PHYSICS
ARISTOTLE
WRITTEN 350 BC
TRANSLATED BY BENJAMIN JOWET
IN EIGHT WEB-PAGE PARTS - WEB-PAGE
THREE
|
BOOK III
Part 1
HE who would inquire into the essence and
attributes of various kinds of governments
must first of all determine 'What is a state?'
At present this is a disputed question. Some
say that the state has done a certain act;
others, no, not the state, but the oligarchy
or the tyrant. And the legislator or statesman
is concerned entirely with the state; a constitution
or government being an arrangement of the
inhabitants of a state. But a state is composite,
like any other whole made up of many parts;
these are the citizens, who compose it. It
is evident, therefore, that we must begin
by asking, Who is the citizen, and what is
the meaning of the term? For here again there
may be a difference of opinion. He who is
a citizen in a democracy will often not be
a citizen in an oligarchy. Leaving out of
consideration those who have been made citizens,
or who have obtained the name of citizen
any other accidental manner, we may say,
first, that a citizen is not a citizen because
he lives in a certain place, for resident
aliens and slaves share in the place; nor
is he a citizen who has no legal right except
that of suing and being sued; for this right
may be enjoyed under the provisions of a
treaty. Nay, resident aliens in many places
do not possess even such rights completely,
for they are obliged to have a patron, so
that they do but imperfectly participate
in citizenship, and we call them citizens
only in a qualified sense, as we might apply
the term to children who are too young to
be on the register, or to old men who have
been relieved from state duties.
Of these we do not say quite simply that
they are citizens, but add in the one case
that they are not of age, and in the other,
that they are past the age, or something
of that sort; the precise expression is immaterial,
for our meaning is clear. Similar difficulties
to those which I have mentioned may be raised
and answered about deprived citizens and
about exiles. But the citizen whom we are
seeking to define is a citizen in the strictest
sense, against whom no such exception can
be taken, and his special characteristic
is that he shares in the administration of
justice, and in offices. Now of offices some
are discontinuous, and the same persons are
not allowed to hold them twice, or can only
hold them after a fixed interval; others
have no limit of time - for example, the
office of a dicast or ecclesiast. It may,
indeed, be argued that these are not magistrates
at all, and that their functions give them
no share in the government. But surely it
is ridiculous to say that those who have
the power do not govern. Let us not dwell
further upon this, which is a purely verbal
question; what we want is a common term including
both dicast and ecclesiast. Let us, for the
sake of distinction, call it 'indefinite
office,' and we will assume that those who
share in such office are citizens. This is
the most comprehensive definition of a citizen,
and best suits all those who are generally
so called. But we must not forget that things
of which the underlying principles differ
in kind, one of them being first, another
second, another third, have, when regarded
in this relation, nothing, or hardly anything,
worth mentioning in common. Now we see that
governments differ in kind, and that some
of them are prior and that others are posterior;
those which are faulty or perverted are necessarily
posterior to those which are perfect. (What
we mean by perversion will be hereafter explained.)
The citizen then of necessity differs under
each form of government; and our definition
is best adapted to the citizen of a democracy;
but not necessarily to other states. For
in some states the people are not acknowledged,
nor have they any regular assembly, but only
extraordinary ones; and suits are distributed
by sections among the magistrates. At Lacedaemon,
for instance, the Ephors determine suits
about contracts, which they distribute among
themselves, while the elders are judges of
homicide, and other causes are decided by
other magistrates. A similar principle prevails
at Carthage; there certain magistrates decide
all causes. We may, indeed, modify our definition
of the citizen so as to include these states.
In them it is the holder of a definite, not
of an indefinite office, who legislates and
judges, and to some or all such holders of
definite offices is reserved the right of
deliberating or judging about some things
or about all things. The conception of the
citizen now begins to clear up. He who has
the power to take part in the deliberative
or judicial administration of any state is
said by us to be a citizens of that state;
and, speaking generally, a state is a body
of citizens sufficing for the purposes of
life.
II
But in practice a citizen is defined to be
one of whom both the parents are citizens;
others insist on going further back; say
to two or three or more ancestors. This is
a short and practical definition but there
are some who raise the further question:
How this third or fourth ancestor came to
be a citizen? Gorgias of Leontini, partly
because he was in a difficulty, partly in
irony, said -'Mortars are what is made by
the mortar-makers, and the citizens of Larissa
are those who are made by the magistrates;
for it is their trade to make Larissaeans.'
Yet the question is really simple, for, if
according to the definition just given they
shared in the government, they were citizens.
This is a better definition than the other.
For the words, 'born of a father or mother
who is a citizen,' cannot possibly apply
to the first inhabitants or founders of a
state. There is a greater difficulty in the
case of those who have been made citizens
after a revolution, as by Cleisthenes at
Athens after the expulsion of the tyrants,
for he enrolled in tribes many metics, both
strangers and slaves. The doubt in these
cases is, not who is, but whether he who
is ought to be a citizen; and there will
still be a furthering the state, whether
a certain act is or is not an act of the
state; for what ought not to be is what is
false. Now, there are some who hold office,
and yet ought not to hold office, whom we
describe as ruling, but ruling unjustly.
And the citizen was defined by the fact of
his holding some kind of rule or office -
he who holds a judicial or legislative office
fulfills our definition of a citizen. It
is evident, therefore, that the citizens
about whom the doubt has arisen must be called
citizens.
III
Whether they ought to be so or not is a question
which is bound up with the previous inquiry.
For a parallel question is raised respecting
the state, whether a certain act is or is
not an act of the state; for example, in
the transition from an oligarchy or a tyranny
to a democracy. In such cases persons refuse
to fulfill their contracts or any other obligations,
on the ground that the tyrant, and not the
state, contracted them; they argue that some
constitutions are established by force, and
not for the sake of the common good. But
this would apply equally to democracies,
for they too may be founded on violence,
and then the acts of the democracy will be
neither more nor less acts of the state in
question than those of an oligarchy or of
a tyranny. This question runs up into another:
on what principle shall we ever say that
the state is the same, or different? It would
be a very superficial view which considered
only the place and the inhabitants (for the
soil and the population may be separated,
and some of the inhabitants may live in one
place and some in another). This, however,
is not a very serious difficulty; we need
only remark that the word 'state' is ambiguous.
It is further asked: When are men, living
in the same place, to be regarded as a single
city - what is the limit? Certainly not the
wall of the city, for you might surround
all Peloponnesus with a wall. Like this,
we may say, is Babylon, and every city that
has the compass of a nation rather than a
city; Babylon, they say, had been taken for
three days before some part of the inhabitants
became aware of the fact. This difficulty
may, however, with advantage be deferred
to another occasion; the statesman has to
consider the size of the state, and whether
it should consist of more than one nation
or not. Again, shall we say that while the
race of inhabitants, as well as their place
of abode, remain the same, the city is also
the same, although the citizens are always
dying and being born, as we call rivers and
fountains the same, although the water is
always flowing away and coming again Or shall
we say that the generations of men, like
the rivers, are the same, but that the state
changes? For, since the state is a partnership,
and is a partnership of citizens in a constitution,
when the form of government changes, and
becomes different, then it may be supposed
that the state is no longer the same, just
as a tragic differs from a comic chorus,
although the members of both may be identical.
