Mind in Everyday Life and Cognitive Science
Sunny Y. Auyang
The MIT Press, 2000 - 529 pages
A Review by Esko Marjomaa
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Sunny Y. Auyang received her PhD in physics
from MIT, where she worked for twenty years
before turning to think about science and
technology.
Since then she has published four books:
How is Quantum Field Theory Possible? Foundations
of Complex System Theories, Mind in Everyday
Life, and Cognitive Science Engineering -- an Endless Frontier
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Esko Marjomaa Department of Computer Science
University of Joensuu, Finland. Taipaleeni
alkoi Tikkakoskella Kalevalanpäivänä 1955.
Liikuttuani isäni työn vetämänä Kuoreveden,
Raahen ja Jyväskylän kautta Joensuuhun muutin
heti lukiosta päästyäni Helsinkiin opiskelemaan
teoreettista fysiikkaa, matematiikkaa ja
kemiaa. Yhteystiedot: Esko Marjomaa, Joensuun
yliopisto, TKT, PL 111, 80101 Joensuu.
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BOOK REVIEW.
Mind in Everyday Life and Cognitive Science.
Sunny Y. Auyang, The MIT Press, 2000,
529 pages
Introduction
Sunny Y. Auyang's "Mind in Everyday
Life and Cognitive Science" is a scientific
book, but it is written in an easily understandable
fashion. Auyang's background is in physics.
She has written books on the philosophical
significance of quantum field theory (Auyang
1995) and on complex-system theories (Auyang
1998). In this book, which might seem like
something of a departure, Auyang attempts
the construction of a comprehensive overview
of current theories of mind. The central
thesis is that "the mind is an emergent
property of complex physical entities its
infrastructures". When arguing for this
thesis, she also presents her solution to
the so-called 'binding problem'. One version
of this problem is: "how do numerous
unconscious processes merge into one consciousness."
Auyang approaches the problem from the other
end -- starting from everyday experiences
rather than mental infrastructures. In doing
so, she shows how the analyses of experiences
may help in advancing cognitive science and
how cognitive science can help us in understanding
ourselves as autonomous subjects.
Auyang tackles what she calls "the large
pictures of the human mind," exploring
the relevance of cognitive science findings
to everyday mental life. She proposes a model
of an "open mind emerging from the self-organization
of infrastructures," which she contrasts
with prevalent models that treat mind as
a disembodied brain or computer, subject
to the control of external agents such as
neuroscientists and programmers. Her model
consists of three parts: (1) the open mind
of our conscious life; (2) the mind's infrastructure,
i. e., the unconscious processes studied
by cognitive science; and (3) emergence,
i. e., the relation between the open mind
and its infrastructure. At the heart of Auyang's
model is the mind that opens onto the world
and makes it intelligible.
Closed vs. open mind
Auyang notes that cognitive scientists have
produced remarkable results with neural models,
in brain functioning, and in computer and
robot designs. But she also asks important
questions that don't get asked very often:
What is the relevance of these results to
our everyday experiences? Can they tell us
who we are, how we understand and feel, why
we care for others, what are the meanings
of life? How many of cognitive science's
claims on knowledge about mind have a scientific
basis, how many are wishful thinking or hype?
In a book detailing the advances in vision
research, Francis Crick (1994:24) wrote:
"We do not yet know, even in outline,
how our brains produce the vivid visual awareness
that we take so much for granted. We can
glimpse fragments of the processes involved,
but we lack both the detailed information
and the ideas to answer the most simple questions:
How do I see color? What is happening when
I recall the image of a familiar face?"
Auyang asks further questions: "What
goes on in vision, in which I am simultaneously
conscious of my own experiences and making
sense of events in the world? How do I recall
the past and anticipate the future, one of
which is no more and the other not yet? Who
am I, what is my sense of self? What are
the meanings of my existence, autonomy, and
freedom of action? How is it possible that
a chunk of physical matter like me raises
such questions at all? Why is it that among
all matter in the universe, only a few chunks
are capable of experiencing, thinking, feeling,
sympathizing, knowing, doubting, hoping,
choosing, speaking, and understanding each
other? What are the peculiar characteristics
of these capacities?" These are big
questions. Ayang believes that science will
eventually give some answers, but it will
take a long time.
