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In an article devoted to the Young Marx,
I have already stressed the ambiguity of
the idea of ‘inverting Hegel’. It seemed
to me that strictly speaking this expression
suited Feuerbach perfectly; the latter did,
indeed, ‘turn speculative philosophy back
on to its feet’, but the only result was
to arrive with implacable logic at an idealist
anthropology. But the expression cannot be
applied to Marx, at least not to the Marx
who had grown out of this ‘anthropological’
phase.
I could go further, and suggest that in the
well-known passage: ‘With (Hegel, the dialectic)
is standing on its head. It must be turned
right side up again, if you would discover
the rational kernel within the mystical shell’,
this ‘turning right side up again’ is merely
gestural, even metaphorical, and it raises
as many questions as it answers.
How should we really understand its use in
this quotation? It is no longer a matter
of a general ‘inversion’ of Hegel, that is,
the inversion of speculative philosophy as
such. From The German Ideology onwards we
know that such an undertaking would be meaningless.
Anyone who claims purely and simply to have
inverted speculative philosophy (to derive,
for example, materialism) can never be more
than philosophy’s Proudhon, its unconscious
prisoner, just as Proudhon was the prisoner
of bourgeois economics. We are now concerned
with the dialectic, and the dialectic alone.
It might be thought that when Marx writes
that we must ‘discover the rational kernel
within the mystical shell’ he means that
the ‘rational kernel’ is the dialectic itself,
while the ‘mystical shell’ is speculative
philosophy. Engels’s time-honoured distinction
between method and system implies precisely
this. The shell, the mystical wrapping (speculative
philosophy), should be tossed aside and the
precious kernel, the dialectic, retained.
But in the same sentence Marx claims that
this shelling of the kernel and the inversion
of the dialectic are one and the same thing,
How can an extraction be an inversion? or
in other words, what is ‘inverted’ during
this extraction?
Let us look a little closer. As soon as the
dialectic is removed from its idealistic
shell, it becomes ‘the direct opposite of
the Hegelian dialectic’. Does this mean that
for Marx, far from dealing with Hegel’s sublimated,
inverted world, it is applied to the real
world? This is certainly the sense in which
Hegel was ‘the first consciously to expose
its general forms of movement in depth’.
We could therefore take over the dialectic
from him and apply it to life rather than
to the Idea. The ‘inversion’ would then be
an ‘inversion’ of the ‘sense-of the dialectic.
But such an inversion in sense would in fact
leave the dialectic untouched.
Taking Young Marx as an example, in the article
referred to above, I suggested that to take
over the dialectic in rigorous Hegelian form
could only expose us to dangerous ambiguities,
for it is impossible given the principles
of a Marxist interpretation of any ideological
phenomenon, it is unthinkable that the place
of the dialectic in Hegel’s system could
be conceived as that of a kernel in a nut.
By which I meant that it is inconceivable
that the essence of the dialectic in Hegel’s
work should not be contaminated by Hegelian
ideology, or, since such a ‘contamination’
presupposes the fiction of a pure pre-‘contamination’
dialectic, that the Hegelian dialectic could
cease to be Hegelian and become Marxist by
a simple, miraculous ‘extraction’.
Even in the rapidly written lines of the
afterword to the second edition of Das Kapital
Marx saw this difficulty clearly. By the
accumulation of metaphors, and, in particular,
in the remarkable encounter of the extraction
and the inversion, he not only hints at something
more than he says, but in other passages
he puts it clearly enough, though Roy has
half spirited them away.
A close reading of the German text shows
clearly enough that the mystical shell is
by no means (as some of Engels’s later commentaries
would lead one to think) speculative philosophy,
or its ‘world outlook’ or its ‘system’, that
is, an element we can regard as external
to its method, but refers directly to the
dialectic itself. Marx goes so far as to
talk of the ‘mystification the dialectic
suffered at Hegel’s hands’, of its ‘mystificatory
side’, its ‘mystified form’, and he opposes
precisely to this mystified form
(mystifizierten Form) of the Hegelian dialectic
the rational figure (rationelle Gestalt)
of his own dialectic. It would be difficult
to indicate more clearly that the mystical
shell is nothing but the mystified form of
the dialectic itself: that is, not an internal
element, consubstantial with the Hegelian
dialectic. It is not enough, therefore, to
disengage it from its first wrapping (the
system) to free it. It must also be freed
from a second, almost inseparable skin, which
is itself Hegelian in principle (Grundlage).
We must admit that this extraction cannot
be painless; in appearance an unpeeling,
it is really a demystification, an operation
which transforms what it extracts.
So I think that, in its approximation, this
metaphorical expression — the ‘inversion’
of the dialectic — does not pose the problem
of the nature of the objects to which a single
method should be applied (the world of the
Idea for Hegel — the real world for Marx),
but rather the problem of the nature of the
dialectic considered itself, that is, the
problem of its specific structures; not the
problem of the inversion of the ‘sense’ of
the dialectic, but that of the transformation
of its structures. It is hardly worth pointing
out that, in the first case, the application
of a method, the exteriority of the dialectic
to its possible objects poses a pre-dialectical
question, a question without any strict meaning
for Marx. The second problem on the other
hand, raises a real question to which it
is hardly likely that Marx and his disciples
should not have given a concrete answer in
theory and practice, in theory or in practice.
Let us say, to end this over-extended textual
exposition, that if the Marxist dialectic
is ‘in principle’ the opposite of the Hegelian
dialectic, if it is rational and not mystical-mystified-mystificatory,
this radical distinction must be manifest
in its essence, that is, in its characteristic
determinations and structures. To be clear,
this means that basic structures of the Hegelian
dialectic such as negation, the negation
of the negation, the identity of opposites,
‘supersession’, the transformation of quantity
into quality, contradiction, etc., have for
Marx (in so far as he takes them over, and
he takes over by no means all of them) a
structure different from the structure they
have for Hegel. It also means that these
structural differences can be demonstrated,
described, determined and thought. And if
this is possible, it is therefore necessary,
I would go so far as to say vital, for Marxism.
