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Evans Experientialism
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Roland Barthes is a key figure in international intellectual life. He is one of the most important intellectual figures to have emerged in postwar France and his writings continue to have an influence on critical debates today. When he died in 1981, he left a body of major work but, as many of his friends and his admirers claimed, with still more important work to come. I can't possible hope to do justice to the diversity of his various writings here - I can only point you in the direction of Culler (1983), Moriarty (1991) and Rylance (1994) where you will find good accounts of his career - so I will plunge straightaway into a discussion of Mythologies, which is one of his earliest and most widely-read works. Mythologies is one of Barthes's most popular works because in it we see the intellectual as humourist, satirist, master stylist and debunker of the myths that surround us all in our daily lives. |
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The formal description of sets of words beyond
the level of the sentence (what we call for
convenience discourse) is not a modern development:
from Gorgias to the nineteenth century, it
was the special concern of traditional rhetoric.
Recent developments in the science of language
have nonetheless endowed it with a new timeliness
and new methods of analysis: a linguistic
description of discourse can perhaps already
be envisaged at this stage; because of its
bearings on literary analysis (whose importance
in education is well known) it is one of
the first assignments for semiology to undertake. This second level of linguistics, which must
look for the universals of discourse (if
they exist) under the form of units and general
rules of combination, must at the same time
obviously give an answer to the question
whether structural analysis is justified
in retaining the traditional typology of
discourses; whether it is fully legitimate
to make a constant opposition between the
discourses of poetry and the novel, the fictional
narrative and the historical narrative. It
is the last point which gives rise to the
reflections set down here. Does the narration
of past events, which, in our culture from
the time of the Greeks onwards, has generally
been subject to the sanction of historical
'science', bound to the unbending standard
of the 'real', and justified by the principles
of 'rational' exposition - does this form
of narration really differ, in some specific
trait, in some indubitably distinctive feature,
from imaginary narration, as we find it in
the epic, the novel, and the drama? And if
this trait or feature exists, then in what
level of the historical statement must it
be placed?(1) In order to suggest a reply
to this question, we shall here be looking,
in a free and far from exhaustive fashion,
at the discourse of a number of great classic
historians: Herodotus, Machiavelli, Bossuet
and Michelet.
I. THE ACT OF UTTERING
First of all, we may ask under what conditions
the classic historian is enabled -or authorized
- himself to designate, in his discourse,
the act by which he promulgates it. In other
words, what, on the level of discourse -
and not of language, are the shifters (in
Jakobson's sense of the term)(2) which assure
the transition from the utterance to the
act of uttering (or vice versa) ?
It would appear that historical discourse
involves two regular types of shifters. The
first type comprises what we might call the
shifters of listening. This category has
been identified by Jakobson, on the level
of language, with the term testimonial, according
to the formula CeCa1/Caa2: in addition to
the event reported (Ce), discourse mentions
at the same time the act of the informer
(Ca1), and the speech of the utterer which
is related to it (Ca2). This form of shifter
thus designates any reference to the historian's
listening, collecting testimony from elsewhere
and telling it in his own discourse. Listening
made explicit represents a choice, for it
is possible not to refer to it at all; it
brings the historian closer to the anthropologist,
in so far as he mentions the source of his
information. Thus we find an abundant use
of this shifter of listening among historian/anthropologists
like Herodotus. The forms vary: they range
from phrases of the type of as I have heard,
or to my knowledge, to the historian's use
of the present tense which testifies to the
intervention of the utterer, and to any mention
of the historian's personal experience. Such
is the case with Michelet, who 'listens to'
the History of France as a result of an overwhelming
personal experience (of the Revolution of
July 1830)and takes account of this in his
discourse. The listening shifter is obviously
not distinctive to historical discourse:
it is found frequently in conversation, and
in certain expository devices used in the
novel (such as anecdotes which are taken
from fictional sources of information mentioned
in the text).
The second type of shifter comprises all
the explicit signs whereby the utterer -
in this case, the historian - organizes his
own discourse, taking up the thread or modifying
his approach in some way in the course of
narration: that is to say, where he provides
explicit points of reference in the text.
This is an important type of shifter, and
there can be many different ways of 'organizing'
discourse accordingly; but these different
instances can all be subsumed under the principle
that each shifter indicates a movement of
the discourse in relation to its matter,
or more precisely a movement in relation
to the sequence of its matter, rather like
the operation of the temporal and locational
deictics 'here is/there is'. Thus we can
cite as cases where the shifter affects the
flow of utterances: the effect of immobility
(comme nous l'avons dit plus haut), that
of returning to an earlier stage (altius
repetere, replicare da piu alto luogo), that
of coming back again (ma ritornando all'ordine
nostro, dico come. . . ), that of stopping
dead (sur lui, nous n'en dirons pas plus),
and that of announcing (voici les autres
actions dignes de memoire qu'il fit pendant
son regne). The organizing shifter poses
a problem which is worthy of attention, though
it can only be lightly indicated here: this
is the problem arising from the coexistence,
or to be more exact the friction between
two times - the time of uttering and the
time of the matter of the utterance. This
friction gives rise to a number of important
factors in historical discourse, of which
we shall mention three. The first relates
to the many ways of producing the phenomenon
of acceleration in a historical account:
an equal number of pages (if such be the
rough measure of the time of uttering) can
cover very different lapses of time (the
time of matter of the utterance). In Machiavelli's
History of Florence the same measure (a chapter)
covers in one instance a number of centuries,
and in another no more than two decades.
The nearer we are to the historian's own
time, the more strongly the pressure of the
uttering makes itself felt, and the slower
the history becomes. There is no such thing
as isochrony - and to say this, is to attack
implicitly the linearity of the discourse
and open it up to a possible 'paragrammatical'
reading of the historical message.(3) The
second point also reminds us, in its we,
that this type of discourse - though linear
in its material form - when it is face to
face with historical time, undertakes (so
it would appear the role of amplifying the
depth of that time. We become aware of what
we might call a zig-zag or saw-toothed history.
A good example i Herodotus, who turns back
to the ancestors of a newcomer, and the returns
to his point of departure to proceed a little
further -and the starts the whole process
all over again with the next newcomer. Finally
there is a third factor in historical discourse
which is of the utmost importance, one which
bears witness to the destructive effect organizing
shifters as far as the chronological time
of the history concerned. This is a question
of the way historical discourse is inaugurated,
of the place where we find in conjunction
the beginning of the matter of the utterance
and the exordium of the uttering.(4) Historical
discourse is familiar with two general types
of inauguration in the first place, there
is what we might call the performative opening
for the words really perform a solemn act
of foundation; the model for this is poetic,
the I sing of the poets. So Joinville begins
his history with a religious invocation (Au
nom de Dieu le tout-puissant, je, Jehan,
sire, Joinville, fais ecrire la vie de nostre
Saint roi Louis), and even the socialist
Louis Blanc does not disdain the purificatory
introit, (5) so evident is it that the beginnings
of speech always carry with them a kind of
difficulty, perhaps even a sacred character.
