JEFFREY GRAY'S CONSCIOUSNESS:
CREEPING UP ON THE HARD PROBLEM
A REVIEW BY STEPHEN BIGGS
Jeffrey Gray's Consciousness: Creeping up
on the Hard Problem
Oxford: Oxford University Press. 341 pp.
USD$55 (hbk) ISBN: 0198520905.
A Review by Stephen Biggs Department of Philosophy
University of Arizona
Social Science Bldg. Rm 213 PO Box 210027
Tucson, Arizona 85721-0027 biggs@email.arizona.edu
Cordelia.Fine@arts.monash.edu.au
REVIEW OF: Gray, J. 2004. Consciousness:
Creeping up on the Hard Problem. (c) Stephen
Biggs 2005
Professor Jeffrey Gray, who has died aged
69, was one of the leading, and most highly
cited, experimental psychologists in the
UK. He had an extraordinarily wide range
of professional interests - from the study
of simple learning in the medicinal leech
to theories of human consciousness, and from
the translation of inaccessible Russian experimental
work to the development of stem-cell transplantation
for the treatment of brain damage.
Emeritus Professor of Psychology at the Institute
of Psychiatry in London, Jeffrey Gray's interest
in personality goes back a long way. He's
best known for developing a new theory of
personality development, based on reward
and punishment. His current work focuses
on the effects on personality of differences
in the genes and the brain. He's particularly
interested in the neuropsychology of anxiety
and schizophrenia. His work also involves
applying an understanding of personality
to the real world, such as in the workplace.
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Jeffrey Gray's Consciousness: Creeping up
on the Hard Problem will be enjoyed by everyone
interested in consciousness. Gray, a neuropsychologist,
eloquently summarizes significant experimental
results on consciousness and, more importantly,
explains both how these results interrelate
and how they constrain potential theories
of consciousness. He also uses these results
to build a novel, fascinating theory of what
consciousness does and does not do. Throughout
the work Gray's accessible presentation remains
deeply respectful of psychologists, neuroscientists,
and philosophers' approaches to consciousness.
In this respect, Gray's book is an ideal
work for an interdisciplinary audience. Sadly,
Gray died three months before the publication
of this excellent work.
1. A Function for Consciousness Gray begins
Consciousness: Creeping up on the Hard Problem
by acknowledging Chalmers' (1996) distinction
between the hard and easy problems of consciousness.
Solving the easy problems requires explaining
how we execute certain functions; e. g. how
we extract information from sensory stimuli,
how we integrate that information, and how
we report our thoughts. Solving the Hard
Problem requires explaining why there is
something it is like for us to execute those
functions (or to instantiate specific neural
states). Gray proceeds by suggesting that
his work creeps up on the Hard Problem's
"scientific" version, which can
be solved by explaining how the brain creates
qualia, which are the felt properties of
experience. (Section 2. below considers the
relation between Gray's scientific Hard Problem
and Chalmers' traditional Hard Problem.)
Gray creeps up on this problem indirectly
both by providing a framework for thinking
about qualia in relation to the brain and
by asking and answering several related but
more tractable questions of qualia, such
as "What do they do? How did they evolve?
What survival value do they confer?"
(p. 67) Since his attempt to answer the first
of these questions captures the most interesting
and novel aspects of Gray's theory, it is
worth considering in detail.
Gray's account of what qualia do begins with
an account of what they do not do. Intuition
strongly suggests that qualia affect online
behavior; seeing a tennis ball causes one
to swing one's racket; burning sensations
cause one to retract one's hand from the
flame; feelings of thirst cause one to drink.
Some philosophers find this intuition so
compelling that they reject any theory that
denies it (e. g. Davidson, 1970). Gray claims,
however, that qualia do not affect online
behavior. He cites three results
(which are more controversial than he acknowledges)
to support this counter-intuitive claim.
First, qualia arise too slowly to affect
rapid responses. Creating a visual percept,
for example, takes time-about 250 milliseconds
from retinal stimulation to conscious perception.
