In an article devoted to the Young Marx,
I have already stressed the ambiguity
of
the idea of ‘inverting Hegel’. It seemed
to me that strictly speaking this expression
suited Feuerbach perfectly; the latter
did,
indeed, ‘turn speculative philosophy
back
on to its feet’, but the only result
was
to arrive with implacable logic at
an idealist
anthropology. But the expression cannot
be
applied to Marx, at least not to the
Marx
who had grown out of this ‘anthropological’
phase.
I could go further, and suggest that
in the
well-known passage: ‘With (Hegel, the
dialectic)
is standing on its head. It must be
turned
right side up again, if you would discover
the rational kernel within the mystical
shell’,
this ‘turning right side up again’
is merely
gestural, even metaphorical, and it
raises
as many questions as it answers.
How should we really understand its
use in
this quotation? It is no longer a matter
of a general ‘inversion’ of Hegel,
that is,
the inversion of speculative philosophy
as
such. From The German Ideology onwards
we
know that such an undertaking would
be meaningless.
Anyone who claims purely and simply
to have
inverted speculative philosophy (to
derive,
for example, materialism) can never
be more
than philosophy’s Proudhon, its unconscious
prisoner, just as Proudhon was the
prisoner
of bourgeois economics. We are now
concerned
with the dialectic, and the dialectic
alone.
It might be thought that when Marx
writes
that we must ‘discover the rational
kernel
within the mystical shell’ he means
that
the ‘rational kernel’ is the dialectic
itself,
while the ‘mystical shell’ is speculative
philosophy. Engels’s time-honoured
distinction
between method and system implies precisely
this. The shell, the mystical wrapping
(speculative
philosophy), should be tossed aside
and the
precious kernel, the dialectic, retained.
But in the same sentence Marx claims
that
this shelling of the kernel and the
inversion
of the dialectic are one and the same
thing,
How can an extraction be an inversion?
or
in other words, what is ‘inverted’
during
this extraction?
Let us look a little closer. As soon
as the
dialectic is removed from its idealistic
shell, it becomes ‘the direct opposite
of
the Hegelian dialectic’. Does this
mean that
for Marx, far from dealing with Hegel’s
sublimated,
inverted world, it is applied to the
real
world? This is certainly the sense
in which
Hegel was ‘the first consciously to
expose
its general forms of movement in depth’.
We could therefore take over the dialectic
from him and apply it to life rather
than
to the Idea. The ‘inversion’ would
then be
an ‘inversion’ of the ‘sense-of the
dialectic.
But such an inversion in sense would
in fact
leave the dialectic untouched.
Taking Young Marx as an example, in
the article
referred to above, I suggested that
to take
over the dialectic in rigorous Hegelian
form
could only expose us to dangerous ambiguities,
for it is impossible given the principles
of a Marxist interpretation of any
ideological
phenomenon, it is unthinkable that
the place
of the dialectic in Hegel’s system
could
be conceived as that of a kernel in
a nut.
By which I meant that it is inconceivable
that the essence of the dialectic in
Hegel’s
work should not be contaminated by
Hegelian
ideology, or, since such a ‘contamination’
presupposes the fiction of a pure pre-‘contamination’
dialectic, that the Hegelian dialectic
could
cease to be Hegelian and become Marxist
by
a simple, miraculous ‘extraction’.
Even in the rapidly written lines of
the
afterword to the second edition of
Das Kapital
Marx saw this difficulty clearly. By
the
accumulation of metaphors, and, in
particular,
in the remarkable encounter of the
extraction
and the inversion, he not only hints
at something
more than he says, but in other passages
he puts it clearly enough, though Roy
has
half spirited them away.
A close reading of the German text
shows
clearly enough that the mystical shell
is
by no means (as some of Engels’s later
commentaries
would lead one to think) speculative
philosophy,
or its ‘world outlook’ or its ‘system’,
that
is, an element we can regard as external
to its method, but refers directly
to the
dialectic itself. Marx goes so far
as to
talk of the ‘mystification the dialectic
suffered at Hegel’s hands’, of its
‘mystificatory
side’, its ‘mystified form’, and he
opposes
precisely to this mystified form
(mystifizierten Form) of the Hegelian
dialectic
the rational figure (rationelle Gestalt)
of his own dialectic. It would be difficult
to indicate more clearly that the mystical
shell is nothing but the mystified
form of
the dialectic itself: that is, not
an internal
element, consubstantial with the Hegelian
dialectic. It is not enough, therefore,
to
disengage it from its first wrapping
(the
system) to free it. It must also be
freed
from a second, almost inseparable skin,
which
is itself Hegelian in principle (Grundlage).
We must admit that this extraction
cannot
be painless; in appearance an unpeeling,
it is really a demystification, an
operation
which transforms what it extracts.
So I think that, in its approximation,
this
metaphorical expression — the ‘inversion’
of the dialectic — does not pose the
problem
of the nature of the objects to which
a single
method should be applied (the world
of the
Idea for Hegel — the real world for
Marx),
but rather the problem of the nature
of the
dialectic considered itself, that is,
the
problem of its specific structures;
not the
problem of the inversion of the ‘sense’
of
the dialectic, but that of the transformation
of its structures. It is hardly worth
pointing
out that, in the first case, the application
of a method, the exteriority of the
dialectic
to its possible objects poses a pre-dialectical
question, a question without any strict
meaning
for Marx. The second problem on the
other
hand, raises a real question to which
it
is hardly likely that Marx and his
disciples
should not have given a concrete answer
in
theory and practice, in theory or in
practice.
Let us say, to end this over-extended
textual
exposition, that if the Marxist dialectic
is ‘in principle’ the opposite of the
Hegelian
dialectic, if it is rational and not
mystical-mystified-mystificatory,
this radical distinction must be manifest
in its essence, that is, in its characteristic
determinations and structures. To be
clear,
this means that basic structures of
the Hegelian
dialectic such as negation, the negation
of the negation, the identity of opposites,
‘supersession’, the transformation
of quantity
into quality, contradiction, etc.,
have for
Marx (in so far as he takes them over,
and
he takes over by no means all of them)
a
structure different from the structure
they
have for Hegel. It also means that
these
structural differences can be demonstrated,
described, determined and thought.
