining a mental image or picture
of that churchyard. Now what makes
something
a picture of, say a human being? One
immediately
plausible answer is that it looks like
a
human being, but this faces a number
of objections.
First, which human being does it look
like?
Second, a simple drawing of a face
looks
a lot less like a human being than
it looks
like a series of lines. In fact, the
answer
to the question 'What makes this a
picture
of a human being?' is: we interpret
it as
a picture of a human being. But if
this is
correct, we haven't really escaped
the original
problem. If we explain how it is that
a picture
manages to be a picture of a thing
by saying
that we think of it in that way, we
need
then to explain thinking, which was
what
we were trying to explain in the first
instance.
Reid considers an important alternative
(and
may well have been the first person
to do
so), that representation works not
through
images but through words. So he says:
Let us suppose that ideas represent
things
like symbols. In this way words and
writing
are known to express everything. So
let the
intellect therefore be instructed by
ideas
not in the manner of a camera obscura
[not
like pictures] with painted images,
but like
a written or printed book, teaching
us many
things that are external that have
passed
away and that will come to be. But
this view
does not solve the problem either,
for who
will interpret this book for us? If
you show
a book to a savage who has never heard
of
the use of letters, he will not know
the
letters are symbols, much less of what
they
signify. If you address someone in
a foreign
language perhaps your words are symbols
as
far as you are concerned, but they
mean nothing
to him.
Now I think this is a wonderfully prescient
passage for at least two reasons. It
anticipates
a new theory -- that thought is not
a matter
of pictorial images but of language
-- and
it anticipates an objection to that
view,
one that is most famously associated
with
Wittgenstein. At one point in his reflections
on these matters, Wittgenstein makes
this
point: if you understand Chinese, you
hear
a Chinese speaker, you understand what
they
say, But if you don't understand Chinese,
you won't even know whether they're
saying
anything at all. To understand language
you
have to share the symbolic medium of
the
speaker. There is nothing intrinsically
meaningful
about any set of marks -- an English
word,
a Chinese character or the drawing
of a cat.
If I were to say that there is no more
about
a cat than is conveyed by the written
word
'cat' or by a picture of a cat, I ignore
the fact that by assigning a particular
interpretation
to a set of marks, we make them symbols.
But we could as easily make an alternative
set the same symbols.
This insight of Reid's is highly relevant
to the question of whether or not computers
think, because the activities of computers
operate in terms of strings of marks
or impulses
or sounds. The question is "Does
that
constitute thinking?' In and of itself,
it
no more constitutes thinking than chalk
on
a blackboard constitutes writing. In
order
for chalk on a blackboard or ink on
a page
to constitute writing, it has to be
associated
with something else, namely a writer,
that
is, an intelligent thinker. Symbols
and marks
only mean something because thinkers
invest
them with meaning. Correspondingly,
computer
tape and impulses mean something only
in
so far as programmers and interpreters
assign
some interpretation to them. Here we
encounter
one good reason for scepticism about
any
attempt to understand human beings
by analogy
with computers; the analogy fails to
capture
one of the essential features of what
it
is to be a human person, namely to
be a thinker.
It is also an important question whether
it captures consciousness, the condition
one is in when one is aware of one's
environment.
An interesting claim of Igor Alexander,
the
inventor of MAGNUS, is that a computer
of
such complexity is capable of consciousness,
and, even more strikingly, that its
consciousness
can be observed. What does this ambitious
claim refer to? On the left hand side
of
MAGNUS's screen there is an image of
the
thing that MAGNUS is oriented towards,
and
on the right hand side an image of
various
connection ways inside MAGNUS. If the
thing
that MAGNUS is oriented towards is
changed,
the left hand side of the screen is
changed
with consequent changes on the right
hand
side. Thus far described, however,
this no
more constitutes an insight into consciousness,
than does the manipulation of a television
camera which results in different processes
and different pictures. All that is
actually
being observed is some aspect of the
internal
operations of this machine.
