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Empty
Names, Fictional
Names, Mythical Names
Noûs 27, 1993
John Stuart Mill
(1843) thought that proper
names denote individuals
and do not connote
attributes. Contemporary
Millians agree,
in spirit. We hold
that the semantic content
of a proper name
is simply its referent.
We also think that
the semantic content of
a declarative sentence
is a Russellian structured
proposition whose
constituents are the semantic
contents of the sentence's
constituents.[1]
This proposition
is what the sentence semantically
expresses. Therefore,
we think that sentences
containing proper
names semantically express
singular propositions,
which are propositions
having individuals
as constituents. For instance,
the sentence 'George
W. Bush is human' semantically
expresses a proposition
that has Bush himself
as a constituent.
Call this theory Millianism.[2]
Many philosophers
initially find Millianism
quite appealing,
but find it much less so
after considering
its many apparent problems.
Among these problems
are those raised by
non-referring names,
which are sometimes
(tendentiously) called
empty names.[3] Plausible
examples of empty
names include certain names
from fiction, such
as 'Sherlock Holmes',
which I shall call
fictional names, and certain
names from myth and
false scientific theory,
such as 'Pegasus'
and 'Vulcan', which I shall
call mythical names.[4]
I have defended Millianism
from objections
concerning empty
names in previous work (Braun
1993). In this paper,
I shall re-present
those objections,
along with some new ones.
I shall then describe
my previous Millian
theory of empty names,
and my previous replies
to the objections,
and consider whether the
theory or replies
need revision. I shall
next consider whether
fictional and mythical
names are really
empty. I shall argue that
at least some utterances
of mythical names
are.
1. The Problems
Let's assume, for
the moment, that the proper
names 'Vulcan' and
'Sherlock Holmes' fail
to refer. Ordinary
speakers judge these names
to be meaningful,
unlike the nonsensical
string of phonemes
'thoodrupqua'. But (one
might plausibly claim)
if ordinary speakers
judge that 'Vulcan'
and 'Sherlock Holmes'
are meaningful, then
they have semantic contents.
Yet Millianism entails
that they do not have
semantic contents.
Thus, one might conclude,
Millianism is false.
Call this objection
The Problem of Meaningfulness
for Names.[5]
The next objection
is The Problem of Meaningfulness
for Sentences. If
Millianism is true, then
the names 'Vulcan'
and 'Sherlock Holmes'
have no semantic
content. If a name lacks
semantic content,
then sentences in which
the name appears
also lack semantic content.
Therefore, if Millianism
is true, then sentences
containing 'Vulcan'
or 'Sherlock Holmes'
have no semantic
content. If a sentence has
no semantic content,
then ordinary speakers
will judge that it
is not meaningful. But
ordinary speakers
think that many sentences
containing these
names are meaningful, for
instance, the sentences
'Vulcan does not
exist' and 'Sherlock
Holmes is a detective'.
So it seems, once
again, that Millianism
is incorrect.
Consider next The
Problem of Truth Value.
The previous argument
says that if Millianism
is true, then sentences
containing 'Vulcan'
or 'Sherlock Holmes'
have no semantic content.
But Millianism says
that a sentence has the
same truth value
as its semantic content.
So, if Millianism
is true, then sentences
containing the names
'Vulcan' or 'Sherlock
Holmes' have no truth
value. But some sentences
containing 'Vulcan'
or 'Sherlock Holmes'
do have truth values.
For instance, the sentences
'Vulcan exists' and
'Sherlock Holmes is a
grapefruit' are false,
and the sentences
'Vulcan does not
exist' and 'According to
certain stories by
Conan Doyle, Holmes is
a detective' are
true.
A special case of
the Problem of Truth Value
is The Problem of
Attitude Ascriptions. Suppose
that Urbain Le Verrier
sincerely utters 'Vulcan
is a planet' (in
French) and that Stephen
Hawking utters 'Vulcan
does not exist'. Then
the attitude ascriptions
'Le Verrier believes
that Vulcan is a
planet' and 'Hawking says
that Vulcan does
not exist' are true. But
according to Millianism,
'Vulcan is a planet'
and 'Vulcan does
not exist' have no semantic
content and the 'that'-
clauses that appear
in these attitude
ascriptions fail to refer.
But then those attitude
ascriptions are not
true, if Millianism
is correct.
The final objection
is The Problem of Belief
and Sincere Assertive
Utterance. Generally,
a person sincerely
and assertively utters
a sentence only if
she believes its semantic
content. (For instance,
a person sincerely
and assertively utters
'George W. Bush is
a Republican' only
if she believes the proposition
that George W. Bush
is a Republican.) But
according to one
of our earlier arguments,
if Millianism is
true, then the sentence
'Vulcan does not
exist' has no semantic content.
Therefore, if Millianism
is true, then it
is not the case that
anyone believes the
(nonexistent) semantic
content of 'Vulcan
does not exist'.
Thus, if Millianism is true,
then no one ever
sincerely and assertively
utters 'Vulcan does
not exist'. But clearly
some people do. Therefore,
Millianism is
incorrect.
2. The Gappy Proposition
Theory
As I said, I replied
to objections similar
to most of those
above in previous work (Braun
1993). I shall re-present
those replies and
then discuss their
adequacy.
Millianism says that
sentence (1) semantically
expresses a proposition
whose constituents
are Bush and the
property of being a planet.
We can, by convention,
represent this proposition
with the ordered
pair (1pPair).
1. Bush is a planet.
1pPair. <Bush,
being-a-planet
Under an alternative
convention, we can represent
this same proposition
with (1pPairSets).
1pPairSets. <{Bush},{being-a-planet}
Under yet another
convention (one that emphasizes
the constituent structures
of propositions),
this same proposition
is represented with
a tree, as in
(1pTree).
1pTree. Proposition
/\
/ \
Argument 1-Place
Property
Bush being-a-planet
A Millian who accepts
the existence of structured
propositions (such
as the one variously represented
above) can and should
admit that there are
propositional structures
with unfilled positions.
Such a propositional
structure can be represented
by (2pTree) or (2pPairSets).
2pTree. Proposition
/\
/ \
Argument 1-place
Property
being-a-planet
2pPairSets. <{},
{being-a-planet}
An alternative notation
for referring to
this same propositional
structure, which
I shall adopt from
here on, is given by (2pBlank).[6]
2pBlank. < __,
being-a-planet
The propositional
structure represented above
lacks an occupant
in a position that is normally
occupied by the semantic
content of a name,
and possesses an
occupant in a position that
is normally occupied
by the semantic content
of a predicate. So
it is a plausible Millian
candidate for the
semantic content of certain
sentences that contain
non-referring names.
Thus, I proposed
(following a suggestion
by David Kaplan 1989)
that the semantic content
of sentence (3) is
a propositional structure
that contains an
unfilled position (a "gap"),
as represented by
(3p).
3. Vulcan is a planet.
3p. <__, being-a-planet
I furthermore proposed
that unfilled propositional
structures can be
asserted and believed.
When Le Verrier assertively
utters sentence
(3), he asserts the
gappy propositional structure
(3p). If he utters
the sentence sincerely,
then he believes
(3p). But if such objects
can be asserted and
believed, then they are
strong candidates
for being propositions.
Thus, I claimed that
they are. I called them
"unfilled propositions",
though
I now prefer Kaplan's
more euphonious term
gappy proposition.
I also claimed that
gappy propositions have
another feature characteristic
of genuine
propositions, namely
that of bearing truth
values. Atomic gappy
propositions, such as
that represented
above, are false. Sentence
(4) expresses a false
gappy proposition that
we can represent
with (4p).
4. Vulcan exists.
4p. <__, existing
The negation of sentence
(4), namely (4Neg),
expresses proposition
(4pNeg), which is true.
4Neg. Vulcan does
not exist.
4pNeg. < <__,
existing, NEG
Thus sentence (4Neg)
is true. I will say
more about these
claims below.
This theory provides
replies to the earlier
objections against
Millianism. Consider first
the Problem of Meaningfulness
for Sentences.
One of its premises
says that if a name lacks
a semantic content,
then sentences in which
it appears also lack
semantic content. This
premise is false,
on the above view. The
name 'Vulcan' lacks
semantic content, but
the sentence 'Vulcan
exists' does have a
gappy propositional
content. There are also
immediate replies
to the Problem of Truth
Values and the Problem
of Belief and Sincere,
Assertive Utterance.
Gappy propositions bear
truth values, so
sentences that semantically
express them do also.
In fact, sentences
that express gappy
propositions usually have
the truth values
that we pre-theoretically
judge them to have.
The sentences 'Vulcan
exists' and 'Sherlock
Holmes is a grapefruit'
are false, because
the atomic gappy propositions
that they express
are false. The sentence
'Vulcan does not
exist' is true. And a reasonable
theory of truth in
fiction would imply that
the sentence 'According
to certain stories
by Conan Doyle, Sherlock
Holmes is a detective'
is true, for the
sentence 'Sherlock Holmes
is a detective' expresses
a gappy proposition
that is explicitly
expressed by one of the
sentences in Conan
Doyle's stories, or is
implied (in some
suitable sense) by the propositions
expressed by sentences
in the stories.[7]
Furthermore, there
is no problem about belief
and sincere assertive
utterance. A person
who sincerely and
assertively utters 'Vulcan
does not exist' really
does believe the semantic
content of the sentence,
namely a gappy proposition.
In addition, attitude
ascriptions that contain
empty names in 'that'-clauses
can be true
on the Gappy Proposition
Theory. The 'that'-clauses
'that Vulcan is a
planet' and 'that Vulcan
does not exist' refer
to gappy propositions.
If Le Verrier sincerely
utters 'Vulcan is
a planet' (in French)
and Hawking utters
'Vulcan does not
exist', then the attitude
ascriptions 'Le Verrier
believes that Vulcan
is a planet' and
'Hawking says that Vulcan
does not exist' are
true.
Replying to the Problem
of Meaningfulness
for Names takes a
bit more work. This objection
claims that if ordinary
speakers judge that
a name is meaningful,
then it has a semantic
content. This premise
is incorrect: ordinary
speakers judge that
the names 'Vulcan' and
'Sherlock Holmes'
are meaningful, even though
they have no semantic
content. Ordinary speakers
so judge because
they bear cognitive relations
to these names that
are importantly similar
to the cognitive
relations they bear to referring
names. If an utterance
of 'George W. Bush
is in Prague' comes
from a source that I
take to be reliable,
it will cause me to
believe that George
W. Bush is in Prague.
My so believing may
cause me to utter that
same sentence. Utterances
of sentences containing
standard non-referring
names have similar
sorts of causal connections
with belief.
An utterance of 'Vulcan
does not exist' from
a source that I take
to be reliable will
cause me to believe
the gappy proposition
that Vulcan does
not exist, and my believing
this proposition
may cause me to utter that
sentence. Strings
of sounds that we ordinarily
call 'meaningless'
do not have these characteristic
causal relations
with belief. An utterance
of a (quasi) sentence
that contains the sound
'thoodrupqua' will
not cause me to believe
a gappy proposition
and I (currently) have
no beliefs that cause
me to utter (quasi)
sentences containing
that sound.[8]
3. Three Objections
and Replies
I shall soon re-examine
the claim that atomic
gappy propositions
are false. But before
doing so, I want
to consider three objections
to the Gappy Proposition
Theory.
The first objection
claims that no reasonable
person could believe
an atomic gappy proposition,
such as the proposition
that Vulcan exists.
A proponent of this
objection might follow
Bertrand Russell
(1910-11) in holding that
the propositions
that an agent thinks, entertains,
and believes are
(in some sense) "transparent"
to that agent. Such
a philosopher might say
that anyone who entertained
an atomic gappy
proposition would
recognize its gappiness,
and recognize that
it cannot be true, and
so refrain from believing
it, contrary to
the Gappy Proposition
Theory.
This objection concerns
belief, and replying
to it requires a
bit of a metaphysics of
belief. On the metaphysics
I favor, standing
in the belief relation
to a proposition requires
that one be in a
certain type of intrinsic
mental state. These
mental states are intrinsic
in the following
sense: you and your Twin
Earth doppelgänger
have the same types of
mental states of
this sort, even though you
believe different
propositions. For instance,
there is a type of
intrinsic mental state
that you share with
your Twin Earth doppelgänger
which underlies your
believing that Aristotle
was a philosopher,
but which underlies your
doppelgänger's believing
that Twin Aristotle
was a philosopher.