Then there is a much more commonly found
element, the Preface, which is an act of
uttering characterized such, whether prospectively
in so far as it announces the discourse come,
or retrospectively in that it embodies a
judgement on the discourse. (Such is the
case with the Preface which Michelet wrote
to crown his History of France, once it had
been completely written and published.) Bearing
in mind these different elements, we are
likely to conclude that the entry of the
act of uttering into the historical utterance,
through these organizing shifters, is directed
less towards offering the historian a chance
of expressing his 'subjectivity', as is commonly
held, than to 'complicating' the chronological
time of history by bringing it up against
another time, which is that of the discourse
itself and could be termed for short the
'paper-time'. To sum up, the presence in
historical narration of explicit signs of
uttering would represent an attempt to 'dechronologize'
the 'thread' of history and to restore, even
though it may merely be a matter of reminiscence
or nostalgia, a form of time that is complex,
parametric and not in the least linear: a
form of time whose spatial depths recall
the mythic time of the ancient cosmogonies,
which was also linked in its essence to the
words of the poet and the soothsayer. Organizing
shifters bear witness, in effect -- though
they do so through indirect ploys which have
the appearance of rationality - to the predictive
function of the historian. It is to the extent
that he knows what has not yet been told
that the historian, like the actor of myth,
needs to double up the chronological unwinding
of events with references to the time of
his own speech.
The signs (or shifters) which have just been
mentioned bear solely on the very process
of uttering. There are other signs which
refer no longer to the act of uttering, but
to what ]akobson calls its protagonists (Ta):
the receiver and the sender. It is a fact
worthy of note, and somewhat mysterious at
the same time, that literary discourse very
rarely carries within it the signs of the
'reader'. Indeed we can say that its distinctive
trait is precisely that it is - or so it
would appear - a discourse without the pronoun
'you', even though in reality the entire
structure of such a discourse implies a reading
'subject'. In historical discourse, the signs
of the receiver are usually absent: they
can be found only in cases where History
is offered as a lesson, as with Bossuet's
Universal History, a discourse which is explicitly
addressed by the tutor to his pupil, the
prince. Yet in a certain sense, this schema
is only possible to the extent that Bossuet's
discourse can be held to reproduce by homology
the discourse which God himself holds with
men - precisely in the form of the History
which he grants to them. It is because the
History of men is the Writing of God that
Bossuet, as the mediator of this writing,
can establish a relationship of sender and
receiver between himself and the young prince.
Signs of the utterer (or sender) are obviously
much more frequent. Here we should class
all the discursive elements through which
the historian - as the empty subject of the
uttering - replenishes himself little by
little with a variety of predicates which
are destined to constitute him as a person,
endowed with a psychological plenitude, or
again (the word hasa precious figurative sense)
to give him countenance.(6) We can mention
at this point a particular form of this 'filling'
process, which is moredirectly associated
with literary criticism. This is the case
where the utterer means to 'absent himself'
from his discourse, and where there is in
consequence a systematic deficiency of any
form of sign referring to the sender of the
historical message. The history seems to
be telling itself all on its own. This feature
has a career which is worthy of note, since
it corresponds in effect to the type of historical
discourse labelled as 'objective' (in which
the historian never intervenes). Actually
in this case, the utterer nullifies his emotional
persona, but substitutes for it another persona,
the 'objective' persona. The subject persists
in its plenitude, but as an objective subject.
This is what Fustel de Coulanges referred
to significantly (and somewhat naively) as
the 'chastity of History'. On the level of
discourse, objectivity - or the deficiency
of signs of the utterer - thus appears as
a particular form of imaginary projection,
the product of what might be called the referential
illusion, since in this case the historian
is claiming to allow the referent to speak
all on its own. This type of illusion is
not exclusive to historical discourse. It
would be hard to count the novelists who
imagined - in the epoch of Realism - that
they were 'objective' because they suppressed
the signs of the 'I' in their discourse!
Today linguistics and psychoanalysis have
made us much more lucid with regard to privative
utterances: we know that absences of signs
are also in themselves significant.
To bring this section which deals with the
act of uttering to a close, we should mention
the special case - foreseen by Jakobson and
placed within his lattice of shifters, on
the linguistic level - when the utterer of
the discourse is also at the same time a
participant in the process described in the
utterance, when the protagonist of the utterance
is the same as the protagonist of the act
of uttering (Te/Ta): that is, when the historian,
who is an actor with regard to the event,
becomes its narrator, as with Xenophon, who
takes part in the retreat of the Ten Thousand
and subsequently becomes its historian. The
most famous example of this conjunction of
the I in the utterance and the I in the act
of uttering is doubtless the he of Caesar's
Gallic War. This celebrated he belongs to
the utterance; when Caesar explicitly undertakes
the act of uttering he passes to the use
of we (ut supra demonstravimus). Caesar's
he appears at first sight to be submerged
amid the other participants in the process
described, and on this count has been viewed
as the supreme sign of objectivity. And yet
it would appear that we can make a formal
distinction which impugns this objectivity.
How ? By making the observation that the
predicates of Caesar's he are constantly
pre-selected: this he can only tolerate a
certain class of syntagmas, which we could
call the syntagmas of command (giving orders,
holding court, visiting, having things done,
congratulating, explaining, thinking). The
examples are, in effect, very close to certain
cases of the performative, in which speech
is inextricably associated with action. Other
instances can be found for this he who is
both a past actor and a present narrator
(particularly in Clausewitz). They show that
the choice of an apersonal pronoun is no
more than a rhetorical alibi, and that the
true situation of the utterer is clear from
the choice of syntagmas with which he surrounds
his past actions.
II. THE UTTERANCE
It should be possible to break down the historical
utterance into units of content, which can
then be classified. These units of content
represent what is spoken of in the history;
in so far as they are signifieds, they are
neither the pure referent nor the discourse
as a whole: their wholeness is constituted
by the referent inasmuch as it has been broken
down, named and rendered intelligible, but
not yet made subject to a syntax. We shall
not attempt to go deeply into the investigation
of these classes of units in this article.
Such an effort would be premature. We shall
confine the discussion to a few preliminary
remarks.
The historical utterance, just like the utterance
in sentence form, involves both 'existents"
end 'occurrents', that is beings or entities,
and their predicates. Now an initial examination
enables us to foresee that both of these
categories, in their different ways, can
form lists that are to a certain extent closed,
and therefore accessible to comprehension:
in a word, they can form collections, whose
units end up by repeating themselves, in
combinations that are obviously subject to
variation. Thus, in Herodotus, the existents
can be reduced to dynasties, princes, generals,
soldiers, peoples, and places, and the occurrents
to actions like laying waste, putting into
slavery, making alliances, organizing expeditions,
reigning, using stratagems, consulting oracles
etc. These collections, in so far as they
are (to a certain extent) closed, should
observe certain rules of substitution and
transformation and it ought to be possible
to structure them - a task which is obviously
more or less easy according to the historian.
The units found in Herodotus, for example,
depend largely on a single lexicon, which
is that of war. It would be an interesting
question to investigate whether, for more
modern historians, we should expect to find
more complex associations of different lexicons,
and whether, even in this case, historical
discourse would not turn out to be based,
in the last resort, on strong collections
(it is preferable to talk of collections,
rather than of lexicons, since here we are
discussing only the level of the content).
Machiavelli seems to have had an intuitive
understanding of this type of structure:
at the beginning of the History of Florence,
he presents his 'collection', that is to
say the list of juridical, political and
ethnic objects which will subsequently be
mobilized and set in combination in his narrative.
In the case of less well defined collections
(in historians who are less archaic than
Herodotus), the units of content may nonetheless
receive a strong structuring which derives
not from the lexicon, but from the personal
thematic of the author. These (recurrent)
thematic objects are numerous in the case
of a Romantic author like Michelet, but we
can also find them without any difficulty
in authors who are reputedly more intellectual.