We cannot go on reiterating indefinitely
approximations such as the difference between
system and method, the inversion of philosophy
or dialectic, the extraction of the ‘rational
kernel’, and so on, without letting these
formulae think for us, that is, stop thinking
ourselves and trust ourselves to the magic
of a number of completely devalued words
for our completion of Marx’s work. I say
vital, for I am convinced that the philosophical
development of Marxism currently depends
on this task.
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As this is also a personal responsibility,
whatever risks I shall run I should like
to attempt a moment’s reflection on the Marxist
concept of contradiction, in respect to a
particular example: the Leninist theme of
the ‘weakest link ‘.
Lenin gave this metaphor above all a practical
meaning. A chain is as strong as its weakest
link. In general, anyone who wants to control
a given situation will look out for a weak
point, in case it should render the whole
system vulnerable. On the other hand, anyone
who wants to attack it, even if the odds
are apparently against him, need only discover
this one weakness to make all its power precarious.
So far there is no revelation here for readers
of Machiavelli and Vauban, who were as expert
in the arts of the defence as of the destruction
of a position, and judged all armour by its
faults.
But here we should pay careful attention:
if it is obvious that the theory of the weakest
link guided Lenin in his theory of the revolutionary
party (it was to be faultlessly united in
consciousness and organisation to avoid adverse
exposure and to destroy the enemy), it was
also the inspiration for his reflections
on the revolution itself. How was this revolution
possible in Russia, why was it victorious
there? It was possible in Russia for a reason
that went beyond Russia: because with the
unleashing of imperialist war humanity entered
into an objectively revolutionary situation.
Imperialism tore off the ‘peaceful’ mask
of the old capitalism. The concentration
of industrial monopolies, their subordination
to financial monopolies, had increased the
exploitation of the workers and of the colonies.
Competition between the monopolies made war
inevitable. But this same war, which dragged
vast masses, even colonial peoples from whom
troops were drawn, into limitless suffering,
drove its cannon-fodder not only into massacres,
but also into history. Everywhere the experience,
the horrors of war, were a revelation and
confirmation of a whole century’s protest
against capitalist exploitation; a focusing-point,
too, for hand in hand with this shattering
exposure went the effective means of action.
But though this effect was felt throughout
the greater part of the popular masses of
Europe (revolution in Germany and Hungary,
mutinies and mass strikes in France and Italy,
the Turin soviets), only in Russia, precisely
the ‘most backward’ country in Europe, did
it produce a triumphant revolution. Why this
paradoxical exception? For this basic reason:
in the ‘system of imperialist states’ Russia
represented the weakest point. The Great
War had, of course, precipitated and aggravated
this weakness, but it had not by itself created
it. Already, even in defeat, the 1905 Revolution
had demonstrated and measured the weakness
of Tsarist Russia. This weakness was the
product of this special feature: the accumulation
and exacerbation of all the historical contradictions
then possible in a single State. Contradictions
of a regime of feudal exploitation at the
dawn of the twentieth century, attempting
ever more ferociously amidst mounting threats
to rule, with the aid of a deceitful priesthood,
over an enormous mass of ‘ignorant’ peasants
(circumstances which dictated a singular
association of the peasants’ revolt with
the workers’ revolution). Contradictions
of large-scale capitalist and imperialist
exploitation in the major cities and their
suburbs, in the mining regions, oil-fields,
etc. Contradictions of colonial exploitation
and wars imposed on whole peoples. A gigantic
contradiction between the stage of development
of capitalist methods of production (particularly
in respect to proletarian concentration:
the largest factory in the world at the time
was the Putilov works at Petrograd, with
40,000 workers and auxiliaries) and the medieval
state of the countryside. The exacerbation
of class struggles throughout the country,
not only between exploiter and exploited,
but even within the ruling classes themselves
(the great feudal proprietors supporting
autocratic, militaristic police Tsarism;
the lesser nobility involved in constant
conspiracy; the big bourgeoisie and the liberal
bourgeoisie opposed to the Tsar; the petty
bourgeoisie oscillating between conformism
and anarchistic ‘leftism’). The detailed
course of events added other ‘exceptional’
circumstances, incomprehensible outside the
‘tangle’ of Russia’s internal and external
contradictions. For example, the ‘advanced’
character of the Russian revolutionary elite,
exiled by Tsarist repression; in exile it
became ‘cultivated’, it absorbed the whole
heritage of the political experience of the
Western European working classes (above all,
Marxism); this was particularly true of the
formation of the Bolshevik Party, far ahead
of any Western ‘socialist’ party in consciousness
and organisation; the ‘dress rehearsal’ for
the Revolution in 1905, which, in common
with most serious crises, set class relations
sharply into relief, crystallised them and
made possible the ‘discovery’ of a new form
of mass political organisation: the soviets.
Last, but not the least remarkable, the unexpected
‘respite’ the exhausted imperialist nations
allowed the Bolsheviks for them to make their
‘opening’ in history, the involuntary but
effective support of the Anglo-French bourgeoisie,
who, at the decisive moment, wishing to be
rid of the Tsar, did everything to help the
Revolution. In short, as precisely these
details show, the privileged situation of
Russia with respect to the possible revolution
was a matter of an accumulation and exacerbation
of historical contradictions that would have
been incomprehensible in any country which
was not, as Russia was, simultaneously at
least a century behind the imperialist world,
and at the peak of its development.
Lenin said this time and time again, and
Stalin summarised it in particularly clear
terms in his April 1924 speeches. The unevenness
of capitalist development led, via the
1914-18 War, to the Russian Revolution because
in the revolutionary situation facing the
whole of humanity Russia was the weakest
link in the chain of imperialist states.