You and Twin You differ
in what you believe,
despite the intrinsic
similarity in your
mental states, because
your mental states
stand in different causal
relations to Aristotle
and Twin Aristotle.
These causal relations
involve utterances
of proper names such
as 'Aristotle': Your
utterances of the
name 'Aristotle' refer
to Aristotle, whereas
your Twin's utterances
refer to Twin Aristotle.
Suppose now that
Twin You's utterances of
'Napoleon' fail to
refer. (The causal chain
that carries the
name 'Napoleon' to Twin
You contains a "block",
to use
a term from Keith
Donnellan 1974.) Twin You
is in an intrinsic
mental state of the same
type as the one that
underlies Your believing
that Napoleon is
a general. But Twin You
ends up believing
a gappy proposition, which
we can represent
with (5p).
5p. <__, being-a-general.
Of course, Twin You
is entirely rational,
just like You. Twin
You cannot tell by introspection
that he or she believes
a gappy proposition,
any more than You
can. No a priori reasoning
would reveal to Twin
You that he or she believes
a gappy proposition,
any more than such reasoning
by You would. Thus,
Twin You does not think
that he or she believes
a gappy proposition,
any more than You
do. So Twin You thinks
that he or she believes
something that is
very likely to be
true. Thus, contrary to
the skeptic I mentioned
above, a rational
person can entertain
an atomic gappy proposition
without believing
that it is gappy, and without
believing that it
is incapable of being true,
and so can reasonably
come to believe that
gappy proposition.
Here is the second
objection to the Gappy
Proposition Theory.
A rational person could
understand sentences
(6) and (7), and believe
that (6) is true
and (7) is false.
6. Vulcan is a planet.
7. Sherlock Holmes
is a planet.
Such a person would
believe the proposition
semantically expressed
by (6) and believe
the negation of the
proposition expressed
by (7). But on the
Gappy Proposition Theory,
(6) and (7) semantically
express the same
gappy proposition,
namely proposition (6/7p).
6/7p. <__, being-a-planet
Therefore, such a
person would believe a
proposition and its
negation. But surely
no rational person
could do that. So, one
might conclude, the
Gappy Proposition Theory
is incorrect.
To reply to this
objection, let's return
to You and Twin You.
You believe that David
Hume was not a general.
(At least you do
now that I have mentioned
it.) You believe
this partly in virtue
of being in a certain
intrinsic mental
state. Twin You is in this
same type of intrinsic
state. But (let's
suppose) Twin You's
uses of the name 'David
Hume' fail to refer.
So, this type of intrinsic
mental state underlies
Twin You's belief
in a gappy proposition,
which we can represent
with (8p).
8p. <<__, being-a-general,
NEG
Now recall that Twin
You believes the gappy
proposition (5p)
above, which he or she would
express by saying
'Napoleon was a general'.
But (8p) is just
the negation of (5p). So,
Twin You believes
a gappy proposition and
its negation. But
the intrinsic mental states
that underlie Twin
You's believing these
propositions are
as different as the intrinsic
mental states that
underlie Your believing
that Napoleon was
a general and Your believing
that David Hume was
not a general. Twin You
believes the atomic
gappy proposition (5p)
in a "Napoleon-ic"
way, but believes
the negative gappy
proposition (8p) in a
"David Hume-ish"
way. These ways
of believing are
different enough to allow
Twin You to be just
as rational as You.
Similarly, a rational
Earthling could believe
proposition (6/7p)
in a "Vulcan-ish"
way, and believe
the negation of that same
proposition in a
"Sherlock Holmes-ish"
way. The ways in
which such a person believes
these propositions
are as different as the
ways in which You
believe that Napoleon was
a general and that
David Hume was not. Such
a person would rationally
think that sentence
(6) is true and sentence
(7) is false.
The preceding objection
is a variant on a
standard objection
to Millianism about referring
names. On the Millian
theory, sentences (9)
and (10) semantically
express the same singular
proposition.
9. Twain wrote Huckleberry
Finn.
10. Clemens wrote
Huckleberry Finn.
Yet a rational person
could think that one
is true and the other
is false. The correct
reply for the Millian
(in my opinion) is
to say that such
a person believes a proposition
and its negation,
but in distinct ways that
allow him to preserve
his rationality. See
Salmon 1986 and Braun
2002.
Here is the third
objection.[9] The Gappy
Proposition Theory
entails that sentences
(11) and (12) express
the same proposition.
11. Le Verrier believes
that Vulcan is a
planet.
12. Le Verrier believes
that Holmes is a
planet.
But (11) and (12)
differ in truth value.
Thus, the Gappy Proposition
Theory is incorrect.
A variant on this
objection asks us to consider
sentences (13) and
(14).
13. According to
The Hound of the Baskervilles,
Holmes is a detective.
14. According to
The Hound of the Baskervilles,
Vulcan is a detective.
Let's assume that
the sentence modifier 'according
to The Hound of the
Baskervilles' attributes
a property to the
proposition expressed by
the sentence it modifies.
Then on the Gappy
Proposition Theory,
(13) and (14) express
the same proposition.
Yet (13) is true and
(14) is false. Therefore,
the Gappy Proposition
Theory is mistaken.
This objection is
a variation on a standard
objection to Millianism
concerning referring
names and attitude
ascriptions. According
to Millianism, (15)
and (16) express the
same proposition.
15. John believes
that Twain wrote Huckleberry
Finn.
16. John believes
that Clemens wrote Huckleberry
Finn.
Similarly for (17)
and (18), given the above
assumptions about
the semantics of 'according
to'. 17. According
to John, Twain wrote Huckleberry
Finn.
18. According to
John, Clemens wrote Huckleberry
Finn.
But, the objection
claims, (15) and (16)
can differ in truth
value, as can (17) and
(18). So, Millianism
is false. I have replied
at length to this
objection to Millianism
in other work (Braun
2002). My response to
the analogous objection
to the Gappy Proposition
theory is entirely
parallel, but I can give
only a brief version
here. (For details,
see Braun 1998 and
2002.)
Sentences (6) and
(7) express the same gappy
proposition, according
to the Gappy Proposition
Theory. But as we
saw, a rational agent can
believe that proposition
in a "Vulcan-ish"
way, and believe
its negation in a "Holmes-ish"
way. Such a person
would think that (6) is
true and (7) is false.
(11) and (12) contain
'that'-clauses whose
contents are the gappy
proposition expressed
by (6) and (7). Therefore,
if the proposition
expressed by (6) and (7)
can be believed in
different ways, then so
can the gappy proposition
expressed by both
(11) and (12). Thus,
it's quite plausible
to think that a rational
agent could believe
the gappy proposition
expressed by
(11) in a "Vulcan-ish"
way, and
yet fail to believe
it in a "Holmes-ish"
way. In fact, such
an agent could believe
the negation of that
gappy proposition in
a "Holmes-ish"
way. Thus, a rational
agent could think
that (11) is true and (12)
is false, even though
they express the same
gappy proposition.
Therefore, a rational
speaker could think
that (11) and (12) do,
or could, differ
in truth value. Similarly
for (13) and (14).
4. Gappy Propositions
and Truth Values
The Gappy Proposition
Theory says that atomic
gappy propositions
are false. But Fred Adams
and Robert Stecker
(1994), Nathan Salmon
(1998), Kenneth Taylor
(2000), and Marga
Reimer (2001a, 2001b) have
claimed that they
are neither true nor false.[10]
In this section,
I consider arguments for
and against their
being false.[11] I believe
that the arguments
against their falsehood
are uncompelling,
and that the arguments
in favor of their
falsehood, though not demonstrative,
are fairly persuasive.
In the next section,
however, I consider
the consequences for
the Gappy Proposition
Theory of simply granting
that atomic gappy
propositions have no truth
value.
4.1. Arguments Against
the Falsity of Atomic
Gappy Propositions
The first argument
against the falsity of
atomic gappy propositions
comes from Salmon
(1998, p. 381, note
54). He says, "Even
Russell, who loved
truth value . . . would
probably have withheld
falsity as well as
truth from [atomic
gappy propositions-DB]-unless
he was prepared to
label such things as Piccadilly
Circus and his own
singleton false."
Salmon seems to assume
that atomic gappy
propositions are
false only if all untrue
things are false.
But if all untrue things
are false, then Piccadilly
Circus and Russell's
singleton set are
false. The latter are not
false, so atomic
gappy propositions are not
false. The weak link
in this argument is
the premise that
atomic gappy propositions
are false only if
all untrue things are false.
On the Gappy Proposition
Theory, atomic gappy
propositions are
distinctive because they
are objects of belief
and assertion, and
so are propositions.
Only propositions, or
items that express
propositions, can bear
truth values. Piccadilly
Circus and Russell's
singleton set are
not propositions, and do
not express propositions.
So atomic gappy
propositions are
false, though Piccadilly
Circus and Russell's
singleton are not.
Here is the second
argument. (It is inspired
by Adams and Stecker
[1994], though they
do not formulate
it.) The open formula 'x
is a planet' has
no truth value. If it has
no truth value, then
its semantic content
has no truth value.
But the semantic content
of 'x is a planet'
is the atomic gappy proposition
<__, being-a-
planet. Therefore, the atomic
gappy proposition
<__, being-a-planet
has no truth value.
Therefore, no atomic
gappy proposition
has a truth value. This
argument makes questionable
assumptions about
the semantics of
variables and open formulas.
The semantic properties
of variables differ
from those of names,
including empty names.
Variables can be
bound, whereas names cannot.
The open formula
'x is a planet' varies in
semantic content
and truth value with respect
to different assignments
of values to variables,
whereas the sentence
'Vulcan is a planet'
does not. These differences
strongly suggest
that the semantic
content of 'x is a planet'
differs from that
of 'Vulcan is a planet'.
The sentence semantically
expresses the gappy
proposition <__,
being-a-planet. Therefore,
the open formula
does not, contrary to the
objection. Perhaps
the semantic content of
'x is a planet' contains
a variable, as King
(2001) holds, or
a propositional analog of
one, as Barwise and
Perry (1981) maintain
(they call propositional
analogs of variables
'indeterminates').
Or perhaps open formulas
have no semantic
content: Salmon (1986, p.
156) thinks that
open formulas have semantic
contents only relative
to assignments of
values to variables.
4.2. Negations of
Atomic Gappy Propositions
The arguments against
the falsity of atomic
gappy propositions
are not persuasive. But
let's nevertheless
suppose, for the moment,
that they are not
false and that sentences
that express atomic
gappy propositions are
neither true nor
false. Could one still reasonably
hold that some negations
of these sentences
are true? I think
one could.
To see this, assume
(for the moment) that
atomic gappy propositions
are neither true
nor false, and so
sentences that express
them are neither
true nor false. Now consider
a sentence that expresses
an atomic gappy
proposition, such
as (19), and one of its
negations, (20).
19. Vulcan exists.
20. It is not the
case that Vulcan exists.
(20) contains an
embedded 'that'-clause that
refers to the proposition
expressed by (19),
and attributes the
property of not-being-the-case
to this proposition.
So, (20) is necessarily
equivalent with (20a).
20a. That Vulcan
exists is not the case.
Paraphrase: "The
proposition that Vulcan
exists is not the
case."
In fact, (20) is
virtually synonymous with
(20a): they are as
close in meaning as a
typical active sentence
is with its passive
version, for instance,
'Mary kissed John'
and 'John was kissed
by Mary'. (20a), in
turn, is necessarily
equivalent to (20b).
20b. That Vulcan
exists is not true.
Paraphrase: "The
proposition that Vulcan
exists is not true."
So, (20) is necessarily
equivalent with (20b).
Now we are (for the
moment) assuming that
(19) expresses a
gappy proposition that is
neither true nor
false.
(20b) correctly says
that this gappy proposition
is not true. Thus
(20b) is true, and since
it is necessarily
equivalent to (20), (20)
is also true. Thus,
(20) is true on the Gappy
Proposition Theory,
even if (19) is neither
true nor false.
Consider next the
syntactically internal
negation of (19),
namely (21).
21. Vulcan does not
exist.
It is reasonable
to think that (21) is ambiguous.
On one reading, (21)
is synonymous with (20),
and so expresses
a true gappy proposition.