In Tacitus, fama is such a personal unit,
and Machiavelli establishes his history on
the thematic opposition between mantenere
(a verb which refers to the basic energy
of the statesman) and ruinare (which, by
contrast, implies the logic of affairs in
a state of decline).(7) It goes without saying
that, by means of these thematic units, which
are most often imprisoned within a single
word, we can find units of the discourse (and not of the content alone). So we come
to the problem of the naming of historical
objects. The word can convey with economy
a situation or a sequence of actions; it
aids structuring to the extent that, when
it is projected on to the level of content,
it forms in itself a small-scale structure
So it is with Machiavelli's use of the conspiracy
to save having to make fully explicit a complex
datum, which designates the sole possibility
of struggle remaining when a government has
vanquished every form of opposition that
can be displayed in the open. The very act
of naming, which enables the discourse to
be strongly articulated, is a reinforcement
of its structure. Strongly structured histories
are histories which give an important place
to the substantive: Bossuet, for whom the
history of men is structured by God, makes
abundant use of substantives in sequence
as a short-cut.(8)
These remarks are just as applicable to the
occurrents as to the existents. The processes
of history in themselves (however they happen
to be developed through the use of terminology)
pose an interesting question- among so many
others, that of their status. The status
of a process may be affirmative, negative
or interrogative. But the status of historical
discourse is uniformly assertive, affirmative.
The historical fact is linguistically associated
with a privileged ontological status: we
recount what has been, not what has not been,
or what has been uncertain. To sum up, historical
discourse is not acquainted with negation
(or only very rarely, in exceptional cases).
Strangely enough, but significantly, this
fact can be compared with the tendency which
we find in a type of utterer who is very
different from the historian: that is, the
psychotic, who is incapable of submitting
an utterance to a negative transformation.(9)
We can conclude that, in a certain sense,
'objective' discourse (as in the case of
positivist history) shares the situation
of schizophrenic discourse. In both cases,
there is a radical censorship of the act
of uttering (which has to be experienced
for a negative transformation to take place),
a massive flowing back of discourse in the
direction of the utterance and even (in the
historian's case) in the direction of the
referent: no one is there to take responsibility
for the utterance.
To introduce another aspect, an essential
aspect, of the historical utterance, we must
turn to the classing of units of content,
and the way in which they fall into succession.
As far as a preliminary sample seems to indicate,
classes of this kind are the very same as
we have claimed to discover in the fictional
narrative.(10) The first class comprises
all the segments of the discourse which lead
back to an implicit signified, through the
process of metaphor; so we have Michelet
describing the motley clothing, the garbling
of coats of arms and the mixture of architectural
styles, at the outset of the fifteenth century,
as so many signifiers of a single signified,
which is the disintegration of morality at
the close of the Middle Ages. This particular
class is therefore one of indices, or more
exactly of signs (and it is a class very
frequently found in the classic novel). The
second class of units is formed by the fragments
of discourse which are rational, or syllogistic
by nature: it would perhaps be more accurate
to call them enthymematic, since it is almost
always a case of syllogisms which are approximate,
or incomplete. (11) Enthymemes are not exclusive
to historical discourse; they occur frequently
in the novel, where bifurcations in the anecdote
are generally justified in the eyes of the
reader by pseudo-reasonings of a syllogistic
type. The enthymeme confers upon historical
discourse a non-symbolic intelligibility,
and for this reason it deserves attention.
Does it still exist in historical studies,
where the discourse attempts to break with
the class Aristotelian model? Lastly, there
is a third class of units - which is no means
the least important - comprising what we
have tended to call, after Propp, the 'functions'
of the narrative, or the cardinal points
whence the anecdote may adopt a different
course. These functions grouped together:
they may be syntagmatically grouped in a
closed succession, with a high degree of
logical entailment or sequential order. Thus,
in Herodotus, we can find on more than one
occasion an Oracle sequence, composed of
three terms, each of which presents an alternative
(to consult or not, to answer or not, to
follow or not); these may separated one from
the other by other units which are foreign
to sequence. The foreign units are either
the terms of another sequence, in which case
the schema is one of imbrication; or they
are minor expansions (items of information,
indices), in which case the schema as a catalyst
which fills the interstices between the core
elements.
To generalize - perhaps unwarrantably - from
these few remark the structure of the utterance,
we may offer the suggestion that historical
discourse oscillates between two poles, according
to whether it is indices or functions that
predominate. When the indexical units predominate
in a historian (testifying at every moment
to an implicit signified), his is drawn towards
a metaphorical form and borders upon the
lyrical and symbolic. This is the case, for
example, with Michelet. When, by contrast,
it is the functional units which predominate,
History takes on a metonymic form and becomes
a close relation of the epic. An example
of this tendency can be found in the narrative
history of Augustin Thierry. There exists,
it is true, yet another form of History:
the History which tries to reproduce in the
structure of the discourse the structure
of the choices lived through by the protagonists
of the process described. Here reasoning
is dominant; the history is a reflexive one,
which we might also call strategic history,
and Machiavelli would be its best demonstration.
III. SIGNIFICATION
For History not to signify, discourse must
be confined to a pure, unstructured series
of notations. This is the case with chronologies
and annals (in the pure sense of the term).
In the fully formed (or, as we say, 'clothed')
historical discourse, the facts related function
inevitably either as indices, or as core
elements whose very succession has in itself
an indexical value. Even if the facts happen
to be presented in an anarchic fashion, they
still signify anarchy and to that extent
conjure up a certain negative idea of human
history.
The signifieds of historical discourse can
occupy at least two different levels. First
of all, there is the level which is inherent
to the matter of the historical statement.
Here we would cite all the meanings which
the historian, of his own accord, gives to
the facts which he relates (the motley costumes
of the fifteenth century for Michelet, the
importance of certain conflicts for Thucydides).
Into this category also fall the moral or
political 'lessons' which the narrator extracts
from certain episodes (in Machiavelli, or
Bossuet). If the lesson is being drawn all
the time, then we reach a second level, which
is that of the signified transcending the
whole historical discourse, and transmitted
through the thematic of the historian - which
we can thus justifiably identify as the form
of the signified. So we might say that the
very imperfection of the narrative structure
in Herodotus (the product of a number of
series of facts without conclusion) refers
in the last instance to a certain philosophy
of history, which is the submission of the
world of men to the workings of the divine
law. In the same way in Michelet, we can
find that particular signifieds have been
structured very strongly, and articulated
in the form of oppositions (antitheses on
the level of the signifier), in order to
establish the ultimate meaning of a Manichean
philosophy of life and death. In the historical
discourse of our civilization, the process
of signification is always aimed at 'filling
out' the meaning of History. The historian
is not so much a collector of facts as a
collector and relater of signifiers; that
is to say, he organizes them with the purpose
of establishing positive meaning and filling
the vacuum of pure, meaningless series.
As we can see, simply from looking at its
structure and without having to invoke the
substance of its content, historical discourse
is in its essence a form of ideological elaboration,
or to put it more precisely, an imaginary
elaboration, if we can take the imaginary
to be the language through which the utterer
of a discourse (a purely linguistic entity)
'fills out' the place of subject of the utterance
(a psychological or ideological entity).
We can appreciate as a result why it is that
the notion of a historical ' fact' has often
aroused a certain degree of suspicion in
various quarters. Nietzsche said in his time:
'There are no facts in themselves. It is
always necessary to begin by introducing
a meaning in order that there can be a fact.'