It had accumulated the largest sum of historical
contradictions then possible; for it was
at the same time the most backward and the
most advanced nation, a gigantic contradiction
which its divided ruling classes could neither
avoid nor solve. In other words Russia was
overdue with its bourgeois revolution on
the eve of its proletarian revolution; pregnant
with two revolutions, it could not withhold
the second even by delaying the first. This
exceptional situation was ‘insoluble’ (for
the ruling classes) and Lenin was correct
to see in it the objective conditions of
a Russian revolution, and to forge its subjective
conditions, the means of a decisive assault
on this weak link in the imperialist chain,
in a Communist Party that was a chain without
weak links.
What else did Marx and Engels mean when they
declared that history always progresses by
its bad side? This obviously means the worse
side for the rulers, but without stretching
the sense unduly we can interpret the bad
side as the bad side for those who expect
history from another side! For example, the
German Social-Democrats at the end of the
nineteenth century imagined that they would
shortly be promoted to socialist triumph
by virtue of belonging to the most powerful
capitalist State, then undergoing rapid economic
growth, just as they were experiencing rapid
electoral growth (such coincidences do occur
. . .). They obviously saw History as progressing
by the other side, the ‘good’ side, the side
with the greatest economic development, the
greatest growth, with its contradiction reduced
to the purest form (the contradiction between
Capital and Labour), so they forgot that
all this was taking place in a Germany armed
with a powerful State machine, endowed with
a bourgeoisie which had long ago given up
‘its’ political revolution in exchange for
Bismarck’s (and later Wilhelm’s) military,
bureaucratic and police protection, in exchange
for the super-profits of capitalist and colonialist
exploitation, endowed, too, with a chauvinist
and reactionary petty bourgeoisie. They forgot
that, in fact, this simple quintessence of
contradiction was quite simply abstract:
the real contradiction was so much one with
its ‘circumstances’ that it was only discernible,
identifiable and manipulable through them
and in them.
What is the essence of this practical experience
and the reflections it inspired in Lenin?
It should be pointed out immediately that
this was not Lenin’s sole illuminating experience.
Before 1917 there was 1905, before 1905 the
great historical deceptions of England and
Germany, before that the Commune, even earlier
the German failure of
1848-9. These experiences had been reflected
en route (Engels, Revolution and Counter-revolution
in Germany; Marx, The Class Struggles in
France, The Civil War in France, The Eighteenth
Brumaire, The Critique of the Gotha Programme;
Engels, The Critique of the Erfurt Programme,
and so on), directly or indirectly, and had
been related to even earlier revolutionary
experience: to the bourgeois revolutions
of England and France.
How else should we summarise these practical
experiences and their theoretical commentaries
other than by saying that the whole Marxist
revolutionary experience shows that. if the
general contradiction (it has already been
specified: the contradiction between the
forces of production and the relations of
production. essentially embodied in the contradiction
between two antagonistic classes) is sufficient
to define the situation when revolution is
the ‘task of the day’, it cannot of its own
simple, direct power induce a ‘revolutionary
situation’, nor a fortiori a situation of
revolutionary rupture and the triumph of
the revolution. If this contradiction is
to become ‘active’ in the strongest sense,
to become a ruptural principle, there must
be an accumulation of ‘circumstances’ and
‘currents’ so that whatever their origin
and sense (and many of them will necessarily
be paradoxically foreign to the revolution
in origin and sense, or even its ‘direct
opponents’), they ‘fuse’ into a ruptural
unity: when they produce the result of the
immense majority of the popular masses grouped
in an assault on a regime which its ruling
classes are unable to defend. Such a situation
presupposes not only the ‘fusion’ of the
two basic conditions into a ‘single national
crisis ‘, but each condition considered (abstractly)
by itself presupposes the ‘fusion’ of an
‘accumulation’ of contradictions. How else
could the class-divided popular masses (proletarians,
peasants, petty bourgeois) throw themselves
together, consciously or unconsciously, into
a general assault on the existing regime?
And how else could the ruling classes (aristocrats,
big bourgeois, industrial bourgeois, finance
bourgeois, etc.), who have learnt by long
experience and sure instinct to seal between
themselves, despite their class differences,
a holy alliance against the exploited, find
themselves reduced to impotence, divided
at the decisive moment, with neither new
political solutions nor new political leaders,
deprived of foreign class support, disarmed
in the very citadel of their State machine,
and suddenly overwhelmed by the people they
had so long kept in leash and respectful
by exploitation, violence and deceit? If,
as in this situation, a vast accumulation
of ‘contradictions’ comes into play in the
same court, different sense, different levels
and points of application — but which nevertheless
‘merge’ into a ruptural unity, we can no
longer talk of the sole, unique power of
the general ‘contradiction’. Of course, the
basic contradiction dominating the period
(when the revolution is ‘the task of the
day’) is active in all these ‘contradictions’
and even in their ‘fusion’. But, strictly
speaking, it cannot be claimed that these
contradictions and their fusion are merely
the pure phenomena of the contradiction.
The ‘circumstances’ and ‘currents’ which
achieve it are more than its phenomena pure
and simple. They derive from the relations
of production, which are, of course, one
of the terms of the contradiction, but at
the same time its conditions of existence;
from the superstructures, instances which
derive from it, but have their own consistency
and effectivity from the international conjunctivity
itself, which intervenes as a determination
with a specific role to play. This means
that if the ‘differences’ that constitute
each of the instances in play (manifested
in the ‘accumulation’ discussed by Lenin)
‘merge’ into a real unity, they are not ‘dissipated’
as pure phenomena in the internal unity of
a simple contradiction. The unity they constitute
in this ‘fusion’ into a revolutionary rupture,
is constituted by their own essence and effectivity,
by are, and according to the specific modalities
of their action. In constituting this unity,
they reconstitute and complete their basic
animating unity, but at the same time they
also bring out its nature: the ‘contradiction’
is inseparable from the total structure of
the social body in which it is found, inseparable
from its formal conditions of existence,
and even from the instances it governs; it
is radically affected by them, determining,
but also determined in one and the same movement,
and determined by the various levels and
instances of the social formation it animates;
it might be called over-determined in its
principle.