Performing many online activities, such as
returning a fast serve in tennis, requires
initiating a motor program more quickly than
250 milliseconds after our sensory apparatus
receives relevant stimuli. So, performing
such activities requires initiating the motor
program before consciousness occurs. One
might protest that such fast-paced activities-where
milliseconds matter-are atypical, and thus,
this example is insignificant. Supposing
that the facts are correct, however, Gray's
example minimally reveals that intuitions
about the causal efficacy of qualia sometimes
mislead us; for, we intuit that our conscious
percept affects our online racket swing,
but it does not.
Second, we are wired to behave without qualia.
The retina sends information to the brain
along several distinct channels. Following
Milner and Goodale (1995), Gray thinks of
these channels as constituting distinct visual
systems. Importantly for Gray, the system
that leads to online behavior (the dorsal
stream) is distinct from the system that
leads to visual qualia (the ventral stream).
Accordingly, visual qualia plausibly play
no role in affecting online behavior, which
is caused, instead, by the dorsal stream.
Gray supposes that all senses resemble vision
in this regard, and thus, concludes that
no qualia affect online behavior.
Third, we become aware of willing an action
only after the unconscious brain causes it.
Libet (1986) famously found that subjects
show a readiness potential for a 'willed'
behavior before they report becoming aware
of willing that behavior. This suggests that
the unconscious brain causes behavior independently
of our conscious sensation of willing.
How does the unconscious brain accomplish
so much? Gray thinks that most behavior is
caused by servomechanisms. A thermostat is
a simple servomechanism. A thermostat represents
both actual temperature and desired temperature
(forgive the personification). When the two
diverge, it signals the heater. The thermostat
subsequently receives new stimulus from the
environment and changes its representation
of actual temperature accordingly. When the
actual and desired temperatures converge,
the thermostat no longer signals the heater.
Our brains, thinks Gray, include a wide array
of servomechanisms that represent our actual
and desired environments, and produce most
of our behavior as a result of divergences.
It is these mechanisms that lead us to return
fast serves, pull our hands from flames,
and drink when parched.
Given that unconscious servomechanisms account
for online behavior, what do qualia do? Gray
thinks that qualia allow the unconscious
brain to detect errors in servomechanisms'
functioning. What sort of error is detected?
A thermostat could be designed with an error
detector. The detector would expect the thermostat
to read a higher temperature after it signals
the heater. If the thermostat's assessment
of the temperature does not change, the detector
concludes that error has occurred. For ease
of presentation, suppose that the error results
from the thermostat misreading the new environment.
The error detector would adjust the thermostat's
mechanism for representing the environment
accordingly. Because the error detector detects
and corrects error only after the thermostat's
initial temperature reading and after the
heater is signaled and reacts, the error
detection is 'late'.
Unless our servomechanisms are infallible,
in order for us to function effectively,
we must be equipped with a similar late error
detector. Something in us must be able to
recognize when servomechanisms function poorly
and alter them accordingly, by changing the
servomechanism's assessment of what environmental
conditions a stimulus indicates, of what
environmental conditions are desirable, or
of what output (to, for example, motor programs)
produces convergence. Something in us also
must be able to reject a servomechanism's
reading of the environment when that reading
conflicts with readings from other servomechanisms.
Performing either task requires a mechanism
for comparing expected stimulus to actual
stimulus (both within and across servomechanisms).
One might expect Gray to proceed by claiming
that consciousness provides the mechanism
for late error detection. He claims, instead,
that consciousness provides a medium in which
the unconscious brain can perform such detection.
He explains this claim with an analogy,
Suppose that I am in St. Marks Square in
Venice and have sufficient artistic talent
. . . to make a passable sketch of it. Later,
I use the sketch as an aid to recall St.
Marks. Thus the sketch expands my capacity
to remember-a causal effect. But the sketch
clearly doesn't have this causal effect in
its own right. The sketch is made by the
brain . . . and later used by the brain.
All the causal mechanisms lie in the brain.