From the moment that language is involved
(and when is it not involved?), the fact
can only be defined in a tautological fashion:
what is noted derives from the notable, but
the notable is only - from Herodotus onwards,
when the word lost its accepted mythic meaning
what is worthy of recollection, that is to
say, worthy of being noted. thus arrive at
the paradox which governs the entire question
of the distinctiveness of historical discourse
(in relation to other types discourse). The
fact can only have a linguistic existence,
as a term in a discourse, and yet it is exactly
as if this existence were merely the 'copy',
purely and simply, of another existence situated
in the extra structural domain of the 'real'.
This type of discourse is doubtless the only
type in which the referent is aimed for as
something external the discourse, without
it ever being possible to attain it outside
the discourse. We should therefore ask ourselves
in a more searching way what place the 'real'
plays in the structure of the discourse.
Historical discourse takes for granted, so
to speak, a double operation which is very
crafty. At one point (this break-down is
of course only metaphorical) the referent
is detached from the discourse, becomes external
to it, its founding and governing principle:
this is the point of the res gestae, when
the discourse offers itself quite simply
as historia rerum gestarum. But at a second
point, it is the signified itself which forced
out and becomes confused with the referent;
the referent enters into a direct relation
with the signifier, and the discourse, solely
charged with expressing the real, believes
itself authorized to dispense with the fundamental
term in imaginary structures, which is the
signified. As with any discourse which lays
claim to 'realism', historical discourse
on admits to knowing a semantic schema with
two terms, the referent and the signifier;
the (illusory) confusion of referent and signified
is, as know, the hallmark of auto-referential
discourses like the performative. We could
say that historical discourse is a fudged
up performative, which what appears as statement
(and description) is in fact no more than
the signifier of the speech act as an act
of authority.(12)
In other words, in 'objective' history, the
'real' is never more than an unformulated
signified, sheltering behind the apparently
all-powerful referent. This situation characterizes
what we might call the realistic effect.
The signified is eliminated from the 'objective'
discourse, and ostensibly allows the 'real'
and its expression to come together, and
this succeeds in establishing a new meaning,
on the infallible principle already stated
that any deficiency of elements in a system
is in its' significant. This new meaning
- which extends to the whole of historical
discourse and is its ultimately distinctive
property - is the real in itself surreptitiously
transformed into a sheepish signified. Historical
discourse does not follow the real, it can
do no more than signify the real, constantly
repeating that it happened, without this
assertion amounting to anything but the signified
'other side' of the whole process of historical
narration.
The prestige attached to it happened has
important ramifications which are themselves
worthy of historical investigation. Our civilization
has a taste for the realistic effect, as
can be seen in the development of specific
genres like the realist novel, the private
diary, documentary literature, news items,
historical museums, exhibitions of old objects
and especially in the massive development
of photography, whose sole distinctive trait
(by comparison with drawing) is precisely
that it signifies that the event represented
has really taken place.(13) When the relic
is secularized, it loses its sacred character,
all except for that very sacredness which
is attached to the enigma of what has been,
is no longer, and yet offers itself for reading
as the present sign of a dead thing. By contrast,
the profanation of relics is in fact a destruction
of the real itself, which derives from the
intuition that the real is never any more
than a meaning, which can be revoked when
history requires it and demands a thorough
subversion of the very foundations of civilized
society.(14)
History's refusal to assume the real as signified
(or again, to detach the referent from its
mere assertion) led it, as we understand,
at the privileged point when it attempted
to form itself into a genre in the nineteenth
century, to see in the 'pure and simple'
relation of the facts the best proof of those
facts, and to institute narration as the
privileged signifier of the real. Augustin
Thierry became the theoretician of this narrative
style of history, which draws its 'truth'
from the careful attention to narration,
the architecture of articulations and the
abundance of expanded elements (known, in
this case, as 'concrete details').(15) So
the circle of paradox is complete. Narrative
structure, which was originally developed
within the cauldron of fiction (in myths
and the first epics) becomes at once the
sign and the proof of reality. In this connection,
we can also understand how the relative lack
of prominence (if not complete disappearance)
of narration in the historical science of
the present day, which seeks to talk of structures
and not of chronologies, implies much more
than a mere change in schools of thought.
Historical narration is dying because the
sign of History from now on is no longer
the real, but the intelligible.
NOTES
'Le discours de l'histoire' was first published
in Social Science Information (1967). See
also the translation by Peter Wexler in Michael
Lane, ed., Structuralism: A Reader(London,
1970), pp. 145-55.
1. Translator's note: Barthes makes frequent
use in this essay of the linguistic terms:
enonciation/enonce. While the latter denotes
a statement or proposition, the former is
used to designate the act of making the statement
or proposition, in speech or writing. Since
this distinction is central to Barthes' purpose,
and cannot easily be conveyed in any other
way, I have used the two terms: act of uttering/utterance.
2. R. Jakobson, Essais de linguistique generale
(Paris, 1963), Ch. 9.
3. Following Julia Kristeva, we designate
by the term 'paragrammatism' (which is derived
from the anagrams of Saussure) forms of double
writing, which involve a dialogue of the
text with other texts, and call for a new
logic (Julia Kristeva 'Bakhtine, le mot,
le dialogue et le roman', Critique, 239 (April
1967), 438-65).
4. The exordium (in any form of discourse)
poses one of the most interesting problem
in rhetoric, to the extent that it is a codification
of ways of breaking silence and combats aphasia.
5. 'Avant de prendre la plume, je me suis
interroge severement, et comme je ne trouvais
en moi ni affections interessees, ni haines
implacables, j'ai pense que je pourrais juger
les hommes et les choses sans manquer a la
justice et sans trahir la verite' (L. Blanc,
Histoire de dix ans (Paris, 1842)).
6 Translator's note: Barthes uses the term
contenance, which combines the two sees'
of 'content' and 'countenance'.
7 Cf. E. Raimondi, Opere di Niccolo Macchiavelli
(Milan, 1966).
8 An example: 'On y voit avant toutes choses
l'innocence et la sagesse du jeune Joseph;
ses songes mysterieux; ses freres jaloux;
la vente de ce grand homme; la fidelite qu
garde a son maitre; sa chastete admirable;
les persecutions qu'elle lui attire; sa prison
et sa constance' (Bossuet, Discours sur l'histoire
universelle, in Oeuvres (Bibliotheque de la Pleiade) (Paris, 1961),
p. 674).
9 L. Irigaray, 'Negation et transformation
negative dans le langage des schizophrene',
Langages, 5 (March 1967), 84-98.
10 Cf. 'Introduction to the Structural Analysis
of Narratives', in Barthes, Image, Music,
Text, translated by Stephen Heath (London,
1977), pp. 79-124.
11 Here is the syllogistic schema in a particular
passage of Michelet (Histoire du moyen age,
vol. iii, book vi, chapter I): (I) To distract
the people from revolt, it is necessa to
occupy them; (2) now, the best way to do
that, is to throw them a man; (3) the princes
chose old Aubriot, etc. (Translator's note:
the term 'enthymema' 'enthymeme' has been
used, from Aristotle onwards, to denote an
argument based on merely probable grounds:
i. e. a rhetorical as opposed to a demonstrative
argument.)