I am not particularly taken by this term
overdetermination (borrowed from other disciplines),
but I shall use it in the absence of anything
better, both as an index and as a problem,
and also because it enables us to see clearly
why we are dealing with something quite different
from the Hegelian contradiction.
Indeed, a Hegelian contradiction is never
really overdetermined, even though it frequently
has all the appearances of being so. For
example, in the Phenomenology of Mind, which
describes the ‘experiences’ of consciousness
and their dialectic, culminating in Absolute
Knowledge, contradiction does not appear
to be simple, but on the contrary very complex.
Strictly speaking, only the first contradiction
— between sensuous consciousness and its
knowledge can be called simple. The further
we progress in the dialectic of its production,
the richer consciousness becomes, the more
complex is its contradiction. However, it
can be shown that this complexity is not
the complexity of an effective overdetermination,
but the complexity of a cumulative internalisation
which is only apparently an overdetermination.
In fact at each moment of its development
consciousness lives and experiences its own
essence (the essence corresponding to the
stage it has attained) through all the echoes
of the essence it has previously been, and
through the allusive presence of the corresponding
historical forms. Hegel, therefore, argues
that every .consciousness has a suppressed-conserved
(aufgehoben) past even in its present, and
a world (the world whose consciousness it
could be, but which is marginal in the Phenomenology,
its presence virtual and latent), and that
therefore it also has as its past the worlds
of its superseded essences. But these past
images of consciousness and these latent
worlds
(corresponding to the images) never affect
present consciousness as effective determinations
different from itself: these images and worlds
concern it only as echoes
(memories, phantoms of its historicity) of
what it has become. that is, as anticipations
of or allusions to itself. Because the past
is never more than the internal essence
(in-itself) of the future it encloses this
presence of the past is the presence to consciousness
of consciousness itself, and no true external
determination. A circle of circles, consciousness
has only one centre, which solely determines
it; it would need circles with another centre
than itself — decentred circles — for it
to be affected at its centre by their effectivity,
in short for its essence to be over-determined
by them. But this is not the case.
This truth emerges even more clearly from
the Philosophy of History. Here again we
encounter an apparent overdetermination:
are not all historical societies constituted
of an infinity of concrete determinations,
from political laws to religion via customs,
habits, financial, commercial and economic
regimes, the educational system, the arts,
philosophy, and so on? However, none of these
determinations is essentially outside the
others, not only because together they constitute
an original, organic totality, but also and
above all because this totality is reflected
in a unique internal principle, which is
the truth of all those concrete determinations.
Thus Rome: its mighty history, its institutions,
its crises and ventures, are nothing but
the temporal manifestation of the internal
principle of the abstract legal personality,
and then its destruction. Of course, this
internal principle contains as echoes the
principle of each of the historical formations
it has superseded, but as echoes of itself
— that is why, too, it only has one centre,
the centre of all the past worlds conserved
in its memory; that is why it is simple.
And its own contradiction appears in this
very simplicity: in Rome, the Stoic consciousness,
as consciousness of the contradiction inherent
in the concept of the abstract legal personality,
which aims for the concrete world of subjectivity,
but misses it. This is the contradiction
which will bring down Rome and produce its
future: the image of subjectivity in medieval
Christianity. So all Rome’s complexity fails
to overdetermine the contradiction in the
simple Roman principle, which is merely the
internal essence of this infinite historical
wealth.
We have only to ask why Hegel thought the
phenomena of historical mutation in terms
of this simple concept of contradiction,
to pose what is precisely the essential question.
The simplicity of the Hegelian contradiction
is made possible only by the simplicity of
the internal principle that constitutes the
essence of any historical period. If it is
possible, in principle, to reduce the totality,
the infinite diversity, of a historically
given society (Greece, Rome, the Holy Roman
Empire, England, and so on) to a simple internal
principle, this very simplicity can be reflected
in the contradiction to which thereby acquires
a right. Must we be even plainer? This reduction
itself (Hegel derived the idea from Montesquieu),
the reduction of all the elements that make
up the concrete life of a historical epoch
(economic, social, political and legal institutions,
customs, ethics, art, religion, philosophy,
and even historical events: wars, battles,
defeats, and so on) to one principle of internal
unity, is itself only possible on the absolute
condition of taking the whole concrete life
of a people for the externalisation-alienation
(Entausserung-Entfremdung) of an internal
spiritual principle, which can never definitely
be anything but the most abstract form of
that epoch’s consciousness of itself: its
religious or philosophical consciousness,
that is, its own ideology. I think we can
now see how the ‘mystical shell’ affects
and contaminates the ‘kernel’ — for the simplicity
of Hegelian contradiction is never more than
a reflection of the simplicity of this internal
principle of a people, that is, not its material
reality but its most abstract ideology. It
is also why Hegel could represent Universal
History from the Ancient Orieno the present
day as ‘dialectical’, that is, moved by the
simple play of a principle of simple contradiction.