Ayang's book is concerned with the big pictures
of mind, and their relationship to the results
of cognitive science. She asks some more
questions like: "What are the arching
structures of human experiences and understanding?
How are they illuminated by scientific findings?
How does our intuition about them help scientific
research?" In order to answer these
questions, Auyang proposes a model the core
of which is the open mind emerging from intricate
infrastructures. She believes that it accounts
for both scientific results and our everyday
experiences better than the model that dominates
current interpretations of cognitive science,
which she calls the closed mind controlled
by mind designers.
The book undertakes a comprehensive review
of current theories of mind and explains
how most theories fall under the robric of
the closed mind controlled by the mind designers
(the cognitive scientists). These models
sharply distinguish an inner realm for the
closed mind and an outer realm accessible
only to mind designers. Most theories emphasize
one or the other, sometimes to the extent
of rejecting one side. Computationalism and
connectionism are examples of inside theories;
behaviorism and dynamicalism outside theories.
In discussing them, Auyang introduces and
explains many traditional and technical concepts,
the adopting of which is useful for everyone
interested in cognitive science and philosophy
of mind. Auyang also presents several theories
that abolish inner-outer dichotomy. Chief
among them is existential phenomenology,
from which Auyang borrows major ideas but,
fortunately, not their terminologies.
Auyang's model consists of two theses. First,
the locus of cognitive science is not mind
but mind's infrastructures or mechanisms
underlying mental phenomena. Properly interpreted,
results on infrastructural processes enhance
our understanding of mind. Mistaking infrastructural
processes for mental phenomena, however,
leads to confusion and obscurity. Second,
we cannot hope to explain how mind emerges
via self-organization of infrastructural
processes without clarifying what it is that
emerges.
By "mental phenomena", Auyang means
the activities described by common-sense
mental and psychological terms such as experience,
feel, care, concern, recognize, err, believe,
desire, think, know, doubt, choose, remember,
anticipate, hope, fear, speak, listen, understand,
and intend. The closed mind sees only mental
representations and has no way of knowing
that they represent in the world. Mind designers
match the representations to things in the
world, thereby assigning meanings that are
known only to themselves and not to the closed
mind.
Open mind and its emergence from its infrastructures
Maybe the most interesting, and the most
difficult chapter, scientifically at least,
is the one dealing with the question concerning
the emergence of the open mind from its infrastructures.
Auyang introduces a self-consistency criterion
for the theories of mind and explains why
it is violated by closed-mind models. Then
she introduces her model of the open mind
emerging from infrastructures and its underlying
hypothesis: mind is an emergent property
of certain complex physical entities.
When cognitive scientists talk about computation
or the computational mind, they usually refer
to causal processes in the mental infrastructure.
As Auyang notes, computer modeling is a powerful
tool in cognitive science, but it belongs
to the scientists, not to the processes that
they study.
Infrastructures presuppose what they support;
they are integral parts of a larger system
where they play certain roles. Thus the mental
infrastructure presupposes the mental level.
Cognitive scientists delineate infrastructural
processes according to their functions in
mental life, such as their contributions
to vision, memory, or speech comprehension.
Although knowledge about the mental infrastructure
illuminates the structure of mind, its light
is indirect. Infrastructural processes lack
understanding and feeling. Therefore they
are qualitively different from mental processes.
To explain mind directly, we have to show
how the two kinds of process are causally
connected, how a process on the mental level
emerges from the self-organization of many
processes on the infra structural level.
Cognitive scientists call this the binding
problem; it demands an account of how myriad
unconscious processes combine into the unity
of consciousness. Auyang says that many "regard
its solution as the Holy Grail, as it will
answer the question of how our mental and
physiological properties are related. Unfortunately,
the knights are still out and it is unlikely
that hey will return soon with the Grail."
In a previous study (Auyang 1998), Auyang
found examples from various sciences showing
that emergent properties are never easy to
explain, and the connection between levels
is a bridge that requires firm anchors on
both levels. Auyang offers a familiar example.
Fluids are made up of particles. A fluid's
flow and turbulent motions are emergent properties
that cannot be understood by summing particle
motions, for they pertain to the large-scale
structures that span the whole fluid. Physicists
had long known the laws governing particle
motions; however, they did not directly deduce
fluid motions from the particle laws. They
could not; such brute force deduction would
go nowhere. They first developed fluid dynamics
that clearly describe macroscopic flow characteristics.