And if
this is possible, it is therefore necessary,
I would go so far as to say vital,
for Marxism.
We cannot go on reiterating indefinitely
approximations such as the difference
between
system and method, the inversion of
philosophy
or dialectic, the extraction of the
‘rational
kernel’, and so on, without letting
these
formulae think for us, that is, stop
thinking
ourselves and trust ourselves to the
magic
of a number of completely devalued
words
for our completion of Marx’s work.
I say
vital, for I am convinced that the
philosophical
development of Marxism currently depends
on this task.
--------------------------------------------------------------------------------
As this is also a personal responsibility,
whatever risks I shall run I should
like
to attempt a moment’s reflection on
the Marxist
concept of contradiction, in respect
to a
particular example: the Leninist theme
of
the ‘weakest link ‘.
Lenin gave this metaphor above all
a practical
meaning. A chain is as strong as its
weakest
link. In general, anyone who wants
to control
a given situation will look out for
a weak
point, in case it should render the
whole
system vulnerable. On the other hand,
anyone
who wants to attack it, even if the
odds
are apparently against him, need only
discover
this one weakness to make all its power
precarious.
So far there is no revelation here
for readers
of Machiavelli and Vauban, who were
as expert
in the arts of the defence as of the
destruction
of a position, and judged all armour
by its
faults.
But here we should pay careful attention:
if it is obvious that the theory of
the weakest
link guided Lenin in his theory of
the revolutionary
party (it was to be faultlessly united
in
consciousness and organisation to avoid
adverse
exposure and to destroy the enemy),
it was
also the inspiration for his reflections
on the revolution itself. How was this
revolution
possible in Russia, why was it victorious
there? It was possible in Russia for
a reason
that went beyond Russia: because with
the
unleashing of imperialist war humanity
entered
into an objectively revolutionary situation.
Imperialism tore off the ‘peaceful’
mask
of the old capitalism. The concentration
of industrial monopolies, their subordination
to financial monopolies, had increased
the
exploitation of the workers and of
the colonies.
Competition between the monopolies
made war
inevitable. But this same war, which
dragged
vast masses, even colonial peoples
from whom
troops were drawn, into limitless suffering,
drove its cannon-fodder not only into
massacres,
but also into history. Everywhere the
experience,
the horrors of war, were a revelation
and
confirmation of a whole century’s protest
against capitalist exploitation; a
focusing-point,
too, for hand in hand with this shattering
exposure went the effective means of
action.
But though this effect was felt throughout
the greater part of the popular masses
of
Europe (revolution in Germany and Hungary,
mutinies and mass strikes in France
and Italy,
the Turin soviets), only in Russia,
precisely
the ‘most backward’ country in Europe,
did
it produce a triumphant revolution.
Why this
paradoxical exception? For this basic
reason:
in the ‘system of imperialist states’
Russia
represented the weakest point. The
Great
War had, of course, precipitated and
aggravated
this weakness, but it had not by itself
created
it. Already, even in defeat, the 1905
Revolution
had demonstrated and measured the weakness
of Tsarist Russia. This weakness was
the
product of this special feature: the
accumulation
and exacerbation of all the historical
contradictions
then possible in a single State. Contradictions
of a regime of feudal exploitation
at the
dawn of the twentieth century, attempting
ever more ferociously amidst mounting
threats
to rule, with the aid of a deceitful
priesthood,
over an enormous mass of ‘ignorant’
peasants
(circumstances which dictated a singular
association of the peasants’ revolt
with
the workers’ revolution). Contradictions
of large-scale capitalist and imperialist
exploitation in the major cities and
their
suburbs, in the mining regions, oil-fields,
etc. Contradictions of colonial exploitation
and wars imposed on whole peoples.
A gigantic
contradiction between the stage of
development
of capitalist methods of production
(particularly
in respect to proletarian concentration:
the largest factory in the world at
the time
was the Putilov works at Petrograd,
with
40,000 workers and auxiliaries) and
the medieval
state of the countryside. The exacerbation
of class struggles throughout the country,
not only between exploiter and exploited,
but even within the ruling classes
themselves
(the great feudal proprietors supporting
autocratic, militaristic police Tsarism;
the lesser nobility involved in constant
conspiracy; the big bourgeoisie and
the liberal
bourgeoisie opposed to the Tsar; the
petty
bourgeoisie oscillating between conformism
and anarchistic ‘leftism’). The detailed
course of events added other ‘exceptional’
circumstances, incomprehensible outside
the
‘tangle’ of Russia’s internal and external
contradictions. For example, the ‘advanced’
character of the Russian revolutionary
elite,
exiled by Tsarist repression; in exile
it
became ‘cultivated’, it absorbed the
whole
heritage of the political experience
of the
Western European working classes (above
all,
Marxism); this was particularly true
of the
formation of the Bolshevik Party, far
ahead
of any Western ‘socialist’ party in
consciousness
and organisation; the ‘dress rehearsal’
for
the Revolution in 1905, which, in common
with most serious crises, set class
relations
sharply into relief, crystallised them
and
made possible the ‘discovery’ of a
new form
of mass political organisation: the
soviets.
Last, but not the least remarkable,
the unexpected
‘respite’ the exhausted imperialist
nations
allowed the Bolsheviks for them to
make their
‘opening’ in history, the involuntary
but
effective support of the Anglo-French
bourgeoisie,
who, at the decisive moment, wishing
to be
rid of the Tsar, did everything to
help the
Revolution. In short, as precisely
these
details show, the privileged situation
of
Russia with respect to the possible
revolution
was a matter of an accumulation and
exacerbation
of historical contradictions that would
have
been incomprehensible in any country
which
was not, as Russia was, simultaneously
at
least a century behind the imperialist
world,
and at the peak of its development.
Lenin said this time and time again,
and
Stalin summarised it in particularly
clear
terms in his April 1924 speeches. The
unevenness
of capitalist development led, via
the
1914-18 War, to the Russian Revolution
because
in the revolutionary situation facing
the
whole of humanity Russia was the weakest
link in the chain of imperialist states.
