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IF YOUR DOG DROPS A TENNIS BALL in front
of you and looks up at you with tail wagging,
do you figure she wants to play? How naive!
Who says dogs have desires and intentions?
Her behavior is merely the product of reinforcement:
she has been rewarded for it in the past.
Many scientists have grown up with the so-called
law of effect, the idea that all behavior
is conditioned by reward and punishment.
This principle of learning was advocated
by a dominant school of twentieth-century
psychological thought known as American behaviorism.
The school’s founders, John B. Watson and
B. F. Skinner, were happy to explain all
conceivable behavior within the narrow confines
of what Skinner called “operant conditioning.”
The mind, if such a thing even existed, remained
a black box. In the early days, the behaviorists
applied their doctrine in equal measure to
people and other animals. Watson, for instance,
to demonstrate the power of his methods,
intentionally created a phobia for furry
objects in a human baby. Initially “little
Albert” was unafraid of a tame white rat.
But after Watson paired each appearance of
the rat with sharp noises right behind poor
Albert’s head, fear of rats was the inevitable
outcome. Even human speech was thought to
be the product of simple reinforcement learning.
The behaviorists’ goal of unifying the science
of behavior was a noble one—but alas, outside
academia the masses resisted. They stubbornly
refused to accept that their own behavior
could be explained without considering thoughts,
feelings, and intentions. Don’t we all have
mental lives, don’t we look into the future,
aren’t we rational beings? Eventually, the
behaviorists caved in and exempted the bipedal
ape from their theory of everything.
That was the beginning of the problem for
other animals. Once cognitive complexity
was admitted in people, the rest of the animal
kingdom became the sole standard-bearer of
behaviorism. Animals were expected to follow
the law of effect to the letter, and anyone
who thought differently was just being anthropomorphic.
From a unified science, behaviorism had become
a dichotomous one, with two separate languages:
one for human behavior, another for animal
behavior. Human rationality and superiority
are not really the issue, however—one only
needs to read the latest Darwin Awards to
notice that our species can be less rational
than advertised. The issue is the dividing
line between us and the rest of nature.
Radical behaviorists adamantly insist on
this line, and look across it with entirely
different eyes than the ones they reserve
for their fellow human beings. They speak
about animals as “them” and compare “them”
with “us,” as Clive D. L. Wynne does at the
beginning of Do Animals Think? (“What are
animals—really? What should we make of them?”).
Other behaviorists, however, intentionally
blur the line. They apply the same well-tested
behaviorist methodology to reconnect human
and animal behavior, daring to mention the
words “animal” and “cognition” in the same
breath. They write books such as Duane M.
Rumbaugh and David A. Washburn’s Intelligence
of Apes and Other Rational Beings.
Of the two, Wynne’s book is by far the more
readable. Wynne has a pleasant writing style
and a knack for engaging the reader. He begins
with the story of a mad animal-rights activist
who threatened the lives of people on the
Isle of Wight, where Wynne grew up. The man
was convinced that animals are sentient beings,
a certainty Wynne says he wishes he could
share.
This story sets the tone of doubt and reserve
that permeates the book. Wynne includes numerous
insightful accounts of remarkable animal
behavior, but he invariably concludes on
a note of caution: one should not infer too
much from these accounts. He is not so radical
a behaviorist that he excludes all forms
of reasoning by animals, but he takes greater
pleasure in explaining what animals cannot
do—monkeys fail to understand relations between
cause and effect, apes can sign but lack
the syntax that defines human language—than
in describing what they can do. Capacities
unique to a particular species, such as echolocation
in bats, get Wynne’s full admiration. But
anything that seems to elevate other animals
close to the lofty cognitive level of humankind
he regards with utmost skepticism. He seems
to take delight in animals, and possesses
great knowledge about them, yet he prefers
them at arm’s length. The constant message
is that animals are not people.
