| FOUNDATIONS OF MATHEMATICS |
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ABSTRACTIONS POSTULATE
In "STRUCTURES OF MIND" we have
defined the Abstractions Postulate (AP) as
condition of meaningfulness of abstract constructs:
** Abstract, symbolic constructs may be justified
solely by their capacity to coordinate events
which represent their unique meaning and
justification, where coordination of events
implies considering them in their context,
i. e. i upon their background of continuum.
**
Mathematical theories are abstract structures
and, as such, may get their meaning and justification
only by being founded in AP. Yet, this criterion,
although necessary, is not sufficient to
distinguish mathematics from other rational
abstract structures also founded in AP. Therefore
we shall start by trying to define mathematics
before discussing
-foundation of mathematics in continuum,
-falsifiability of mathematical axioms, preceded
by a brief revue of the concurrent foundational
crisis.
MATHEMATICS
Precise lexicographic definition of "mathematics"
is unattainable for the following reasons:
By virtue of AP, words and other symbolic
linguistic constructs are not known or meaningful
by themselves, but point to their underlying
events which embody their meaning.
Dictionaries try to define them either with
help of presumably better known synonyms,
or intensionally - by giving a superclass
and specific characteristic, defining for
instance a bicycle as a two-wheeled velocipede.
Now, mathematics does not have a better known
synonym and is too general and too vast to
admit a precise superclass and specific characteristic.
As all generalities it admits only a vague
extensional definition by enumerating some
of its typical subclasses and some characteristics
shared by them. Thus, mathematics is, or
consists of, geometry, arithmetic, algebra,
algebraized geometry, calculus, vector and
tensor calculi, topology, etc., dealing with
eventtual qualities of shape, quantity and
order, founded in the Abstractions Postulate
and axiomatic in the sense of "DOGMATIC
THEORIES AND AXIOMATIC MODELS" based
upon the ERN Logic.
One may perhaps imagine arbitrary, unfounded
chains of symbols and call it "mathematics",
but we dismiss it and reserve the term "mathematics"
for abstract structures compatible with the
above extensional definition.
Review of the foundational crisis
The crisis of foundations of mathematics
is universally recognized and seen as the
conflict of three mainstream views: Goedel's
pseudo-platonic reifications, Brouwer's pseudo-intuitionism
and Hilbert's games with arbitrary chains
of characters. However, they all share the
foundations in discreteness embodied in the
set theory. Fraenkel honestly laid the crisis
at the door of the very concept of the set
theory, rather than blaming internal quarrels
among its shades.
As we have shown in "SET THEORY",
the crisis manifests itself
-by innumerable versions and shades of the
set theory, all equally inconclusive,
-by the failure to define the most fundamental
concepts of the set theory, such as "set"
and "number", in spite of over
100 years of efforts of the logical establishment,
including Cantor, Zermelo, Fraenkel, Russell,
Frege, Quine, Church, Tarski, Goedel, Hilbert,
Brouwer and innumerable others,
-by the incongruous concept of continuum
and fallacious procedures supporting it.
As continuum is a crucial issue of the present
chapter, we shall review the way the set
theory deals with it.
Set theories define "continuum"
as the set of real numbers. It certainly
has nothing to do with the intuitive continuum
of time/awareness which we posited in "TIME,
AWARENESS AND EVENTS" as the ultimate
foundation of the human universe, nor with
the infinite continuous space of physical
reality which we defined in "NATURAL
MODEL". In order to distinguish the
set theoretical numeric gimmick from the
ontological foundation of human universe
and physical reality, we shall put the "continuum"
of real numbers in quotes.
Let's note, by the way, that "set"
and "number" staying as yet undefined,
the definition of "continuum" as
the "set of (real) numbers" does
not have a leg to stand upon.
The "continuum" is supported by
the famous "Continuum Hypothesis":
Calling A0 and A1 respectively the transfinite
cardinals of sets of natural and real numbers,
Cantor proved that A1 is greater than A0
and postulated the "Continuum Hypothesis"
stating that there is no set whose cardinality
falls strictly between A0 and A1.
Poincare considered transfinity as a disease
and Kronecker as scientific charlatanry.
We cannot but agree with them and see the
"Continuum Hypothesis" together
with its underlying transfinity as delusional
humbug.
Ontological foundations
In the next section we postulate that mathematics
is founded in continuum which is the cornerstone
of Second Enlightenment's ontology - the
Relativistic Dialectic (RD). It seems therefore
advisable to justify RD as the pertinent
foundation of scientific models.
Most ontologies are dogmatic, consisting
of whimsical speculations a priori, aspiring
to absolute truth, and high-handedly snubbing
science, know-how and, above all, facts.