It had accumulated the largest sum
of historical
contradictions then possible; for it
was
at the same time the most backward
and the
most advanced nation, a gigantic contradiction
which its divided ruling classes could
neither
avoid nor solve. In other words Russia
was
overdue with its bourgeois revolution
on
the eve of its proletarian revolution;
pregnant
with two revolutions, it could not
withhold
the second even by delaying the first.
This
exceptional situation was ‘insoluble’
(for
the ruling classes) and Lenin was correct
to see in it the objective conditions
of
a Russian revolution, and to forge
its subjective
conditions, the means of a decisive
assault
on this weak link in the imperialist
chain,
in a Communist Party that was a chain
without
weak links.
What else did Marx and Engels mean
when they
declared that history always progresses
by
its bad side? This obviously means
the worse
side for the rulers, but without stretching
the sense unduly we can interpret the
bad
side as the bad side for those who
expect
history from another side! For example,
the
German Social-Democrats at the end
of the
nineteenth century imagined that they
would
shortly be promoted to socialist triumph
by virtue of belonging to the most
powerful
capitalist State, then undergoing rapid
economic
growth, just as they were experiencing
rapid
electoral growth (such coincidences
do occur
. . .). They obviously saw History
as progressing
by the other side, the ‘good’ side,
the side
with the greatest economic development,
the
greatest growth, with its contradiction
reduced
to the purest form (the contradiction
between
Capital and Labour), so they forgot
that
all this was taking place in a Germany
armed
with a powerful State machine, endowed
with
a bourgeoisie which had long ago given
up
‘its’ political revolution in exchange
for
Bismarck’s (and later Wilhelm’s) military,
bureaucratic and police protection,
in exchange
for the super-profits of capitalist
and colonialist
exploitation, endowed, too, with a
chauvinist
and reactionary petty bourgeoisie.
They forgot
that, in fact, this simple quintessence
of
contradiction was quite simply abstract:
the real contradiction was so much
one with
its ‘circumstances’ that it was only
discernible,
identifiable and manipulable through
them
and in them.
What is the essence of this practical
experience
and the reflections it inspired in
Lenin?
It should be pointed out immediately
that
this was not Lenin’s sole illuminating
experience.
Before 1917 there was 1905, before
1905 the
great historical deceptions of England
and
Germany, before that the Commune, even
earlier
the German failure of
1848-9. These experiences had been
reflected
en route (Engels, Revolution and Counter-revolution
in Germany; Marx, The Class Struggles
in
France, The Civil War in France, The
Eighteenth
Brumaire, The Critique of the Gotha
Programme;
Engels, The Critique of the Erfurt
Programme,
and so on), directly or indirectly,
and had
been related to even earlier revolutionary
experience: to the bourgeois revolutions
of England and France.
How else should we summarise these
practical
experiences and their theoretical commentaries
other than by saying that the whole
Marxist
revolutionary experience shows that.
if the
general contradiction (it has already
been
specified: the contradiction between
the
forces of production and the relations
of
production. essentially embodied in
the contradiction
between two antagonistic classes) is
sufficient
to define the situation when revolution
is
the ‘task of the day’, it cannot of
its own
simple, direct power induce a ‘revolutionary
situation’, nor a fortiori a situation
of
revolutionary rupture and the triumph
of
the revolution. If this contradiction
is
to become ‘active’ in the strongest
sense,
to become a ruptural principle, there
must
be an accumulation of ‘circumstances’
and
‘currents’ so that whatever their origin
and sense (and many of them will necessarily
be paradoxically foreign to the revolution
in origin and sense, or even its ‘direct
opponents’), they ‘fuse’ into a ruptural
unity: when they produce the result
of the
immense majority of the popular masses
grouped
in an assault on a regime which its
ruling
classes are unable to defend. Such
a situation
presupposes not only the ‘fusion’ of
the
two basic conditions into a ‘single
national
crisis ‘, but each condition considered
(abstractly)
by itself presupposes the ‘fusion’
of an
‘accumulation’ of contradictions. How
else
could the class-divided popular masses
(proletarians,
peasants, petty bourgeois) throw themselves
together, consciously or unconsciously,
into
a general assault on the existing regime?
And how else could the ruling classes
(aristocrats,
big bourgeois, industrial bourgeois,
finance
bourgeois, etc.), who have learnt by
long
experience and sure instinct to seal
between
themselves, despite their class differences,
a holy alliance against the exploited,
find
themselves reduced to impotence, divided
at the decisive moment, with neither
new
political solutions nor new political
leaders,
deprived of foreign class support,
disarmed
in the very citadel of their State
machine,
and suddenly overwhelmed by the people
they
had so long kept in leash and respectful
by exploitation, violence and deceit?
If,
as in this situation, a vast accumulation
of ‘contradictions’ comes into play
in the
same court, different sense, different
levels
and points of application — but which
nevertheless
‘merge’ into a ruptural unity, we can
no
longer talk of the sole, unique power
of
the general ‘contradiction’. Of course,
the
basic contradiction dominating the
period
(when the revolution is ‘the task of
the
day’) is active in all these ‘contradictions’
and even in their ‘fusion’. But, strictly
speaking, it cannot be claimed that
these
contradictions and their fusion are
merely
the pure phenomena of the contradiction.
The ‘circumstances’ and ‘currents’
which
achieve it are more than its phenomena
pure
and simple. They derive from the relations
of production, which are, of course,
one
of the terms of the contradiction,
but at
the same time its conditions of existence;
from the superstructures, instances
which
derive from it, but have their own
consistency
and effectivity from the international
conjunctivity
itself, which intervenes as a determination
with a specific role to play. This
means
that if the ‘differences’ that constitute
each of the instances in play (manifested
in the ‘accumulation’ discussed by
Lenin)
‘merge’ into a real unity, they are
not ‘dissipated’
as pure phenomena in the internal unity
of
a simple contradiction. The unity they
constitute
in this ‘fusion’ into a revolutionary
rupture,
is constituted by their own essence
and effectivity,
by are, and according to the specific
modalities
of their action. In constituting this
unity,
they reconstitute and complete their
basic
animating unity, but at the same time
they
also bring out its nature: the ‘contradiction’
is inseparable from the total structure
of
the social body in which it is found,
inseparable
from its formal conditions of existence,
and even from the instances it governs;
it
is radically affected by them, determining,
but also determined in one and the
same movement,
and determined by the various levels
and
instances of the social formation it
animates;
it might be called over-determined
in its
principle.