12 Thiers expressed with great purity and naivety this referential illusion, or this confusion of referent and signified, thus fixing the ideal of the historian: 'Etre simplement vrai, etre ce que sont les choses elles-memes, n'etre rien de plus qu'elles, n'etre rien que par elles, comme elles, autant qu'elles' (quoted by C. Julian, Historiens francais du XIX siecle (Paris, n. d.), p. lxiii). ROLAND BARTHES THE DISCOURSE OF HISTORY,
translated by Stephen Bann. Comparative Criticism,
3 (1981): 7-20. Pagination, superscripts,
and accents are not preserved. Please see
source for the final three notes.
The formal description of sets of words beyond
the level of the sentence (what we call for
convenience discourse) is not a modern development:
from Gorgias to the nineteenth century, it
was the special concern of traditional rhetoric.
Recent developments in the science of language
have nonetheless endowed it with a new timeliness
and new methods of analysis: a linguistic
description of discourse can perhaps already
be envisaged at this stage; because of its
bearings on literary analysis (whose importance
in education is well known) it is one of
the first assignments for semiology to undertake.
This second level of linguistics, which must
look for the universals of discourse (if
they exist) under the form of units and general
rules of combination, must at the same time
obviously give an answer to the question
whether structural analysis is justified
in retaining the traditional typology of
discourses; whether it is fully legitimate
to make a constant opposition between the
discourses of poetry and the novel, the fictional
narrative and the historical narrative. It
is the last point which gives rise to the
reflections set down here. Does the narration
of past events, which, in our culture from
the time of the Greeks onwards, has generally
been subject to the sanction of historical
'science', bound to the unbending standard
of the 'real', and justified by the principles
of 'rational' exposition - does this form
of narration really differ, in some specific
trait, in some indubitably distinctive feature,
from imaginary narration, as we find it in
the epic, the novel, and the drama? And if
this trait or feature exists, then in what
level of the historical statement must it
be placed?(1) In order to suggest a reply
to this question, we shall here be looking,
in a free and far from exhaustive fashion,
at the discourse of a number of great classic
historians: Herodotus, Machiavelli, Bossuet
and Michelet.
I. THE ACT OF UTTERING
First of all, we may ask under what conditions
the classic historian is enabled -or authorized
- himself to designate, in his discourse,
the act by which he promulgates it. In other
words, what, on the level of discourse -
and not of language, are the shifters (in
Jakobson's sense of the term)(2) which assure
the transition from the utterance to the
act of uttering (or vice versa) ?
It would appear that historical discourse
involves two regular types of shifters. The
first type comprises what we might call the
shifters of listening. This category has
been identified by Jakobson, on the level
of language, with the term testimonial, according
to the formula CeCa1/Caa2: in addition to
the event reported (Ce), discourse mentions
at the same time the act of the informer
(Ca1), and the speech of the utterer which
is related to it (Ca2). This form of shifter
thus designates any reference to the historian's
listening, collecting testimony from elsewhere
and telling it in his own discourse. Listening
made explicit represents a choice, for it
is possible not to refer to it at all; it
brings the historian closer to the anthropologist,
in so far as he mentions the source of his
information. Thus we find an abundant use
of this shifter of listening among historian/anthropologists
like Herodotus. The forms vary: they range
from phrases of the type of as I have heard,
or to my knowledge, to the historian's use
of the present tense which testifies to the
intervention of the utterer, and to any mention
of the historian's personal experience. Such
is the case with Michelet, who 'listens to'
the History of France as a result of an overwhelming
personal experience (of the Revolution of
July 1830)and takes account of this in his
discourse. The listening shifter is obviously
not distinctive to historical discourse:
it is found frequently in conversation, and
in certain expository devices used in the
novel (such as anecdotes which are taken
from fictional sources of information mentioned
in the text).
The second type of shifter comprises all
the explicit signs whereby the utterer -
in this case, the historian - organizes his
own discourse, taking up the thread or modifying
his approach in some way in the course of
narration: that is to say, where he provides
explicit points of reference in the text.
This is an important type of shifter, and
there can be many different ways of 'organizing'
discourse accordingly; but these different
instances can all be subsumed under the principle
that each shifter indicates a movement of
the discourse in relation to its matter,
or more precisely a movement in relation
to the sequence of its matter, rather like
the operation of the temporal and locational
deictics 'here is/there is'. Thus we can
cite as cases where the shifter affects the
flow of utterances: the effect of immobility
(comme nous l'avons dit plus haut), that
of returning to an earlier stage (altius
repetere, replicare da piu alto luogo), that
of coming back again (ma ritornando all'ordine
nostro, dico come. . . ), that of stopping
dead (sur lui, nous n'en dirons pas plus),
and that of announcing (voici les autres
actions dignes de memoire qu'il fit pendant
son regne). The organizing shifter poses
a problem which is worthy of attention, though
it can only be lightly indicated here: this
is the problem arising from the coexistence,
or to be more exact the friction between
two times - the time of uttering and the
time of the matter of the utterance. This
friction gives rise to a number of important
factors in historical discourse, of which
we shall mention three. The first relates
to the many ways of producing the phenomenon
of acceleration in a historical account:
an equal number of pages (if such be the
rough measure of the time of uttering) can
cover very different lapses of time (the
time of matter of the utterance). In Machiavelli's
History of Florence the same measure (a chapter)
covers in one instance a number of centuries,
and in another no more than two decades.
The nearer we are to the historian's own
time, the more strongly the pressure of the
uttering makes itself felt, and the slower
the history becomes. There is no such thing
as isochrony - and to say this, is to attack
implicitly the linearity of the discourse
and open it up to a possible 'paragrammatical'
reading of the historical message.(3) The
second point also reminds us, in its we,
that this type of discourse - though linear
in its material form - when it is face to
face with historical time, undertakes (so
it would appear the role of amplifying the
depth of that time. We become aware of what
we might call a zig-zag or saw-toothed history.
A good example i Herodotus, who turns back
to the ancestors of a newcomer, and the returns
to his point of departure to proceed a little
further -and the starts the whole process
all over again with the next newcomer. Finally
there is a third factor in historical discourse
which is of the utmost importance, one which
bears witness to the destructive effect organizing
shifters as far as the chronological time
of the history concerned. This is a question
of the way historical discourse is inaugurated,
of the place where we find in conjunction
the beginning of the matter of the utterance
and the exordium of the uttering.(4) Historical
discourse is familiar with two general types
of inauguration in the first place, there
is what we might call the performative opening
for the words really perform a solemn act
of foundation; the model for this is poetic,
the I sing of the poets. So Joinville begins
his history with a religious invocation (Au
nom de Dieu le tout-puissant, je, Jehan,
sire, Joinville, fais ecrire la vie de nostre
Saint roi Louis), and even the socialist
Louis Blanc does not disdain the purificatory
introit, (5) so evident is it that the beginnings
of speech always carry with them a kind of
difficulty, perhaps even a sacred character.