On another reading,
it expresses a gappy
proposition that
lacks truth value.[12] So
admitting that sentences
that express atomic
gappy propositions
are neither true nor false
would not force a
Gappy Proposition theorist
to say that all negations
of those sentences
are neither true
nor false.
4.3. Arguments For
the Falsity of Atomic
Gappy Propositions
Let's now return
to the main issue: are atomic
gappy propositions
false? What follows are
some considerations
in favor of thinking
that they are.
As we have already
noted, some things are
untrue, and yet are
not false, for instance,
Piccadilly Circus
and the Eiffel Tower. The
most salient difference
between untrue objects
that are false and
untrue objects that are
not false is that
the former are propositions
(or items that semantically
express propositions).
Thus, it is reasonable
to conclude that this
is the crucial difference
between being untrue
and being false:
untrue objects that are
also propositions
(or things that express
propositions) are
false. Atomic gappy propositions
are propositions
and are untrue. Therefore,
they are false.
This proposal closely
fits our use of the
term 'false'. We
restrict our use of the
term 'false' to untrue
propositions (or items
that express untrue
propositions), and we
tend not to use the
term in a more restrictive
way than this: ordinary
speakers rarely attempt
to distinguish between
propositions (or claims
or beliefs) that
are untrue and propositions
(or claims or beliefs)
that are false.[13]
Even if the property
of being an untrue proposition
is not the property
of (propositional) falsehood,
there is reason to
think that it is a kind
of falsehood. Consider
sentence (19) again.
(19) is false just
in case the negation of
(19), or the genuine
contradictory of (19),
is true. If (19)
has more than one sort of
negation, then (19)
is false in one sense
if one of its negations
is true. Sentence
(20) is a strong
candidate for being the,
or at least a, genuine
negation and contradictory
of (19). But (20)
is necessarily equivalent
with (20b), and we
saw earlier that (20b)
is true. So (20)
is true, and we can conclude
that (19) is false
(in at least one sense),
and therefore that
the untrue atomic gappy
proposition that
it expresses is false (in
that same sense).
4.4. A Tentative
Conclusion
I tentatively conclude
that atomic gappy
propositions are
false, in at least one reasonable
sense of 'false'.
My conclusion is tentative
for two reasons.
First, the above considerations
in favor of their
falsehood (in at least
one sense) are not
demonstrative. Second,
we do not yet know
how atomic gappy propositions
fit into a more comprehensive
semantic theory.
For instance, do
they figure in the proper
treatment of semantic
presupposition (if
there is such a thing)
and semantic paradox?
If so, is it crucial
that they lack truth
value? Until we have
answers to these questions,
our conclusions concerning
the truth values
of atomic gappy propositions
must be tentative.[14]
5. Gappy Propositions
and Intuitions about
Truth Values
Fortunately, none
of these questions about
the truth values
of atomic gappy propositions
really matter much
for the Gappy Proposition
Theory. Consider
a slightly revised version
of the theory that
says that all atomic gappy
propositions, and
their negations, are neither
true nor false. This
revised Gappy Proposition
Theory entails that
sentences (19)-(22) are
all truthvalueless.
19. Vulcan exists.
20. It is not the
case that Vulcan exists.
21. Vulcan does not
exist.
22. Sherlock Holmes
is a grapefruit.
This consequence
is contrary to ordinary
intuition. But the
revised Gappy Proposition
Theory can give a
remarkably simple and plausible
explanation of these
ordinary intuitions-in
fact, the same explanation
that the original
theory can give.
Here it is: Ordinary speakers
think that the sentence
'Vulcan does not
exist' is true because
they believe the gappy
proposition that
Vulcan does not exist. They
think that the sentence
'Sherlock Holmes
is a grapefruit'
is false because they believe
the gappy proposition
that Sherlock Holmes
is not a grapefruit.
This explanation
might seem deliberately
obtuse. You might
be tempted to say, "Look,
the propositions
that Vulcan does not exist
and that Holmes is
not a grapefruit are gappy,
and have no truth
value, on your view. So
how could ordinary
speakers believe them?"[15]
But our earlier reflections
on Twin Earth
showed that an agent
can rationally believe
an atomic gappy proposition.
Twin You can
rationally believe
the atomic gappy proposition
that he or she would
express with the sentence
'Napoleon was a general'.
Le Verrier can
rationally believe
the atomic gappy proposition
that Vulcan exists.
Moreover, these agents
can have good reasons
for believing these
propositions, even
if they lack truth value.
Twin You has the
testimony of history teachers
and textbooks. Le
Verrier has his calculations,
his beliefs about
the masses of Mercury and
the Sun, his well-confirmed
beliefs in Newton's
laws, and so on.
Rational people can also
have good reasons
for believing the negations
of atomic gappy propositions,
even if those
propositions lack
truth value. Stephen Hawking,
for instance, may
believe that general relativity
explains Mercury's
orbit and that there is
no planet between
Mercury and the Sun. If
he were to consider
the proposition that
Vulcan does not exist,
he would very likely
fail to recognize
that it is gappy and truthvalueless.
Thus, he could rationally
come to believe
it. [16]
The above explanation
might surprise philosophers
who have come to
expect Gappy Proposition
theorists to use
pragmatics to explain away
ordinary intuitions.
Consider a sentence
that semantically
expresses a gappy proposition,
such as 'Vulcan does
not exist'. A pragmatic
explanation of typical
intuitions about its
truth value says
that typical utterances
of this sentence
conversationally implicate
a non-gappy proposition
that really has a
truth value, for
instance, the proposition
that there is no
planet between Mercury and
the Sun. Many ordinary
speakers believe this
latter proposition.
A Gappy Proposition theorist
might claim that
ordinary speakers confuse
the implicated proposition
with the semantically
expressed proposition.
They then judge that
the sentence 'Vulcan
does not exist' is true,
even though it has
no truth value. But pragmatic
proposals of this
sort cannot explain all
intuitions about
the truth values of sentences
containing empty
names. Consider a person
who is ignorant of
astronomy and who hears
Hawking utter 'Vulcan
does not exist', but
never hears anyone
express an opinion about
Vulcan's location.
This person may come to
believe the gappy
proposition that Vulcan
does not exist, but
never entertain the proposition
that there is (or
is not) a planet between
Mercury and the Sun.
Similar examples raise
similar problems
for other pragmatic proposals.[17]
The crucial issue
in explaining intuitions
about the truth values
of sentences such
as 'Vulcan exists'
and 'Vulcan does not exist'
is whether agents
can rationally believe
atomic gappy propositions
and their negations.
They can, whether
or not those propositions
have truth values.[18]
6. Fictional Names,
Fictional Characters,
and Reference
I hope to have convinced
you that if there
are any non-referring
names, then they do
not show that Millianism
is false. But are
there any non-referring
names? I earlier
assumed that the
names 'Vulcan' and 'Sherlock
Holmes' fail to refer.
Let's reconsider that
assumption, starting
with the fictional name
'Sherlock Holmes'.
6.1. Fictional Characters
Saul Kripke (unpublished),
Peter van Inwagen
(1977), Nathan Salmon
(1998, 2002), and Amie
Thomasson (1999)
argue that fictional characters
are actually existing
entities. Thomasson
and van Inwagen point
out that there are
seemingly true utterances
of sentences such
as (23) and (24)
that apparently entail the
existence of novels
and plots.
23. Some novels were
written in the 19th
century.
24. Dickens's novel
Martin Chuzzlewit has
a complex plot.
Most philosophers
do not resist the conclusion
that there are such
things as novels and
plots. But there
is similar evidence for
the existence of
fictional characters. For
instance, there are
seemingly true utterances
of sentences that
apparently entail the existence
of fictional characters,
such as (25) and
van Inwagen's sentence
(26).
25. There are fictional
characters that appear
in more than one
of Conan Doyle's stories.
26. There are characters
in some 19th-century
novels who are presented
with a greater wealth
of physical detail
than is any character
in any 18th-century
novel.
These considerations,
and others that I cannot
go into here, suggest
that fictional characters
are actually existing
abstract artifacts
of (roughly) the
same ontological category
as novels and plots.
Authors create characters
when they create
their fictions. Their existence
supervenes on the
pattern of activities of
authors and readers,
just as the existence
of novels does.[19]
I believe we should
accept the existence
of fictional characters,
even if we have
questions about their
exact nature (for instance,
their supervenience
bases). But the metaphysical
claim that fictional
characters exist leaves
open many semantic
issues. For example, do
all utterances and
inscriptions of the name
'Sherlock Holmes'
refer to a fictional character?
One reason to think
that some do is that
some utterances of
(27) and (28) seem to
be true.
27. Sherlock Holmes
is a fictional character.
28. Sherlock Holmes
is more famous than any
real detective.
But there are also
seemingly true utterances
of (29), whose truth
seems to require that
some utterances of
the name fail to refer.
29. There is no Sherlock
Holmes.
And there is (30),
which most of us would
be willing to utter
in non-theoretical moments.[20]
30. 'Sherlock Holmes'
does not refer to anything.
We can begin to sort
out these matters by
distinguishing between
different types of
utterances and inscriptions
of these names.
6.2. Authors' Inscriptions
of Fictional Names
Consider, first,
authors' acts of inscribing
fictional names as
they write their stories.
The above philosophers
disagree about whether
these inscriptions
refer to fictional characters.
Thomasson says that
Conan Doyle's inscriptions
of 'Sherlock Holmes'
referred to the character.
Kripke and van Inwagen
say that Conan Doyle's
inscriptions of the
name failed to refer,
and that utterances
and inscriptions of the
name referred to
the character only later,
after readers reflected
on Conan Doyle's
stories. Salmon agrees
(very roughly) with
Kripke and van Inwagen.[21]
In my opinion, the
thoughts and intentions
that authors have
as they inscribe names
determine whether
their inscriptions refer
to characters. Conan
Doyle's inscriptions
of 'Sherlock Holmes'
referred to the abstract
fictional character
only if he had singular
thoughts and intentions
about that thing.
Perhaps he did have
such thoughts and intentions.
Suppose that as he
sat down to write his
first story he said
to himself "I shall
soon create a fictional
character, which
I hereby dub 'Holmes',
and I shall write
a bunch of sentences
about that character,
and pretend to assert
various propositions
about it." He
would then have had some
abstract fictional
character "in mind"
as he wrote his stories.
His inscriptions
of 'Holmes' would
have referred to the character.
As he wrote sentences
containing the name,
he would have pretended
to assert singular
propositions that
have the character Sherlock
Holmes as a constituent.[22]
But Conan Doyle might
not have had such singular
thoughts and intentions.
Perhaps he just
started writing his
story with the non-singular
intention that he
pretend to refer to something
with the name 'Holmes'.
He would then not
have had a particular
character "in
mind". His inscriptions
of 'Holmes'
would then have been
non-referring and his
inscriptions of 'Holmes
smoked his pipe'
would have semantically
expressed a gappy
proposition. While
inscribing the latter
sentence, he would
have pretended to assert
the gappy proposition
his inscription expressed.
His pattern of activity
would have created
the fictional character
Holmes, but his inscriptions
of 'Holmes' would
not have referred to that
character.[23]
There are more complicated
possibilities.
Conan Doyle might
have begun writing his
first story with
the non-singular thoughts
and intentions described
above, but gradually
have started to have
singular thoughts and
intentions regarding
the character as he
wrote more of his
story. Then his first inscriptions
in writing the story
would have failed to
refer, while his
later inscriptions would
have referred to
the fictional character-and
there might be some
indeterminacy regarding
some inscriptions
in between. Another possibility
is that he had rather
mixed intentions from
the beginning. He
might have intended merely
to pretend to refer
to something with his
inscriptions of 'Holmes',
but at the same
time, he could have
thought that he was writing
a bunch of sentences
about the character
Holmes. (It would
not be too surprising if
Conan Doyle had inconsistent
thoughts about
what he was doing
when producing his fiction.
He was not thinking
about philosophy of language.)
In this case, there
could be some indeterminacy
about the reference
and content of his inscriptions.
Conan Doyle's later
reflections on his stories
might introduce further
equivocation or indeterminacy
in the reference
and content of his inscriptions
of the name. Suppose
that the inscriptions
of 'Holmes' that
Conan Doyle produced as
he wrote his first
story failed to refer.
After finishing the
story, he could have
reflected on it and
uttered 'Sherlock Holmes
is a fictional character
that I created'.