And in this manner we speak of every union
or composition of elements as different when
the form of their composition alters; for
example, a scale containing the same sounds
is said to be different, accordingly as the
Dorian or the Phrygian mode is employed.
And if this is true it is evident that the
sameness of the state consists chiefly in
the sameness of the constitution, and it
may be called or not called by the same name,
whether the inhabitants are the same or entirely
different. It is quite another question,
whether a state ought or ought not to fulfill
engagements when the form of government changes.
IV
There is a point nearly allied to the preceding:
Whether the virtue of a good man and a good
citizen is the same or not. But, before entering
on this discussion, we must certainly first
obtain some general notion of the virtue
of the citizen. Like the sailor, the citizen
is a member of a community. Now, sailors
have different functions, for one of them
is a rower, another a pilot, and a third
a look-out man, a fourth is described by
some similar term; and while the precise
definition of each individual's virtue applies
exclusively to him, there is, at the same
time, a common definition applicable to them
all. For they have all of them a common object,
which is safety in navigation. Similarly,
one citizen differs from another, but the
salvation of the community is the common
business of them all. This community is the
constitution; the virtue of the citizen must
therefore be relative to the constitution
of which he is a member. If, then, there
are many forms of government, it is evident
that there is not one single virtue of the
good citizen which is perfect virtue. But
we say that the good man is he who has one
single virtue which is perfect virtue. Hence
it is evident that the good citizen need
not of necessity possess the virtue which
makes a good man. The same question may also
be approached by another road, from a consideration
of the best constitution. If the state cannot
be entirely composed of good men, and yet
each citizen is expected to do his own business
well, and must therefore have virtue, still
inasmuch as all the citizens cannot be alike,
the virtue of the citizen and of the good
man cannot coincide. All must have the virtue
of the good citizen - thus, and thus only,
can the state be perfect; but they will not
have the virtue of a good man, unless we
assume that in the good state all the citizens
must be good. Again, the state, as composed
of unlikes, may be compared to the living
being: as the first elements into which a
living being is resolved are soul and body,
as soul is made up of rational principle
and appetite, the family of husband and wife,
property of master and slave, so of all these,
as well as other dissimilar elements, the
state is composed; and, therefore, the virtue
of all the citizens cannot possibly be the
same, any more than the excellence of the
leader of a chorus is the same as that of
the performer who stands by his side. I have
said enough to show why the two kinds of
virtue cannot be absolutely and always the
same. But will there then be no case in which
the virtue of the good citizen and the virtue
of the good man coincide? To this we answer
that the good ruler is a good and wise man,
and that he who would be a statesman must
be a wise man. And some persons say that
even the education of the ruler should be
of a special kind; for are not the children
of kings instructed in riding and military
exercises? As Euripides says: No subtle arts
for me, but what the state requires. As though
there were a special education needed by
a ruler. If then the virtue of a good ruler
is the same as that of a good man, and we
assume further that the subject is a citizen
as well as the ruler, the virtue of the good
citizen and the virtue of the good man cannot
be absolutely the same, although in some
cases they may; for the virtue of a ruler
differs from that of a citizen. It was the
sense of this difference which made Jason
say that 'he felt hungry when he was not
a tyrant,' meaning that he could not endure
to live in a private station. But, on the
other hand, it may be argued that men are
praised for knowing both how to rule and
how to obey, and he is said to be a citizen
of approved virtue who is able to do both.
Now if we suppose the virtue of a good man
to be that which rules, and the virtue of
the citizen to include ruling and obeying,
it cannot be said that they are equally worthy
of praise. Since, then, it is sometimes thought
that the ruler and the ruled must learn different
things and not the same, but that the citizen
must know and share in them both, the inference
is obvious. There is, indeed, the rule of
a master, which is concerned with menial
offices - the master need not know how to
perform these, but may employ others in the
execution of them: the other would be degrading;
and by the other I mean the power actually
to do menial duties, which vary much in character
and are executed by various classes of slaves,
such, for example, as handicraftsmen, who,
as their name signifies, live by the labor
of their hands: under these the mechanic
is included. Hence in ancient times, and
among some nations, the working classes had
no share in the government - a privilege
which they only acquired under the extreme
democracy. Certainly the good man and the
statesman and the good citizen ought not
to learn the crafts of inferiors except for
their own occasional use; if they habitually
practice them, there will cease to be a distinction
between master and slave.
This is not the rule of which we are speaking;
but there is a rule of another kind, which
is exercised over freemen and equals by birth
-a constitutional rule, which the ruler must
learn by obeying, as he would learn the duties
of a general of cavalry by being under the
orders of a general of cavalry, or the duties
of a general of infantry by being under the
orders of a general of infantry, and by having
had the command of a regiment and of a company.
It has been well said that 'he who has never
learned to obey cannot be a good commander.'
The two are not the same, but the good citizen
ought to be capable of both; he should know
how to govern like a freeman, and how to
obey like a freeman - these are the virtues
of a citizen. And, although the temperance
and justice of a ruler are distinct from
those of a subject, the virtue of a good
man will include both; for the virtue of
the good man who is free and also a subject,
e. g., his justice, will not be one but will
comprise distinct kinds, the one qualifying
him to rule, the other to obey, and differing
as the temperance and courage of men and
women differ. For a man would be thought
a coward if he had no more courage than a
courageous woman, and a woman would be thought
loquacious if she imposed no more restraint
on her conversation than the good man; and
indeed their part in the management of the
household is different, for the duty of the
one is to acquire, and of the other to preserve.
Practical wisdom only is characteristic of
the ruler: it would seem that all other virtues
must equally belong to ruler and subject.
The virtue of the subject is certainly not
wisdom, but only true opinion; he may be
compared to the maker of the flute, while
his master is like the flute-player or user
of the flute. From these considerations may
be gathered the answer to the question, whether
the virtue of the good man is the same as
that of the good citizen, or different, and
how far the same, and how far different.
V
There still remains one more question about
the citizen: Is he only a true citizen who
has a share of office, or is the mechanic
to be included? If they who hold no office
are to be deemed citizens, not every citizen
can have this virtue of ruling and obeying;
for this man is a citizen And if none of
the lower class are citizens, in which part
of the state are they to be placed? For they
are not resident aliens, and they are not
foreigners. May we not reply, that as far
as this objection goes there is no more absurdity
in excluding them than in excluding slaves
and freedmen from any of the above-mentioned
classes? It must be admitted that we cannot
consider all those to be citizens who are
necessary to the existence of the state;
for example, children are not citizen equally
with grown-up men, who are citizens absolutely,
but children, not being grown up, are only
citizens on a certain assumption. Nay, in
ancient times, and among some nations the
artisan class were slaves or foreigners,
and therefore the majority of them are so
now. The best form of state will not admit
them to citizenship; but if they are admitted,
then our definition of the virtue of a citizen
will not apply to every citizen nor to every
free man as such, but only to those who are
freed from necessary services. The necessary
people are either slaves who minister to
the wants of individuals, or mechanics and
laborers who are the servants of the community.
These reflections carried a little further
will explain their position; and indeed what
has been said already is of itself, when
understood, explanation enough. Since there
are many forms of government there must be
many varieties of citizen and especially
of citizens who are subjects; so that under
some governments the mechanic and the laborer
will be citizens, but not in others, as,
for example, in aristocracy or the so-called
government of the best (if there be such
an one), in which honors are given according
to virtue and merit; for no man can practice
virtue who is living the life of a mechanic
or laborer. In oligarchies the qualification
for office is high, and therefore no laborer
can ever be a citizen; but a mechanic may,
for an actual majority of them are rich.