Then there is a much more commonly found
element, the Preface, which is an act of
uttering characterized such, whether prospectively
in so far as it announces the discourse come,
or retrospectively in that it embodies a
judgement on the discourse. (Such is the
case with the Preface which Michelet wrote
to crown his History of France, once it had
been completely written and published.) Bearing
in mind these different elements, we are
likely to conclude that the entry of the
act of uttering into the historical utterance,
through these organizing shifters, is directed
less towards offering the historian a chance
of expressing his 'subjectivity', as is commonly
held, than to 'complicating' the chronological
time of history by bringing it up against
another time, which is that of the discourse
itself and could be termed for short the
'paper-time'. To sum up, the presence in
historical narration of explicit signs of
uttering would represent an attempt to 'dechronologize'
the 'thread' of history and to restore, even
though it may merely be a matter of reminiscence
or nostalgia, a form of time that is complex,
parametric and not in the least linear: a
form of time whose spatial depths recall
the mythic time of the ancient cosmogonies,
which was also linked in its essence to the
words of the poet and the soothsayer. Organizing
shifters bear witness, in effect -- though
they do so through indirect ploys which have
the appearance of rationality - to the predictive
function of the historian. It is to the extent
that he knows what has not yet been told
that the historian, like the actor of myth,
needs to double up the chronological unwinding
of events with references to the time of
his own speech.
The signs (or shifters) which have just been
mentioned bear solely on the very process
of uttering. There are other signs which
refer no longer to the act of uttering, but
to what ]akobson calls its protagonists (Ta):
the receiver and the sender. It is a fact
worthy of note, and somewhat mysterious at
the same time, that literary discourse very
rarely carries within it the signs of the
'reader'. Indeed we can say that its distinctive
trait is precisely that it is - or so it
would appear - a discourse without the pronoun
'you', even though in reality the entire
structure of such a discourse implies a reading
'subject'. In historical discourse, the signs
of the receiver are usually absent: they
can be found only in cases where History
is offered as a lesson, as with Bossuet's
Universal History, a discourse which is explicitly
addressed by the tutor to his pupil, the
prince. Yet in a certain sense, this schema
is only possible to the extent that Bossuet's
discourse can be held to reproduce by homology
the discourse which God himself holds with
men - precisely in the form of the History
which he grants to them. It is because the
History of men is the Writing of God that
Bossuet, as the mediator of this writing,
can establish a relationship of sender and
receiver between himself and the young prince.
Signs of the utterer (or sender) are obviously
much more frequent. Here we should class
all the discursive elements through which
the historian - as the empty subject of the
uttering - replenishes himself little by
little with a variety of predicates which
are destined to constitute him as a person,
endowed with a psychological plenitude, or
again (the word hasa precious figurative sense)
to give him countenance.(6) We can mention
at this point a particular form of this 'filling'
process, which is moredirectly associated
with literary criticism. This is the case
where the utterer means to 'absent himself'
from his discourse, and where there is in
consequence a systematic deficiency of any
form of sign referring to the sender of the
historical message. The history seems to
be telling itself all on its own. This feature
has a career which is worthy of note, since
it corresponds in effect to the type of historical
discourse labelled as 'objective' (in which
the historian never intervenes). Actually
in this case, the utterer nullifies his emotional
persona, but substitutes for it another persona,
the 'objective' persona. The subject persists
in its plenitude, but as an objective subject.
This is what Fustel de Coulanges referred
to significantly (and somewhat naively) as
the 'chastity of History'. On the level of
discourse, objectivity - or the deficiency
of signs of the utterer - thus appears as
a particular form of imaginary projection,
the product of what might be called the referential
illusion, since in this case the historian
is claiming to allow the referent to speak
all on its own. This type of illusion is
not exclusive to historical discourse. It
would be hard to count the novelists who
imagined - in the epoch of Realism - that
they were 'objective' because they suppressed
the signs of the 'I' in their discourse!
Today linguistics and psychoanalysis have
made us much more lucid with regard to privative
utterances: we know that absences of signs
are also in themselves significant.
To bring this section which deals with the
act of uttering to a close, we should mention
the special case - foreseen by Jakobson and
placed within his lattice of shifters, on
the linguistic level - when the utterer of
the discourse is also at the same time a
participant in the process described in the
utterance, when the protagonist of the utterance
is the same as the protagonist of the act
of uttering (Te/Ta): that is, when the historian,
who is an actor with regard to the event,
becomes its narrator, as with Xenophon, who
takes part in the retreat of the Ten Thousand
and subsequently becomes its historian. The
most famous example of this conjunction of
the I in the utterance and the I in the act
of uttering is doubtless the he of Caesar's
Gallic War. This celebrated he belongs to
the utterance; when Caesar explicitly undertakes
the act of uttering he passes to the use
of we (ut supra demonstravimus). Caesar's
he appears at first sight to be submerged
amid the other participants in the process
described, and on this count has been viewed
as the supreme sign of objectivity. And yet
it would appear that we can make a formal
distinction which impugns this objectivity.
How ? By making the observation that the
predicates of Caesar's he are constantly
pre-selected: this he can only tolerate a
certain class of syntagmas, which we could
call the syntagmas of command (giving orders,
holding court, visiting, having things done,
congratulating, explaining, thinking). The
examples are, in effect, very close to certain
cases of the performative, in which speech
is inextricably associated with action. Other
instances can be found for this he who is
both a past actor and a present narrator
(particularly in Clausewitz). They show that
the choice of an apersonal pronoun is no
more than a rhetorical alibi, and that the
true situation of the utterer is clear from
the choice of syntagmas with which he surrounds
his past actions.
II. THE UTTERANCE
It should be possible to break down the historical
utterance into units of content, which can
then be classified. These units of content
represent what is spoken of in the history;
in so far as they are signifieds, they are
neither the pure referent nor the discourse
as a whole: their wholeness is constituted
by the referent inasmuch as it has been broken
down, named and rendered intelligible, but
not yet made subject to a syntax. We shall
not attempt to go deeply into the investigation
of these classes of units in this article.
Such an effort would be premature. We shall
confine the discussion to a few preliminary
remarks.
The historical utterance, just like the utterance
in sentence form, involves both 'existents"
end 'occurrents', that is beings or entities,
and their predicates. Now an initial examination
enables us to foresee that both of these
categories, in their different ways, can
form lists that are to a certain extent closed,
and therefore accessible to comprehension:
in a word, they can form collections, whose
units end up by repeating themselves, in
combinations that are obviously subject to
variation. Thus, in Herodotus, the existents
can be reduced to dynasties, princes, generals,
soldiers, peoples, and places, and the occurrents
to actions like laying waste, putting into
slavery, making alliances, organizing expeditions,
reigning, using stratagems, consulting oracles
etc. These collections, in so far as they
are (to a certain extent) closed, should
observe certain rules of substitution and
transformation and it ought to be possible
to structure them - a task which is obviously
more or less easy according to the historian.
The units found in Herodotus, for example,
depend largely on a single lexicon, which
is that of war. It would be an interesting
question to investigate whether, for more
modern historians, we should expect to find
more complex associations of different lexicons,
and whether, even in this case, historical
discourse would not turn out to be based,
in the last resort, on strong collections
(it is preferable to talk of collections,
rather than of lexicons, since here we are
discussing only the level of the content).
Machiavelli seems to have had an intuitive
understanding of this type of structure:
at the beginning of the History of Florence,
he presents his 'collection', that is to
say the list of juridical, political and
ethnic objects which will subsequently be
mobilized and set in combination in his narrative.
In the case of less well defined collections
(in historians who are less archaic than
Herodotus), the units of content may nonetheless
receive a strong structuring which derives
not from the lexicon, but from the personal
thematic of the author. These (recurrent)
thematic objects are numerous in the case
of a Romantic author like Michelet, but we
can also find them without any difficulty
in authors who are reputedly more intellectual.