It is why there is never for him any basic
rupture, no actual end to any real history
— nor any radical beginning. It is why his
philosophy of history is garnished with uniformly
‘dialectical’ ,mutations. This stupefying
conception is only defensible from the Spirit’s
topmost peak. From that vantage point what
does it matter if a people die once it has
embodied the determinate principle of a moment
of the Idea (which has plenty more to come),
once, having embodied it, it has cast it
off to add it to that Self-Memory which is
History, thereby delivering it to such and
such another people
(even if their historical relation is very
tenuous !), who, reflecting it in their substance,
will find in it the promise of their own
internal principle, that is, as if by chance
the logically consecutive moment of the Idea,
etc. etc. ? It must be clear that all these
arbitrary decisions (shot through though
they are with insights of genius) are not
just miraculously confined to Hegel’s ‘world
outlook’, to his ‘system’, but are reflected
in the structure, in the very structures
of his dialectic, particularly in the ‘contradiction’
whose task is the magical movement of the
concrete contents of a historical epoch towards
their ideological Goal.
Thus the Marxist ‘inversion’ of the Hegelian
dialectic is something quite different from
an extraction pure and simple. If we clearly
perceive the intimate and close relation
that the Hegelian structure of the dialectic
has with Hegel’s ‘world outlook’, that is,
with his speculative philosophy, this ‘world
outlook’ cannot really be cast aside without
our being obliged to transform profoundly
the structures of that dialectic. If not,
whether we will or no, we shall drag along
with us, one hundred and fifty years after
Hegel’s death and one hundred after Marx,
the shreds of the famous ‘mystical wrapping’.
Let us return to Lenin and thence to Marx.
If it is true, as Leninist practice and reflection
prove, that the revolutionary situation in
Russia was precisely a result of the intense
overdetermination of the basic class contradiction,
we should perhaps ask what is exceptional
about this ‘exceptional situation’, and whether,
like all exceptions, this one does not clarify
its rule — is not, unbeknown to the rule,
the rule itself. For, after all, are we not
always in exceptional situations? The failure
of the 1849 Revolution in Germany was an
exception, the failure in Paris in 1871 was
an exception, the German Social-Democratic
failure at the beginning of the twentieth
century pending the chauvinist betrayal of
1914 was an exception . . . exceptions, but
with respect to what? To nothing but the
‘dialectical’ schema, which in its very simplicity
seems to have retained a memory (or rediscovered
the style) of the Hegelian model and its
faith in the resolving ‘power’ of the abstract
contradiction as such: in particular, the
‘beautiful’ contradiction between Capital
and Labour. I do not deny that the ‘simplicity’
of this purified schema has answered to certain
subjective necessities of the mobilisation
of the masses; after all, we know perfectly
well that the utopian forms of socialism
also played a historical part, and played
it well because they took the masses at the
word of their consciousness, because if they
are to be led forward, even (and above all)
this is how they must be taken. One day it
will be necessary to do what Marx and Engels
did for utopian socialism, but this time
for those still schematic-utopian forms of
mass consciousness influenced by Marxism
(even the consciousness of certain of its
theoreticians) in the first stage of its
history: a true historical study of the conditions
and forms of that consciousness. In fact
we find that all the important historical
and political articles written by Marx and
Engels during this period give us precisely
the material for a preliminary reflection
on these so-called ‘exceptions’. They draw
from them the basic notion that the Capital-Labour
contradiction is never simple, but always
specified by the historically concrete forms
and circumstances in which it is exercised.
It is specified by the forms of the superstructure
(the State, the dominant ideology, religion,
politically organised movements, and so on);
specified by the internal and external historical
situation which determines it on the one
hand as a function of the national past (completed
or ‘relapsed’ bourgeois revolution, feudal
exploitation eliminated wholly, partially
or not at all, local ‘customs’ specific national
traditions, even the ‘etiquette’ of political
struggles and behaviour, etc.), and on the
other as functions of the existing world
context (what dominates it — competition
of capitalist nations, or ‘imperialist internationalism’,
or competition within imperialism, etc.),
many of these phenomena deriving from the
‘law of uneven development’ in the Leninist
sense.
What can this mean but that the apparently
simple contradiction is always overdetermined?
The exception thus discovers in itself the
rule, the rule of the rule, and the old ‘exceptions’
must be regarded as methodologically simple
examples of the new rule. To extend the analysis
to all phenomena using this rule, I should
like to suggest that an ‘overdetermined contradiction’
may either be overdetermined in the direction
of a historical inhibition, a real ‘block’
for the contradiction (for example, Wilhelmine
Germany), or in the direction of revolutionary
rupture (Russia in 1917), but in neither
condition is it ever found in the ‘pure’
state. ‘Purity’ itself would be the exception,
I agree, but I know of no example to refer
to.
But if every contradiction appears in Marxist
historical practice and experience as an
overdetermined contradiction; if this overdetermination
constitutes the specificity of Marxist contradiction;
if the ‘simplicity’ of the Hegelian dialectic
is inseparable from Hegel’s ‘world outlook’,
particularly the conception of history it
reflects, we must ask what is the content,
the raison d’etre of the overdetermination
of Marxist contradiction, and how can the
Marxist conception of society be reflected
in this overdetermination. This is a crucial
question, for it is obvious that if we cannot
demonstrate the necessary link that unites
the characteristic structure of contradiction
for Marx to his conception of society and
history, if this overdetermination is not
based on the very concepts of the Marxist
theory of history, the category will remain
‘up in the air ‘. For however accurate and
verified it may be in political practice,
we have only so far used it descriptively,
that is, contingently, and like all descriptions
it is still at the mercy of any philosophical
theory that happens to come along.
But this raises the ghost of the Hegelian
model again — not of its abstract model of
contradiction, but of the concrete model
of the conception of history reflected in
it. If we are to prove that the specific
structure of Marxist contradiction is based
on Marx’s conception of history. we must
first ensure that this conception is not
itself a mere ‘inversion’ of the Hegelian
conception pure and simple. It is true that
we could argue as a first approximation that
Marx ‘inverted’ the Hegelian conception of
History. This can be quickly illustrated.