It would be entirely
natural and understandable
for him to utter
this sentence. But he would
then be trying to
use 'Sherlock Holmes' to
refer to a fictional
character, while also
intending to use
the name in the same way
he did before, even
though he did not intend
to refer to a character
while he wrote the
story, and even though
his earlier inscriptions
of the name did not
(semantically) refer
to the character. At
this point, he really
should introduce two
new names or two
new uses of the name: 'Holmes1',
a name (or use of
'Holmes') that fails to
refer, and 'Holmes2',
a name (or use) that
refers to the fictional
character that he
created. But, of
course, Conan Doyle would
do no such thing.
He was not, after all,
a fussy philosopher.
As a result, there may
not be any determinate
fact of the matter
about whether his
later inscriptions of 'Holmes'
refer to the character
or fail to refer.
We have seen that
there are at least four
possibilities regarding
the semantic reference
and content of Conan
Doyle's inscriptions
of 'Holmes' as he
writes his first story
and as he subsequently
reflects on the story.
(i) All of the inscriptions
fail to refer.
(ii) All of the inscriptions
refer to the
fictional character
Holmes.
(iii) Some fail to
refer while the rest refer
to the character.
(iv) Some (or all) are
such that it is indeterminate
whether they
fail to refer or
refer to the character.[24]
Which possibility
is actual depends on (at
least) the actual
thoughts and intentions
of Conan Doyle as
he wrote and spoke. I do
not know what happened
with Conan Doyle,
but I think that
(iv) is more likely than
many philosophers
have supposed.
6.3. Our Utterances
of 'Holmes'
What about our utterances
of 'Sherlock Holmes'?
Do all of them semantically
refer to the
character? Or do
some fail to refer, for
instance, when we
utter 'Sherlock Holmes
does not exist'?
The same four possibilities
that held for Conan
Doyle's inscriptions
hold for our utterances
and inscriptions.
Moreover, our pre-theoretic
intentions seem
mixed. Sometimes
we seem to intend to use
the name to speak
of the fictional character,
whereas at other
times we seem to treat the
name as if it fails
to refer. But we do not
consciously distinguish
between these types
of use. Further,
the empirical facts that
determine reference
and content are at least
as complicated in
our case as they are in
Conan Doyle's, for
our utterances stand in
semantically relevant
causal relations to
Conan Doyle's. We
have a standing intention
to use the name in
the same way that those
around us do, and
those people intend to
use the name in the
same way as those from
whom they got the
name did, and so on, until
we reach Conan Doyle.
(For those who have
read the stories, this
chain may be rather
short.) So, the references
and contents of our
utterances and inscriptions
are determined, in
part, by the references
and contents of Conan
Doyle's utterances
and inscriptions.
But our thoughts about
fictional characters
may also be relevant
to determining the
references and contents
of our utterances
of 'Holmes'. Given these
facts, I think that
the most likely possibility
is that there is
some indeterminacy in the
semantic reference
and content of our utterances
of 'Sherlock Holmes'.
Whatever the semantic
facts are, we should
not expect ordinary
speakers' intuitions
to reflect them in
any straightforward manner.
Consider (31).
31. There is no Sherlock
Holmes. Sherlock
Holmes does not exist.
Sherlock Holmes is
just a fictional
character.
(31) seems true,
when we do not think about
it too hard. But,
on reflection, it appears
to be contradictory.
If the third conjunct
of (31) is true,
then there is such a thing
as Sherlock Holmes,
and so the first conjunct
is false. So is the
second conjunct, assuming
(contrary to Meinongians)
that everything
that there is exists.
Thus, ordinary, pre-theoretic
intuition appears
to be incoherent. And ordinary
intuition does not
give any consistent guide
as to which beliefs
we should give up.
Nevertheless, many
theorists think that ordinary
speakers who have
the typical initial intuitions
about (31) must be
right about something.
Some such theorists
give
(31) a non-straightforward
semantics that
implies that (31),
or a suitable disambiguation
of (31), semantically
expresses a true proposition.
For instance, on
one theory 'Sherlock Holmes'
is ambiguous between
the non-referring 'Holmes1'
and the referring
'Holmes2', and (31) is
true if 'Holmes1'
replaces the first two
occurrences of 'Holmes'
and 'Holmes2' replaces
the third.[25] Other
theorists say that (31)
semantically expresses
a contradictory proposition,
but speakers who
utter (31) intend to pragmatically
convey some other,
more complicated, proposition
that really is true
(according to the theorist's
favorite philosophical
theory). For instance,
if a theorist thinks
that all utterances
and inscriptions
of 'Holmes' refer to the
fictional character,
then she might say that
when ordinary speakers
utter the first conjunct
of (31), they intend
to convey that there
is no such real person
(or non-fictional
character) as Sherlock
Holmes, or that there
is no person who
did the things related by
the stories. When
they utter the second conjunct,
they intend to convey
that there does not
exist a real person
who is identical with
Holmes.[26]
None of these hypotheses
is plausible. There
is little or nothing
in speakers' thoughts
and intentions that
indicates that the name
'Holmes' is ambiguous
in their mouths. There
is little or no evidence
that speakers who
utter (31) intend
to convey some complicated
proposition that
is true under some favored
philosophical theory.
Most ordinary speakers
just do not reflect
enough to notice that
there are problems
with sentences like (31).
Point out the problems
with
(31) to an ordinary
speaker who has uttered
it and the result
will be incomprehension,
followed by confusion,
followed by all sorts
of (usually incoherent)
claims about what
he or she really
meant and thought. Most
of the claims will
be freshly formulated
philosophical theory,
rather than a report
on what he or she
had previously intended
to convey. (If the
elaborations were just
a report on what
the speaker previously meant,
then he or she would
not be confused by the
initial challenge.)
Moreover, even if ordinary
speakers do intend
to convey some complicated
true proposition
when they utter a sentence
like (31), they also
seem to (unreflectively)
believe, and intend
to convey, the false
(or truthvalueless)
proposition that (31)
seems to literally
express. Most ordinary
speakers' beliefs
about fiction really are
(deep down) confused
and inconsistent. This
should not surprise
us. Fiction, after all,
raises hard issues
in semantics and metaphysics.
We should not expect
ordinary speakers to
(tacitly) believe
a coherent, unproblematic
theory of fiction,
when philosophers have
so many difficulties
formulating an explicit
one that fits their
pre-theoretic intuitions.
These incorrect semantic
and pragmatic hypotheses
can be transformed
into useful recommendations
to sophisticated
theorists about how they
should reform their
speech. For instance,
if a theorist is
convinced that all ordinary
speakers' utterances
of 'Sherlock Holmes'
refer to a fictional
character, then she
might recommend that
we sophisticated theorists
refrain from uttering
the literally false
(31). Instead, we
should utter 'There is
no such real person
as Holmes. It is not
the case that there
exists a real person
who is identical
with Holmes'. I find this
theorist's claim
about ordinary utterances
of 'Sherlock Holmes'
implausible. Therefore,
I prefer a different
set of recommendations:
Resolve the ordinary
indeterminacy in the
name 'Holmes'. Replace
the name (or the current
use of it) with two
names (or two uses),
the non-referring
'Holmes1' and the referring
'Holmes2'. Distinguish
carefully between
the two, even if
you do not always pronounce
the subscripts. Do
not expect the thoughts,
intentions, and utterances
of ordinary speakers
to reflect your sophisticated
theorizing
and linguistic reforms.[27]
7. Mythical Names,
Mythical Objects, and
Reference
We have considered
whether fictional names
such as 'Sherlock
Holmes' are empty. Let's
now turn to mythical
names, such as 'Vulcan'.
Nathan Salmon's (1998)
view about the mythical
name 'Vulcan' resembles
his view about the
fictional name 'Sherlock
Holmes'. Le Verrier
believed a false
theory, that there is a
planet between Mercury
and the Sun. Salmon
calls such false
theories 'myths'. Salmon
says that when Le
Verrier mistakenly came
to believe his false
theory, he inadvertently
created an abstract
artifact, which Salmon
calls a 'mythical
object'.[28] This mythical
object is not a planet,
though it is one
according to Le Verrier's
false theory. When
Le Verrier tried
to give the intra-Mercurial
planet the name 'Vulcan',
he inadvertently
named the mythical
object instead. When he
uttered 'Vulcan is
a planet' (in French),
he asserted a false
singular proposition
about the mythical
object.[29] Our utterances
of the name also
semantically refer to the
mythical object,
most obviously in utterances
of sentences such
as 'Vulcan is a mythical
planet'.
Thus Salmon holds
that some names that we
are inclined to think
are non-referring are
actually referring.
He admits, however, that
there can be genuinely
non-referring names,
though he thinks
they are "rare-and
bizarre" (1998,
p. 306). To illustrate,
he asks his readers
to consider whether someone
has seized control
of France and declared
himself emperor.
Though Salmon thinks there
is no such person,
he stipulates that the
name 'Nappy' shall
refer to the new emperor
of France, if there
is one, and shall refer
to nothing otherwise
(1998, p. 305). Salmon
thinks that he did
not create a fictional
character or mythical
object when he imagined
a coup in France,
for he did not believe
that there was an
emperor of France (unlike
Le Verrier, who believed
there was an intra-
Mercurial planet)
and he did not pretend
to use the name as
a name for a person (unlike
Conan Doyle with
'Holmes'). He concludes
that 'Nappy' fails
to refer.[30]
Salmon and I agree
about the semantics of
sentences containing
genuinely non-referring
names, such as those
containing the name
'Nappy': they express
gappy propositions.
But Salmon thinks
that there are very few
non-referring names,
and that 'Vulcan' is
not one of them.
8. Failure to Refer
to Mythical Objects
On Salmon's theory,
if Le Verrier had uttered
the sentence 'Vulcan
exists' (in French)
he would have said
something true: he would
have asserted a true
singular proposition
about the mythical
planet Vulcan.[31] This
seems to me an indication
that Salmon's theory
is incorrect. In
what follows, I shall attempt
to describe where
Salmon's theory goes wrong.
Salmon's theory says
that Le Verrier's utterances
of 'Vulcan' refer
to a mythical object. This
claim is a consequence
of two other claims,
one metaphysical
and the other semantical.[32]
The metaphysical
claim is that Le Verrier
creates an abstract
artifact (a mythical
planet) when he engages
in his mistaken theorizing.
The semantical claim
is that his utterances
of 'Vulcan' refer
to the object that he creates.
I believe that the
metaphysical claim is
correct: Le Verrier's
mistaken theorizing
does create an abstract
artifact. The activities
that occur during
mistaken theorizing, such
as Le Verrier's,
are importantly similar
to those that occur
during storytelling.
In both, names are
used and predicative sentences
containing them are
formulated. Reasoning
and other mental
processes occur. Texts that
are seemingly susceptible
to evaluation for
truth are produced.
Thus, if storytellers'
activities create
fictional characters, then
mistaken theorizers'
activities create abstract
objects of a similar
sort. So I grant that
Le Verrier's mistaken
theorizing creates
an abstract artifact.[33]
In fact, I am,
for similar reasons,
willing to go even further
in allowing for the
creation of abstract
artifacts: I believe
that Salmon's musings
on France's government
create an abstract
artifact, an object
that we could appropriately
call an imaginary
object.[34]
However, I disagree
with Salmon's semantical
claim that Le Verrier's
utterances of 'Vulcan'
refer to the mythical
object that he creates.
His utterances of
'Vulcan' do not refer to
the mythical object.
They refer to nothing
at all.
One reason to resist
Salmon's semantical
claim is that it
is difficult to see how
Le Verrier's utterances
of 'Vulcan' could
end up referring
to the mythical planet.
[35] The mythical
planet does not satisfy
(or even come close
to satisfying) any reference-fixing
description that
Le Verrier might have had
in mind, for the
mythical planet has virtually
none of the properties
that Le Verrier thinks
that Vulcan has:
it is not a planet, it has
no mass, it does
not perturb Mercury, it
does not orbit the
Sun-it is not even a heavenly
body. Furthermore,
the causal relations that
hold between the
mythical planet and Le Verrier's
utterances of 'Vulcan'
do not resemble the
causal relations
that typically hold between
objects and utterances
of names that refer
to them. For instance,
the mythical planet
Vulcan is not a cause
of Le Verrier's utterances
of 'Vulcan'. If anything,
the reverse is
the case: Le Verrier's
activities, including
(perhaps) his utterances,
cause the mythical
planet to exist.