Only then did they develop statistical mechanics
to connect fluid dynamics to particle motions.
Why did they need fluid dynamics first? Auyang
gives the following answer. From time immemorial
people have poured water, fought floods,
irrigated crops, and negotiated currents.
Even as we deal with river rapids and pounding
waves, we cannot describe fluid motions clearly.
Thus we cannot say exactly what fluid properties
we want explained in terms of particle motions.
To characterize fluidity systematically requires
a theory of its own. Fluid dynamics enables
physicists to delineate macroscopic properties
clearly and to pinpoint the characteristics
most favorable for building the bridge to
particle motions. This example shows that
the bridge between two organizational levels
must be anchored at both ends.
Likewise in tackling the binding problem:
we have to first consider the problem of
spelling out the basic peculiarities of the
mental level. What are the phenomena that
we expect the science of mind to explain?
To answer these questions, according to Auyang,
we must turn to our everyday experiences.
Scientists and folk in the street think about
different things, but they think in the same
ways, and their thinking shares the characteristics
and structures of the human mind. These characteristics,
Auyang summarily calls mind's openness to
the world. Seeing, believing, hoping, and
deciding are some of the most common mental
activities that everyone engages in every
day. They are equally fundamental to empirical
scientific research, where they are generally
called observing, hypothesizing, and predicting.
All cases share the common characteristics
that our observations and beliefs are mostly
about events and states of affairs in the
world that is physically outside us. It is
common sense that reality goes in its own
way independent of our thinking, so that
hopes can shatter and predictions fail. We
are aware of our own fallibility, so that
we often doubt our eyes and judge our beliefs
false. Scientists, too, as Auyang correctly
notes, make falsifiability an essential criterion
of their hypotheses and theories.
Auyang advocates commonsense psychology.
People see; cameras do not see but merely
register light. "See", "believe",
"doubt", "hope", and
"act" are parts of the mental vocabulary
that express what most people mean by mind.
Commonsense psychology is indispensable to
understanding of ourselves and each other;
everyone knows and uses it intuitively. It
is ordinary and not glamorous.
When presenting the philosophical background
of her model of the mind-open-to-the-world,
Auyang begins with a story about Heraclitus.
Once some visitors found Heraclitus warming
himself at the hearth. They turned back scornfully,
because they deemed the activity too ordinary
for a great thinker, who should be doing
extraordinary things such as contemplating
the heavens. But Heraclitus said, "Come
in, there are gods here, too." Telling
the story in Parts of Animal (654), Aristotle
exhorted his students to overcome the "childish
aversion" to the humble and ordinary.
Aristotle poured great effort in examining
everyday thinking and practice, and he was
far from alone. Immanuel Kant labored to
analyze the general structures of ordinary
objective experience, value judgment, and
aesthetic appreciation. Martin Heidegger
went further in putting everyday life in
the center stage, and argued that human existence
is essentially being-in-the-world. Auyang
follows their paths. In soing so she bucks
the fashion in current philosophy of mind
and interpretations of cognitive science.
Auyang maintains that the open mind belongs
not to the brain, not even to a person in
isolation, but to a person engaged in the
natural and social world. The mental level
where the mental phenomena occur is the engaged-personal
level.
Conclusion
As Auyang notes, each mental faculty is a
complex. Therefore she does not attempt to
provide a comprehensive picture. Instead,
she tries to focus on one important conceptual
issue: the modularity of mind in the context
of language; the concept of objects in perception;
causality in memory; reason in emotion. After
reading the book, one will certainly find
she succeeds well.
References
Aristotle (1984). The Complete Works of Aristotle.
J. Barnes, ed. Princeton: Princeton University
Press.
Auyang, S. Y. (1995). How Is Quantum Field
Theory Possible? New York: Oxford University
Press.
Auyang, S. Y. (1998). Foundations of Complex-System
Theories in Economics, Evolutionary Biology,
Statistical Physics. New York: Cambridge
University Press.
Crick, F. (1994). The Astonishing Hypotheses.
New York: Charles Schribner's Sons.
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