The whole Hegelian conception is regulated
by the dialectic of the internal principles
of each society, that is, the dialectic of
the moments of the idea; as Marx said twenty
times, Hegel explains the material life,
the concrete history of all peoples by a
dialectic of consciousness (the people’s
consciousness of itself: its ideology). For
Marx, on the other hand, the material life
of men explains their history; their consciousness,
their ideologies are then merely the phenomena
of their material life. This opposition certainly
unites all the appearances of an ‘inversion’.
To push this to extremes, almost to caricature:
what do we find in Hegel? A conception of
society which takes over the achievements
of eighteenth-century political theory and
political economy, and regards every society
(every modern society of course; but the
present reveals what was once only a germ)
as constituted by two societies: the society
of needs, or civil society, and the political
society or State and everything embodied
in the State: religion, philosophy, in short,
the epoch’s consciousness of itself. In other
words, schematically, by material life on
the one hand and spiritual life on the other.
For Hegel, material life (civil society,
that is, the economy) is merely a Ruse of
Reason. Apparently autonomous, it is subject
to a law outside itself: its own Goal, which
is simultaneously its condition of possibility,
the State, that is, spiritual life. So here
again we have a way of inverting Hegel which
would apparently give us Marx. It is simply
to invert the relation of the terms (and
thus to retain them): civil society and State,
economy and politics-ideology — but to transform
the essence into the phenomena and the phenomena
into an essence, or if you prefer, to make
the Ruse of Reason work backwards. While
for Hegel, the politico-ideological was the
essence of the economic, for Marx, the economic
will be the essence of the politico-ideological.
The political and the ideological will therefore
be merely pure phenomena of the economic
which will be their ‘truth’. For Hegel’s
‘pure’ principle of consciousness (of the
epoch’s consciousness of itself), for the
simple internal principle which he conceived
as the principle of the intelligibility of
all the determinations of a historical people,
we have substituted another simple principle,
its opposite: material life, the economy
— a simple principle which in turn becomes
the sole principle of the universal intelligibility
of all the determinations of a historical
people. Is this a caricature ? If we take
Marx’s famous comments on the hand-mill,
the watermill and the steam-mill literally
or out of context, this is their meaning.
The logical destination of this temptation
is the exact mirror image of the Hegelian
dialectic the only difference being that
it is no longer a question of deriving the
successive moments from the Idea, but from
the Economy, by virtue of the same internal
contradiction. This temptation results in
the radical reduction of the dialectic of
history to the dialectic generating the successive
modes of production. that is. in the last
analysis, the different production techniques.
There are names for these temptations in
the history of Marxism: economism and even
technologism.
But these terms have only to be mentioned
to evoke the memory of the theoretical and
practical struggles of Marx and his disciples
against these ‘deviations’. And how many
peremptory attacks on economism there are
to counterbalance that well-thumbed piece
on the steam engine! Let us abandon this
caricature, not so as to oppose the official
condemnations to economism, but to examine
what authentic principles are active in these
condemnations and in Marx’s actual thought.
For all its apparent rigour, the fiction
of the ‘inversion’ is now clearly untenable.
We know that Marx did not retain the terms
of the Hegelian model of society and ‘invert’
them. He substituted other, only distantly
related terms for them. Furthermore, he overhauled
the connection which had previously ruled
over the terms. For Marx, both terms and
relation are changed in nature and sense.
Firstly, the terms are no longer the same.
Of course, Marx still talks of ‘civil society’
(especially in The German Ideology: the term
is often mistranslated as ‘bourgeois society’)
but as an allusion to the past, to denote
the site of his discoveries, not to re-utilise
the concept. The formation of this concept
requires closer examination. Beneath the
abstract forms of the political philosophy
of the eighteenth century and the more concrete
forms of its political economy, we discover,
not a true theory of economic history, nor
even a true economic theory, but a description
and foundation of economic behaviour, in
short, a sort of philosophico-economic Phenomenology.
What is remarkable in this undertaking, as
much in its philosophers (Locke, Helvetius,
etc.) as in its economists (Turgot, Smith,
etc.), is that this description of civil
society acts as if it were the description
(and foundation) of what Hegel, aptly summarising
its spirit, called ‘the world of needs’;
a world related immediately, as if to its
internal essence, to the relations of individuals
defined by their particular wishes, personal
interests, in short, their ‘needs’. We know
that Marx’s whole conception of political
economy is based on a critique of this presupposition
(the homoeconomicus and its ethical and legal
abstraction, the ‘Man’ of philosophy); how
then could he take over a concept which is
its direct product? Neither this (abstract)
description of economic behaviour nor its
supposed foundation in the mythical homoeconomicus
interested Marx — his concern was rather
the ‘anatomy’ of this world, and the dialectic
of the mutations of this ‘anatomy’. Therefore
the concept of ‘civil society’ — the world
of individual economic behaviour and its
ideological origin — disappears from Marx’s
work. He understands abstract economic reality
(which Smith, for example, rediscovers in
the laws of the market as a result of his
work of foundation) as the effect of a deeper,
more concrete reality: the mode of production
of a determinate social formation. Thus for
the first time individual economic behaviour
(which was the pretext for this economico-philosophical
Phenomenology) is measured according to its
conditions of existence. The degree of development
of the forces of production, the state of
the relations of production: these are from
now on the basic Marxist concepts. ‘Civil
society’ may well have gestured towards the
site of the new concepts (‘dig here’), but
we must admit that it did not even contribute
to their material. But where in Hegel would
you find all that?