A proponent of Salmon's
theory might claim
that Le Verrier's utterances
of 'Vulcan' refer
to the mythical planet
because they cause
it to exist.[36] But Le
Verrier's utterances
and other activities
cause the existence
of many objects and events
to which his utterances
do not refer, for
instance, vibrations
of air and neural events
in 19th century astronomers.
Thus, the causal
relation alone could
not be enough to make
his utterances of
'Vulcan' refer to the mythical
planet.
A second reason to
resist Salmon's semantic
claim has to do with
Le Verrier's intentions
when he introduced
'Vulcan'. I shall argue
that his intentions
forced his utterances
of 'Vulcan' to be
non-referring.[37] I shall
do so by describing
a series of cases that
will become increasingly
similar to Le Verrier's.
Goldbach's conjecture
is the claim that every
even positive integer
greater than or equal
to four is the sum
of two prime numbers.
It has not yet been
proved, but has been
verified for integers
up through 2 x 1016
(as of 2003). Suppose
that Matt is a mathematician
who eccentrically
believes that Goldbach's
conjecture is false.
But suppose he thinks
that there is not
yet a proof of its falsehood,
and that there is
a slight chance that he
could be wrong. One
day he finds that it
would be convenient
to have a name for the
smallest integer
that falsifies Goldbach's
conjecture. Being
a mathematician, he hesitates
to introduce a name
for a mathematical object
whose existence and
uniqueness he cannot
prove. So he cautiously
introduces the name
'Goldie' as follows:
"The name 'Goldie'
shall refer to the
least positive even integer
greater than or equal
to four that is not
a sum of two primes,
if there is one, and
to (2 x 1016) + 2,
otherwise". Matt
believes that, whether
Goldbach's conjecture
is true or false,
'Goldie' refers to an even
positive integer.
Matt then utters sentences
such as "Goldie
is even and greater
than 2 x 1016. Goldie
minus 2 is the sum
of two primes . .
.". Let's suppose
that Goldbach's conjecture
is true (as most
mathematicians think).
To what, if anything,
do Matt's utterances
of 'Goldie' refer, under
this assumption?
Surely
(2 x 1016) + 2, just
as Matt intended and
stipulated.
Here is a more homey,
non-mathematical example
of the same type.
Suppose that Ted is reading
a romance novel,
Love in Latvia. His copy
does not give the
author's name or any other
information about
the author. Ted thinks
he can detect whether
a book has more than
one author. He believes
that Love in Latvia
has exactly one,
whom he suspects is Barbara
Cartwright. He thinks
that the author, whoever
he or she is, perpetuates
harmful stereotypes
in this novel, as
does Cartwright in many
other novels. Ted
wishes to write an essay
about what he takes
to be the author's mistakes.
He wants a name to
refer to the author, but
he thinks that there
is a slight chance that
the author of Love
may not be Cartwright,
and a slight chance
that the book is co-authored.
So near the beginning
of his essay, he writes:
"Let's use 'Babs'
to refer to the author
of Love in Latvia,
whosoever he or she may
be, if there is exactly
one such author,
and to Barbara Cartwright,
otherwise."
Ted then goes on
to write "Babs has
written at least
one novel that perpetuates
harmful stereotypes".
Ted believes that,
whether or not Love
has exactly one author,
he is writing something
that is true. Let's
suppose that, in
fact, Love in Latvia has
two authors. Then,
I take it, the name 'Babs'
refers to Cartwright,
just as Ted stipulated
it would.
Both Matt and Ted
stipulate "fallback
referents" for
their names, in case
nothing satisfies
their reference-fixing
descriptions. Their
stipulations and intentions
successfully force
the names to refer to
the fallback referents.
Similar intentions
and stipulations
can force a name to be non-referring
when nothing fits
the reference-fixing description.
Suppose Sue hears
scratching noises coming
from the walls of
her house. She believes
that a mouse is causing
the sounds. She wants
to name it. But she
thinks that there is
a slight chance that
she might be mistaken
in thinking that
exactly one mouse is causing
the sounds, and she
wants the name she introduces
to refer to the cause
of the sounds only
if it is a mouse.
She does not want the name
to refer to some
other sort of thing (say,
a raccoon). So she
says "I will use
'Mickey' to refer
to the mouse that is causing
those scratching
sounds, if there is exactly
one; otherwise, the
name will refer to nothing
at all." She
then utters sentences such
as "Mickey is
a mouse" and "Mickey
makes noises in my
house". She thinks
that her statements
are true, but she also
says things such
as "If there is no
mouse causing the
sounds, then there is no
such thing as Mickey
and the name 'Mickey'
fails to refer."
Suppose that, in fact,
there is no mouse
in Sue's house-the noises
were caused by tree
branches brushing up
against her house.
Then her name 'Mickey'
fails to refer, just
as she intended and
stipulated.
Once again, an explicit
stipulation about
the reference of
a name seems to control
the reference of
a name if nothing satisfies
the reference-fixing
description. Matt's
and Ted's stipulations
force their names
to refer to a certain
number and author,
whereas Sue's stipulation
forces her name
to be non-referring.
Matt, Ted, and Sue
believe false theories.
We outside observers
know this. So, we may
judge that Matt,
Ted, and Sue create certain
mythical objects
during their theorizing.
We might think about
those mythical objects
as we reflect on
their cases. We might even
introduce names to
refer to them. But Matt's,
Ted's, and Sue's
names do not refer to mythical
objects. Even if
their activities create
mythical objects,
their intentions force
their names to refer
to real objects, or
to nothing at all.[38]
Suppose, probably
contrary to fact, that
Le Verrier introduced
the name 'Vulcan' in
a formal ceremony
similar to Sue's, in which
he made explicit
provision for the reference
of the name in case
there were no intra-Mercurial
planet. Suppose he
uttered (the French translation
of) "I hereby
introduce the name 'Vulcan'
for the planet between
Mercury and the Sun
that perturbs Mercury's
orbit, if there is
one. If there is
more than one, or none,
then the name 'Vulcan'
shall not refer".
If Le Verrier had
so stipulated, then his
utterances of the
name 'Vulcan' would have
failed to refer,
just as Sue's utterances
of 'Mickey' failed
to refer. This would have
been so, even if
his activities had created
a mythical planet.
Consider now the
actual case of Le Verrier.
It is unlikely that
he went through such
a formal ceremony
when he introduced the
name 'Vulcan'. But
his thoughts and intentions
were similar to those
he would have had if
he had gone through
such a ceremony. He certainly
wished to speak about
a planet, and not about
another completely
different type of object.
He surely thought
that if there were no intra-Mercurial
planet, then Vulcan
would not exist. If he
had been asked about
what 'Vulcan' would
name if there were
no intra-Mercurial planet,
he would surely have
said that it would name
nothing at all. He
intended the name to be
non-referring if
there were no intra-Mercurial
planet, just as in
the previous counterfactual
case.[39]
I conclude that Le
Verrier's utterances of
'Vulcan' failed to
refer to a mythical planet,
or to anything else,
because of his intentions
concerning the name's
reference when he introduced
it. When Le Verrier
uttered sentences containing
'Vulcan', he asserted
gappy propositions.
His utterances (in
French) of 'Vulcan exists'
were either false
or truthvalueless.
9. An Objection and
Reply
A proponent of Salmon's
theory might reply
that a name-introducer's
intentions do not
always determine
reference, or failure of
reference. In a hypothetical
case that Salmon
(1998) discusses,
some ancient astronomers
introduce the name
'Hesperus' while intending
it to be a name for
a star, but the name
ends up referring
to a planet.
Kripke says that
in attempting to use the
name ['Vulcan'],
19th century astronomers
failed to refer to
anything. But this verdict
ignores their unintended
relationship to
the mythical planet.
One might just as well
judge that the ancients
who introduced 'Hesperus'
as a name for the
first star visible in the
dusk sky, unaware
that the "star"
was in fact a planet,
failed to name that
planet. . . . Plausibly,
as the ancients
unwittingly referred
to a planet believing
it to be a star,
so Le Verrier may have unknowingly
referred to Babinet's
mythical planet . .
. (Salmon 1998, p.
305)
I agree with Salmon
that there are hypothetical
cases in which the
ancients introduce the
name 'Hesperus' as
a name for a star, yet
the name ends up
referring to a planet. But
these examples differ
in important ways from
Le Verrier's case.
To see the differences,
let's consider two
such examples.
Suppose the ancients
often observed the night
sky, but never at
dusk, and so they did not
know which heavenly
object first appears
at dusk. But one
day just before dusk, they
gathered in a tent
and uttered (a translation
of) "We hereby
introduce the name 'Hesperus'
for the first star
visible at dusk, whatsoever
it may be".
Suppose that they really
distinguished between
stars and planets,
and that they deliberately
chose to stipulate
that 'Hesperus' would
refer to the first
star visible at dusk,
rather than the first
planet (this is crucial
to constructing a
Salmonian example).[40]
Then the name would
at that time have
referred to the first star
visible at dusk-the
star Sirius, let's suppose.
Suppose that they
then emerged from their
tent, pointed at
the planet Venus, and said
'That is Hesperus'.
Then they asserted a
false proposition.
Suppose, however, that
(through fantastic
lack of attention) they
got into the habit
of pointing at Venus and
saying 'That is Hesperus'.[41]
Then the reference
of the name 'Hesperus'
would eventually have
shifted from the
star Sirius to the planet
Venus.
Here is the second
example.[42] Suppose the
ancients harbored
mixed intentions when they
introduced the name.
They stared at Venus
in the dusky sky,
and said "Let's use
'Hesperus' for the
first star visible at
dusk, which, of course,
is that thing over
there". Then
(perhaps) their perceptual
contact with Venus,
and their singular intention
to use 'Hesperus'
as a name for it, "trumped"
their intention to
use 'Hesperus' as a name
for a star.
Le Verrier, however,
had no such mixed intentions,
or shifts in intention,
when he introduced
and used the name
'Vulcan'. He was like the
ancients in the first
example, at the time
that they gathered
in a tent and introduced
the name 'Hesperus'.
Like them, Le Verrier
did not see some
planet that he wanted to
name. His sole way
of specifying a referent
for the name was
descriptive. Since there
was nothing that
fit his description, his
utterances of 'Vulcan'
failed to refer.
10. Our Utterances
of 'Vulcan'
Le Verrier's utterances
of 'Vulcan' failed
to refer. But what
about our utterances of
the name? We, unlike
Le Verrier, know that
there is no planet
between Mercury and the
Sun. So we could
consciously use the name
'Vulcan' to refer
to a mythical planet. Sometimes
we do seem to use
the name in this way, as
in utterances of
'Vulcan is a mythical planet'.
But we are also inclined
to utter the sentence
'Vulcan does not
exist' and even 'The name
'Vulcan' does not
refer to anything'.
The facts that determine
the reference and
content of 'Vulcan'
in our mouths are complicated-at
least as complicated
as those that determine
the reference and
content of 'Sherlock Holmes'
in our mouths. We
have mixed intentions regarding
the name 'Vulcan'.
We intend to use it as
Le Verrier did (or
to use it as those from
whom we got the name
did, who intended to
use it as the people
from whom they got it
did, . . . , who
intended to use it as Le
Verrier did). At
least we seem to intend
so when we say 'Vulcan
does not exist'. This
suggests that our
utterances of 'Vulcan'
are non-referring
and have no semantic content.
But we also sometimes
intend to use the name
to speak of the mythical
planet, at least
when we utter 'Vulcan
is a mythical planet'.
These observations
might initially lead one
to suspect that the
name 'Vulcan' is ambiguous,
or has two uses:
'Vulcan1' is non-referring,
whereas 'Vulcan2'
refers to the mythical
planet. Yet we do
not ordinarily distinguish
between different
uses of the name, and we
do not ordinarily
think of the name as ambiguous
in the way that we
do the name 'John'. So
it is doubtful that
it is ambiguous, or has
distinct uses, in
our pre-theoretic language.[43]
All of this suggests
that there is some indeterminacy
in the reference
and content of the name
'Vulcan' in our pre-theoretic
language. It
is indeterminate
whether it fails to refer
and has no content,
or instead refers to
a mythical object
and has that object as
its content. We sophisticated
semantic theorists
can avoid this indeterminacy
by introducing
two new names (or
uses), 'Vulcan1' and 'Vulcan2'.[44]
But ordinary speakers
do not.[45]
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Notes
[1]. Most contemporary
Millians ascribe semantic
contents to expressions
with respect to contexts
or utterances, rather
than to expressions
themselves. I ignore
this refinement in much
of this paper. I
also ignore tense and context-sensitivity.