At Thebes there was a law that no man could
hold office who had not retired from business
for ten years. But in many states the law
goes to the length of admitting aliens; for
in some democracies a man is a citizen though
his mother only be a citizen; and a similar
principle is applied to illegitimate children;
the law is relaxed when there is a dearth
of population. But when the number of citizens
increases, first the children of a male or
a female slave are excluded; then those whose
mothers only are citizens; and at last the
right of citizenship is confined to those
whose fathers and mothers are both citizens.
Hence, as is evident, there are different
kinds of citizens; and he is a citizen in
the highest sense who shares in the honors
of the state. Compare Homer's words, 'like
some dishonored stranger'; he who is excluded
from the honors of the state is no better
than an alien. But when his exclusion is
concealed, then the object is that the privileged
class may deceive their fellow inhabitants.
As to the question whether the virtue of
the good man is the same as that of the good
citizen, the considerations already adduced
prove that in some states the good man and
the good citizen are the same, and in others
different. When they are the same it is not
every citizen who is a good man, but only
the statesman and those who have or may have,
alone or in conjunction with others, the
conduct of public affairs. VI
Having determined these questions, we have
next to consider whether there is only one
form of government or many, and if many,
what they are, and how many, and what are
the differences between them. A constitution
is the arrangement of magistracies in a state,
especially of the highest of all. The government
is everywhere sovereign in the state, and
the constitution is in fact the government.
For example, in democracies the people are
supreme, but in oligarchies, the few; and,
therefore, we say that these two forms of
government also are different: and so in
other cases. First, let us consider what
is the purpose of a state, and how many forms
of government there are by which human society
is regulated. We have already said, in the
first part of this treatise, when discussing
household management and the rule of a master,
that man is by nature a political animal.
And therefore, men, even when they do not
require one another's help, desire to live
together; not but that they are also brought
together by their common interests in proportion
as they severally attain to any measure of
well-being. This is certainly the chief end,
both of individuals and of states. And also
for the sake of mere life (in which there
is possibly some noble element so long as
the evils of existence do not greatly overbalance
the good) mankind meet together and maintain
the political community. And we all see that
men cling to life even at the cost of enduring
great misfortune, seeming to find in life
a natural sweetness and happiness. There
is no difficulty in distinguishing the various
kinds of authority; they have been often
defined already in discussions outside the
school. The rule of a master, although the
slave by nature and the master by nature
have in reality the same interests, is nevertheless
exercised primarily with a view to the interest
of the master, but accidentally considers
the slave, since, if the slave perish, the
rule of the master perishes with him. On
the other hand, the government of a wife
and children and of a household, which we
have called household management, is exercised
in the first instance for the good of the
governed or for the common good of both parties,
but essentially for the good of the governed,
as we see to be the case in medicine, gymnastic,
and the arts in general, which are only accidentally
concerned with the good of the artists themselves.
For there is no reason why the trainer may
not sometimes practice gymnastics, and the
helmsman is always one of the crew. The trainer
or the helmsman considers the good of those
committed to his care. But, when he is one
of the persons taken care of, he accidentally
participates in the advantage, for the helmsman
is also a sailor, and the trainer becomes
one of those in training. And so in politics:
when the state is framed upon the principle
of equality and likeness, the citizens think
that they ought to hold office by turns.
Formerly, as is natural, every one would
take his turn of service; and then again,
somebody else would look after his interest,
just as he, while in office, had looked after
theirs. But nowadays, for the sake of the
advantage which is to be gained from the
public revenues and from office, men want
to be always in office. One might imagine
that the rulers, being sickly, were only
kept in health while they continued in office;
in that case we may be sure that they would
be hunting after places. The conclusion is
evident: that governments which have a regard
to the common interest are constituted in
accordance with strict principles of justice,
and are therefore true forms; but those which
regard only the interest of the rulers are
all defective and perverted forms, for they
are despotic, whereas a state is a community
of freemen. VII
Having determined these points, we have next
to consider how many forms of government
there are, and what they are; and in the
first place what are the true forms, for
when they are determined the perversions
of them will at once be apparent. The words
constitution and government have the same
meaning, and the government, which is the
supreme authority in states, must be in the
hands of one, or of a few, or of the many.
The true forms of government, therefore,
are those in which the one, or the few, or
the many, govern with a view to the common
interest; but governments which rule with
a view to the private interest, whether of
the one or of the few, or of the many, are
perversions. For the members of a state,
if they are truly citizens, ought to participate
in its advantages. Of forms of government
in which one rules, we call that which regards
the common interests, kingship or royalty;
that in which more than one, but not many,
rule, aristocracy; and it is so called, either
because the rulers are the best men, or because
they have at heart the best interests of
the state and of the citizens. But when the
citizens at large administer the state for
the common interest, the government is called
by the generic name - a constitution. And
there is a reason for this use of language.
One man or a few may excel in virtue; but
as the number increases it becomes more difficult
for them to attain perfection in every kind
of virtue, though they may in military virtue,
for this is found in the masses. Hence in
a constitutional government the fighting-men
have the supreme power, and those who possess
arms are the citizens. Of the above-mentioned
forms, the perversions are as follows: of
royalty, tyranny; of aristocracy, oligarchy;
of constitutional government, democracy.
For tyranny is a kind of monarchy which has
in view the interest of the monarch only;
oligarchy has in view the interest of the
wealthy; democracy, of the needy: none of
them the common good of all. VIII
But there are difficulties about these forms
of government, and it will therefore be necessary
to state a little more at length the nature
of each of them. For he who would make a
philosophical study of the various sciences,
and does not regard practice only, ought
not to overlook or omit anything, but to
set forth the truth in every particular.
Tyranny, as I was saying, is monarchy exercising
the rule of a master over the political society;
oligarchy is when men of property have the
government in their hands; democracy, the
opposite, when the indigent, and not the
men of property, are the rulers. And here
arises the first of our difficulties, and
it relates to the distinction drawn. For
democracy is said to be the government of
the many. But what if the many are men of
property and have the power in their hands?
In like manner oligarchy is said to be the
government of the few; but what if the poor
are fewer than the rich, and have the power
in their hands because they are stronger?
In these cases the distinction which we have
drawn between these different forms of government
would no longer hold good. Suppose, once
more, that we add wealth to the few and poverty
to the many, and name the governments accordingly
- an oligarchy is said to be that in which
the few and the wealthy, and a democracy
that in which the many and the poor are the
rulers - there will still be a difficulty.
For, if the only forms of government are
the ones already mentioned, how shall we
describe those other governments also just
mentioned by us, in which the rich are the
more numerous and the poor are the fewer,
and both govern in their respective states?
The argument seems to show that, whether
in oligarchies or in democracies, the number
of the governing body, whether the greater
number, as in a democracy, or the smaller
number, as in an oligarchy, is an accident
due to the fact that the rich everywhere
are few, and the poor numerous. But if so,
there is a misapprehension of the causes
of the difference between them. For the real
difference between democracy and oligarchy
is poverty and wealth. Wherever men rule
by reason of their wealth, whether they be
few or many, that is an oligarchy, and where
the poor rule, that is a democracy. But as
a fact the rich are few and the poor many;
for few are well-to-do, whereas freedom is
enjoyed by an, and wealth and freedom are
the grounds on which the oligarchical and
democratical parties respectively claim power
in the state.