In Tacitus, fama is such a personal unit,
and Machiavelli establishes his history on
the thematic opposition between mantenere
(a verb which refers to the basic energy
of the statesman) and ruinare (which, by
contrast, implies the logic of affairs in
a state of decline).(7) It goes without saying
that, by means of these thematic units, which
are most often imprisoned within a single
word, we can find units of the discourse (and not of the content alone). So we come
to the problem of the naming of historical
objects. The word can convey with economy
a situation or a sequence of actions; it
aids structuring to the extent that, when
it is projected on to the level of content,
it forms in itself a small-scale structure
So it is with Machiavelli's use of the conspiracy
to save having to make fully explicit a complex
datum, which designates the sole possibility
of struggle remaining when a government has
vanquished every form of opposition that
can be displayed in the open. The very act
of naming, which enables the discourse to
be strongly articulated, is a reinforcement
of its structure. Strongly structured histories
are histories which give an important place
to the substantive: Bossuet, for whom the
history of men is structured by God, makes
abundant use of substantives in sequence
as a short-cut.(8)
These remarks are just as applicable to the
occurrents as to the existents. The processes
of history in themselves (however they happen
to be developed through the use of terminology)
pose an interesting question- among so many
others, that of their status. The status
of a process may be affirmative, negative
or interrogative. But the status of historical
discourse is uniformly assertive, affirmative.
The historical fact is linguistically associated
with a privileged ontological status: we
recount what has been, not what has not been,
or what has been uncertain. To sum up, historical
discourse is not acquainted with negation
(or only very rarely, in exceptional cases).
Strangely enough, but significantly, this
fact can be compared with the tendency which
we find in a type of utterer who is very
different from the historian: that is, the
psychotic, who is incapable of submitting
an utterance to a negative transformation.(9)
We can conclude that, in a certain sense,
'objective' discourse (as in the case of
positivist history) shares the situation
of schizophrenic discourse. In both cases,
there is a radical censorship of the act
of uttering (which has to be experienced
for a negative transformation to take place),
a massive flowing back of discourse in the
direction of the utterance and even (in the
historian's case) in the direction of the
referent: no one is there to take responsibility
for the utterance.
To introduce another aspect, an essential
aspect, of the historical utterance, we must
turn to the classing of units of content,
and the way in which they fall into succession.
As far as a preliminary sample seems to indicate,
classes of this kind are the very same as
we have claimed to discover in the fictional
narrative.(10) The first class comprises
all the segments of the discourse which lead
back to an implicit signified, through the
process of metaphor; so we have Michelet
describing the motley clothing, the garbling
of coats of arms and the mixture of architectural
styles, at the outset of the fifteenth century,
as so many signifiers of a single signified,
which is the disintegration of morality at
the close of the Middle Ages. This particular
class is therefore one of indices, or more
exactly of signs (and it is a class very
frequently found in the classic novel). The
second class of units is formed by the fragments
of discourse which are rational, or syllogistic
by nature: it would perhaps be more accurate
to call them enthymematic, since it is almost
always a case of syllogisms which are approximate,
or incomplete. (11) Enthymemes are not exclusive
to historical discourse; they occur frequently
in the novel, where bifurcations in the anecdote
are generally justified in the eyes of the
reader by pseudo-reasonings of a syllogistic
type. The enthymeme confers upon historical
discourse a non-symbolic intelligibility,
and for this reason it deserves attention.
Does it still exist in historical studies,
where the discourse attempts to break with
the class Aristotelian model? Lastly, there
is a third class of units - which is no means
the least important - comprising what we
have tended to call, after Propp, the 'functions'
of the narrative, or the cardinal points
whence the anecdote may adopt a different
course. These functions grouped together:
they may be syntagmatically grouped in a
closed succession, with a high degree of
logical entailment or sequential order. Thus,
in Herodotus, we can find on more than one
occasion an Oracle sequence, composed of
three terms, each of which presents an alternative
(to consult or not, to answer or not, to
follow or not); these may separated one from
the other by other units which are foreign
to sequence. The foreign units are either
the terms of another sequence, in which case
the schema is one of imbrication; or they
are minor expansions (items of information,
indices), in which case the schema as a catalyst
which fills the interstices between the core
elements.
To generalize - perhaps unwarrantably - from
these few remark the structure of the utterance,
we may offer the suggestion that historical
discourse oscillates between two poles, according
to whether it is indices or functions that
predominate. When the indexical units predominate
in a historian (testifying at every moment
to an implicit signified), his is drawn towards
a metaphorical form and borders upon the
lyrical and symbolic. This is the case, for
example, with Michelet. When, by contrast,
it is the functional units which predominate,
History takes on a metonymic form and becomes
a close relation of the epic. An example
of this tendency can be found in the narrative
history of Augustin Thierry. There exists,
it is true, yet another form of History:
the History which tries to reproduce in the
structure of the discourse the structure
of the choices lived through by the protagonists
of the process described. Here reasoning
is dominant; the history is a reflexive one,
which we might also call strategic history,
and Machiavelli would be its best demonstration.
III. SIGNIFICATION
For History not to signify, discourse must
be confined to a pure, unstructured series
of notations. This is the case with chronologies
and annals (in the pure sense of the term).
In the fully formed (or, as we say, 'clothed')
historical discourse, the facts related function
inevitably either as indices, or as core
elements whose very succession has in itself
an indexical value. Even if the facts happen
to be presented in an anarchic fashion, they
still signify anarchy and to that extent
conjure up a certain negative idea of human
history.
The signifieds of historical discourse can
occupy at least two different levels. First
of all, there is the level which is inherent
to the matter of the historical statement.
Here we would cite all the meanings which
the historian, of his own accord, gives to
the facts which he relates (the motley costumes
of the fifteenth century for Michelet, the
importance of certain conflicts for Thucydides).
Into this category also fall the moral or
political 'lessons' which the narrator extracts
from certain episodes (in Machiavelli, or
Bossuet). If the lesson is being drawn all
the time, then we reach a second level, which
is that of the signified transcending the
whole historical discourse, and transmitted
through the thematic of the historian - which
we can thus justifiably identify as the form
of the signified. So we might say that the
very imperfection of the narrative structure
in Herodotus (the product of a number of
series of facts without conclusion) refers
in the last instance to a certain philosophy
of history, which is the submission of the
world of men to the workings of the divine
law. In the same way in Michelet, we can
find that particular signifieds have been
structured very strongly, and articulated
in the form of oppositions (antitheses on
the level of the signifier), in order to
establish the ultimate meaning of a Manichean
philosophy of life and death. In the historical
discourse of our civilization, the process
of signification is always aimed at 'filling
out' the meaning of History. The historian
is not so much a collector of facts as a
collector and relater of signifiers; that
is to say, he organizes them with the purpose
of establishing positive meaning and filling
the vacuum of pure, meaningless series.
As we can see, simply from looking at its
structure and without having to invoke the
substance of its content, historical discourse
is in its essence a form of ideological elaboration,
or to put it more precisely, an imaginary
elaboration, if we can take the imaginary
to be the language through which the utterer
of a discourse (a purely linguistic entity)
'fills out' the place of subject of the utterance
(a psychological or ideological entity).
We can appreciate as a result why it is that
the notion of a historical ' fact' has often
aroused a certain degree of suspicion in
various quarters. Nietzsche said in his time:
'There are no facts in themselves. It is
always necessary to begin by introducing
a meaning in order that there can be a fact.'