I am not particularly taken by this
term
overdetermination (borrowed from other
disciplines),
but I shall use it in the absence of
anything
better, both as an index and as a problem,
and also because it enables us to see
clearly
why we are dealing with something quite
different
from the Hegelian contradiction.
Indeed, a Hegelian contradiction is
never
really overdetermined, even though
it frequently
has all the appearances of being so.
For
example, in the Phenomenology of Mind,
which
describes the ‘experiences’ of consciousness
and their dialectic, culminating in
Absolute
Knowledge, contradiction does not appear
to be simple, but on the contrary very
complex.
Strictly speaking, only the first contradiction
— between sensuous consciousness and
its
knowledge can be called simple. The
further
we progress in the dialectic of its
production,
the richer consciousness becomes, the
more
complex is its contradiction. However,
it
can be shown that this complexity is
not
the complexity of an effective overdetermination,
but the complexity of a cumulative
internalisation
which is only apparently an overdetermination.
In fact at each moment of its development
consciousness lives and experiences
its own
essence (the essence corresponding
to the
stage it has attained) through all
the echoes
of the essence it has previously been,
and
through the allusive presence of the
corresponding
historical forms. Hegel, therefore,
argues
that every .consciousness has a suppressed-conserved
(aufgehoben) past even in its present,
and
a world (the world whose consciousness
it
could be, but which is marginal in
the Phenomenology,
its presence virtual and latent), and
that
therefore it also has as its past the
worlds
of its superseded essences. But these
past
images of consciousness and these latent
worlds
(corresponding to the images) never
affect
present consciousness as effective
determinations
different from itself: these images
and worlds
concern it only as echoes
(memories, phantoms of its historicity)
of
what it has become. that is, as anticipations
of or allusions to itself. Because
the past
is never more than the internal essence
(in-itself) of the future it encloses
this
presence of the past is the presence
to consciousness
of consciousness itself, and no true
external
determination. A circle of circles,
consciousness
has only one centre, which solely determines
it; it would need circles with another
centre
than itself — decentred circles — for
it
to be affected at its centre by their
effectivity,
in short for its essence to be over-determined
by them. But this is not the case.
This truth emerges even more clearly
from
the Philosophy of History. Here again
we
encounter an apparent overdetermination:
are not all historical societies constituted
of an infinity of concrete determinations,
from political laws to religion via
customs,
habits, financial, commercial and economic
regimes, the educational system, the
arts,
philosophy, and so on? However, none
of these
determinations is essentially outside
the
others, not only because together they
constitute
an original, organic totality, but
also and
above all because this totality is
reflected
in a unique internal principle, which
is
the truth of all those concrete determinations.
Thus Rome: its mighty history, its
institutions,
its crises and ventures, are nothing
but
the temporal manifestation of the internal
principle of the abstract legal personality,
and then its destruction. Of course,
this
internal principle contains as echoes
the
principle of each of the historical
formations
it has superseded, but as echoes of
itself
— that is why, too, it only has one
centre,
the centre of all the past worlds conserved
in its memory; that is why it is simple.
And its own contradiction appears in
this
very simplicity: in Rome, the Stoic
consciousness,
as consciousness of the contradiction
inherent
in the concept of the abstract legal
personality,
which aims for the concrete world of
subjectivity,
but misses it. This is the contradiction
which will bring down Rome and produce
its
future: the image of subjectivity in
medieval
Christianity. So all Rome’s complexity
fails
to overdetermine the contradiction
in the
simple Roman principle, which is merely
the
internal essence of this infinite historical
wealth.
We have only to ask why Hegel thought
the
phenomena of historical mutation in
terms
of this simple concept of contradiction,
to pose what is precisely the essential
question.
The simplicity of the Hegelian contradiction
is made possible only by the simplicity
of
the internal principle that constitutes
the
essence of any historical period. If
it is
possible, in principle, to reduce the
totality,
the infinite diversity, of a historically
given society (Greece, Rome, the Holy
Roman
Empire, England, and so on) to a simple
internal
principle, this very simplicity can
be reflected
in the contradiction to which ihereby
acquires
a right. Must we be even plainer? This
reduction
itself (Hegel derived the idea from
Montesquieu),
the reduction of all the elements that
make
up the concrete life of a historical
epoch
(economic, social, political and legal
institutions,
customs, ethics, art, religion, philosophy,
and even historical events: wars, battles,
defeats, and so on) to one principle
of internal
unity, is itself only possible on the
absolute
condition of taking the whole concrete
life
of a people for the externalisation-alienation
(Entausserung-Entfremdung) of an internal
spiritual principle, which can never
definitely
be anything but the most abstract form
of
that epoch’s consciousness of itself:
its
religious or philosophical consciousness,
that is, its own ideology. I think
we can
now see how the ‘mystical shell’ affects
and contaminates the ‘kernel’ — for
the simplicity
of Hegelian contradiction is never
more than
a reflection of the simplicity of this
internal
principle of a people, that is, not
its material
reality but its most abstract ideology.
It
is also why Hegel could represent Universal
History from the Ancient Orieno the
present
day as ‘dialectical’, that is, moved
by the
simple play of a principle of simple
contradiction.