III Suppose that one is persuaded on
these
grounds that the capacity for thought
and
consciousness which is so central to
understanding
human beings, cannot either be eliminated
or explained by advances in computer
construction,
or more generally, by any machine theory
of human beings, where ought one to
turn?
In antiquity the power of human beings
for
consciousness, thinking, deliberation,
action,
and emotion was associated with the
activity
of a slightly strange entity -- the
soul.
Later came the attempt to accommodate
this
notion to scientific theory by converting
it all into activities of the brain.
Then,
for various reasons, people came to
worry
about that possibility of that, and
finally
some just gave up on the idea of there
being
persons, because they were reluctant
to give
up on what science had shown about
brains.
Now if one gets to this position and
thinks
that it isn't satisfactory, where is
one
to go? Back?
It is an interesting fact about recent
philosophical
thinking in this area, that while the
authors
of essays in an anthology on the philosophy
of mind twenty years ago would all
have been
some sort of materialist, by contrast
a recent
guide to current mind/body debates
is divided
into four sections, such is the variety
of
views now available. The third and
fourth
sections, in fact, comprise essays
which
in one way or another expressly reject
the
materialist picture. Only twenty years
ago,
then, orthodoxy was in one way or another
materialist, whereas in the current
state
of things, while some materialists
struggle
on, other philosophers are inclined
to give
up materialism. There is a small, but
growing
band of people, who are going back
to something
like the ancient view of the soul.
As always in thinking about deep and
difficult
issues, people will tend to one extreme
or
the other. Suddenly the whole world
becomes
materialist, then materialism seems
not to
work, and so we all lapse back into
some
dualistic picture. So, let us start
off with
what we know. One of the things that
we know
about people is that we can tell a
great
deal about their mental states -- about
how
they feel, what they want, what they're
thinking
and so on -- simply by looking at them.
A
good judge of human beings is somebody
who
is able to tell a good deal about human
beings
simply by observing them. But what
is being
observed is not merely the motions
of muscles,
even less the motions of molecules,
but actions,
what they say and do, and what they
refrain
from saying and doing (You can tell
a great
deal about human beings by watching
them
when they're not moving).
Now, any account of what human beings
are,
has, I think, to hold fast to the fact
that
we can tell a great deal about them
by intelligent
observation. Most current philosophies
of
mind neglect this and do not pay sufficient
attention to the fact we can tell a
great
deal about human beings just by looking
at
and listening to them. There is a well-known
philosophical theory which believes
precisely
that, namely behaviourism, but it too
veers
away from the mainstream. Behaviourism
holds
that you can tell everything about
the psychological
states of human beings just by observing
them. Its fault is that it loses the
very
interiority that is a central aspect
of what
it is to be a person. Not everything
is on
display. Interiority is an aspect of
consciousness,
of feelings and so on. It follows that
an
adequate philosophy will take account
of
the fact that there are such things
as thoughts
and actions, language, feelings and
so on,
and does not attempt to exclude all
of that
in the pursuit of a materialist account.
On the other hand, it must not lapse
into
a position which puts everything into
an
interior that is entirely out of sight.
This
is effectively what dualism does, with
the
consequence that observing people is
seeing
the effects of their mentality or their
psychology,
never the thing itself. Action on this
account
goes on in the soul, and it may or
may not
have certain effects, which is why
dualists
are famously embarrassed by the problem
of
other minds. If having a mind is being
possessed
of an immaterial entity that (metaphorically)
lurks deep inside the human body, how
do
I know anybody else has one, given
that all
I ever see is other bodies. So, we
need a
philosophy that avoids this difficulty
and
does justice to the idea that there
are really
are persons possessed of intelligence
and
so on.
Now, I think the only philosophy that
does
this is a position which holds that
people
choose and think, because then it is
possible
to say that you actually see the thing
that
does the thinking. On the pre-modern
theory,
you never see the thing that does the
thinking
since, though you see human beings,
the human
being isn't the soul, and it is the
soul
that does the thinking. On the modern
view,
once again you never see the thing
that does
the thinking. You see head and the
limbs
and so on, but the thing that does
the thinking
is the brain, and it is out of sight.