IX
Let us begin by considering the common definitions
of oligarchy and democracy, and what is justice
oligarchical and democratical. For all men
cling to justice of some kind, but their
conceptions are imperfect and they do not
express the whole idea. For example, justice
is thought by them to be, and is, equality,
not. however, for however, for but only for
equals. And inequality is thought to be,
and is, justice; neither is this for all,
but only for unequals. When the persons are
omitted, then men judge erroneously. The
reason is that they are passing judgment
on themselves, and most people are bad judges
in their own case. And whereas justice implies
a relation to persons as well as to things,
and a just distribution, as I have already
said in the Ethics, implies the same ratio
between the persons and between the things,
they agree about the equality of the things,
but dispute about the equality of the persons,
chiefly for the reason which I have just
given - because they are bad judges in their
own affairs; and secondly, because both the
parties to the argument are speaking of a
limited and partial justice, but imagine
themselves to be speaking of absolute justice.
For the one party, if they are unequal in
one respect, for example wealth, consider
themselves to be unequal in all; and the
other party, if they are equal in one respect,
for example free birth, consider themselves
to be equal in all. But they leave out the
capital point. For if men met and associated
out of regard to wealth only, their share
in the state would be proportioned to their
property, and the oligarchical doctrine would
then seem to carry the day. It would not
be just that he who paid one mina should
have the same share of a hundred minae, whether
of the principal or of the profits, as he
who paid the remaining ninety-nine. But a
state exists for the sake of a good life,
and not for the sake of life only: if life
only were the object, slaves and brute animals
might form a state, but they cannot, for
they have no share in happiness or in a life
of free choice. Nor does a state exist for
the sake of alliance and security from injustice,
nor yet for the sake of exchange and mutual
intercourse; for then the Tyrrhenians and
the Carthaginians, and all who have commercial
treaties with one another, would be the citizens
of one state. True, they have agreements
about imports, and engagements that they
will do no wrong to one another, and written
articles of alliance. But there are no magistrates
common to the contracting parties who will
enforce their engagements; different states
have each their own magistracies.
Nor does one state take care that the citizens
of the other are such as they ought to be,
nor see that those who come under the terms
of the treaty do no wrong or wickedness at
an, but only that they do no injustice to
one another. Whereas, those who care for
good government take into consideration virtue
and vice in states. Whence it may be further
inferred that virtue must be the care of
a state which is truly so called, and not
merely enjoys the name: for without this
end the community becomes a mere alliance
which differs only in place from alliances
of which the members live apart; and law
is only a convention, 'a surety to one another
of justice,' as the sophist Lycophron says,
and has no real power to make the citizens
This is obvious; for suppose distinct places,
such as Corinth and Megara, to be brought
together so that their walls touched, still
they would not be one city, not even if the
citizens had the right to intermarry, which
is one of the rights peculiarly characteristic
of states. Again, if men dwelt at a distance
from one another, but not so far off as to
have no intercourse, and there were laws
among them that they should not wrong each
other in their exchanges, neither would this
be a state. Let us suppose that one man is
a carpenter, another a husbandman, another
a shoemaker, and so on, and that their number
is ten thousand: nevertheless, if they have
nothing in common but exchange, alliance,
and the like, that would not constitute a
state.
Why is this? Surely not because they are
at a distance from one another: for even
supposing that such a community were to meet
in one place, but that each man had a house
of his own, which was in a manner his state,
and that they made alliance with one another,
but only against evil-doers; still an accurate
thinker would not deem this to be a state,
if their intercourse with one another was
of the same character after as before their
union. It is clear then that a state is not
a mere society, having a common place, established
for the prevention of mutual crime and for
the sake of exchange. These are conditions
without which a state cannot exist; but all
of them together do not constitute a state,
which is a community of families and aggregations
of families in well- being, for the sake
of a perfect and self-sufficing life. Such
a community can only be established among
those who live in the same place and intermarry.
Hence arise in cities family connections,
brotherhoods, common sacrifices, amusements
which draw men together. But these are created
by friendship, for the will to live together
is friendship. The end of the state is the
good life, and these are the means towards
it. And the state is the union of families
and villages in a perfect and self-sufficing
life, by which we mean a happy and honorable
life. Our conclusion, then, is that political
society exists for the sake of noble actions,
and not of mere companionship. Hence they
who contribute most to such a society have
a greater share in it than those who have
the same or a greater freedom or nobility
of birth but are inferior to them in political
virtue; or than those who exceed them in
wealth but are surpassed by them in virtue.
From what has been said it will be clearly
seen that all the partisans of different
forms of government speak of a part of justice
only.
X
There is also a doubt as to what is to be
the supreme power in the state: Is it the
multitude? Or the wealthy? Or the good? Or
the one best man? Or a tyrant? Any of these
alternatives seems to involve disagreeable
consequences. If the poor, for example, because
they are more in number, divide among themselves
the property of the rich - is not this unjust?
No, by heaven (will be the reply), for the
supreme authority justly willed it. But if
this is not injustice, pray what is? Again,
when in the first division all has been taken,
and the majority divide anew the property
of the minority, is it not evident, if this
goes on, that they will ruin the state? Yet
surely, virtue is not the ruin of those who
possess her, nor is justice destructive of
a state; and therefore this law of confiscation
clearly cannot be just. If it were, all the
acts of a tyrant must of necessity be just;
for he only coerces other men by superior
power, just as the multitude coerce the rich.
But is it just then that the few and the
wealthy should be the rulers? And what if
they, in like manner, rob and plunder the
people - is this just? if so, the other case
will likewise be just. But there can be no
doubt that all these things are wrong and
unjust. Then ought the good to rule and have
supreme power? But in that case everybody
else, being excluded from power, will be
dishonored. For the offices of a state are
posts of honor; and if one set of men always
holds them, the rest must be deprived of
them. Then will it be well that the one best
man should rule? Nay, that is still more
oligarchical, for the number of those who
are dishonored is thereby increased. Some
one may say that it is bad in any case for
a man, subject as he is to all the accidents
of human passion, to have the supreme power,
rather than the law. But what if the law
itself be democratical or oligarchical, how
will that help us out of our difficulties?
Not at all; the same consequences will follow.
XI
Most of these questions may be reserved for
another occasion. The principle that the
multitude ought to be supreme rather than
the few best is one that is maintained, and,
though not free from difficulty, yet seems
to contain an element of truth. For the many,
of whom each individual is but an ordinary
person, when they meet together may very
likely be better than the few good, if regarded
not individually but collectively, just as
a feast to which many contribute is better
than a dinner provided out of a single purse.
For each individual among the many has a
share of virtue and prudence, and when they
meet together, they become in a manner one
man, who has many feet, and hands, and senses;
that is a figure of their mind and disposition.
Hence the many are better judges than a single
man of music and poetry; for some understand
one part, and some another, and among them
they understand the whole. There is a similar
combination of qualities in good men, who
differ from any individual of the many, as
the beautiful are said to differ from those
who are not beautiful, and works of art from
realities, because in them the scattered
elements are combined, although, if taken
separately, the eye of one person or some
other feature in another person would be
fairer than in the picture. Whether this
principle can apply to every democracy, and
to all bodies of men, is not clear.