It is why there is never for him any
basic
rupture, no actual end to any real
history
— nor any radical beginning. It is
why his
philosophy of history is garnished
with uniformly
‘dialectical’ ,mutations. This stupefying
conception is only defensible from
the Spirit’s
topmost peak. From that vantage point
what
does it matter if a people die once
it has
embodied the determinate principle
of a moment
of the Idea (which has plenty more
to come),
once, having embodied it, it has cast
it
off to add it to that Self-Memory which
is
History, thereby delivering it to such
and
such another people
(even if their historical relation
is very
tenuous !), who, reflecting it in their
substance,
will find in it the promise of their
own
internal principle, that is, as if
by chance
the logically consecutive moment of
the Idea,
etc. etc. ? It must be clear that all
these
arbitrary decisions (shot through though
they are with insights of genius) are
not
just miraculously confined to Hegel’s
‘world
outlook’, to his ‘system’, but are
reflected
in the structure, in the very structures
of his dialectic, particularly in the
‘contradiction’
whose task is the magical movement
of the
concrete contents of a historical epoch
towards
their ideological Goal.
Thus the Marxist ‘inversion’ of the
Hegelian
dialectic is something quite different
from
an extraction pure and simple. If we
clearly
perceive the intimate and close relation
that the Hegelian structure of the
dialectic
has with Hegel’s ‘world outlook’, that
is,
with his speculative philosophy, this
‘world
outlook’ cannot really be cast aside
without
our being obliged to transform profoundly
the structures of that dialectic. If
not,
whether we will or no, we shall drag
along
with us, one hundred and fifty years
after
Hegel’s death and one hundred after
Marx,
the shreds of the famous ‘mystical
wrapping’.
Let us return to Lenin and thence to
Marx.
If it is true, as Leninist practice
and reflection
prove, that the revolutionary situation
in
Russia was precisely a result of the
intense
overdetermination of the basic class
contradiction,
we should perhaps ask what is exceptional
about this ‘exceptional situation’,
and whether,
like all exceptions, this one does
not clarify
its rule — is not, unbeknown to the
rule,
the rule itself. For, after all, are
we not
always in exceptional situations? The
failure
of the 1849 Revolution in Germany was
an
exception, the failure in Paris in
1871 was
an exception, the German Social-Democratic
failure at the beginning of the twentieth
century pending the chauvinist betrayal
of
1914 was an exception . . . exceptions,
but
with respect to what? To nothing but
the
‘dialectical’ schema, which in its
very simplicity
seems to have retained a memory (or
rediscovered
the style) of the Hegelian model and
its
faith in the resolving ‘power’ of the
abstract
contradiction as such: in particular,
the
‘beautiful’ contradiction between Capital
and Labour. I do not deny that the
‘simplicity’
of this purified schema has answered
to certain
subjective necessities of the mobilisation
of the masses; after all, we know perfectly
well that the utopian forms of socialism
also played a historical part, and
played
it well because they took the masses
at the
word of their consciousness, because
if they
are to be led forward, even (and above
all)
this is how they must be taken. One
day it
will be necessary to do what Marx and
Engels
did for utopian socialism, but this
time
for those still schematic-utopian forms
of
mass consciousness influenced by Marxism
(even the consciousness of certain
of its
theoreticians) in the first stage of
its
history: a true historical study of
the conditions
and forms of that consciousness. In
fact
we find that all the important historical
and political articles written by Marx
and
Engels during this period give us precisely
the material for a preliminary reflection
on these so-called ‘exceptions’. They
draw
from them the basic notion that the
Capital-Labour
contradiction is never simple, but
always
specified by the historically concrete
forms
and circumstances in which it is exercised.
It is specified by the forms of the
superstructure
(the State, the dominant ideology,
religion,
politically organised movements, and
so on);
specified by the internal and external
historical
situation which determines it on the
one
hand as a function of the national
past (completed
or ‘relapsed’ bourgeois revolution,
feudal
exploitation eliminated wholly, partially
or not at all, local ‘customs’ specific
national
traditions, even the ‘etiquette’ of
political
struggles and behaviour, etc.), and
on the
other as functions of the existing
world
context (what dominates it — competition
of capitalist nations, or ‘imperialist
internationalism’,
or competition within imperialism,
etc.),
many of these phenomena deriving from
the
‘law of uneven development’ in the
Leninist
sense.
What can this mean but that the apparently
simple contradiction is always overdetermined?
The exception thus discovers in itself
the
rule, the rule of the rule, and the
old ‘exceptions’
must be regarded as methodologically
simple
examples of the new rule. To extend
the analysis
to all phenomena using this rule, I
should
like to suggest that an ‘overdetermined
contradiction’
may either be overdetermined in the
direction
of a historical inhibition, a real
‘block’
for the contradiction (for example,
Wilhelmine
Germany), or in the direction of revolutionary
rupture (Russia in 1917), but in neither
condition is it ever found in the ‘pure’
state. ‘Purity’ itself would be the
exception,
I agree, but I know of no example to
refer
to.
But if every contradiction appears
in Marxist
historical practice and experience
as an
overdetermined contradiction; if this
overdetermination
constitutes the specificity of Marxist
contradiction;
if the ‘simplicity’ of the Hegelian
dialectic
is inseparable from Hegel’s ‘world
outlook’,
particularly the conception of history
it
reflects, we must ask what is the content,
the raison d’etre of the overdetermination
of Marxist contradiction, and how can
the
Marxist conception of society be reflected
in this overdetermination. This is
a crucial
question, for it is obvious that if
we cannot
demonstrate the necessary link that
unites
the characteristic structure of contradiction
for Marx to his conception of society
and
history, if this overdetermination
is not
based on the very concepts of the Marxist
theory of history, the category will
remain
‘up in the air ‘. For however accurate
and
verified it may be in political practice,
we have only so far used it descriptively,
that is, contingently, and like all
descriptions
it is still at the mercy of any philosophical
theory that happens to come along.
But this raises the ghost of the Hegelian
model again — not of its abstract model
of
contradiction, but of the concrete
model
of the conception of history reflected
in
it. If we are to prove that the specific
structure of Marxist contradiction
is based
on Marx’s conception of history. we
must
first ensure that this conception is
not
itself a mere ‘inversion’ of the Hegelian
conception pure and simple. It is true
that
we could argue as a first approximation
that
Marx ‘inverted’ the Hegelian conception
of
History. This can be quickly illustrated.