That much is obvious. But it is equally true
that people are animals. The dichotomy Wynne
advocates is outdated, lending his book a
pre-Darwinian flavor. Take the case of animal
culture, currently one of the hottest areas
in the study of animal behavior. The idea
goes back to the pioneering work of Kinji
Imanishi, who proposed in 1952 that if individuals
learn from one another, their behavior may
grow so different from behavior in other
groups of the same species that they seem
to have their own culture. Imanishi thus
reduced the idea of culture to its most basic
feature: the social rather than the genetic
transmission of behavior.
Many examples of animal culture have been
documented. The classic case emerged among
wild macaques on Japan’s Koshima Island.
During their fieldwork with the monkeys there,
investigators provisioned them with sweet
potatoes, which a juvenile female named Imo
soon began washing; she would bring her potatoes
to a small river and clean them off before
eating them. Imo’s washing behavior spread
first to her mother and then to her age peers,
before affecting the rest of the group. Later
Imo moved her operation to the shoreline,
washing the potatoes in the ocean, and, again,
the other monkeys followed.
Some psychologists have objected to this
example, pointing out that it is uncertain
whether the monkeys learned their skill by
copying others or by discovering the behavior
individually, without anyone’s help. Wynne
supports the second view. But instead of
basing his opinion on the actual data published
by a team of Japanese primatologists, who
have worked on the problem for fifty years,
he relies on the word of a skeptical Westerner
who has never set foot on the island. This
scientist, a specialist in rat behavior,
suggested that potato washing spread because
performers were selectively rewarded by the
people who handed out the potatoes.
A few years ago I went to Koshima Island
to verify the idea of selective rewarding.
I talked with some of the people who had
actually witnessed Imo cleaning her first
spud. They told me that initially the monkeys
were fed far away from any water, so there
was no question of rewarding any washing
behavior. Imo herself came up with the idea
of transporting the potatoes to the river
for cleaning. They also pointed out that
one cannot feed a group of monkeys any way
one wishes. The dominant males have to be
fed first, the females second, and the little
ones last; changing the order sparks bloodshed.
Thus, except for Imo’s mother, the monkeys
that learned the behavior first, the juveniles,
were the last to be rewarded. In fact, the
only monkeys on the island that never learned
potato washing were the adult males: precisely
the best-rewarded group.
Wynne invariably favors interpretations that
widen the assumed cognitive gap between human
and animal. For example, he uncritically
accepts the uniqueness claim du jour: that
only human beings possess a theory of mind
(ToM), or the cognitive ability to understand
that others, too, have mental states such
as thoughts and knowledge. Ironically—given
Wynne’s dismissal of an ape ToM—the concept
got its start with a 1970s study of chimpanzees.
A female showed she had grasped the intentions
of others by, for example, selecting a key
from among several tools if she saw a person
struggling to open a locked door.
Evidence for a theory of mind in apes has
gone through its ups and downs ever since.
Some experiments have failed spectacularly,
leading the proponents of one school of thought
to contend that apes simply lack the capacity.
Negative results are inconclusive, though:
as the saying goes, absence of evidence is
not evidence of absence. Furthermore, the
performance of apes is often assessed by
comparing it with that of children. Because
the experimenter is invariably human, however,
only the apes face a species barrier. When
an ingenious experiment conducted at Emory
University’s Yerkes National Primate Research
Center in Atlanta got around that problem,
the evidence for an ape ToM was more positive:
chimpanzees seemed to realize that if a member
of their species had seen hidden food, this
individual knew where the food was, as opposed
to one who had not seen it. That finding
threw the question of a ToM in nonhuman animals
wide open again.
In an unexpected twist (because the debate
has focused on humans versus apes), a capuchin
monkey in a laboratory at Kyoto University
in Japan recently passed a series of seeing-knowing
tasks with flying colors. The least one can
conclude is that it is premature to settle
on ToM capabilities as the ultimate Rubicon.