Or rather, by heaven, in some cases it is
impossible of application; for the argument
would equally hold about brutes; and wherein,
it will be asked, do some men differ from
brutes? But there may be bodies of men about
whom our statement is nevertheless true.
And if so, the difficulty which has been
already raised, and also another which is
akin to it - viz., what power should be assigned
to the mass of freemen and citizens, who
are not rich and have no personal merit -
are both solved. There is still a danger
in aflowing them to share the great offices
of state, for their folly will lead them
into error, and their dishonesty into crime.
But there is a danger also in not letting
them share, for a state in which many poor
men are excluded from office will necessarily
be full of enemies. The only way of escape
is to assign to them some deliberative and
judicial functions. For this reason Solon
and certain other legislators give them the
power of electing to offices, and of calling
the magistrates to account, but they do not
allow them to hold office singly. When they
meet together their perceptions are quite
good enough, and combined with the better
class they are useful to the state (just
as impure food when mixed with what is pure
sometimes makes the entire mass more wholesome
than a small quantity of the pure would be),
but each individual, left to himself, forms
an imperfect judgment.
On the other hand, the popular form of government
involves certain difficulties. In the first
place, it might be objected that he who can
judge of the healing of a sick man would
be one who could himself heal his disease,
and make him whole - that is, in other words,
the physician; and so in all professions
and arts. As, then, the physician ought to
be called to account by physicians, so ought
men in general to be called to account by
their peers. But physicians are of three
kinds: there is the ordinary practitioner,
and there is the physician of the higher
class, and thirdly the intelligent man who
has studied the art: in all arts there is
such a class; and we attribute the power
of judging to them quite as much as to professors
of the art. Secondly, does not the same principle
apply to elections? For a right election
can only be made by those who have knowledge;
those who know geometry, for example, will
choose a geometrician rightly, and those
who know how to steer, a pilot; and, even
if there be some occupations and arts in
which private persons share in the ability
to choose, they certainly cannot choose better
than those who know.
So that, according to this argument, neither
the election of magistrates, nor the calling
of them to account, should be entrusted to
the many. Yet possibly these objections are
to a great extent met by our old answer,
that if the people are not utterly degraded,
although individually they may be worse judges
than those who have special knowledge - as
a body they are as good or better. Moreover,
there are some arts whose products are not
judged of solely, or best, by the artists
themselves, namely those arts whose products
are recognized even by those who do not possess
the art; for example, the knowledge of the
house is not limited to the builder only;
the user, or, in other words, the master,
of the house will be even a better judge
than the builder, just as the pilot will
judge better of a rudder than the carpenter,
and the guest will judge better of a feast
than the cook. This difficulty seems now
to be sufficiently answered, but there is
another akin to it. That inferior persons
should have authority in greater matters
than the good would appear to be a strange
thing, yet the election and calling to account
of the magistrates is the greatest of all.
And these, as I was saying, are functions
which in some states are assigned to the
people, for the assembly is supreme in all
such matters. Yet persons of any age, and
having but a small property qualification,
sit in the assembly and deliberate and judge,
although for the great officers of state,
such as treasurers and generals, a high qualification
is required. This difficulty may be solved
in the same manner as the preceding, and
the present practice of democracies may be
really defensible.
For the power does not reside in the dicast,
or senator, or ecclesiast, but in the court,
and the senate, and the assembly, of which
individual senators, or ecclesiasts, or dicasts,
are only parts or members. And for this reason
the many may claim to have a higher authority
than the few; for the people, and the senate,
and the courts consist of many persons, and
their property collectively is greater than
the property of one or of a few individuals
holding great offices. But enough of this.
The discussion of the first question shows
nothing so clearly as that laws, when good,
should be supreme; and that the magistrate
or magistrates should regulate those matters
only on which the laws are unable to speak
with precision owing to the difficulty of
any general principle embracing all particulars.
But what are good laws has not yet been clearly
explained; the old difficulty remains. The
goodness or badness, justice or injustice,
of laws varies of necessity with the constitutions
of states. This, however, is clear, that
the laws must be adapted to the constitutions.
But if so, true forms of government will
of necessity have just laws, and perverted
forms of government will have unjust laws.
XII
In all sciences and arts the end is a good,
and the greatest good and in the highest
degree a good in the most authoritative of
all - this is the political science of which
the good is justice, in other words, the
common interest. All men think justice to
be a sort of equality; and to a certain extent
they agree in the philosophical distinctions
which have been laid down by us about Ethics.
For they admit that justice is a thing and
has a relation to persons, and that equals
ought to have equality. But there still remains
a question: equality or inequality of what?
Here is a difficulty which calls for political
speculation. For very likely some persons
will say that offices of state ought to be
unequally distributed according to superior
excellence, in whatever respect, of the citizen,
although there is no other difference between
him and the rest of the community; for that
those who differ in any one respect have
different rights and claims. But, surely,
if this is true, the complexion or height
of a man, or any other advantage, will be
a reason for his obtaining a greater share
of political rights.
The error here lies upon the surface, and
may be illustrated from the other arts and
sciences. When a number of flute players
are equal in their art, there is no reason
why those of them who are better born should
have better flutes given to them; for they
will not play any better on the flute, and
the superior instrument should be reserved
for him who is the superior artist. If what
I am saying is still obscure, it will be
made clearer as we proceed. For if there
were a superior flute-player who was far
inferior in birth and beauty, although either
of these may be a greater good than the art
of flute-playing, and may excel flute-playing
in a greater ratio than he excels the others
in his art, still he ought to have the best
flutes given to him, unless the advantages
of wealth and birth contribute to excellence
in flute-playing, which they do not. Moreover,
upon this principle any good may be compared
with any other. For if a given height may
be measured wealth and against freedom, height
in general may be so measured. Thus if A
excels in height more than B in virtue, even
if virtue in general excels height still
more, all goods will be commensurable; for
if a certain amount is better than some other,
it is clear that some other will be equal.
But since no such comparison can be made,
it is evident that there is good reason why
in politics men do not ground their claim
to office on every sort of inequality any
more than in the arts. For if some be slow,
and others swift, that is no reason why the
one should have little and the others much;
it is in gymnastics contests that such excellence
is rewarded. Whereas the rival claims of
candidates for office can only be based on
the possession of elements which enter into
the composition of a state. And therefore
the noble, or free-born, or rich, may with
good reason claim office; for holders of
offices must be freemen and taxpayers: a
state can be no more composed entirely of
poor men than entirely of slaves. But if
wealth and freedom are necessary elements,
justice and valor are equally so; for without
the former qualities a state cannot exist
at all, without the latter not well.
XIII
If the existence of the state is alone to
be considered, then it would seem that all,
or some at least, of these claims are just;
but, if we take into account a good life,
then, as I have already said, education and
virtue have superior claims. As, however,
those who are equal in one thing ought not
to have an equal share in all, nor those
who are unequal in one thing to have an unequal
share in all, it is certain that all forms
of government which rest on either of these
principles are perversions. All men have
a claim in a certain sense, as I have already
admitted, but all have not an absolute claim.