The whole Hegelian conception is regulated
by the dialectic of the internal principles
of each society, that is, the dialectic
of
the moments of the idea; as Marx said
twenty
times, Hegel explains the material
life,
the concrete history of all peoples
by a
dialectic of consciousness (the people’s
consciousness of itself: its ideology).
For
Marx, on the other hand, the material
life
of men explains their history; their
consciousness,
their ideologies are then merely the
phenomena
of their material life. This opposition
certainly
unites all the appearances of an ‘inversion’.
To push this to extremes, almost to
caricature:
what do we find in Hegel? A conception
of
society which takes over the achievements
of eighteenth-century political theory
and
political economy, and regards every
society
(every modern society of course; but
the
present reveals what was once only
a germ)
as constituted by two societies: the
society
of needs, or civil society, and the
political
society or State and everything embodied
in the State: religion, philosophy,
in short,
the epoch’s consciousness of itself.
In other
words, schematically, by material life
on
the one hand and spiritual life on
the other.
For Hegel, material life (civil society,
that is, the economy) is merely a Ruse
of
Reason. Apparently autonomous, it is
subject
to a law outside itself: its own Goal,
which
is simultaneously its condition of
possibility,
the State, that is, spiritual life.
So here
again we have a way of inverting Hegel
which
would apparently give us Marx. It is
simply
to invert the relation of the terms
(and
thus to retain them): civil society
and State,
economy and politics-ideology — but
to transform
the essence into the phenomena and
the phenomena
into an essence, or if you prefer,
to make
the Ruse of Reason work backwards.
While
for Hegel, the politico-ideological
was the
essence of the economic, for Marx,
the economic
will be the essence of the politico-ideological.
The political and the ideological will
therefore
be merely pure phenomena of the economic
which will be their ‘truth’. For Hegel’s
‘pure’ principle of consciousness (of
the
epoch’s consciousness of itself), for
the
simple internal principle which he
conceived
as the principle of the intelligibility
of
all the determinations of a historical
people,
we have substituted another simple
principle,
its opposite: material life, the economy
— a simple principle which in turn
becomes
the sole principle of the universal
intelligibility
of all the determinations of a historical
people. Is this a caricature ? If we
take
Marx’s famous comments on the hand-mill,
the watermill and the steam-mill literally
or out of context, this is their meaning.
The logical destination of this temptation
is the exact mirror image of the Hegelian
dialectic the only difference being
that
it is no longer a question of deriving
the
successive moments from the Idea, but
from
the Economy, by virtue of the same
internal
contradiction. This temptation results
in
the radical reduction of the dialectic
of
history to the dialectic generating
the successive
modes of production. that is. in the
last
analysis, the different production
techniques.
There are names for these temptations
in
the history of Marxism: economism and
even
technologism.
But these terms have only to be mentioned
to evoke the memory of the theoretical
and
practical struggles of Marx and his
disciples
against these ‘deviations’. And how
many
peremptory attacks on economism there
are
to counterbalance that well-thumbed
piece
on the steam engine! Let us abandon
this
caricature, not so as to oppose the
official
condemnations to economism, but to
examine
what authentic principles are active
in these
condemnations and in Marx’s actual
thought.
For all its apparent rigour, the fiction
of the ‘inversion’ is now clearly untenable.
We know that Marx did not retain the
terms
of the Hegelian model of society and
‘invert’
them. He substituted other, only distantly
related terms for them. Furthermore,
he overhauled
the connection which had previously
ruled
over the terms. For Marx, both terms
and
relation are changed in nature and
sense.
Firstly, the terms are no longer the
same.
Of course, Marx still talks of ‘civil
society’
(especially in The German Ideology:
the term
is often mistranslated as ‘bourgeois
society’)
but as an allusion to the past, to
denote
the site of his discoveries, not to
re-utilise
the concept. The formation of this
concept
requires closer examination. Beneath
the
abstract forms of the political philosophy
of the eighteenth century and the more
concrete
forms of its political economy, we
discover,
not a true theory of economic history,
nor
even a true economic theory, but a
description
and foundation of economic behaviour,
in
short, a sort of philosophico-economic
Phenomenology.
What is remarkable in this undertaking,
as
much in its philosophers (Locke, Helvetius,
etc.) as in its economists (Turgot,
Smith,
etc.), is that this description of
civil
society acts as if it were the description
(and foundation) of what Hegel, aptly
summarising
its spirit, called ‘the world of needs’;
a world related immediately, as if
to its
internal essence, to the relations
of individuals
defined by their particular wishes,
personal
interests, in short, their ‘needs’.
We know
that Marx’s whole conception of political
economy is based on a critique of this
presupposition
(the homoeconomicus and its ethical
and legal
abstraction, the ‘Man’ of philosophy);
how
then could he take over a concept which
is
its direct product? Neither this (abstract)
description of economic behaviour nor
its
supposed foundation in the mythical
homoeconomicus
interested Marx — his concern was rather
the ‘anatomy’ of this world, and the
dialectic
of the mutations of this ‘anatomy’.
Therefore
the concept of ‘civil society’ — the
world
of individual economic behaviour and
its
ideological origin — disappears from
Marx’s
work. He understands abstract economic
reality
(which Smith, for example, rediscovers
in
the laws of the market as a result
of his
work of foundation) as the effect of
a deeper,
more concrete reality: the mode of
production
of a determinate social formation.
Thus for
the first time individual economic
behaviour
(which was the pretext for this economico-philosophical
Phenomenology) is measured according
to its
conditions of existence. The degree
of development
of the forces of production, the state
of
the relations of production: these
are from
now on the basic Marxist concepts.
‘Civil
society’ may well have gestured towards
the
site of the new concepts (‘dig here’),
but
we must admit that it did not even
contribute
to their material. But where in Hegel
would
you find all that?