Still, any full description of the causal
chain that leads to my recall of St. Marks
must include an account of the role played
by the sketch. (p. 109)
Just as Gray uses his sketch as a memory
aid, the unconscious brain uses consciousness
as a display of the recent past. Just as
Gray's sketch does not cause him to remember,
consciousness does not cause the unconscious
brain to adjust servomechanisms. But just
as Gray's sketch plays a role in his remembering,
so too consciousness plays a role in allowing
the unconscious brain to adjust servomechanisms.
Specifically, consciousness allows the unconscious
brain to recognize that error has occurred
such that it can adjust servomechanisms effectively.
What makes consciousness the right candidate
for this task? Gray thinks that consciousness
possesses several relevant features, including
the following two. First, whereas servomechanisms
track rapid changes in the environment, qualia
model the environment's relatively enduring
and stable features-which explains why consciousness
occurs so slowly: building such an abstract
model takes time. Accordingly, consciousness
preserves (and replays) the past and thereby
creates a medium for comparison of expectations
with actualities; by creating a record of
past stimuli and behaviors, consciousness
creates a medium in which the unconscious
brain can compare servomechanisms' current
inputs with the inputs that would be expected
given their past inputs and outputs. Second,
whereas servomechanisms are isolated from
one another, consciousness integrates information
from all servomechanisms, and thus, the conclusions
of various servomechanisms also can be compared.
Gray's argument, then, is rather simple.
Given our fallibility, we must have a mechanism
for late error detection. This mechanism
can function properly only with the aid of
a model of the enduring features of the world
that inter alia integrates information from
various sensory modalities. Consciousness
provides this model. So, consciousness functions
as a display medium that allows the unconscious
brain to perform late error detection by
comparing expectations to actualities.
2. Late Error Detection and the Hard Problem
This account of qualia qua medium for late
error detection could solve (or at least
address) the traditional Hard Problem in
either of two ways, through an appeal to
selective fitness or through an appeal to
philosophical functionalism. First, given
two suppositions about consciousness and
selective fitness, this account explains
why consciousness exists. Suppose first that
we would not survive if we could not perform
late error detection. Suppose next that only
consciousness could possess the features
required of the model. It follows that consciousness
is a necessary condition for survival, and
thus, its existence should not be surprising.
Gray, however, denies the second supposition
as implausibly strong.
Second, this account solves the traditional
Hard Problem if qualia are identical with
functions-for, by explaining why the functions
exists and which functions constitute qualia,
Gray would thereby explain why qualia exist.
Gray, however, rejects the claim that qualia
are identical with functions. Specifically,
he rejects the implication that each type
of conscious state is identical with a type
of functional state. Synaesthetes, he notes,
can instantiate the same conscious state
type without instantiating the same functional
state type. In certain synaesthetes, a yellow
quale can be caused either by seeing a ripe
banana or by hearing a middle C. Depending
on which stimulus causes the quale, moreover,
the synaesthete reacts to it in quite different
ways. Accordingly, the synaesthete can instantiate
a single conscious state type without instantiating
the same functional state type. Thus, conscious
states are not identical with functional
states. (Of course, a functionalist could
deny the claim that synaesthetes experience
the same qualia in the two functional states,
or they could adopt a supervenient form of
functionalism.)
Since Gray rejects the claim that only consciousness
could provide a model for late error detection,
his recognizing that consciousness provides
this model does not explain why consciousness
exists-at least, not for him. Since Gray
rejects the claim that conscious states are
identical with functional states, his finding
the proper function of consciousness does
not explain why consciousness exists-again,
at least, not for him. But Gray does little
more vis-à-vis the Hard Problem than identify
this function of consciousness. So, although
Gray situates his theory against the background
of the Hard Problem, it does not solve the
Hard Problem.
Gray, in fact, accepts that his work does
not solve the Hard Problem. He insists, however,
that recognizing the function of consciousness
constitutes creeping up on the Hard Problem.
One can think about Gray's insistence in
either of two ways. First, the less generous
reader will conclude that Gray has confused
the traditional Hard Problem with easy problems.
Second, the more generous reader will search
for a way in which Gray's theory helps us
creep on the traditional Hard Problem. Although
relevant obscurities are the weakest aspect
of Gray's book, I favor the generous reading.