Just
as the first makes behaviour the effect
of
intelligence, so the second makes behaviour
the effect of intelligence. By contrast,
the view I am espousing holds that
intelligence
itself can be seen since it is incarnate
in what you see, namely the intelligent
movements
of intelligent animals. Interestingly,
such
a position brings us back to the soul.
Consider a simple demonstration of
human
intelligence at work. Suppose I am
drawing
a square. With the edge of a pen I
draw a
square in space. Now what I want to
say is
that as I do this you see a soul in
action,
not the effects of intelligence but
actual
intelligence, intelligence publicly
on display
in my movements. These movements are
not
the effects of thought but embody thought
as I move my arm. How could this be?
For
the answer we have to go to Aristotle
and
one of his mediaeval.
I said at the beginning that in antiquity
people were animistic in their inclinations.
They thought that the difference between
a living thing and a non-living thing
consisted
in the fact that the living thing has
something
that the non-living thing lacks, a
principle
of life. Now a principle of life is
an activating
organisation. Matter is taken up in
a way
that is not reducible to that matter.
Aristotle
in his famous work the De Anima (On
the Soul)
identifies a vegetative soul, that
is, a
principle of life which a plant has,
and
which gives it powers of nutrition,
growth
and generation. But there is, he says,
another
kind of living thing, which is possessed
of a different set of powers, powers
of perception,
appetite and locomotion. Still other
kinds
of living things have powers of memory,
will
and intellect. Now these different
beings
constitute a hierarchy because the
third
kind has all the properties of the
second,
and the second of the first, but not
vice
versa. A plant, for instance, is capable
of nutrition, growth and generation,
but
in addition, a rabbit, say, is capable
of
locomotion, appetite and perception,
while
a human being is capable of nutrition,
growth
and generation and locomotion, appetite
and
perception and memory, will and intellect.
If we are to understand what it is
to be
a person, there is much to be said
for returning
to this older, Aristotlean, picture,
according
to which things are organised at progressively
higher levels of activity. Things are
the
kinds of things they are in virtue
of the
kinds of powers they have, and activities
at one level are not reducible to activities
at a lower level. Just as locomotion
cannot
be reduced to nutrition, or perception
to
generation, so intellection, volition
or
memory cannot be reduced to perception,
appetite,
or locomotion. These are genuinely
emergent
higher level powers and capacities.
To refer to these higher activities
as activities
of the soul raises a further question,
of
course, because traditionally 'the
soul'
is something that might be immortal,
something
that might survive the body. So the
question
is: Does this account of the soul as
a principle
of the organisation of things give
us any
reason to think that there could be
an immortal
soul? Aristotle would not have thought
that
the vegetative soul, that by which
a thing
is a plant and is alive as a plant,
is something
that can survive the death of the plant.
Once dead it is incapable of nutrition,
growth
and generation and so it does not exist
any
longer. So too with the sensitive soul.
But
when Aristotle came to discuss the
rational
soul, there are remarks in the De Anima
which
provide the basis of a very interesting
argument.
Aristotle's general principle is that
a thing
is as it does. A vegetative thing is
what
it is because it exercises vegetative
powers.
The nature of a thing is inferred from
its
capacities. This raises the question:
Does
anything have a power or capacity that
transcends
its organic nature. If so, could that
power
or capacity go on being exercised after
the
demise of the animal in which it was
formerly
embodied?
Intellectual activity is something
that is
not performed through any bodily organ.
There
is no organ of thought. This fact may
give
reason to entertain the possibility
of something
that survives death, something which
we can
call an immortal soul. I shall not
pursue
the issue further here. What I claim
to have
shown is that the soul could not be
software,
that there are such things as people,
and
that the best explanation of people
is to
be couched in terms of a hierarchy
of activities
that are not reducible downwards. The
highest
level of this hierarchy consists in
activities
that transcend material embodiment
sufficiently
far to make it plausible that the subject
of those activities, the thinker, may
indeed
be something that could survive the
death
of its body.
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