As for the State, it is only too easy
to
show that it no longer has the same
content
for Marx as it had for Hegel. Not just
because
the State can no longer be the ‘reality
of
the Idea’, but also and primarily because
it is systematically thought as an
instrument
of coercion in the service of the ruling,
exploiting class. Beneath the ‘description’
and sublimation of the attributes of
the
State, Marx finds here also a new concept,
foreshadowed in the eighteenth century
(Linguet,
Rousseau, etc.), taken up even by Hegel
in
his Philosophy of Right (making it
into a
‘phenomenon’ of the Ruse of Reason
which
triumphs in the State: the opposition
of
wealth and poverty), and abundantly
used
by the historians of the 1830s: the
concept
of social class, in direct relation
with
the relations of production. The intervention
of this new concept and its interconnection
with the basic concepts of the economic
structure
transforms the essence of the State
from
top to toe, for the latter is no longer
above
human groups, but at the service of
the ruling
class; it is no longer religion and
philosophy,
but to set them to serve the interests
of
the ruling class, or rather to force
them
to base themselves on ideas and themes
which
it renders ruling; it therefore ceases
to
be the ‘truth of’ civil society, to
become,
not the ‘truth of’ something else,
not even
of the economy, but the means of action
and
domination of a social class. etc.
But it is not just the terms which
change,
it is also their relations themselves.
We should not think that this means
a new
technical distribution of roles imposed
by
the multiplication of new terms. How
are
these new terms arranged? On the one
hand,
the structure (the economic base: the
forces
of production and the relations of
production);
on the other, the superstructure (the
State
and all the legal, political and ideological
forms). We have seen that one could
nevertheless
attempt to maintain a Hegelian relation
(the
relation Hegel imposed between civil
society
and the State) between these two groups
of
categories: the relation between an
essence
and its phenomena. sublimated in the
concept
of the ‘truth of ... ‘. For Hegel,
the State
is the ‘truth of’ civil society, which,
thanks
to the action of the Ruse of Reason,
is merely
its own phenomenon consummated in it.
For
a Marx thus relegated to the rank of
a Hobbes
or a Locke, civil society would be
nothing
but the ‘truth of’ its phenomenon,
the State,
nothing but a Ruse which Economic Reason
would then put at the service of a
class:
the ruling class. Unfortunately for
this
neat schema, this is not Marx. For
him, this
tacit identity (phenomenon-essence-truth-of
...) of the economic and the political
disappears
in favour of a new conception of the
relation
between determinant instances in the
superstructure
complex which constitutes the essence
of
any social formation. Of course, these
specific
relations between structure and superstructure
still deserve theoretical elaboration
and
investigation. However, Marx has at
least
given us the ‘two ends of the chain’,
and
has told us to find out what goes on
between
them: on the one hand, determination
in the
last instance by the (economic) mode
of production;
on the other, the relative autonomy
of the
superstructures and their specific
effectivity.
This clearly breaks with the Hegelian
principle
of explanation by consciousness of
self (ideology),
but also with the Hegelian theme of
phenomenon-essence-truth-of.
We really are dealing with a new relationship
between new terms.
Listen to the old Engels in 1890, taking
the young ‘economists’ to task for
not having
understood that this was a new relationship.
Production is the determinant factor,
but
only ‘in the last instance’: “More
than this
neither Marx nor I have ever asserted".
Anyone who ‘twists this’ so that it
says
that the economic factor is the only
determinant
factor. ‘transforms that proposition
into
a meaningless, abstract, empty phrase’.
And
as explanation: “The economic situation
is
the basis, but the various elements
of the
superstructure the political forms
of the
class struggle and its results: to
wit constitutions
established by the victorious class
after
a successful battle, etc., juridical
forms,
and then even the reflexes of all these
actual
struggles in the brains of the participants,
political, juristic, philosophical
theories,
religious views and their further development
into systems of dogmas — also exercise
their
influence upon the course of the historical
struggles. and in m-any cases preponderate
in determining their form . . .” The
word
‘form’ should understood in its stronger
sense, designating something quite
different
from the formal. As Engels also says:
“The
Prussian State also arose and developed
from
historical, ultimately economic causes.
But
it could scarcely be maintained without
pedantry
that among the many small states of
North
Germany, Brandenberg was specifically
determined
by economic necessity to become the
great
power embodying the economic, linguistic
and, after the Reformation, also the
religious
difference between North and South,
and not
by other elements as well (above all
by the
entanglement with Poland, owing to
the possession
of Prussia, and hence with international
political relations which were indeed
also
decisive in the formation of the Austrian
dynastic power)".
Here, then are the two ends of the
chain:
the economy is determinant, but in
the last
instance, Engels is prepared to say,
in the
long run, the run of History. But History
‘asserts itself’ through the multiform
world
of the superstructures. from local
tradition
to international circumstance. Leaving
aside
the theoretical solution Engels proposes
for the problem of the relation between
determination
in the last instance — the economic
— and
those determinations imposed by the
superstructures
— national traditions and international
events
— it is sufficient to retain from him
what
should be called the accumulation of
effective
determinations (deriving from the superstructures
and from special national and international
circumstances) on the determination
in the
last instance by the economic. It seems
to
me that this clarifies the expression
overdetermined
contradiction, which I have put forward,
this specifically because the existence
of
overdetermination is no longer a fact
pure
and simple, for in its essentials we
have
related it to its bases, even if our
exposition
has so far been merely gestural. This
overdetermination
is inevitable and thinkable as soon
as the
real existence of the forms of the
superstructure
and of the national and international
conjuncture
has been recognised — an existence
largely
specific and autonomous, and therefore
irreducible
to a pure phenomenon. We must carry
this
through to its conclusion and say that
this
overdetermination does not just refer
to
apparently unique and aberrant historical
situations
(Germany, for example), but is universal;
the economic dialectic is never active
in
the pure state; in History, these instances,
the superstructures, etc. — are never
seen
to step respectfully aside when their
work
is done or, when the Time comes, as
his pure
phenomena, to scatter before His Majesty
the Economy as he strides along the
royal
road of the Dialectic. From the first
moment
to the last, the lonely hour of the
‘last
instance’ never comes.