In spite of Wynne’s dismissal of an ape ToM,
his book offers many insightful descriptions
of animal behavior. A wonderful chapter on
the role of messenger pigeons during the
First World War includes a picture of the
stuffed body of Cher Ami, a genuine war hero.
The pigeon kept flying after its leg had
been shot off, delivering its message and
thus rescuing an entire battalion.
Rumbaugh and Washburn are considerably more
open-minded about the mental accomplishments
of animals than Wynne is. Their book celebrates
Rumbaugh’s lifetime of research on monkeys
and apes. In fact, what fascinates me the
most about Intelligence of Apes and Other
Rational Beings is its historical overview
of experimental work with primates, first
with the Wisconsin General Testing Apparatus
(WGTA) and later with joysticks and computers.
The WGTA was developed at the University
of Wisconsin in the 1940s, and is still being
used today. In this set-up, a primate subject
in a cage faces an experimenter across a
platform, on which differently shaped or
colored stimuli are arrayed. Both experimenter
and primate can reach the stimuli; the experimenter
baits them with rewards, and the primate
selects among them. I remember working with
such an apparatus as a student, testing chimpanzees
to see if they could discriminate shapes
by touch alone. The task was so incredibly
simple and repetitive that the apes invariably
got tired of the whole thing five minutes
into the testing. In fact, they got so bored
that they performed worse than macaques tested
on the same stimuli.
I mention this episode because test performance
is often taken as a measure of intelligence,
even though attention and motivation are
equally important to the outcome. As a result,
failure is open to interpretation. Rumbaugh
and Washburn understand these points better
than most scientists, and they are at pains
to remind the reader how the questions one
asks tend to constrain the answers one gets.
Indeed, some testing paradigms positively
suppress the phenomena being tested. When
Rumbaugh replaced the WGTA with an innovative
testing setup in which the monkeys move a
joystick to select stimuli on a computer
screen, their performance improved dramatically.
Rumbaugh’s work on the connection between
method and outcome should be required reading
for anyone who attaches significance to negative
evidence.
One learning paradigm discussed by Rumbaugh
and Washburn has special interest. Some animals
learn how to learn—that is, once they have
mastered a particular task, they can more
quickly learn future tasks that have the
same design but rely on different stimuli.
Trial-and-error learning cannot explain improved
performance in reaction to new stimuli, hence
the level of learning must be higher. But
generalization across tasks is precisely
what the founders of behaviorism thought
animals could not do.
Rumbaugh and Washburn discuss many forms
of advanced problem-solving, which they classify
as “emergents.” The term is slightly awkward,
but the authors apply it to cases in which
animals flexibly apply accumulated knowledge
to new situations, resulting in an “emergent”
solution. The classic example is the chimpanzee
in a room with a few sticks and boxes in
one corner and, for the first time in the
chimp’s experience, a banana hanging from
the ceiling. The solution emerges as the
old bits of previous knowledge combine until,
as if a lightbulb suddenly goes on in the
chimpanzee’s head, he climbs on top of the
boxes and reaches for the banana with a stick.
The two authors rightly speak of reasoning
and rationality, and so adopt a terminology
that is anathema to radical behaviorism.
They discuss the behaviorist view at length
but choose to deviate from it, stressing
continuity between animal and human. For
the reader, though, it is frustrating that
they focus almost entirely on apes and other
primates, without examining how the concept
of emergents could apply equally well to
other animals. Crows, dolphins, elephants,
and parrots have been credited with creative
problem-solving as well.
There will always be tension between those
who view animals as only slightly more flexible
than machines and those who see them as only
slightly less rational than human beings.
The views discussed in these two books are
by no means as far apart as they could be;
both, after all, come out of the same tradition
of experimental psychology. Throw in a few
naturalists and neuroscientists, and the
debate gets even more complex. That said,
however, the two books range widely enough
across the spectrum of views to make a powerful
case that there is still plenty to be discovered,
and that human uniqueness is largely in the
eye of the beholder.
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