The rich claim because they have a greater
share in the land, and land is the common
element of the state; also they are generally
more trustworthy in contracts. The free claim
under the same tide as the noble; for they
are nearly akin. For the noble are citizens
in a truer sense than the ignoble, and good
birth is always valued in a man's own home
and country. Another reason is, that those
who are sprung from better ancestors are
likely to be better men, for nobility is
excellence of race. Virtue, too, may be truly
said to have a claim, for justice has been
acknowledged by us to be a social virtue,
and it implies all others. Again, the many
may urge their claim against the few; for,
when taken collectively, and compared with
the few, they are stronger and richer and
better. But, what if the good, the rich,
the noble, and the other classes who make
up a state, are all living together in the
same city, Will there, or will there not,
be any doubt who shall rule? No doubt at
all in determining who ought to rule in each
of the above-mentioned forms of government.
For states are characterized by differences
in their governing bodies-one of them has
a government of the rich, another of the
virtuous, and so on. But a difficulty arises
when all these elements co-exist. How are
we to decide?
Suppose the virtuous to be very few in number:
may we consider their numbers in relation
to their duties, and ask whether they are
enough to administer the state, or so many
as will make up a state? Objections may be
urged against all the aspirants to political
power. For those who found their claims on
wealth or family might be thought to have
no basis of justice; on this principle, if
any one person were richer than all the rest,
it is clear that he ought to be ruler of
them. In like manner he who is very distinguished
by his birth ought to have the superiority
over all those who claim on the ground that
they are freeborn. In an aristocracy, or
government of the best, a like difficulty
occurs about virtue; for if one citizen be
better than the other members of the government,
however good they may be, he too, upon the
same principle of justice, should rule over
them. And if the people are to be supreme
because they are stronger than the few, then
if one man, or more than one, but not a majority,
is stronger than the many, they ought to
rule, and not the many. All these considerations
appear to show that none of the principles
on which men claim to rule and to hold all
other men in subjection to them are strictly
right. To those who claim to be masters of
the government on the ground of their virtue
or their wealth, the many might fairly answer
that they themselves are often better and
richer than the few - I do not say individually,
but collectively. And another ingenious objection
which is sometimes put forward may be met
in a similar manner.
Some persons doubt whether the legislator
who desires to make the justest laws ought
to legislate with a view to the good of the
higher classes or of the many, when the case
which we have mentioned occurs. Now what
is just or right is to be interpreted in
the sense of 'what is equal'; and that which
is right in the sense of being equal is to
be considered with reference to the advantage
of the state, and the common good of the
citizens. And a citizen is one who shares
in governing and being governed. He differs
under different forms of government, but
in the best state he is one who is able and
willing to be governed and to govern with
a view to the life of virtue. If, however,
there be some one person, or more than one,
although not enough to make up the full complement
of a state, whose virtue is so pre-eminent
that the virtues or the political capacity
of all the rest admit of no comparison with
his or theirs, he or they can be no longer
regarded as part of a state; for justice
will not be done to the superior, if he is
reckoned only as the equal of those who are
so far inferior to him in virtue and in political
capacity. Such an one may truly be deemed
a God among men. Hence we see that legislation
is necessarily concerned only with those
who are equal in birth and in capacity; and
that for men of pre-eminent virtue there
is no law - they are themselves a law. Any
would be ridiculous who attempted to make
laws for them: they would probably retort
what, in the fable of Antisthenes, the lions
said to the hares, when in the council of
the beasts the latter began haranguing and
claiming equality for all. And for this reason
democratic states have instituted ostracism;
equality is above all things their aim, and
therefore they ostracized and banished from
the city for a time those who seemed to predominate
too much through their wealth, or the number
of their friends, or through any other political
influence.
Mythology tells us that the Argonauts left
Heracles behind for a similar reason; the
ship Argo would not take him because she
feared that he would have been too much for
the rest of the crew. Wherefore those who
denounce tyranny and blame the counsel which
Periander gave to Thrasybulus cannot be held
altogether just in their censure. The story
is that Periander, when the herald was sent
to ask counsel of him, said nothing, but
only cut off the tallest ears of corn till
he had brought the field to a level. The
herald did not know the meaning of the action,
but came and reported what he had seen to
Thrasybulus, who understood that he was to
cut off the principal men in the state; and
this is a policy not only expedient for tyrants
or in practice confined to them, but equally
necessary in oligarchies and democracies.
Ostracism is a measure of the same kind,
which acts by disabling and banishing the
most prominent citizens. Great powers do
the same to whole cities and nations, as
the Athenians did to the Samians, Chians,
and Lesbians; no sooner had they obtained
a firm grasp of the empire, than they humbled
their allies contrary to treaty; and the
Persian king has repeatedly crushed the Medes,
Babylonians, and other nations, when their
spirit has been stirred by the recollection
of their former greatness.
The problem is a universal one, and equally
concerns all forms of government, true as
well as false; for, although perverted forms
with a view to their own interests may adopt
this policy, those which seek the common
interest do so likewise. The same thing may
be observed in the arts and sciences; for
the painter will not allow the figure to
have a foot which, however beautiful, is
not in proportion, nor will the shipbuilder
allow the stem or any other part of the vessel
to be unduly large, any more than the chorus-master
will allow any one who sings louder or better
than all the rest to sing in the choir. Monarchs,
too, may practice compulsion and still live
in harmony with their cities, if their own
government is for the interest of the state.
Hence where there is an acknowledged superiority
the argument in favor of ostracism is based
upon a kind of political justice. It would
certainly be better that the legislator should
from the first so order his state as to have
no need of such a remedy. But if the need
arises, the next best thing is that he should
endeavor to correct the evil by this or some
similar measure. The principle, however,
has not been fairly applied in states; for,
instead of looking to the good of their own
constitution, they have used ostracism for
factious purposes. It is true that under
perverted forms of government, and from their
special point of view, such a measure is
just and expedient, but it is also clear
that it is not absolutely just. In the perfect
state there would be great doubts about the
use of it, not when applied to excess in
strength, wealth, popularity, or the like,
but when used against some one who is pre-eminent
in virtue - what is to be done with him?
Mankind will not say that such an one is
to be expelled and exiled; on the other hand,
he ought not to be a subject - that would
be as if mankind should claim to rule over
Zeus, dividing his offices among them. The
only alternative is that all should joyfully
obey such a ruler, according to what seems
to be the order of nature, and that men like
him should be kings in their state for life.
XIV
The preceding discussion, by a natural transition,
leads to the consideration of royalty, which
we admit to be one of the true forms of government.
Let us see whether in order to be well governed
a state or country should be under the rule
of a king or under some other form of government;
and whether monarchy, although good for some,
may not be bad for others. But first we must
determine whether there is one species of
royalty or many. It is easy to see that there
are many, and that the manner of government
is not the same in all of them. Of royalties
according to law, (1) the Lacedaemonian is
thought to answer best to the true pattern;
but there the royal power is not absolute,
except when the kings go on an expedition,
and then they take the command. Matters of
religion are likewise committed to them.
The kingly office is in truth a kind of generalship,
irresponsible and perpetual. The king has
not the power of life and death, except in
a specified case, as for instance, in ancient
times, he had it when upon a campaign, by
right of force. This custom is described
in Homer.