From the moment that language is involved
(and when is it not involved?), the fact
can only be defined in a tautological fashion:
what is noted derives from the notable, but
the notable is only - from Herodotus onwards,
when the word lost its accepted mythic meaning
what is worthy of recollection, that is to
say, worthy of being noted. thus arrive at
the paradox which governs the entire question
of the distinctiveness of historical discourse
(in relation to other types discourse). The
fact can only have a linguistic existence,
as a term in a discourse, and yet it is exactly
as if this existence were merely the 'copy',
purely and simply, of another existence situated
in the extra structural domain of the 'real'.
This type of discourse is doubtless the only
type in which the referent is aimed for as
something external the discourse, without
it ever being possible to attain it outside
the discourse. We should therefore ask ourselves
in a more searching way what place the 'real'
plays in the structure of the discourse.
Historical discourse takes for granted, so
to speak, a double operation which is very
crafty. At one point (this break-down is
of course only metaphorical) the referent
is detached from the discourse, becomes external
to it, its founding and governing principle:
this is the point of the res gestae, when
the discourse offers itself quite simply
as historia rerum gestarum. But at a second
point, it is the signified itself which forced
out and becomes confused with the referent;
the referent enters into a direct relation
with the signifier, and the discourse, solely
charged with expressing the real, believes
itself authorized to dispense with the fundamental
term in imaginary structures, which is the
signified. As with any discourse which lays
claim to 'realism', historical discourse
on admits to knowing a semantic schema with
two terms, the referent and the signifier;
the (illusory) confusion of referent and signified
is, as know, the hallmark of auto-referential
discourses like the performative. We could
say that historical discourse is a fudged
up performative, which what appears as statement
(and description) is in fact no more than
the signifier of the speech act as an act
of authority.(12)
In other words, in 'objective' history, the
'real' is never more than an unformulated
signified, sheltering behind the apparently
all-powerful referent. This situation characterizes
what we might call the realistic effect.
The signified is eliminated from the 'objective'
discourse, and ostensibly allows the 'real'
and its expression to come together, and
this succeeds in establishing a new meaning,
on the infallible principle already stated
that any deficiency of elements in a system
is in its' significant. This new meaning
- which extends to the whole of historical
discourse and is its ultimately distinctive
property - is the real in itself surreptitiously
transformed into a sheepish signified. Historical
discourse does not follow the real, it can
do no more than signify the real, constantly
repeating that it happened, without this
assertion amounting to anything but the signified
'other side' of the whole process of historical
narration.
The prestige attached to it happened has
important ramifications which are themselves
worthy of historical investigation. Our civilization
has a taste for the realistic effect, as
can be seen in the development of specific
genres like the realist novel, the private
diary, documentary literature, news items,
historical museums, exhibitions of old objects
and especially in the massive development
of photography, whose sole distinctive trait
(by comparison with drawing) is precisely
that it signifies that the event represented
has really taken place.(13) When the relic
is secularized, it loses its sacred character,
all except for that very sacredness which
is attached to the enigma of what has been,
is no longer, and yet offers itself for reading
as the present sign of a dead thing. By contrast,
the profanation of relics is in fact a destruction
of the real itself, which derives from the
intuition that the real is never any more
than a meaning, which can be revoked when
history requires it and demands a thorough
subversion of the very foundations of civilized
society.(14)
History's refusal to assume the real as signified
(or again, to detach the referent from its
mere assertion) led it, as we understand,
at the privileged point when it attempted
to form itself into a genre in the nineteenth
century, to see in the 'pure and simple'
relation of the facts the best proof of those
facts, and to institute narration as the
privileged signifier of the real. Augustin
Thierry became the theoretician of this narrative
style of history, which draws its 'truth'
from the careful attention to narration,
the architecture of articulations and the
abundance of expanded elements (known, in
this case, as 'concrete details').(15) So
the circle of paradox is complete. Narrative
structure, which was originally developed
within the cauldron of fiction (in myths
and the first epics) becomes at once the
sign and the proof of reality. In this connection,
we can also understand how the relative lack
of prominence (if not complete disappearance)
of narration in the historical science of
the present day, which seeks to talk of structures
and not of chronologies, implies much more
than a mere change in schools of thought.
Historical narration is dying because the
sign of History from now on is no longer
the real, but the intelligible.
NOTES
'Le discours de l'histoire' was first published
in Social Science Information (1967). See
also the translation by Peter Wexler in Michael
Lane, ed., Structuralism: A Reader(London,
1970), pp. 145-55.
1. Translator's note: Barthes makes frequent
use in this essay of the linguistic terms:
enonciation/enonce. While the latter denotes
a statement or proposition, the former is
used to designate the act of making the statement
or proposition, in speech or writing. Since
this distinction is central to Barthes' purpose,
and cannot easily be conveyed in any other
way, I have used the two terms: act of uttering/utterance.
2. R. Jakobson, Essais de linguistique generale
(Paris, 1963), Ch. 9.
3. Following Julia Kristeva, we designate
by the term 'paragrammatism' (which is derived
from the anagrams of Saussure) forms of double
writing, which involve a dialogue of the
text with other texts, and call for a new
logic (Julia Kristeva 'Bakhtine, le mot,
le dialogue et le roman', Critique, 239 (April
1967), 438-65).
4. The exordium (in any form of discourse)
poses one of the most interesting problem
in rhetoric, to the extent that it is a codification
of ways of breaking silence and combats aphasia.
5. 'Avant de prendre la plume, je me suis
interroge severement, et comme je ne trouvais
en moi ni affections interessees, ni haines
implacables, j'ai pense que je pourrais juger
les hommes et les choses sans manquer a la
justice et sans trahir la verite' (L. Blanc,
Histoire de dix ans (Paris, 1842)).
6 Translator's note: Barthes uses the term
contenance, which combines the two sees'
of 'content' and 'countenance'.
7 Cf. E. Raimondi, Opere di Niccolo Macchiavelli
(Milan, 1966).
8 An example: 'On y voit avant toutes choses
l'innocence et la sagesse du jeune Joseph;
ses songes mysterieux; ses freres jaloux;
la vente de ce grand homme; la fidelite qu
garde a son maitre; sa chastete admirable;
les persecutions qu'elle lui attire; sa prison
et sa constance' (Bossuet, Discours sur l'histoire
universelle, in Oeuvres (Bibliotheque de la Pleiade) (Paris, 1961),
p. 674).
9 L. Irigaray, 'Negation et transformation
negative dans le langage des schizophrene',
Langages, 5 (March 1967), 84-98.
10 Cf. 'Introduction to the Structural Analysis
of Narratives', in Barthes, Image, Music,
Text, translated by Stephen Heath (London,
1977), pp. 79-124.
11 Here is the syllogistic schema in a particular
passage of Michelet (Histoire du moyen age,
vol. iii, book vi, chapter I): (I) To distract
the people from revolt, it is necessa to
occupy them; (2) now, the best way to do
that, is to throw them a man; (3) the princes
chose old Aubriot, etc. (Translator's note:
the term 'enthymema' 'enthymeme' has been
used, from Aristotle onwards, to denote an
argument based on merely probable grounds:
i. e. a rhetorical as opposed to a demonstrative
argument.)
12 Thiers expressed with great purity and naivety this referential illusion, or this confusion of referent and signified, thus fixing the ideal of the historian: 'Etre simplement vrai, etre ce que sont les choses elles-memes, n'etre rien de plus qu'elles, n'etre rien que par elles, comme elles, autant qu'elles' (quoted by C. Julian, Historiens francais du XIX siecle (Paris, n. d.), p. lxiii). |
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