"If the facts disagree with me then
so much worse for the facts." - this
Hegel's declaration may serve as motto of
Dogmatism.
Yet, there exist rational ontologies, endeavoring
to found their contemporary science and know-how
and considering their presumptions as axioms
verifiable or falsifiable by facts.
Kant's ontology springs to the mind. It will
be discussed in some detail in the part "FIRST_ENLIGHTENMENT".
Here we shall just present one of its axioms
derived from the science of the First Enlightenment
culminating in Newton's model:
Science was concurrently considered as absolute
and certain, thus necessary. On the other
hand, science is constructed by "synthetic"
statements and only apriori statements may
be necessary. Consequently, Kant postulated
the axiom of existence of "synthetic"
statements apriori. It persisted till the
Second Enlightenment which falsified it by
revealing the fuzzy and uncertain fabric
of science.
Consequently, the particular assumptions
of Kant's view became for us obsolete and
falsified, but his method of deriving an
axiomatic ontology from the current know-how
stays a topical and well-advised example.
Einstein followed it conceiving his "Physical
Reality", which is the kernel of the
Relativistic Dialectic (RD) put forth in
the present essay. It has still deeper and
more intimate relations with the cutting
edge of concurrent physics than those of
Kant with Newton. Kant conceived a fair and
pertinent ontology, which generalized and
founded a posteriori the Newton's model.
Einstein's "Physical Reality" for
the first time in the history precedes and
concretely underlies physics, which uses
directly some ontological assertions as axioms
fit for rigorous processing. Such is, for
instance, the case of the ontological Covering
Principle
("see NATURAL MODEL"), underlying
the derivation of the General Relativity
by means of the mental experiment of "Rotating
Disk". The Extended Relativity would
be unthinkable without being concretely founded
in the ontology of the "Physical Reality"
and in particular in its Covering Principle.
Arithmetics founded in continuous geometry
In "NATURAL MODEL" we have asserted:
** mind's faculty of putting every body situated
in any arbitrary manner into contact with
the quasi rigid continuation of a chosen
body of relation B0 is the basis of our intuition
of space. In pre-scientific thinking, the
solid earth's crust plays the role of B0.
The very name geometry indicates that the
idea of space is mentally connected with
the earth considered as the relation body.
We shall find the intuition of space founded
by rigid bodies at the base of Einstein's
Covering Principle which requires physical
distance to be measured, also in mental experiments,
with physical rods complying with physical
rules, such as the Lorentz Contraction. The
Covering Principle underlies directly or
indirectly the entire Extended Relativity.
Continuous space, its primacy and the discrete
covering measurement rods are aspects of
the fundamental Dichotomy Continuum/Discreteness
(CD) defined in "TIME, AWARENESS AND
EVENTS" as the elementary structure
of human Universe.
In mathematical terms geometry symbolizes
the basic intuitive image of continuous space
and arithmetic - its discrete covering measurements.
The ultimate foundation of mathematics is
the continuum. Discrete concepts starting
with that of "number" are founded
in continuum and symbolize its covering measurements.
Shortly, arithmetic is founded in geometry.
**
If mathematics were restricted to arithmetic,
we could stop here. But it extends beyond
arithmetic over innumerable interrelated
theories. In order to exemplify their ultimate
foundation in continuum we shall recall the
concept of foundation hierarchies.
Foundation hierarchies
Besides being founded in their own, "local"
axioms, models may be founded in other "founding"
models. By definition, a model or a discipline
is "founded" in a "founding"
one, when it accepts the latter's axioms
and theorems as its own axioms.
Thus, physics is founded in mathematics and
does not derive the principles of calculus,
of vectors, tensors, etc. but considers their
mathematical formulations as axioms of its
own models.
This foundation hierarchies stems from the
ontological intuition of continuum, the primary
aspect of the Dichotomy Continuum/Discreteness
(CD), the fundamental construct of the physical
and human reality ("NATURAL MODEL").
Hence, rational axiomatic models are ultimately
founded in continuum. In "SET THEORY"
we saw the fallacies resulting from attempting
to found mathematics in discreteness. In
"PARTICLE PHYSICS" we shall discuss
the controversy between quantizing the fundamental
continuum of field and attempts to found
particle physics in sheer discreteness without
considering SPACE or field continuum.
Briefly, the Relativistic Dialectic posits
rational models as ultimately founded in
the intuitive continuum. Abstract structures
lacking this foundation fall in the domain
of irrationality, beyond the human universe
of discourse.
In the following section we shall illustrate
the reduction to continuous foundation with
help of Euler's Formula, sufficiently complex
and high up in the foundation hierarchy to
be considered as typical.