As for the State, it is only too easy to
show that it no longer has the same content
for Marx as it had for Hegel. Not just because
the State can no longer be the ‘reality of
the Idea’, but also and primarily because
it is systematically thought as an instrument
of coercion in the service of the ruling,
exploiting class. Beneath the ‘description’
and sublimation of the attributes of the
State, Marx finds here also a new concept,
foreshadowed in the eighteenth century (Linguet,
Rousseau, etc.), taken up even by Hegel in
his Philosophy of Right (making it into a
‘phenomenon’ of the Ruse of Reason which
triumphs in the State: the opposition of
wealth and poverty), and abundantly used
by the historians of the 1830s: the concept
of social class, in direct relation with
the relations of production. The intervention
of this new concept and its interconnection
with the basic concepts of the economic structure
transforms the essence of the State from
top to toe, for the latter is no longer above
human groups, but at the service of the ruling
class; it is no longer religion and philosophy,
but to set them to serve the interests of
the ruling class, or rather to force them
to base themselves on ideas and themes which
it renders ruling; it therefore ceases to
be the ‘truth of’ civil society, to become,
not the ‘truth of’ something else, not even
of the economy, but the means of action and
domination of a social class. etc.
But it is not just the terms which change,
it is also their relations themselves.
We should not think that this means a new
technical distribution of roles imposed by
the multiplication of new terms. How are
these new terms arranged? On the one hand,
the structure (the economic base: the forces
of production and the relations of production);
on the other, the superstructure (the State
and all the legal, political and ideological
forms). We have seen that one could nevertheless
attempt to maintain a Hegelian relation (the
relation Hegel imposed between civil society
and the State) between these two groups of
categories: the relation between an essence
and its phenomena. sublimated in the concept
of the ‘truth of ... ‘. For Hegel, the State
is the ‘truth of’ civil society, which, thanks
to the action of the Ruse of Reason, is merely
its own phenomenon consummated in it. For
a Marx thus relegated to the rank of a Hobbes
or a Locke, civil society would be nothing
but the ‘truth of’ its phenomenon, the State,
nothing but a Ruse which Economic Reason
would then put at the service of a class:
the ruling class. Unfortunately for this
neat schema, this is not Marx. For him, this
tacit identity (phenomenon-essence-truth-of
...) of the economic and the political disappears
in favour of a new conception of the relation
between determinant instances in the superstructure
complex which constitutes the essence of
any social formation. Of course, these specific
relations between structure and superstructure
still deserve theoretical elaboration and
investigation. However, Marx has at least
given us the ‘two ends of the chain’, and
has told us to find out what goes on between
them: on the one hand, determination in the
last instance by the (economic) mode of production;
on the other, the relative autonomy of the
superstructures and their specific effectivity.
This clearly breaks with the Hegelian principle
of explanation by consciousness of self (ideology),
but also with the Hegelian theme of phenomenon-essence-truth-of.
We really are dealing with a new relationship
between new terms.
Listen to the old Engels in 1890, taking
the young ‘economists’ to task for not having
understood that this was a new relationship.
Production is the determinant factor, but
only ‘in the last instance’: “More than this
neither Marx nor I have ever asserted".
Anyone who ‘twists this’ so that it says
that the economic factor is the only determinant
factor. ‘transforms that proposition into
a meaningless, abstract, empty phrase’. And
as explanation: “The economic situation is
the basis, but the various elements of the
superstructure the political forms of the
class struggle and its results: to wit constitutions
established by the victorious class after
a successful battle, etc., juridical forms,
and then even the reflexes of all these actual
struggles in the brains of the participants,
political, juristic, philosophical theories,
religious views and their further development
into systems of dogmas — also exercise their
influence upon the course of the historical
struggles. and in m-any cases preponderate
in determining their form . . .” The word
‘form’ should understood in its stronger
sense, designating something quite different
from the formal. As Engels also says: “The
Prussian State also arose and developed from
historical, ultimately economic causes. But
it could scarcely be maintained without pedantry
that among the many small states of North
Germany, Brandenberg was specifically determined
by economic necessity to become the great
power embodying the economic, linguistic
and, after the Reformation, also the religious
difference between North and South, and not
by other elements as well (above all by the
entanglement with Poland, owing to the possession
of Prussia, and hence with international
political relations which were indeed also
decisive in the formation of the Austrian
dynastic power)".
Here, then are the two ends of the chain:
the economy is determinant, but in the last
instance, Engels is prepared to say, in the
long run, the run of History. But History
‘asserts itself’ through the multiform world
of the superstructures. from local tradition
to international circumstance. Leaving aside
the theoretical solution Engels proposes
for the problem of the relation between determination
in the last instance — the economic — and
those determinations imposed by the superstructures
— national traditions and international events
— it is sufficient to retain from him what
should be called the accumulation of effective
determinations (deriving from the superstructures
and from special national and international
circumstances) on the determination in the
last instance by the economic. It seems to
me that this clarifies the expression overdetermined
contradiction, which I have put forward,
this specifically because the existence of
overdetermination is no longer a fact pure
and simple, for in its essentials we have
related it to its bases, even if our exposition
has so far been merely gestural. This overdetermination
is inevitable and thinkable as soon as the
real existence of the forms of the superstructure
and of the national and international conjuncture
has been recognised — an existence largely
specific and autonomous, and therefore irreducible
to a pure phenomenon. We must carry this
through to its conclusion and say that this
overdetermination does not just refer to
apparently unique and aberrant historical
situations
(Germany, for example), but is universal;
the economic dialectic is never active in
the pure state; in History, these instances,
the superstructures, etc. — are never seen
to step respectfully aside when their work
is done or, when the Time comes, as his pure
phenomena, to scatter before His Majesty
the Economy as he strides along the royal
road of the Dialectic. From the first moment
to the last, the lonely hour of the ‘last
instance’ never comes.