[2]. This name may
be misleading, for Mill
himself did not explicitly
accept any views
about the nature
of propositions. Thus a
theorist who thinks
that names are non-descriptive,
but rejects the existence
of Russellian structured
propositions, would
have a strong claim to
being a follower
of Mill. The theory here
might be less misleadingly
called 'the Millian-Russellian
theory'. It has gone
under many other names,
among them 'Direct
Reference Theory', 'The
Naive Theory', 'Russellianism',
'Neo-Russellianism',
and 'The 'Fido'-Fido
Theory'. I often called
it 'Russellianism'
in previous work.
[3]. The term 'empty
name' is tendentious
because it suggests
that non-referring names
are empty of meaning,
which is contrary to
Fregean theories
of non- referring names.
[4]. I am here following
Salmon's (1998)
use of the term 'mythical
name'. Here is
a history of name
'Vulcan' in astronomical
theory. In the mid-19th
century, astronomers
were still unable
to predict the movements
of Mercury, using
Newton's laws of motion
and gravity and their
hypotheses about the
masses of the Sun
and the planets. In
1859, the French
astronomer Urbain Jean Joseph
Le Verrier (1811-1877)
showed that the discrepancies
in Mercury's movement
could be traced to
a rotation in the
location at which Mercury
makes its closest
approach to the Sun. This
movement is known
as the precession, or the
advance, of Mercury's
perihelion. To explain
this anomaly, while
adhering to Newton's
laws of gravity and
motion, Le Verrier hypothesized
that there was matter
orbiting between Mercury
and the Sun. Le Verrier
suspected that the
intra-Mercurial mass
was a planet, but initially
admitted that it
might instead be a series
of asteroids. After
an amateur astronomer
claimed to have observed
the transit of an
intra-Mercurial planet
across the Sun, Le
Verrier became convinced
that there was such
a planet and attempted
to name it 'Vulcan'.
There was, however,
no planet between Mercury
and the Sun (nor
any other significant matter).
Mercury's precession
was ultimately explained
by the theory of
general relativity, some
seventy-five years
after Le Verrier advanced
his theory.
Several scientists
before Le Verrier had
hypothesized the
existence of intra-Mercurial
matter, among them
the prominent French physicist
Jacques Babinet
(1794-1872), who
is now most famous for his
work in optics. In
1849, Babinet was concerned
to explain reported
observations, made during
the 1842 solar eclipse,
of prominences on
the surface of the
Sun. Babinet suggested
that the appearance
of prominences was due,
not to actual solar
prominences, but to the
incandescence of
ring-shaped clouds of matter
orbiting the Sun
at a very rapid rate (one
revolution every
four hours). Babinet attempted
to name the cloud-like
rings of matter 'Vulcan'.
Very few astronomers
of Babinet's time accepted
his hypothesis. Most
importantly for our
purposes, Babinet
did not hypothesize the
existence of such
matter to explain Mercury's
movements. In fact,
the mass that Babinet
ascribed to this
intra-Mercurial matter was
insufficient to perturb
Mercury's orbit.
See Roseveare (1982)
for more details.
Given these historical
facts, it is almost
certain that Le Verrier
was aware of Babinet's
theory and also skeptical
of it. Since Le
Verrier almost certainly
rejected the existence
of matter satisfying
Babinet's theory, he
surely did not think
that the same intra-Mercurial
matter explained
both Mercury's precession
and the appearance
of solar prominences.
(No single bit of
intra-Mercurial matter
could do so.) It
is therefore unlikely that
when Le Verrier formulated
his theory, he
wished to speak about
the same intra-Mercurial
matter as Babinet.
More than likely, Le Verrier
simply found the
name 'Vulcan' an appealing
one to use for a
very hot planet. It is not
too far fetched to
imagine Le Verrier saying
to himself (in French)
"Babinet's Vulcan
does not exist, but
I shall appropriate the
name 'Vulcan' to
name the real intra-Mercurial
planet that explains
the precession of Mercury."
Thus I strongly suspect,
contrary to Salmon
(1998, p. 296; 2002,
p.
112-6), that 'Vulcan'
in Le Verrier's mouth
is a different name
(or has a different use)
from 'Vulcan' in
Babinet's mouth. Strictly
speaking, we should
use subscripts to distinguish
these names (or uses),
for instance, 'VulcanBabinet'
and 'VulcanLeVerrier'.
In any case, both
'VulcanBabinet' and
'VulcanLeVerrier' are
plausible examples
of non-referring names.
[5]. Contemporary
Millians distinguish several
different sorts of
meaning, including linguistic
meaning, character,
semantic (or propositional)
content, intension,
and extension. Some theorists
(for instance, Fitch
[1993] and Taylor [2000])
think that it is
important to pay attention
to distinctions among
these meanings when
defending Millianism
from problems concerning
the meaningfulness
of empty names. Nevertheless,
I shall here focus
exclusively on semantic
(propositional) content.
[6]. My use of set-theoretic
notation is
sometimes misconstrued.
I do not claim that
propositions (or
propositional structures)
are n-tuples or sets
or trees. I merely claim
that we can adopt
various conventions for
using n-tuples or
sets or trees to represent
or model propositions.
Assume that the basic
constituents of a
non-gappy atomic proposition
are a relation (or
property) and the subjects
to which the relation
(or property) is attributed.
Here is one convention
for representing such
propositions.
Convention 1
If R is an n-place
relation, and o1-on are
objects, then the
(n+1)-tuple <o1, o2
, . . . on, R shall
represent the (non-gappy)
proposition whose
constitutive relation is
R, whose first subject
constituent is o1,
whose second subject
constituent is o2, .
. . , and whose nth
subject constituent is
on.
When I use the notation
'<Bush, being-a-planet',
I refer to a certain
ordered pair. Under
Convention 1, this
ordered pair represents
the proposition whose
constitutive relation
is being-a-planet,
and whose sole constitutive
subject is Bush.
Convention 2 is another
set-theoretic convention
for representing
propositions.
Convention 2
Let each of S1-Sn+1
be either a singleton
set or the empty
set. Assume that the member
of Sn+1, if any,
is an n-place relation,
and that the members
of S1-Sn, if any, are
objects. Then the
(n+1)-tuple <S1, S2,
. . . Sn, Sn+1 shall
represent the proposition
whose constitutive
relation (if any) is the
member of Sn+1 (if
any), whose first subject
constituent (if any)
is the member of S1
(if any), whose second
subject constituent
(if any) is the member
of S2 (if any), .
. . and whose nth
subject constituent (if
any) is the member
of Sn (if any).
If I use the notation
'<{Bush}, {being-a-planet}',
I refer to certain
ordered pair, which under
Convention 2 represents
the proposition whose
constitutive relation
is being-a-planet,
and whose sole subject
constituent is Bush.
This is the same
proposition represented
by <Bush, being-a-planet
under Convention
1. We can similarly
describe a convention
for using trees to
represent propositions.
Convention 2 can
be used to represent gappy
propositions: the
notation '<{}, {being-a-planet}'
refers to a certain
ordered pair, which under
Convention 2 represents
the atomic gappy
proposition whose
constitutive relation is
the property being-a-planet
and which has
no subject constituent.
Notice that this
proposition does
not attribute being-a-planet
to the empty set:
the proposition represented
by <{{}}, {being-a-planet}
under Convention
2 does that. There
is a similarly very natural
way to use trees
to represent gappy propositions.
There is no comparably
immediate or natural
way to use or extend
Convention 1 so as to
represent gappy propositions.
But we could
adhere to Convention
1 for non-gappy propositions
and adopt a special
notation for referring
to gappy propositions,
namely the underlining
notation, as in '<__,
being-a-planet'.
This expression does
not refer to any set
(or ordered pair).
So if we adopt this notation
for gappy propositions,
then we will be adopting
a mixed notation
for referring to propositions.
We could think of
the underline notation
as a place- holder
for a future set-theoretic
representation. (Salmon,
who uses the underline
notation, seems to
think of it in this last
way. See Salmon 1998,
note 53.)
[7]. I did not discuss
such metafictive sentences
in Braun 1993. The
Gappy Proposition Theory
cannot easily be
combined with David Lewis's
well-known theory
of truth in fiction (Lewis
1978), but can be
combined with Gregory Currie's
(1990) theory. Adams
et al. (1997) present
a theory of truth
in fiction that uses gappy
propositions.
[8]. Thanks to Earl
Conee for discussion
of the issues raised
in this paragraph.
[9]. Thanks to Mark
Richard and Jennifer
Saul for urging me
to address it.
[10]. Caplan (2002)
and Everett (2003) argue
that the view that
atomic gappy propositions
are false entails
unintuitive results about
the truth values
of certain sentences containing
empty names. Everett
seemingly concludes
that atomic gappy
propositions (if there
are any) have no
truth value. Caplan, by
contrast, argues
that every view about the
truth values of atomic
gappy propositions
clashes with some
intuitions about sentences'
truth values; he
holds that atomic gappy
propositions are
false.
[11]. I presented
an argument in Braun 1993
for the claim that
atomic gappy propositions
are false. It failed
to persuade many readers,
and I now agree that
it was not compelling.
[12]. Salmon (1998)
calls this the difference
between choice and
external negation. The
ambiguity may be
either lexical or a matter
of scope. I will
not try to characterize
it here. See Everett
(2003) for critical
discussion of the
ambiguity claim.
[13]. There are exceptions
involving vagueness:
ordinary speakers
think that some utterances
of 'That man is bald'
are neither true nor
false. There may
also be exceptions involving
semantic paradox:
ordinary speakers might
think that liar sentences
are neither true
nor false, though
I think they are more likely
just to be confused
by them.
[14]. On this point,
I think I am agreeing
with Salmon 1998,
p. 282. In fact, I suspect
there is some indeterminacy
about whether
our pre-theoretic
uses of 'false' express
a property that applies
to atomic gappy propositions.
If there is such
indeterminacy, then a decision
either to apply 'false'
to atomic gappy propositions,
or to withhold 'false'
from them, would (in
effect) be a decision
to precisify the meaning
of 'false' in a particular
way. Such a decision
should be made on
the basis of theoretical
fruitfulness. Which
decision will be more
fruitful will not
be clear until we know
how atomic gappy
propositions fit into a
more comprehensive
semantic theory.
[15]. You might have
a different reason for
thinking that I am
being obtuse. On my view,
an agent can believe
the gappy proposition
that Vulcan does
not exist and yet fail to
think that the sentence
'Vulcan does not
exist' is true-if,
for instance, he believes
this proposition
in a "Holmes-y"
way, but not a "Vulcan-y"
way.
Thus you might think
that if my theory is
correct, then I cannot
explain the agent's
thought that the
sentence is true simply
by pointing out that
he believes the gappy
proposition that
Vulcan does not exist-I
must also mention
that he believes the proposition
in a "Vulcan-y"
way. If this is
what you think, then
I disagree with your
assumptions about
explanation. The agent's
belief (that Vulcan
does not exist) is a
cause of his thought
(that the sentence 'Vulcan
does not exist' is
true). Therefore, when
I say that he believes
that Vulcan does not
exist, I provide
some information about the
causal history of
the agent's thought about
the sentence, even
though I do not mention
the way in which
he believes the proposition.
But providing information
about the causal
history of an event
is sufficient to explain
it. So, my belief
ascription explains the
agent's thought about
the sentence's truth
value. For more on
Millianism and explanation,
see Braun 2001.
[16]. In section
3, I used Twin Earth to
make two points about
believing atomic gappy
propositions. First,
it is not introspectively
obvious to Twin You
that she believes an
atomic gappy proposition.
Second, Twin You
cannot use a priori
reasoning to discover
that she believes
an atomic gappy proposition.
Stephen Hawking is
similar to Twin You in
the first respect:
it is not introspectively
obvious to him that
the proposition that
Vulcan does not exist
is gappy and truthvalueless.
But perhaps Hawking
(unlike Twin You) could
use a priori reasoning
to discover that he
believes a gappy,
truthvalueless proposition.