For Agamemnon is patient when he is attacked
in the assembly, but when the army goes out
to battle he has the power even of life and
death. Does he not say -'When I find a man
skulking apart from the battle, nothing shall
save him from the dogs and vultures, for
in my hands is death'? This, then, is one
form of royalty-a generalship for life: and
of such royalties some are hereditary and
others elective. (2) There is another sort
of monarchy not uncommon among the barbarians,
which nearly resembles tyranny. But this
is both legal and hereditary. For barbarians,
being more servile in character than Hellenes,
and Asiadics than Europeans, do not rebel
against a despotic government. Such royalties
have the nature of tyrannies because the
people are by nature slaves; but there is
no danger of their being overthrown, for
they are hereditary and legal. Wherefore
also their guards are such as a king and
not such as a tyrant would employ, that is
to say, they are composed of citizens, whereas
the guards of tyrants are mercenaries. For
kings rule according to law over voluntary
subjects, but tyrants over involuntary; and
the one are guarded by their fellow-citizens
the others are guarded against them. These
are two forms of monarchy, and there was
a third (3) which existed in ancient Hellas,
called an Aesymnetia or dictatorship.
This may be defined generally as an elective
tyranny, which, like the barbarian monarchy,
is legal, but differs from it in not being
hereditary. Sometimes the office was held
for life, sometimes for a term of years,
or until certain duties had been performed.
For example, the Mytilenaeans elected Pittacus
leader against the exiles, who were headed
by Antimenides and Alcaeus the poet. And
Alcaeus himself shows in one of his banquet
odes that they chose Pittacus tyrant, for
he reproaches his fellow-citizens for 'having
made the low-born Pittacus tyrant of the
spiritless and ill-fated city, with one voice
shouting his praises.' These forms of government
have always had the character of tyrannies,
because they possess despotic power; but
inasmuch as they are elective and acquiesced
in by their subjects, they are kingly.
(4) There is a fourth species of kingly rule
- that of the heroic times - which was hereditary
and legal, and was exercised over willing
subjects. For the first chiefs were benefactors
of the people in arts or arms; they either
gathered them into a community, or procured
land for them; and thus they became kings
of voluntary subjects, and their power was
inherited by their descendants. They took
the command in war and presided over the
sacrifices, except those which required a
priest. They also decided causes either with
or without an oath; and when they swore,
the form of the oath was the stretching out
of their sceptre. In ancient times their
power extended continuously to all things
whatsoever, in city and country, as well
as in foreign parts; but at a later date
they relinquished several of these privileges,
and others the people took from them, until
in some states nothing was left to them but
the sacrifices; and where they retained more
of the reality they had only the right of
leadership in war beyond the border. These,
then, are the four kinds of royalty.
First the monarchy of the heroic ages; this
was exercised over voluntary subjects, but
limited to certain functions; the king was
a general and a judge, and had the control
of religion The second is that of the barbarians,
which is a hereditary despotic government
in accordance with law. A third is the power
of the so-called Aesynmete or Dictator; this
is an elective tyranny. The fourth is the
Lacedaemonian, which is in fact a generalship,
hereditary and perpetual. These four forms
differ from one another in the manner which
I have described.
(5) There is a fifth form of kingly rule
in which one has the disposal of all, just
as each nation or each state has the disposal
of public matters; this form corresponds
to the control of a household. For as household
management is the kingly rule of a house,
so kingly rule is the household management
of a city, or of a nation, or of many nations.
XV
Of these forms we need only consider two,
the Lacedaemonian and the absolute royalty;
for most of the others he in a region between
them, having less power than the last, and
more than the first. Thus the inquiry is
reduced to two points: first, is it advantageous
to the state that there should be a perpetual
general, and if so, should the office be
confined to one family, or open to the citizens
in turn? Secondly, is it well that a single
man should have the supreme power in all
things? The first question falls under the
head of laws rather than of constitutions;
for perpetual generalship might equally exist
under any form of government, so that this
matter may be dismissed for the present.
The other kind of royalty is a sort of constitution;
this we have now to consider, and briefly
to run over the difficulties involved in
it. We will begin by inquiring whether it
is more advantageous to be ruled by the best
man or by the best laws. The advocates of
royalty maintain that the laws speak only
in general terms, and cannot provide for
circumstances; and that for any science to
abide by written rules is absurd. In Egypt
the physician is allowed to alter his treatment
after the fourth day, but if sooner, he takes
the risk. Hence it is clear that a government
acting according to written laws is plainly
not the best. Yet surely the ruler cannot
dispense with the general principle which
exists in law; and this is a better ruler
which is free from passion than that in which
it is innate. Whereas the law is passionless,
passion must ever sway the heart of man.
Yes, it may be replied, but then on the other
hand an individual will be better able to
deliberate in particular cases.
The best man, then, must legislate, and laws
must be passed, but these laws will have
no authority when they miss the mark, though
in all other cases retaining their authority.
But when the law cannot determine a point
at all, or not well, should the one best
man or should all decide? According to our
present practice assemblies meet, sit in
judgment, deliberate, and decide, and their
judgments an relate to individual cases.
Now any member of the assembly, taken separately,
is certainly inferior to the wise man. But
the state is made up of many individuals.
And as a feast to which all the guests contribute
is better than a banquet furnished by a single
man, so a multitude is a better judge of
many things than any individual. Again, the
many are more incorruptible than the few;
they are like the greater quantity of water
which is less easily corrupted than a little.
The individual is liable to be overcome by
anger or by some other passion, and then
his judgment is necessarily perverted; but
it is hardly to be supposed that a great
number of persons would all get into a passion
and go wrong at the same moment. Let us assume
that they are the freemen, and that they
never act in violation of the law, but fill
up the gaps which the law is obliged to leave.
Or, if such virtue is scarcely attainable
by the multitude, we need only suppose that
the majority are good men and good citizens,
and ask which will be the more incorruptible,
the one good ruler, or the many who are all
good? Will not the many? But, you will say,
there may be parties among them, whereas
the one man is not divided against himself.
To which we may answer that their character
is as good as his. If we call the rule of
many men, who are all of them good, aristocracy,
and the rule of one man royalty, then aristocracy
will be better for states than royalty, whether
the government is supported by force or not,
provided only that a number of men equal
in virtue can be found. The first governments
were kingships, probably for this reason,
because of old, when cities were small, men
of eminent virtue were few.
Further, they were made kings because they
were benefactors, and benefits can only be
bestowed by good men. But when many persons
equal in merit arose, no longer enduring
the pre-eminence of one, they desired to
have a commonwealth, and set up a constitution.
The ruling class soon deteriorated and enriched
themselves out of the public treasury; riches
became the path to honor, and so oligarchies
naturally grew up. These passed into tyrannies
and tyrannies into democracies; for love
of gain in the ruling classes was always
tending to diminish their number, and so
to strengthen the masses, who in the end
set upon their masters and established democracies.
Since cities have increased in size, no other
form of government appears to be any longer
even easy to establish. Even supposing the
principle to be maintained that kingly power
is the best thing for states, how about the
family of the king? Are his children to succeed
him? If they are no better than anybody else,
that will be mischievous. But, says the lover
of royalty, the king, though he might, will
not hand on his power to his children. That,
however, is hardly to be expected, and is
too much to ask of human nature. There is
also a difficulty about the force which he
is to employ; should a king have guards about
him by whose aid he may be able to coerce
the refractory? If not, how will he administer
his kingdom? Even if he be the lawful sovereign
who does nothing arbitrarily or contrary
to law, still he must have some force wherewith
to maintain the law. In the case of a limited
monarchy there is not much difficulty in
answering this question; the king must have
such force as will be more than a match for
one or more individuals, but not so great
as that of the people. The ancients observe
this principle when they have guards to any
one whom they appointed dictator or tyrant.