We don't pretend that whole established mathematics
is rational in the above sense. On the contrary,
we see a lot of theories or theorems as irrational
and meaningless plays with symbols, e. g.
Banach-Tarski Paradox or Goedel's Theorem.
The following example may help to decide
if some established theory can be considered
as a rational model, or disregarded.
Euler's Formula
e**(ix)=cos(x) + i*sin(x)
Feynman called Euler's formula "our
jewel" and "one of the most remarkable,
almost astounding, formulas in all of mathematics".
Indeed, on the one hand it relates completely
dissimilar concepts of exponential and trigonometric
functions with help, moreover, of apparently
out-of-the-way imaginary numbers. On the
other hand, in spite of its concise form
it involves astounding variety and extent
of mathematical domains, to mention complex
numbers, exponential function, trigonometry
hyperbolic and circular, algebra, algebraic
(analytic) geometry, calculus with differentiation,
integration and infinite series, etc.
Sharing Feynman's admiration, we note that
the ramifications of Euler's Formula make
it particularly suitable to exemplify our
postulate of the ultimate founding of rational
models in the ontological continuum. The
demonstration is surprisingly simple:
1. The proof of Euler's Formula consists
in the infinite series of both sides being
equal.
2. Infinite series are founded in calculus.
3. Calculus is the symbolic, abstract map
of the fundamental structure of human reality
- the CD (Continuous/Discrete) dichotomy
- differentiation representing continuum
and integration - its discretization.
Besides the Euler's Formula, there are innumerable
rational mathematical constructs clearly
regressing to continuum. Let's mention the
Gauss-Ostrogradsky theorem, which allows
to express several "continuity equations"
in alternative differential or integral forms.
Falsifiability of mathematical axioms
Having justified the postulate of rational
mathematical models being founded in continuum,
we are still facing the open problem of falsifiability
of mathematical axioms. While axioms of natural
sciences and applied mathematics are falsifiable
by physical facts, one often objects that
pure mathematics are entirely mental and
don't deal with any facts suitable to falsify
them.
Our ontology rebuts this objection with two
arguments postulated in "NATURAL MODEL"
in accord with Einstein's "PHYSICS AND
REALITY":
1. In spite of the illusion of "objective
reality" human Physical Reality is entirely
immanent and mental, which puts it at parity
with mathematics.
2. ... imagery supports "mental experiments",
whose events are projections of abstract
concepts, of emotional impressions or images
brought about recursively by analogy with
known ones. Mental experiments support most,
if not all human creativity. As it may appear
rather complex, we shall illustrate it with
the example of hyperbolic geometry.
During 2000 years Greek, Persian, Arab and
modern European mathematicians tried to derive
the Parallel Postulate from other Euclidean
axioms. All those trials failed, but several,
especially those proceeding by reductio ad
absurdum, came up with strange byproducts,
which finally added up to the complete and
consistent Hyperbolic Geometry published
by Lobachevsky and Bolyai. It replaces the
Euclidean Postulate of a single parallel
with any number of distinct parallels higher
than one. One of its theorems states that
the ratio of circumference to diameter of
a disk is greater than pi.
In concert with covering principle and Lorentz
Transformation, the mental experiment of
rotating disk results in this ratio geater
than pi, thus postulating the hyperbolic
SPACE of spinning cosmic referentials and
creating the General Relativity. Further
development generalized the hyperbolic SPACE
to Riemann SPACE defining pointwise flat,
elliptic and hyperbolic geometries, representing
centrifugal and centripetal areas of Cosmos
as well as their transitions.
So far it was a pure mathematical mental
experiment including the purely abstract
concept of Cosmos. Physical factual verifications
such as Einstein's lens came years later
emphasizing the ontological equivalence of
mathematical and physical mental experiments.
Postface
We believe to have shown the equivalence
of foundations of mathematics and physics
in ontological continuum. In other terms,
mathematics does not have, nor need particular
foundations, different from the general foundations
of rational symbolic constructs.
History seems to confirm our view. Euclides,
Pytagoras, Muhammad ibn Musa al-Khwarizmi,
Descartes, Newton, Leibnitz, Euler, Gauss,
Riemann, Dirac did their mathematics without
needing any special foundations, did not
wait for the so called analytic philosophers
to create them, nor noticed them, if contemporary.
Another confirmation of our view may be found
in the ultimate Frege's disappointment. In
1923 he came to the conclusion that the aim
he had set himself throughout most of his
career, namely to found arithmetic in (predicate)
logic, was wrong. He decided instead (like
ourselves) that one had to base the whole
of mathematics on geometry. He began to work
on these ideas but had not progressed far
by the time of his death.
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