A skeptic might use
this claim to argue against
the Gappy Proposition
Theory, as follows.
Suppose that gappy
propositions are neither
true nor false. Then
a rational person could
know this a priori.
Therefore, if a rational
person believed that
'Vulcan' does not refer,
then he could use
purely a priori reasoning
to conclude that
the sentence 'Vulcan does
not exist' expresses
a gappy proposition
that lacks truth
value. If such a person
could use a priori
reasoning to make this
discovery, then he
would. And if he were
to use a priori reasoning
to discover that
the proposition that
Vulcan does not exist
is truthvalueless,
then he would not believe
that proposition.
But Hawking is a rational
person who believes
that the name 'Vulcan'
does not refer, and
yet also believes that
Vulcan does not exist.
Therefore, this version
of the Gappy Proposition
Theory is incorrect.
In reply, one might
reasonably deny that
the Gappy Proposition
Theory is knowable
a priori. But the
objection's more obviously
weak premise is its
claim that if a person
could use a priori
reasoning to discover
that the proposition
that Vulcan does not
exist is gappy and
truthvalueless, then he
would. This claim
is highly implausible.
Many perfectly rational
people fail to engage
in the highly theoretical
reasoning that
is required to formulate
and justify semantic
theories. Even those
who do sometimes fail
to discover that
the Gappy Proposition Theory
is true. And even
those who discover that
the proposition that
Vulcan does not exist
is gappy may rationally
(if mistakenly) come
to believe that it
is true rather than truthvalueless.
(Thanks to Ted Sider
for discussion.)
[17]. I considered
and rejected a pragmatic
explanation of intuitions
about 'Vulcan is
a planet' in Braun
1993. Adams and Stecker
(1994) advocate such
an account; Reimer
(2001a, 2001b) and
Everett (2003) criticize
it; Adams and Dietrich
(forthcoming) reply
to Everett (2003).
Caplan (2002) and Everett
(2003) systematically
describe and criticize
a wide variety of
pragmatic explanations.
Advocates of pragmatic
accounts often seem
to assume (as I once
did) that if an ordinary
speaker, who is informed
of all the relevant
facts, thinks that
an utterance of the sentence
'Vulcan exists' is
false, then that utterance
must either semantically
express or pragmatically
convey a false proposition,
which the speaker
entertains, and whose
entertainment explains
the speaker's intuition.
I now reject that
assumption. See Braun
and Saul 2002, and
Braun
2002, for reasons
to doubt it.
[18]. Caplan (2002)
reaches the same conclusion
after considering
many different attempts
to explain away intuitions
that conflict
with the Gappy Proposition
Theory. Assuming
that atomic gappy
propositions and their
negations are truthvalueless,
we sophisticated
theorists should
refrain from uttering the
sentence 'Vulcan
does not exist' and refrain
from believing the
proposition that it semantically
expresses. We should
instead more cautiously
say, 'The proposition
that Vulcan exists
is not true', and
believe the proposition
that this sentence
expresses.
I am now in a position
to reply to another
objection to the
Gappy Proposition Theory.
Reimer (2001a, pp.
237-8) says that the Gappy
Proposition Theory
fails to preserve or explain
away what she calls
content intuitions about
the name 'Vulcan',
for instance, the intuitions
that (i)-(iii) are
true. (See also Reimer
2001b.)
i. The sentence 'Vulcan
does not exist' is
about Vulcan.
ii. A person who
utters 'Vulcan' refers to
Vulcan.
iii. The name 'Vulcan'
refers to Vulcan.
Reimer is correct
to point out that some
speakers who are
aware of the relevant facts
about Le Verrier
and 'Vulcan' sometimes say
and think that (i)-(iii)
are true. But these
intuitions are consistent
with the Gappy
Proposition Theory.
(i)-(iii) express gappy
propositions. Speakers
may believe these
propositions, even
though they are either
false or truthvalueless.
(Such speakers may
also be inclined
to say "'Vulcan' does
not refer to anything".
See the ends
of sections 6 and
10, and notes 20, 27, and
44, for more on inconsistent
beliefs of this
sort.)
[19]. Thomasson (1999)
and Salmon (2002,
p. 112) say that
fictional characters lack
spatial location.
This seems to be their
main reason for holding
that fictional characters
are abstract entities.
Goodman (2003), however,
has persuasively
argued that the character
Sherlock Holmes has
a rough spatial location
(e. g., on Earth
and not on the Sun). If
fictional characters
have rough spatial locations,
then it is unclear
in what sense, if any,
they are abstract.
See Burgess and Rosen
(1997, section I.
A. 1. b) for a discussion
of the difficulties
in distinguishing abstract
from concrete objects.
(Thanks to Ben Caplan
for discussion.)
[20]. As Reimer (2001b)
and Caplan (2002)
point out, many people
are also willing to
utter "'Sherlock
Holmes' refers to Sherlock
Holmes", which,
of course, is inconsistent
with (30). See subsection
6.3 for more on
inconsistent beliefs
about fictional characters.
[21]. Kripke (unpublished)
and van Inwagen
(1977) think that
authors merely pretend
to refer as they
write. This is a point about
speaker reference:
the authors do not refer
to the characters.
Kripke holds, furthermore,
that the author's
utterances and inscriptions
of fictional names
do not semantically refer
to the characters,
or to anything else.
(Van Iwagen does
not distinguish between
speaker and semantic
reference.) Kripke and
van Inwagen hold
that (speaker-)reference
to fictional characters
occurs only later,
after reflection
on the piece of fiction
produced by the writing.
Kripke holds, in
addition, that names
like 'Sherlock Holmes'
are semantically
ambiguous in our present
language. 'Sherlock
Holmes1' does not semantically
refer, whereas 'Sherlock
Holmes2' semantically
refers to a fictional
character.
Salmon's (1998) view
of authors' inscriptions
is harder to summarize.
Salmon says "a
name semantically
refers to this or that
individual only relative
to a particular
kind of use, a particular
purpose for which
the name was introduced.
. . . It is a confusion
to think of a name
as referring, or not referring,
other than as doing
so on a particular use."
(p. 299). For example,
the name 'Mark' refers
to Mark Crimmins
relative to one kind of
use, and to Mark
Richard relative to another.
We can use 'Mark1'
and 'Mark2' to designate
these names-relative-to-a-kind-of-use
(Salmon
sometimes does this
with subscripted versions
of 'Holmes'). A person
can use a name-relative-to-a-kind-of-use,
such as 'Mark1',
by uttering the name 'Mark'
with the right sort
of intention. Such a
person uses the name
'Mark' on a use of that
name. Salmon says
that Conan Doyle only pretended
to use the name 'Holmes'
when he wrote his
first story. Therefore,
Salmon says, Conan
Doyle's utterances
of 'Holmes' did not establish
or generate a genuine
use of the name (that
is, a name-relative-to-a-kind-of-use,
such
as 'Holmes1' or 'Holmes2'):
"The problem
with saying that
'Sherlock Holmes' is nonreferring
on Conan Doyle's
use is that in merely pretending
that the name had
a particular use, no real
use was yet attached
to the name on which
it may be said to
refer or not to refer"
(p. 299). But later,
Salmon says, a genuine
use of the name is
established. The name,
relative to this
genuine kind-of-use, refers
to the character:
". . . there is at
first only the pretense
of a use, including
the pretense that
the name refers to a brilliant
detective, a human
being on that use. Later
the name is given
a genuine use, on which
it names the very
same entity that it named
according to the
pretense" (p. 300).
Hence, Salmon says,
there is no use of 'Holmes'
on which it fails
to refer. Furthermore,
". . . once
the name 'Sherlock Holmes'
has been imported
into genuine discourse,
Conan Doyle's sentences
involving the name
express singular
propositions about his character"
(pp. 300-1). The
Sherlock Holmes fiction
is a sequence of
propositions, many of which
are about the Holmes
character. Conan Doyle
pretended to assert
those propositions as
he inscribed sentences
containing 'Holmes'
(p. 301). See also
note 23.
[22]. It may not
be quite accurate to say
that Conan Doyle
pretended to assert propositions-see
Currie 1990 on fictive
intent-but this issue
is orthogonal to
my main concern here.
[23]. I can now describe
some of my worries
about Salmon's (1998)
view. (Salmon's view
is complex. Some
of my worries may be due
to misunderstandings.)
Salmon says ".
. . once the name
'Sherlock Holmes' has been
imported into genuine
discourse, Conan Doyle's
sentences involving
the name express singular
propositions about
his character" (1998,
p. 301-see also p.
303). Perhaps the sentences
that Conan Doyle
inscribed do express such
propositions with
respect to our use of the
name 'Holmes' in
our language. But on Salmon's
view, Conan Doyle's
language did not contain
a use of 'Sherlock
Holmes' at the time that
he wrote the story.
So what (if anything)
do his
(seeming) semantically
sentences express
in his language before
the name has a genuine
use? Better yet:
what (if anything) do Conan
Doyle's utterances
and inscriptions
(acts of inscribing)
of (seeming) sentences
semantically express?
Salmon does not say.
But he does say that
Conan Doyle only pretended
to use the name 'Holmes'
as he wrote his
first story, and
therefore did not establish
a kind of use for
it. Given Salmon's views
about use and reference,
this strongly suggests
that Conan Doyle's
inscriptions of the name
semantically failed
to refer, and failed
to have semantic
content. But his inscriptions
of other expressions
of ordinary English,
such as 'smoked a
pipe', surely did have
semantic content.
(Even if Conan Doyle only
pretended to assertively
inscribe sentences,
he still inscribed
those sentences as expressions
of English, as Alonzo
Church might put it.)
Altogether this strongly
suggests that Conan
Doyle's inscriptions
of sentences containing
'Sherlock Holmes'
semantically expressed
gappy propositions,
even though he inscribed
those sentences in
a merely pretending- to-assert
manner. However,
Salmon says that Conan Doyle
pretended to assert
various singular propositions
about the character
Holmes (1998, p. 301).
So, it seems that
on Salmon's view, Conan
Doyle pretended to
assert propositions that
were not semantically
expressed by his inscriptions.
That is a bit peculiar,
but coherent, for
we often assert propositions
that are not
the semantic contents
of our sentence utterances.
Yet Salmon also says
that Conan Doyle did
not (speaker-) refer
to the character (1998,
p. 302). But how
could Conan Doyle pretend
to assert these singular
propositions about
the character without
(speaker-) referring
to the character and
without producing
name inscriptions that
semantically refer
to the character? Perhaps
Salmon would reply
that (i) Conan Doyle pretended
to refer to the character
without speaker-referring
to it, and (ii) his
pretending to refer to
the character was
sufficient for him to pretend
to assert a proposition
about it. I think
it is more accurate
to say that a person
who pretends to assert
a proposition about
an object is speaker-referring
to the object
(despite his pretense).
I also have worries
about Salmon's views
on kinds-of-use and
names-relative-to-a-kind-of-use.
Salmon seemingly
assumes that a speaker does
not establish a kind-of-use
for a name (or
a name-relative-to-a-kind-of-use)
until he
utters it in a non-pretending
manner. But
if Conan Doyle had
the character "in
mind" as he
wrote his first story, then
surely he could have
used the name to refer
to the character,
even while merely pretending
to assert propositions
about it. This seems
to be enough to establish
a real use for
the name. Salmon
also says that the subsequent
genuine kind-of-use
of 'Holmes' for a character
"is the very
use it has in the story"
(1998, pp. 300-1).
This is puzzling. Let's
agree that the following
sentence is true
(in our language):
"According to the
Holmes stories, there
is a (kind of) use
of 'Holmes' on which
it refers to Holmes."
What follows from
this is that there is a
fictional kind-of-use
of 'Holmes'. But surely
a fictional use is
not a real use, any more
than a fictional
detective is a real detective.
So how could the
subsequent genuine use of
the name (for a fictional
character) be identical
with the prior fictional
use?
[24]. (iv) hides
several possibilities. If
some, but not all,
of the utterances are
indeterminate in
reference and content, then
it could be the case
that (a) all of the
remaining utterances
refer to the character,
or (b) all of the
remaining utterances fail
to refer, or (c)
some of the remaining utterances
refer to the character
while the rest fail
to refer.
[25]. I am assuming
here that gappy propositions
have truth values.
[26]. This proposal
is close to Thomasson's
(1999, pp. 112-3).