Thus, when Dionysius asked the Syracusans
to allow him guards, somebody advised that
they should give him only such a number.
XVI
At this place in the discussion there impends
the inquiry respecting the king who acts
solely according to his own will he has now
to be considered. The so-called limited monarchy,
or kingship according to law, as I have already
remarked, is not a distinct form of government,
for under all governments, as, for example,
in a democracy or aristocracy, there may
be a general holding office for life, and
one person is often made supreme over the
administration of a state. A magistracy of
this kind exists at Epidamnus, and also at
Opus, but in the latter city has a more limited
power. Now, absolute monarchy, or the arbitrary
rule of a sovereign over an the citizens,
in a city which consists of equals, is thought
by some to be quite contrary to nature; it
is argued that those who are by nature equals
must have the same natural right and worth,
and that for unequals to have an equal share,
or for equals to have an uneven share, in
the offices of state, is as bad as for different
bodily constitutions to have the same food
and clothing. Wherefore it is thought to
be just that among equals every one be ruled
as well as rule, and therefore that an should
have their turn. We thus arrive at law; for
an order of succession implies law. And the
rule of the law, it is argued, is preferable
to that of any individual. On the same principle,
even if it be better for certain individuals
to govern, they should be made only guardians
and ministers of the law. For magistrates
there must be - this is admitted; but then
men say that to give authority to any one
man when all are equal is unjust.
Nay, there may indeed be cases which the
law seems unable to determine, but in such
cases can a man? Nay, it will be replied,
the law trains officers for this express
purpose, and appoints them to determine matters
which are left undecided by it, to the best
of their judgment. Further, it permits them
to make any amendment of the existing laws
which experience suggests. Therefore he who
bids the law rule may be deemed to bid God
and Reason alone rule, but he who bids man
rule adds an element of the beast; for desire
is a wild beast, and passion perverts the
minds of rulers, even when they are the best
of men. The law is reason unaffected by desire.
We are told that a patient should call in
a physician; he will not get better if he
is doctored out of a book. But the parallel
of the arts is clearly not in point; for
the physician does nothing contrary to rule
from motives of friendship; he only cures
a patient and takes a fee; whereas magistrates
do many things from spite and partiality.
And, indeed, if a man suspected the physician
of being in league with his enemies to destroy
him for a bribe, he would rather have recourse
to the book. But certainly physicians, when
they are sick, call in other physicians,
and training-masters, when they are in training,
other training-masters, as if they could
not judge judge truly about their own case
and might be influenced by their feelings.
Hence it is evident that in seeking for justice
men seek for the mean or neutral, for the
law is the mean. Again, customary laws have
more weight, and relate to more important
matters, than written laws, and a man may
be a safer ruler than the written law, but
not safer than the customary law.
Again, it is by no means easy for one man
to superintend many things; he will have
to appoint a number of subordinates, and
what difference does it make whether these
subordinates always existed or were appointed
by him because he needed theme If, as I said
before, the good man has a right to rule
because he is better, still two good men
are better than one: this is the old saying,
two going together, and the prayer of Agamemnon,
Would that I had ten such councillors! And
at this day there are magistrates, for example
judges, who have authority to decide some
matters which the law is unable to determine,
since no one doubts that the law would command
and decide in the best manner whatever it
could. But some things can, and other things
cannot, be comprehended under the law, and
this is the origin of the nexted question
whether the best law or the best man should
rule. For matters of detail about which men
deliberate cannot be included in legislation.
Nor does any one deny that the decision of
such matters must be left to man, but it
is argued that there should be many judges,
and not one only. For every ruler who has
been trained by the law judges well; and
it would surely seem strange that a person
should see better with two eyes, or hear
better with two ears, or act better with
two hands or feet, than many with many; indeed,
it is already the practice of kings to make
to themselves many eyes and ears and hands
and feet. For they make colleagues of those
who are the friends of themselves and their
governments. They must be friends of the
monarch and of his government; if not his
friends, they will not do what he wants;
but friendship implies likeness and equality;
and, therefore, if he thinks that his friends
ought to rule, he must think that those who
are equal to himself and like himself ought
to rule equally with himself. These are the
principal controversies relating to monarchy.
XVII
But may not all this be true in some cases
and not in others? for there is by nature
both a justice and an advantage appropriate
to the rule of a master, another to kingly
rule, another to constitutional rule; but
there is none naturally appropriate to tyranny,
or to any other perverted form of government;
for these come into being contrary to nature.
Now, to judge at least from what has been
said, it is manifest that, where men are
alike and equal, it is neither expedient
nor just that one man should be lord of all,
whether there are laws, or whether there
are no laws, but he himself is in the place
of law. Neither should a good man be lord
over good men, nor a bad man over bad; nor,
even if he excels in virtue, should he have
a right to rule, unless in a particular case,
at which I have already hinted, and to which
I will once more recur.
But first of all, I must determine what natures
are suited for government by a king, and
what for an aristocracy, and what for a constitutional
government. A people who are by nature capable
of producing a race superior in the virtue
needed for political rule are fitted for
kingly government; and a people submitting
to be ruled as freemen by men whose virtue
renders them capable of political command
are adapted for an aristocracy; while the
people who are suited for constitutional
freedom are those among whom there naturally
exists a warlike multitude able to rule and
to obey in turn by a law which gives office
to the well-to-do according to their desert.
But when a whole family or some individual,
happens to be so pre-eminent in virtue as
to surpass all others, then it is just that
they should be the royal family and supreme
over all, or that this one citizen should
be king of the whole nation. For, as I said
before, to give them authority is not only
agreeable to that ground of right which the
founders of all states, whether aristocratical,
or oligarchical, or again democratical, are
accustomed to put forward (for these all
recognize the claim of excellence, although
not the same excellence), but accords with
the principle already laid down.
For surely it would not be right to kill,
or ostracize, or exile such a person, or
require that he should take his turn in being
governed. The whole is naturally superior
to the part, and he who has this pre- eminence
is in the relation of a whole to a part.
But if so, the only alternative is that he
should have the supreme power, and that mankind
should obey him, not in turn, but always.
These are the conclusions at which we arrive
respecting royalty and its various forms,
and this is the answer to the question, whether
it is or is not advantageous to states, and
to which, and how.
XVIII
We maintain that the true forms of government
are three, and that the best must be that
which is administered by the best, and in
which there is one man, or a whole family,
or many persons, excelling all the others
together in virtue, and both rulers and subjects
are fitted, the one to rule, the others to
be ruled, in such a manner as to attain the
most eligible life. We showed at the commencement
of our inquiry that the virtue of the good
man is necessarily the same as the virtue
of the citizen of the perfect state. Clearly
then in the same manner, and by the same
means through which a man becomes truly good,
he will frame a state that is to be ruled
by an aristocracy or by a king, and the same
education and the same habits will be found
to make a good man and a man fit to be a
statesman or a king. Having arrived at these
conclusions, we must proceed to speak of
the perfect state, and describe how it comes
into being and is established.
END OF ARISTOTLE - POLITICS - IN EIGHT WEB-PAGE
PARTS - WEB-PAGE THREE |