There are, however, two prima facie compelling
reasons to think that Gray has confused the
Hard Problem with easy problems. First, a
literal interpretation of Gray's formulation
of the Hard Problem, which asks 'how does
the brain create qualia?' (p. 301), invites
primarily easy problems. Second, while identifying
the function of consciousness clearly addresses
easy problems, it is not clear that it helps
to explain why qualia exist. Both of these
claims must be dismissed before endorsing
the generous reading.
According to Gray, explaining how the brain
creates qualia solves the scientific version
of the Hard Problem. If Gray is right to
call this 'a version of the Hard Problem',
then explaining how the brain creates qualia
also explains (or at least addresses) why
there is something it is like to execute
certain functions (or to be in certain neural
states) or why specific functions (or neural
states) produce specific qualia. But this
consequent is prima facie implausible-explaining
how rarely explains why, answering questions
about mechanism rarely satisfies philosophical
concerns. Gray, moreover, never explicitly
considers the relation between his version
of the Hard Problem and Chalmers', except
to claim that the former is a version of
the latter.
Several aspects of Gray's work suggest, nevertheless,
that, for Gray, explaining how the brain
creates qualia requires explaining why the
brain creates qualia. For example, unlike
many neuropsychologists, he does not think
that finding the neural correlates of consciousness
(thereby) explains how the brain creates
qualia, even given the supposition that these
neural correlates cause qualia. What more
would explaining how the brain creates qualia
require? Gray seems to think that it requires
explaining both why these neural states,
as opposed to other neural states or automobiles,
produce qualia, and why particular neural
states produce particular qualia. These explanations
clearly would address the traditional Hard
Problem.
Gray's dedicated review of Stuart Hameroff
and Roger Penrose's quantum-consciousness
theory supports this assessment. Although
Gray concludes that their theory is likely
inaccurate, he thinks that it is the only
current scientific theory with the resources
required to explain how the brain creates
qualia. What resources does this theory possess
uniquely? To oversimplify, by placing (proto-)
qualia at the fundamental level of the universe,
this theory can explain how qualia appear
at the top. Philosophers
(e. g. Russell, 1927) have long recognized
this as a way to explain not merely how the
brain creates qualia but also why the brain
creates qualia.
If, however, we accept that Gray intends
for his scientific Hard Problem to resemble
Chalmers' traditional Hard Problem, the second
concern arises; that is, while identifying
the function of consciousness clearly addresses
easy problems, it is not clear that it helps
to explain why qualia exist. How might identifying
the function of consciousness address the
traditional Hard Problem? Gray could have
argued that, even though other aspects of
our brain could have provided a medium for
the unconscious brain to perform late error
detection, they did not, and thus, qualia
exist because they perform this function.
Alternatively, he could have argued that
identifying the function of conscious provides
a necessary background for scientific investigations
of qualia: for, investigations of the Hard
Problem include study of the phenomena that
create it, qualia; plausibly, scientists
can investigate qualia most effectively indirectly,
by studying its functional (or neural) correlates;
so, scientific investigation of the Hard
Problem presupposes identification of the
function of consciousness. Gray, however,
does not pursue either possibility, both
of which would require significant development.
Instead, Gray simply insists that finding
the function of and consequent survival value
for qualia constitutes creeping up on the
Hard Problem. Although many readers
(including me) will share this intuition,
Gray's work would have benefited from a thorough
exploration of this claim.
In the end, readers must decide for themselves
both how Gray's scientific Hard Problem relates
to its traditional counterpart and which
aspects of Gray's work address which of the
many problems of consciousness. Whatever
one decides, she will enjoy and benefit from
reading Consciousness: Creeping up on the
Hard Problem.
References Chalmers, D. 1996. The Conscious
Mind: In Search of a Fundamental Theory.
New York: Oxford University Press.
Davidson, D. 1970. Mental Events. In D. Rosenthal
(Ed.) The Nature of Mind. (p. 247-256). New
York: Oxford University Press.
Milner, D. & Goodale, M. 1995. The Visual
Brain in Action. Oxford: Oxford University
Press.
Russell, B. 1927. An Analysis of Matter.
New York: Routledge
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