In short, the idea of a ‘pure and simple’
non-overdetermined contradiction is,
as Engels
said of the economist turn of phrase
‘meaningless,
abstract, senseless’. That it can serve
as
a pedagogical model, or rather that
it did
serve as a polemical and pedagogical
instrument
at a certain point in history does
not fix
its destiny for all time. After all,
pedagogic
systems do change in history. It is
time
to make the effort to raise pedagogy
to the
level of circumstances, that is, of
historical
needs. But we must all be able to see
that
this pedagogical effort presupposes
another
purely theoretical effort. For if Marx
has
given us the general principles and
some
concrete examples (The Eighteenth Brumaire,
The Civil War in France, etc.), if
all political
practice in the history of Socialist
and
Communist movements constitutes an
inexhaustible
reservoir of concrete ‘experiential
protocol’,
it has to be said that the theory of
the
specific effectivity of the superstructures
and other ‘circumstances’ largely remains
to be elaborated; and before the theory
of
their effectivity or simultaneously
(for
it is by formulating their effectivity
that
their essence can be attained) there
must
be elaboration of the theory of the
particular
essence of the specific elements of
the superstructure.
Like the map of Africa before the great
explorations,
this theory remains a realm sketched
in outline,
with its great mountain chains and
rivers,
but often unknown in detail beyond
a few
well-known regions. Who has really
attempted
to follow up the explorations of Marx
and
Engels? I can only think of Gramsci.
But
this task is indispensable if we are
to be
able to express even propositions more
precise
than these approximations on the character
of the overdetermination of Marxist
contradiction,
based primarily on the existence and
nature
of the superstructures.
Allow me one last example. Marxist
political
practice is constantly coming up against
that reality known as ‘survivals’.
There
can be no doubt that these survivals
exist
— they cling tenaciously to life. Lenin
struggled
with them inside the Russian Party
even before
the Revolution. We do not need to be
reminded
that after the Revolution and from
then till
now they have been the source of constant
difficulties, battles and commentaries.
What
is a ‘survival’? What is its theoretical
status? Is it essentially social or
‘psychological’?
Can it be reduced to the survival of
certain
economic structures which the Revolution
was unable to destroy with its first
decrees:
for example, the small-scale production
(primarily
peasant production in Russia) which
so preoccupied
Lenin? Or does it refer as much to
other
structures, political. ideological
structures
etc- customs, habits, even ‘traditions’
such
as the ‘national tradition’ with its
specific
traits? The term ‘survival’ is constantly
invoked, but it is still virtually
uninvestigated,
not in its name (it has one!), but
in its
concept. The concept it deserves (and
has
fairly won) must be more than a vague
Hegelianism
such as ‘supersession’ — the maintenance-of-what-has-been-negated-in-its-very-negation
(that is, the negation of the negation).
If we return to Hegel for a second
we see
that the survival of the past as the
‘superseded’
(aufgehoben) is simply reduced to the
modality
of a memory, which, furthermore, is
merely
the inverse of (that is, the same thing
as)
an anticipation. Just as at the dawn
of Human
History the first stammerings of the
Oriental
Spirit — joyous captive of the giants
of
the sky, the sea and the desert, and
then
of its own stone bestiary — already
betrayed
the unconscious presage of the future
achievements
of the Absolute Spirit, so in each
instant
of Time the past survives in the form
of
a memory of what it has been; that
is, as
the whispered promise of its present.
That
is why the past is never opaque on
an obstacle.
It must always be digestible as it
has been
pre-digested. Rome lived happily in
a world
impregnated by Greece: Greece ‘superseded’
survived as objective memories: its
reproduced
temples, its assimilated religion,
its rethought
philosophy. Without knowing it, as
at last
it died to bring forth its Roman future,
it was already Rome, so it never shackled
Rome in Rome. That is why the present
can
feed on the shades of its past, or
even project
them before it, just as the great effigies
of Roman Virtue opened up the road
to Revolution
and Terror for the Jacobins. Its past
is
never anything more than itself and
only
recalls to it that law of interiority
which
is the destiny of the whole Future
of Humanity.
I think this is enough to show that,
though
the word is still meaningful (in fact,
not
rigorously meaningful), Marx’s conception
of ‘supersession’ has nothing to do
with
this dialectic of historical comfort;
his
past was no shade, not even an ‘objective’
shade — it is a terribly positive and
active
structured reality, just as cold, hunger
and the night are for his poor worker.
How,
then, are we to think these survivals?
Surely,
with a number of realities, which are
precisely
realities for Marx, whether superstructures,
ideologies ‘national traditions’ or
the customs
and ‘spirit’ of a people, etc? Surely,
with
the overdetermination of any contradiction
and of any constitutive element of
a society,
which means: (1) that a revolution
in the
structure does not ipso facto modify
the
existing superstructures and particularly
the ideologies at one blow (as it would
if
the economic was the sole determinant
factor),
for they have sufficient of their own
consistency
to survive beyond their immediate life
context,
even to recreate, to ‘secrete’ substitute
conditions of existence temporarily;
(2)
that the new society produced by the
Revolution
may itself ensure the survival, that
is,
the reactivation of older elements
through
both the forms of its new superstructures
and specific (national and international)
‘circumstances’. Such a reactivation
would
be totally inconceivable for a dialectic
deprived of overdetermination. I shall
not
evade the most burning issue: it seems
to
me that either the whole logic of ‘supersession’
must be rejected, or we must give up
any
attempt to explain how the proud and
generous
Russian people bore Stalin’s crimes
and repression
with such resignation; how the Bolshevik
Party could tolerate them; not to speak
of
the final question — how a Communist
leader
could have ordered them. But there
is obviously
much theoretical work needed here as
well.
By this I mean more than the historical
work
which has priority — precisely because
of
this priority, priority is given to
one essential
of any Marxist historical study: rigour;
a rigorous conception of Marxist concepts,
their implications and their development;
a rigorous conception and investigation
of
what appertains to them in particular,
that
is, what distinguishes them once and
for
all from their phantoms.
One phantom is more especially crucial
than
any other today: the shade of Hegel.
To drive
this phantom back into the night we
need
a little more light on Marx, or what
is the
same thing, a little more Marxist light
on
Hegel himself. We can then escape from
the
ambiguities and confusions of the ‘inversion’.
June-July, 1962 Notes for an Investigation,
part III of “For Marx” Translated by:
Ben
Brewster; Publisher: Penguin Press.
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