Salmon (1998, pp. 303-4)
says that ordinary
speakers use 'Holmes does
not exist' to convey
(roughly) that there
is no person who is
identical with the
fictional character Holmes2
and who possesses
most of the properties
ascribed to Holmes2
in the stories. Van Inwagen
(1997, p. 308, note
11) seems to endorse
a view similar to
Salmon's.
[27]. If our utterances
of 'Holmes' before
linguistic reform
are indeterminate in reference
and content, then
our utterances, before
linguistic reform,
of sentences containing
the name are indeterminate
in content (that
is, do not uniquely
semantically express
a single proposition),
and therefore lack
truth value. This
includes our utterances
of the sentence 'According
to The Hound of
the Baskervilles,
Holmes is a detective'.
(See Braun and Sider
(ms.) for more on the
effects of semantic
indeterminacy on truth
value. Even if our
utterances do not bear
truth values as a
matter of semantics, we
might nevertheless
use the sentence to speaker-assert
truth-value-bearing
gappy propositions or
propositions concerning
the fictional character.)
After reform, we
replace occurrences of 'Holmes'
with either the non-referring
'Holmes1' or
the referring 'Holmes2'
and we replace the
previous sentence
with versions containing
the subscripted names.
The truth values of
the replacement sentences
depend on the reference
of 'The Hound of
the Baskervilles'. Let us,
for simplicity, assume
that a novel is identical
with an ordered pair,
consisting of a sequence
of propositions together
with the sequence
of storytelling acts
that its author performed.
(That way, the identity
and existence conditions
of the novel depend
upon the identity and
existence conditions
of both the propositions
and the author's
storytelling actions.) Conan
Doyle's storytelling
sentence inscriptions
may have expressed
gappy propositions, or
expressed character-saturated
propositions,
or been indeterminate
in content. So there
are at least two
candidates for the reference
of 'The Hound of
the Baskervilles' before
reform: (i) the ordered
pair consisting of
a sequence of gappy
propositions and a sequence
of Conan Doyle's
storytelling actions, and
(ii) the ordered
pair consisting of a sequence
of character-saturated
propositions and a
sequence of Conan
Doyle's actions. Before
reform, the name
'The Hound of the Baskervilles'
may have been indeterminate
in reference
between at least
(i) and (ii). So we should
reform our language
by replacing the name
with subscripted
variants. 'According to
The Hound of the
Baskervilles(i), Holmes1
is a detective' is
true, whereas 'According
to The Hound of the
Baskervilles(ii), Holmes1
is a detective' is
false. 'According to The
Hound of the Baskervilles(ii),
Holmes2 is
a detective' is true,
but 'According to The
Hound of the Baskervilles(i),
Holmes2 is
a detective' is false.
[28]. Salmon (1998,
p. 96; 2002, pp. 112-6)
thinks that Le Verrier's
utterances of 'Vulcan'
referred to a mythical
planet that Babinet
had previously unintentionally
created and
named 'Vulcan'. I
think this gets the historical
facts wrong: see
note 4. I shall assume that,
on Salmon's theory,
Le Verrier's theorizing
created a new mythical
planet
(distinct from Babinet's)
to which Le Verrier's
utterances of 'Vulcan'
referred. This does
not affect the main
points of Salmon's theory.
[29]. More importantly,
Salmon's theory entails
that Le Verrier is
able to believe singular
propositions about
it. Thomasson does not
explicitly discuss
cases of false theorizing,
but her intentional
object theory of intentionality
strongly suggests
that she would agree with
Salmon that Vulcan
is some type of abstract
object created by
Le Verrier's theorizing.
See Thomasson 1999,
pp. 88-9.
[30]. A reader might
get the impression that
Salmon (1998) thinks
that his musings on
France do not create
an abstract artifact
that is similar to
a fictional character
or mythical object
(e. g., an imaginary object).
But Salmon (1998)
never asserts this. In
fact, in personal
correspondence, he says
that he intended
to remain neutral on the
issue. In any case,
Salmon (1998) clearly
and explicitly says
that 'Nappy' does not
refer. It follows
that 'Nappy' does not refer
to any abstract entity
that his musings might
have created. See
Caplan (2002, 2004) for
further discussion.
Thomasson's (1999, pp.
88-89) theory apparently
entails that Salmon's
act of imagining
created the abstract
(imaginary) object
Nappy, and that 'Nappy'
refers to it.
[31]. I suspect that
many people have noticed
this consequence
of Salmon's theory. I believe
that Reimer (2001b)
was the first to point
it out in print.
[32]. Caplan (2002)
makes this point very
helpfully.
[33]. Salmon (2002,
p. 121, note 28) similarly
argues for mythical
objects, by pointing
to similarities between
theorizing and storytelling.
See Caplan (2002,
2004) for further
discussion. I do not deny
that there are important
differences between
theorizing and storytelling.
In theorizing,
people attempt to
believe and assert true
propositions; in
storytelling, they do not.
[34]. Nothing that
Salmon (1998, 2002) explicitly
says rules out the
possibility that his musings
create some sort
of abstract artifact, such
as an imaginary object.
See note 30. True
theorizing resembles
false theorizing in
the respects mentioned
in the text. So does
true theorizing also
create abstract objects
that are similar
to fictional characters?
I suspect it does.
(I am not sure, because
I do not know enough
about the supervenience
bases and existence
conditions of fictional,
mythical, and imaginary
objects to say anything
definite.) But even
if true theorizers create
such abstract objects,
their words do not
refer to those objects,
and they do not believe
propositions that
have those objects as constituents.
See Phillips (2001)
and Caplan (2002, 2004)
for further discussion.
[35]. Richard (1998)
and Phillips (2001)
make points similar
to those in the following
paragraph.
[36]. Thomasson (1999)
seems to hold that
authors refer to
the fictional characters
that they create
because their activities
cause those entities
to exist.
[37]. On this point,
I am agreeing with Mark
Richard (1998) and
Matthew Phillips (2001),
though for somewhat
different reasons.
[38]. Is Salmon committed
to saying that
the names that 'Goldie',
'Babs', and 'Mickey'
refer to mythical
objects? Reading Salmon
1998 might leave
one with the impression
that he endorses
the following principle:
Suppose agent A believes
that there is exactly
one F, and uses a
description of the form
"the F"
to fix the reference of
name N. And suppose
that there is no F. Then
N refers to a mythical
object.
Matt, Ted, and Sue
are counterexamples to
this principle. But,
in fact, Salmon 1998
does not endorse
this principle. Nor does
Salmon 1998 explicitly
present any other
general principle
along this line (though
Salmon 2002 [p. 122,
note 25] seemingly comes
close to doing so).
Salmon 1998 merely discusses
particular cases.
The cases of Matt, Ted,
and Sue resemble
Salmon's cases in some respects,
but not in all respects
that Salmon might
consider important.
Consider Salmon's 'Vulcan'
case and 'Nappy'
case. Le Verrier believes
his theory when he
introduces 'Vulcan'; in
this respect, he
is like Matt, Ted, and Sue.
But Matt, Ted, and
Sue explicitly make stipulations
about the references
of their names, should
their reference-fixing
descriptions fail
to pick out a unique
(real) object, whereas
Salmon assumes that
Le Verrier made no
such stipulation. (So
Salmon informs me
in correspondence; his
1998 does not explicitly
state that Le Verrier
makes no such stipulation.)
A follower of
Salmon could say
that Matt's, Ted's and Sue's
stipulations either
(i) prevent their activities
from creating mythical
objects or (ii) prevent
their names from
referring to the mythical
objects that they
create. In the 'Nappy'
case, Salmon explicitly
stipulates that the
name shall be non-referring
if there is no
emperor of France.
In that respect, Salmon's
'Nappy' case is like
those of Matt, Ted,
and Sue. But unlike
Matt et al., Salmon does
not believe his theory.
(Salmon's 'Vulcan3'
example is similar
in this respect to his
'Nappy' example-see
his 1998, p. 381, note
52). Thus, a follower
of Salmon could consistently
agree with his judgments
about 'Vulcan' and
'Nappy' and yet also
agree with my judgments
about Matt, Ted,
and Sue.
[39]. Phillips (2001)
similarly argues that
Babinet's "latent"
intentions prevent
'Vulcan' from referring
to an abstract object.
[40]. If the ancients
did not distinguish
between stars and
planets, then no matter
what words they used,
they would, in effect,
have introduced the
name 'Hesperus' as a
name for the first
heavenly body visible
at dusk (other than
the Moon). Venus satisfies
the latter description.
So the referent of
the name would have
satisfied the description
used to fix its reference,
contrary to Salmon's
intentions in presenting
his example. (Thanks
to John Bennett for
discussions about this.)
[41]. The supposition
is fantastic because
Venus's motion with
respect to the stars
is more easily observed
than any other planet's
motion. So Venus
is the planet that is most
obviously a planet,
and most obviously not
a star. But for Salmon's
purposes, it is
crucial that the
ancient astronomers in the
example distinguish
between stars and planets,
and yet mistakenly
think of Hesperus as a
star. (See the previous
note.)
[42]. Richard (1998,
p. 264) discusses a
similar example when
criticizing Salmon.
It is historically
unrealistic for the same
reasons that the
previous one is: it is unlikely
that an ancient astronomer
who knew the difference
between a planet
and a star would have consistently
mistaken Venus for
a star.
[43]. I am ignoring
irrelevant uses of 'Vulcan',
for instance, as
a name of a Roman mythical
god, or as a name
of the fictional home planet
of Star Trek's fictional
character Mr. Spock.
[44]. Compare with
the case of 'Holmes' at
the end of section
6. If our name 'Vulcan'
is indeterminate
in content before reform,
then utterances of
'Le Verrier believed that
Vulcan is a planet'
that occur before reform
lack truth value.
Similarly for utterances
of 'Vulcan is a mythical
planet that was
believed by Le Verrier
to affect the orbit
of Mercury' before
reform. (See Salmon 2002,
p. 116, for a similar
sentence that he cites
to support his theory.
See also Richard 1998
for discussion.)
After reform, we obtain
the sentences 'Le
Verrier believed that Vulcan1
is a planet', which
is true; 'Le Verrier
believed that Vulcan2
is a planet', which
is false; 'Vulcan1
is a mythical planet that
was believed by Le
Verrier to affect the
orbit of Mercury',
which is either false
or lacking in truth
value, because 'Vulcan1'
appears outside the
complement clause of
the belief ascription;
and 'Vulcan2 is a
mythical planet believed
by Le Verrier to
affect the orbit
of Mercury', which is false.
There are two prime
candidates for the reference
of the possessive
phrase 'Le Verrier's theory':
one contains many
gappy propositions (and
some of their consequences),
while another
contains many propositions
concerning the
mythical planet (and
some of their consequences).
Both are, in some
sense, Le Verrier's theory:
the first is a theory
he believed, but the
second is a theory
that he created, in one
reasonable sense
of 'create', because he
created the mythical
planet. Utterances of
'Le Verrier's theory'
by ordinary (pre-theoretic)
speakers who do not
distinguish the two theories
might be indeterminate
in reference. Utterances
of 'Le Verrier's
theory' by people who distinguish
the two theories
might (determinately) semantically
refer to one or the
other, depending on the
speaker's intentions
(whether this is so
depends partly on
complicated issues in the
semantics of possessives).
Utterances of
'According to Le
Verrier's theory, Vulcan1
is a planet' in which
the utterance of 'Le
Verrier's theory'
semantically refer to the
first theory are
true, while those in which
it refers to the
second theory are false.
Vice versa for 'According
to Le Verrier's
theory, Vulcan2 is
a planet'.
[45]. Thanks to John
Bennett, Ben Caplan,
Greg Carlson, Earl
Conee, Reinaldo Elugardo,
Anthony Everett,
Richard Feldman,
David Hunter,
Jennifer Saul, Lenhart
Schubert, Theodore
Sider, Susanna Siegel,
and the members of
my seminar in fall
2002 for many useful
comments
and discussions.
Thanks to Nathan
Salmon
for correspondence
concerning his views.
Thanks also to audiences
at the University
of Manitoba, the
University of Rochester,
and the Central APA
in Cleveland in April
2003, where I presented
ancestors of this
paper. Many thanks
to Mark Richard,
who was
my commentator at
the Central APA.
Finally,
thanks to two anonymous
referees for their
helpful comments.
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