In short, the idea of a ‘pure and simple’
non-overdetermined contradiction is, as Engels
said of the economist turn of phrase ‘meaningless,
abstract, senseless’. That it can serve as
a pedagogical model, or rather that it did
serve as a polemical and pedagogical instrument
at a certain point in history does not fix
its destiny for all time. After all, pedagogic
systems do change in history. It is time
to make the effort to raise pedagogy to the
level of circumstances, that is, of historical
needs. But we must all be able to see that
this pedagogical effort presupposes another
purely theoretical effort. For if Marx has
given us the general principles and some
concrete examples (The Eighteenth Brumaire,
The Civil War in France, etc.), if all political
practice in the history of Socialist and
Communist movements constitutes an inexhaustible
reservoir of concrete ‘experiential protocol’,
it has to be said that the theory of the
specific effectivity of the superstructures
and other ‘circumstances’ largely remains
to be elaborated; and before the theory of
their effectivity or simultaneously (for
it is by formulating their effectivity that
their essence can be attained) there must
be elaboration of the theory of the particular
essence of the specific elements of the superstructure.
Like the map of Africa before the great explorations,
this theory remains a realm sketched in outline,
with its great mountain chains and rivers,
but often unknown in detail beyond a few
well-known regions. Who has really attempted
to follow up the explorations of Marx and
Engels? I can only think of Gramsci. But
this task is indispensable if we are to be
able to express even propositions more precise
than these approximations on the character
of the overdetermination of Marxist contradiction,
based primarily on the existence and nature
of the superstructures.
Allow me one last example. Marxist political
practice is constantly coming up against
that reality known as ‘survivals’. There
can be no doubt that these survivals exist
— they cling tenaciously to life. Lenin struggled
with them inside the Russian Party even before
the Revolution. We do not need to be reminded
that after the Revolution and from then till
now they have been the source of constant
difficulties, battles and commentaries. What
is a ‘survival’? What is its theoretical
status? Is it essentially social or ‘psychological’?
Can it be reduced to the survival of certain
economic structures which the Revolution
was unable to destroy with its first decrees:
for example, the small-scale production (primarily
peasant production in Russia) which so preoccupied
Lenin? Or does it refer as much to other
structures, political. ideological structures
etc- customs, habits, even ‘traditions’ such
as the ‘national tradition’ with its specific
traits? The term ‘survival’ is constantly
invoked, but it is still virtually uninvestigated,
not in its name (it has one!), but in its
concept. The concept it deserves (and has
fairly won) must be more than a vague Hegelianism
such as ‘supersession’ — the maintenance-of-what-has-been-negated-in-its-very-negation
(that is, the negation of the negation).
If we return to Hegel for a second we see
that the survival of the past as the ‘superseded’
(aufgehoben) is simply reduced to the modality
of a memory, which, furthermore, is merely
the inverse of (that is, the same thing as)
an anticipation. Just as at the dawn of Human
History the first stammerings of the Oriental
Spirit — joyous captive of the giants of
the sky, the sea and the desert, and then
of its own stone bestiary — already betrayed
the unconscious presage of the future achievements
of the Absolute Spirit, so in each instant
of Time the past survives in the form of
a memory of what it has been; that is, as
the whispered promise of its present. That
is why the past is never opaque on an obstacle.
It must always be digestible as it has been
pre-digested. Rome lived happily in a world
impregnated by Greece: Greece ‘superseded’
survived as objective memories: its reproduced
temples, its assimilated religion, its rethought
philosophy. Without knowing it, as at last
it died to bring forth its Roman future,
it was already Rome, so it never shackled
Rome in Rome. That is why the present can
feed on the shades of its past, or even project
them before it, just as the great effigies
of Roman Virtue opened up the road to Revolution
and Terror for the Jacobins. Its past is
never anything more than itself and only
recalls to it that law of interiority which
is the destiny of the whole Future of Humanity.
I think this is enough to show that, though
the word is still meaningful (in fact, not
rigorously meaningful), Marx’s conception
of ‘supersession’ has nothing to do with
this dialectic of historical comfort; his
past was no shade, not even an ‘objective’
shade — it is a terribly positive and active
structured reality, just as cold, hunger
and the night are for his poor worker. How,
then, are we to think these survivals? Surely,
with a number of realities, which are precisely
realities for Marx, whether superstructures,
ideologies ‘national traditions’ or the customs
and ‘spirit’ of a people, etc? Surely, with
the overdetermination of any contradiction
and of any constitutive element of a society,
which means: (1) that a revolution in the
structure does not ipso facto modify the
existing superstructures and particularly
the ideologies at one blow (as it would if
the economic was the sole determinant factor),
for they have sufficient of their own consistency
to survive beyond their immediate life context,
even to recreate, to ‘secrete’ substitute
conditions of existence temporarily; (2)
that the new society produced by the Revolution
may itself ensure the survival, that is,
the reactivation of older elements through
both the forms of its new superstructures
and specific (national and international)
‘circumstances’. Such a reactivation would
be totally inconceivable for a dialectic
deprived of overdetermination. I shall not
evade the most burning issue: it seems to
me that either the whole logic of ‘supersession’
must be rejected, or we must give up any
attempt to explain how the proud and generous
Russian people bore Stalin’s crimes and repression
with such resignation; how the Bolshevik
Party could tolerate them; not to speak of
the final question — how a Communist leader
could have ordered them. But there is obviously
much theoretical work needed here as well.
By this I mean more than the historical work
which has priority — precisely because of
this priority, priority is given to one essential
of any Marxist historical study: rigour;
a rigorous conception of Marxist concepts,
their implications and their development;
a rigorous conception and investigation of
what appertains to them in particular, that
is, what distinguishes them once and for
all from their phantoms.
One phantom is more especially crucial than
any other today: the shade of Hegel. To drive
this phantom back into the night we need
a little more light on Marx, or what is the
same thing, a little more Marxist light on
Hegel himself. We can then escape from the
ambiguities and confusions of the ‘inversion’.
June-July, 1962 Notes for an Investigation,
part III of “For Marx” Translated by: Ben
Brewster; Publisher: Penguin Press.
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